Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 27 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

3,226,543

0.22%

4,059,924

0.27%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,303,977

0.16%

779,700

0.05%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,661,200

0.11%

1,022,300

0.07%

 

 

 

 

TOTAL:

 

 

 

 

7,191,720

0.49%

5,861,924

0.40%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

2

84.1000 USD

Purchase

5

84.6800 USD

Purchase

8

84.0400 USD

Purchase

10

84.4600 USD

Purchase

17

84.0835 USD

Purchase

100

84.4200 USD

Purchase

100

84.1100 USD

Purchase

100

85.1500 USD

Purchase

100

85.6300 USD

Purchase

100

84.5200 USD

Purchase

100

84.0750 USD

Purchase

100

84.0800 USD

Purchase

101

84.0600 USD

Purchase

174

85.1166 USD

Purchase

185

85.1100 USD

Purchase

200

84.9550 USD

Purchase

200

85.1000 USD

Purchase

200

85.2700 USD

Purchase

200

84.0650 USD

Purchase

200

84.4700 USD

Purchase

200

84.5850 USD

Purchase

200

84.4350 USD

Purchase

200

84.4500 USD

Purchase

251

84.4075 USD

Purchase

298

84.1975 USD

Purchase

300

85.6800 USD

Purchase

300

84.0916 USD

Purchase

300

84.4866 USD

Purchase

307

84.0588 USD

Purchase

330

85.5118 USD

Purchase

332

84.8009 USD

Purchase

356

84.4949 USD

Purchase

376

84.4492 USD

Purchase

393

84.2536 USD

Purchase

400

85.0537 USD

Purchase

400

85.0700 USD

Purchase

459

84.2433 USD

Purchase

500

84.1860 USD

Purchase

500

84.4800 USD

Purchase

505

84.7667 USD

Purchase

600

84.0550 USD

Purchase

685

85.3821 USD

Purchase

700

84.0785 USD

Purchase

742

84.0740 USD

Purchase

748

84.4622 USD

Purchase

800

84.1668 USD

Purchase

808

84.4641 USD

Purchase

840

84.4702 USD

Purchase

874

84.1230 USD

Purchase

878

84.1825 USD

Purchase

900

84.3588 USD

Purchase

904

84.3950 USD

Purchase

1,000

84.5330 USD

Purchase

1,105

84.4263 USD

Purchase

1,140

84.4517 USD

Purchase

1,208

84.4710 USD

Purchase

1,440

84.4604 USD

Purchase

1,642

84.7549 USD

Purchase

1,700

84.4488 USD

Purchase

1,800

85.2455 USD

Purchase

1,909

84.3064 USD

Purchase

2,000

84.3106 USD

Purchase

2,211

84.2012 USD

Purchase

2,548

84.4767 USD

Purchase

2,561

84.4468 USD

Purchase

2,659

84.6389 USD

Purchase

2,669

84.6218 USD

Purchase

2,716

84.2967 USD

Purchase

2,863

84.0259 USD

Purchase

3,117

84.6181 USD

Purchase

3,400

84.4564 USD

Purchase

3,544

84.6626 USD

Purchase

3,592

84.4588 USD

Purchase

4,069

84.5703 USD

Purchase

4,760

84.3267 USD

Purchase

4,932

84.3784 USD

Purchase

5,363

84.3559 USD

Purchase

5,816

84.5067 USD

Purchase

6,582

84.6509 USD

Purchase

8,100

84.3300 USD

Purchase

8,660

84.7583 USD

Purchase

8,888

85.1622 USD

Purchase

9,234

84.8524 USD

Purchase

9,700

84.3989 USD

Purchase

13,619

84.5221 USD

Purchase

13,733

84.8165 USD

Purchase

13,800

84.1500 USD

Purchase

17,320

84.6420 USD

Purchase

17,320

84.8152 USD

Purchase

20,056

85.0300 USD

Purchase

21,900

84.5890 USD

Purchase

29,949

84.7072 USD

Purchase

33,200

84.5000 USD

Purchase

38,371

84.0200 USD

Purchase

39,186

84.7384 USD

Purchase

41,300

84.8046 USD

Purchase

41,480

84.5391 USD

Purchase

49,359

84.6512 USD

Purchase

50,500

84.8193 USD

Purchase

53,862

84.0789 USD

Purchase

74,664

84.5139 USD

Purchase

76,482

84.3191 USD

Purchase

212,813

84.7206 USD

Sale

1

84.0700 USD

Sale

1

84.1800 USD

Sale

2

84.0750 USD

Sale

2

84.0600 USD

Sale

3

84.0300 USD

Sale

4

84.0900 USD

Sale

4

84.1125 USD

Sale

10

84.4600 USD

Sale

21

84.5238 USD

Sale

25

84.6400 USD

Sale

66

84.3300 USD

Sale

100

85.7500 USD

Sale

100

84.7400 USD

Sale

100

84.4000 USD

Sale

100

84.4100 USD

Sale

100

84.4150 USD

Sale

100

84.4300 USD

Sale

100

84.4500 USD

Sale

100

84.8700 USD

Sale

100

84.3400 USD

Sale

100

84.8200 USD

Sale

101

84.4250 USD

Sale

162

84.3582 USD

Sale

200

85.1750 USD

Sale

200

84.3600 USD

Sale

200

84.4200 USD

Sale

200

84.6350 USD

Sale

200

84.6500 USD

Sale

214

84.3420 USD

Sale

230

84.9634 USD

Sale

291

84.9694 USD

Sale

300

84.3466 USD

Sale

300

84.8333 USD

Sale

300

84.5766 USD

Sale

300

84.5500 USD

Sale

309

85.1973 USD

Sale

325

84.5215 USD

Sale

347

84.7226 USD

Sale

400

84.8950 USD

Sale

400

85.0700 USD

Sale

400

85.0425 USD

Sale

400

84.8450 USD

Sale

409

85.1906 USD

Sale

444

84.9715 USD

Sale

500

84.5020 USD

Sale

500

84.6580 USD

Sale

500

84.6020 USD

Sale

600

84.6816 USD

Sale

600

84.6483 USD

Sale

638

84.5134 USD

Sale

700

85.1728 USD

Sale

782

85.1388 USD

Sale

821

84.6861 USD

Sale

900

84.5366 USD

Sale

910

85.1357 USD

Sale

915

84.3557 USD

Sale

918

85.0750 USD

Sale

921

84.7849 USD

Sale

959

84.7624 USD

Sale

991

85.1713 USD

Sale

1,003

84.7397 USD

Sale

1,227

84.7230 USD

Sale

1,365

84.4921 USD

Sale

1,384

85.1885 USD

Sale

1,500

85.1180 USD

Sale

1,501

84.7436 USD

Sale

1,703

85.1802 USD

Sale

1,737

84.5449 USD

Sale

1,802

84.8126 USD

Sale

1,841

84.7861 USD

Sale

2,307

84.4306 USD

Sale

2,463

84.6274 USD

Sale

3,470

84.8677 USD

Sale

3,585

85.2717 USD

Sale

3,700

84.2847 USD

Sale

3,750

84.5788 USD

Sale

4,200

84.3354 USD

Sale

4,200

84.5612 USD

Sale

9,000

84.9059 USD

Sale

11,000

84.5000 USD

Sale

11,096

84.4958 USD

Sale

11,800

84.4975 USD

Sale

13,800

84.1500 USD

Sale

17,320

84.8152 USD

Sale

17,320

84.6420 USD

Sale

17,431

84.6136 USD

Sale

18,000

85.0300 USD

Sale

26,180

84.6398 USD

Sale

26,875

84.7143 USD

Sale

36,200

84.8360 USD

Sale

43,300

84.7112 USD

Sale

44,951

84.0200 USD

Sale

55,100

84.7647 USD

Sale

66,440

84.5911 USD

Sale

72,683

84.2136 USD

Sale

100,000

84.4855 USD

Sale

123,148

84.8001 USD

Sale

156,530

84.5166 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

1,611

85.7343 USD

SWAP

Long

4,330

84.3403 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

500

84 USD

American

31 Jan 2020

1.2700 USD

Call Option

Purchasing

100

84 USD

American

31 Jan 2020

1.6800 USD

Call Option

Purchasing

500

85 USD

American

31 Jan 2020

0.9700 USD

Call Option

Purchasing

5,600

85 USD

American

31 Jan 2020

0.9921 USD

Call Option

Purchasing

300

85 USD

American

7 Feb 2020

1.7433 USD

Call Option

Purchasing

2,300

85 USD

American

21 Feb 2020

2.5047 USD

Call Option

Purchasing

100

85 USD

American

20 Mar 2020

3.2200 USD

Call Option

Purchasing

1,100

86 USD

American

31 Jan 2020

0.9718 USD

Call Option

Purchasing

200

86 USD

American

31 Jan 2020

1.5100 USD

Call Option

Purchasing

3,100

86 USD

American

21 Feb 2020

1.8916 USD

Call Option

Purchasing

2,400

86 USD

American

21 Feb 2020

2.1683 USD

Call Option

Purchasing

2,100

87 USD

American

24 Jan 2020

0.0100 USD

Call Option

Purchasing

100

88 USD

American

14 Feb 2020

0.8900 USD

Call Option

Purchasing

100

88 USD

American

21 Feb 2020

1.4200 USD

Call Option

Purchasing

2,400

88 USD

American

19 Jun 2020

3.8508 USD

Call Option

Purchasing

300

90 USD

American

7 Feb 2020

0.3000 USD

Call Option

Purchasing

100

90 USD

American

14 Feb 2020

0.6500 USD

Call Option

Purchasing

200

90 USD

American

21 Feb 2020

1.0200 USD

Call Option

Purchasing

100

93 USD

American

20 Mar 2020

0.5500 USD

Call Option

Purchasing

100

95 USD

American

15 Jan 2021

3.2500 USD

Call Option

Selling

500

70 USD

American

28 Feb 2020

17.5000 USD

Call Option

Selling

400

80 USD

American

15 May 2020

7.7100 USD

Call Option

Selling

200

83 USD

American

20 Mar 2020

5.2900 USD

Call Option

Selling

100

83 USD

American

15 Jan 2021

8.4500 USD

Call Option

Selling

100

84 USD

American

31 Jan 2020

2.1000 USD

Call Option

Selling

900

84 USD

American

7 Feb 2020

2.6700 USD

Call Option

Selling

100

84 USD

American

21 Feb 2020

3.3200 USD

Call Option

Selling

1,700

85 USD

American

31 Jan 2020

1.3641 USD

Call Option

Selling

100

85 USD

American

7 Feb 2020

2.1400 USD

Call Option

Selling

1,000

85 USD

American

6 Mar 2020

3.1000 USD

Call Option

Selling

400

85 USD

American

20 Mar 2020

3.3500 USD

Call Option

Selling

100

85 USD

American

15 May 2020

4.4500 USD

Call Option

Selling

1,200

86 USD

American

31 Jan 2020

0.8616 USD

Call Option

Selling

200

86 USD

American

31 Jan 2020

0.9500 USD

Call Option

Selling

100

86 USD

American

7 Feb 2020

1.7500 USD

Call Option

Selling

400

86 USD

American

7 Feb 2020

2.0200 USD

Call Option

Selling

6,600

87 USD

American

31 Jan 2020

0.4733 USD

Call Option

Selling

3,200

87 USD

American

7 Feb 2020

1.1390 USD

Call Option

Selling

900

87 USD

American

7 Feb 2020

1.6722 USD

Call Option

Selling

18,800

87 USD

American

21 Feb 2020

1.8095 USD

Call Option

Selling

100

87 USD

American

21 Feb 2020

1.9800 USD

Call Option

Selling

5,800

88 USD

American

31 Jan 2020

0.2656 USD

Call Option

Selling

1,300

88 USD

American

31 Jan 2020

0.3238 USD

Call Option

Selling

1,400

88 USD

American

7 Feb 2020

0.8228 USD

Call Option

Selling

300

88 USD

American

7 Feb 2020

0.9366 USD

Call Option

Selling

100

88 USD

American

14 Feb 2020

1.1300 USD

Call Option

Selling

1,200

88 USD

American

21 Feb 2020

1.5175 USD

Call Option

Selling

2,100

88 USD

American

6 Mar 2020

1.8638 USD

Call Option

Selling

100

88 USD

American

20 Mar 2020

2.4000 USD

Call Option

Selling

2,000

88 USD

American

19 Jun 2020

3.8000 USD

Call Option

Selling

5,100

89 USD

American

24 Jan 2020

0.0100 USD

Call Option

Selling

800

89 USD

American

31 Jan 2020

0.1700 USD

Call Option

Selling

6,700

89 USD

American

31 Jan 2020

0.2288 USD

Call Option

Selling

200

89 USD

American

7 Feb 2020

0.7050 USD

Call Option

Selling

700

89 USD

American

7 Feb 2020

0.7428 USD

Call Option

Selling

600

90 USD

American

24 Jan 2020

0.0200 USD

Call Option

Selling

26,100

90 USD

American

31 Jan 2020

0.0883 USD

Call Option

Selling

600

90 USD

American

31 Jan 2020

0.1233 USD

Call Option

Selling

2,700

90 USD

American

7 Feb 2020

0.4292 USD

Call Option

Selling

500

90 USD

American

7 Feb 2020

0.4400 USD

Call Option

Selling

300

90 USD

American

14 Feb 2020

0.6200 USD

Call Option

Selling

2,800

90 USD

American

21 Feb 2020

0.9753 USD

Call Option

Selling

600

90 USD

American

20 Mar 2020

1.7183 USD

Call Option

Selling

1,400

90 USD

American

15 May 2020

2.4892 USD

Call Option

Selling

400

91 USD

American

31 Jan 2020

0.0750 USD

Call Option

Selling

100

91 USD

American

7 Feb 2020

0.3200 USD

Call Option

Selling

100

92 USD

American

7 Feb 2020

0.2200 USD

Call Option

Selling

200

92 USD

American

21 Feb 2020

0.6100 USD

Call Option

Selling

300

93 USD

American

7 Feb 2020

0.1600 USD

Call Option

Selling

100

93 USD

American

7 Feb 2020

0.1900 USD

Call Option

Selling

100

93 USD

American

14 Feb 2020

0.2900 USD

Call Option

Selling

6,800

93 USD

American

21 Feb 2020

0.5650 USD

Call Option

Selling

100

93 USD

American

15 May 2020

1.8500 USD

Call Option

Selling

100

93 USD

American

19 Jun 2020

2.3200 USD

Call Option

Selling

400

95 USD

American

31 Jan 2020

0.0300 USD

Call Option

Selling

300

95 USD

American

14 Feb 2020

0.1900 USD

Call Option

Selling

100

95 USD

American

15 May 2020

1.1200 USD

Call Option

Selling

900

95 USD

American

19 Jun 2020

1.6155 USD

Call Option

Selling

200

100 USD

American

20 Mar 2020

0.2000 USD

Call Option

Selling

800

105 USD

American

19 Jun 2020

0.3400 USD

Call Option

Selling

200

110 USD

American

15 Jan 2021

1.3000 USD

Put Option

Purchasing

1,000

68 USD

American

18 Sep 2020

1.6200 USD

Put Option

Purchasing

100

70 USD

American

15 Jan 2021

4.0000 USD

Put Option

Purchasing

500

78 USD

American

20 Mar 2020

1.2240 USD

Put Option

Purchasing

1,500

80 USD

American

20 Mar 2020

1.7566 USD

Put Option

Purchasing

500

82 USD

American

31 Jan 2020

0.3800 USD

Put Option

Purchasing

500

82 USD

American

31 Jan 2020

0.4600 USD

Put Option

Purchasing

500

83 USD

American

31 Jan 2020

0.5460 USD

Put Option

Purchasing

500

83 USD

American

31 Jan 2020

0.6840 USD

Put Option

Purchasing

1,200

83 USD

American

21 Feb 2020

1.8291 USD

Put Option

Purchasing

1,100

83 USD

American

21 Feb 2020

2.0863 USD

Put Option

Purchasing

300

83 USD

American

15 Jan 2021

8.3000 USD

Put Option

Purchasing

2,900

84 USD

American

31 Jan 2020

0.7913 USD

Put Option

Purchasing

3,100

84 USD

American

31 Jan 2020

0.9938 USD

Put Option

Purchasing

1,100

84 USD

American

7 Feb 2020

2.0000 USD

Put Option

Purchasing

400

85 USD

American

31 Jan 2020

1.2775 USD

Put Option

Purchasing

400

85 USD

American

31 Jan 2020

1.3675 USD

Put Option

Purchasing

6,900

85 USD

American

21 Feb 2020

2.5730 USD

Put Option

Purchasing

1,400

85 USD

American

21 Feb 2020

3.0600 USD

Put Option

Purchasing

100

85 USD

American

20 Mar 2020

3.0700 USD

Put Option

Purchasing

5,600

86 USD

American

24 Jan 2020

2.4000 USD

Put Option

Purchasing

100

88 USD

American

31 Jan 2020

2.2700 USD

Put Option

Purchasing

100

90 USD

American

31 Jan 2020

6.4500 USD

Put Option

Purchasing

1,000

90 USD

American

20 Mar 2020

6.8200 USD

Put Option

Selling

1,000

65 USD

American

18 Sep 2020

1.2700 USD

Put Option

Selling

4,500

75 USD

American

15 May 2020

1.6400 USD

Put Option

Selling

100

78 USD

American

31 Jan 2020

0.1400 USD

Put Option

Selling

1,100

78 USD

American

7 Feb 2020

0.4700 USD

Put Option

Selling

1,000

80 USD

American

7 Feb 2020

0.6300 USD

Put Option

Selling

2,400

80 USD

American

19 Jun 2020

3.7508 USD

Put Option

Selling

300

81 USD

American

31 Jan 2020

0.3100 USD

Put Option

Selling

200

82 USD

American

24 Jan 2020

0.0300 USD

Put Option

Selling

400

82 USD

American

6 Mar 2020

1.9300 USD

Put Option

Selling

14,500

83 USD

American

24 Jan 2020

0.0300 USD

Put Option

Selling

1,100

83 USD

American

19 Jun 2020

4.5272 USD

Put Option

Selling

800

84 USD

American

24 Jan 2020

0.5000 USD

Put Option

Selling

200

85 USD

American

24 Jan 2020

1.0400 USD

Put Option

Selling

1,600

85 USD

American

31 Jan 2020

1.1800 USD

Put Option

Selling

500

85 USD

American

19 Jun 2020

5.7500 USD

Put Option

Selling

1,800

86 USD

American

24 Jan 2020

2.0400 USD

Put Option

Selling

1,300

87 USD

American

24 Jan 2020

3.7500 USD

Put Option

Selling

500

88 USD

American

24 Jan 2020

4.4000 USD

Put Option

Selling

100

88 USD

American

14 Feb 2020

4.1800 USD

Put Option

Selling

600

89 USD

American

24 Jan 2020

4.9000 USD

Put Option

Selling

1,000

93 USD

American

20 Mar 2020

8.8200 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 28 Jan 2020
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Put Options

Written

700

82.5000

American

Jan 15, 2021

Put Options

Written

9,000

85.5000

American

Jan 31, 2020

Put Options

Written

11,300

87.5000

American

Feb 21, 2020

Put Options

Written

1,500

88.0000

American

Jan 31, 2020

Put Options

Written

4,000

37.5000

American

Jan 21, 2022

Put Options

Written

2,600

75.0000

American

Jun 19, 2020

Put Options

Written

100

86.5000

American

Jan 31, 2020

Put Options

Written

1,700

85.0000

American

Jun 19, 2020

Call Options

Purchased

100

67.5000

American

Sep 18, 2020

Call Options

Purchased

100

90.5000

American

Feb 14, 2020

Put Options

Written

4,300

84.5000

American

Feb 21, 2020

Put Options

Written

2,900

70.0000

American

May 15, 2020

Call Options

Purchased

3,300

87.5000

American

May 15, 2020

Call Options

Purchased

200

50.0000

American

Jan 21, 2022

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

1,100

88.0000

American

Feb 21, 2020

Call Options

Purchased

600

75.0000

American

May 15, 2020

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-20,300

92.0000

American

Feb 7, 2020

Call Options

Written

-200

105.0000

American

Feb 21, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Call Options

Written

-100

82.5000

American

Jan 21, 2022

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-17,700

90.0000

American

Jun 19, 2020

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Call Options

Written

-2,100

88.0000

American

Feb 7, 2020

Put Options

Purchased

-19,200

75.0000

American

Feb 21, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-4,200

85.0000

American

Mar 20, 2020

Put Options

Purchased

-100

75.0000

American

Mar 20, 2020

Call Options

Written

-200

74.0000

American

Jan 31, 2020

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Put Options

Purchased

-21,800

82.5000

American

Feb 21, 2020

Call Options

Written

-300

105.0000

American

Jan 21, 2022

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Call Options

Written

-200

80.0000

American

Jan 21, 2022

Call Options

Written

-4,900

92.5000

American

Feb 7, 2020

Call Options

Written

-100

86.5000

American

Feb 21, 2020

Call Options

Written

-3,800

90.0000

American

Feb 7, 2020

Call Options

Written

-100

70.0000

American

Feb 21, 2020

Call Options

Written

-3,300

93.0000

American

Jan 31, 2020

Put Options

Purchased

-5,300

80.0000

American

Jan 31, 2020

Call Options

Written

-500

90.0000

American

Mar 20, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

4,000

57.5000

American

Jan 15, 2021

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

7,400

92.5000

American

May 15, 2020

Call Options

Purchased

1,000

92.5000

American

Feb 21, 2020

Put Options

Written

900

82.5000

American

Sep 18, 2020

Call Options

Purchased

500

87.5000

American

Mar 20, 2020

Call Options

Purchased

100

94.0000

American

Feb 28, 2020

Call Options

Purchased

19,400

92.0000

American

Jan 31, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Put Options

Written

5,000

91.0000

American

Feb 21, 2020

Call Options

Purchased

9,100

95.0000

American

Sep 18, 2020

Call Options

Purchased

5,800

95.0000

American

Feb 21, 2020

Call Options

Purchased

1,300

72.5000

American

Jun 19, 2020

Put Options

Written

5,000

62.5000

American

Jan 15, 2021

Call Options

Purchased

2,400

85.5000

American

Feb 21, 2020

Call Options

Purchased

900

83.5000

American

Feb 21, 2020

Call Options

Purchased

8,300

95.0000

American

May 15, 2020

Call Options

Purchased

7,900

85.0000

American

Feb 21, 2020

Call Options

Purchased

900

85.0000

American

Aug 21, 2020

Call Options

Purchased

300

120.0000

American

Sep 18, 2020

Call Options

Purchased

3,300

83.0000

American

Jan 31, 2020

Put Options

Written

600

62.5000

American

Sep 18, 2020

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Put Options

Purchased

-3,900

80.0000

American

Mar 20, 2020

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Call Options

Written

-200

82.5000

American

Mar 20, 2020

Call Options

Written

-3,800

87.0000

American

Feb 7, 2020

Call Options

Written

-200

91.5000

American

Jan 31, 2020

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Call Options

Written

-1,400

87.5000

American

Jan 31, 2020

Call Options

Written

-5,600

91.0000

American

Feb 7, 2020

Put Options

Purchased

-100

86.0000

American

Jan 31, 2020

Call Options

Written

-700

95.0000

American

Jan 31, 2020

Call Options

Written

-100

100.0000

American

Mar 20, 2020

Put Options

Purchased

-100

85.0000

American

Sep 18, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-18,400

110.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

89.0000

American

Jan 31, 2020

Call Options

Written

-200

97.5000

American

Feb 21, 2020

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Call Options

Purchased

1,000

88.0000

American

Feb 14, 2020

Call Options

Purchased

2,200

105.0000

American

Jun 19, 2020

Put Options

Written

3,200

75.0000

American

May 15, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Call Options

Purchased

900

90.5000

American

Feb 28, 2020

Call Options

Purchased

3,000

97.5000

American

May 15, 2020

Put Options

Written

1,800

57.5000

American

Feb 21, 2020

Call Options

Purchased

1,600

86.5000

American

Jan 31, 2020

Put Options

Written

1,100

78.0000

American

Feb 7, 2020

Put Options

Written

400

87.5000

American

Feb 7, 2020

Call Options

Purchased

200

97.5000

American

Mar 20, 2020

Call Options

Purchased

300

90.5000

American

Feb 21, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Call Options

Purchased

5,500

85.5000

American

Jan 31, 2020

Call Options

Purchased

5,000

95.0000

American

Mar 20, 2020

Put Options

Written

900

88.5000

American

Jan 31, 2020

Put Options

Purchased

-4,400

40.0000

American

Jan 21, 2022

Call Options

Written

-2,700

85.0000

American

Jun 19, 2020

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Call Options

Written

-1,300

90.5000

American

Jan 31, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Call Options

Written

-300

110.0000

American

Jun 19, 2020

Call Options

Written

-900

110.0000

American

Feb 21, 2020

Put Options

Purchased

-900

84.5000

American

Jan 31, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options

Written

-4,300

85.0000

American

May 15, 2020

Put Options

Purchased

-400

85.0000

American

Feb 14, 2020

Put Options

Purchased

-500

81.0000

American

Jan 31, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-6,400

72.5000

American

Feb 21, 2020

Put Options

Purchased

-700

80.0000

American

May 15, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-900

85.0000

American

Sep 18, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-200

87.5000

American

Feb 7, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

90.0000

American

Sep 18, 2020

Put Options

Purchased

-500

77.5000

American

Mar 20, 2020

Put Options

Purchased

-120,000

85.0000

American

Feb 21, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Written

-100

84.5000

American

Feb 7, 2020

Call Options

Written

-1,000

86.0000

American

Feb 7, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

67.5000

American

Jan 15, 2021

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Put Options

Written

177,700

80.0000

American

Jan 15, 2021

Call Options

Purchased

5,400

90.0000

American

Aug 21, 2020

Put Options

Written

2,800

80.0000

American

Jun 19, 2020

Call Options

Purchased

1,800

82.5000

American

Feb 21, 2020

Call Options

Purchased

1,500

89.5000

American

Jan 31, 2020

Call Options

Purchased

7,400

80.0000

American

May 15, 2020

Put Options

Written

5,700

77.5000

American

Jan 15, 2021

Put Options

Written

100

78.0000

American

Jan 31, 2020

Call Options

Purchased

4,700

87.5000

American

Feb 21, 2020

Put Options

Written

400

90.0000

American

Jun 19, 2020

Put Options

Written

200

37.5000

American

Jan 15, 2021

Put Options

Written

156,100

65.0000

American

Jun 19, 2020

Call Options

Purchased

200

93.0000

American

Feb 21, 2020

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Put Options

Written

900

85.0000

American

Jan 31, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

4,000

92.5000

American

Mar 20, 2020

Call Options

Purchased

5,700

90.0000

American

Sep 18, 2020

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Call Options

Purchased

400

87.5000

American

Jun 19, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

400

75.0000

American

Jan 21, 2022

Put Options

Written

400

81.5000

American

Mar 6, 2020

Call Options

Purchased

1,100

85.0000

American

Feb 7, 2020

Put Options

Written

300

85.0000

American

May 15, 2020

Call Options

Written

-4,200

93.5000

American

Jan 31, 2020

Call Options

Written

-79,900

70.0000

American

Jan 15, 2021

Call Options

Written

-3,400

88.5000

American

Jan 31, 2020

Call Options

Written

-5,200

85.0000

American

Jan 15, 2021

Call Options

Written

-2,100

88.0000

American

Mar 6, 2020

Put Options

Purchased

-100

85.5000

American

Feb 7, 2020

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Call Options

Written

-300

91.5000

American

Feb 7, 2020

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-8,000

90.0000

American

Feb 21, 2020

Call Options

Written

-18,700

92.5000

American

Feb 21, 2020

Put Options

Purchased

-1,500

87.0000

American

Jan 31, 2020

Put Options

Purchased

-200

92.5000

American

Sep 18, 2020

Put Options

Purchased

-200

87.5000

American

Sep 18, 2020

Put Options

Purchased

-1,100

67.5000

American

Sep 18, 2020

Call Options

Written

-51,100

92.5000

American

Jan 15, 2021

Call Options

Written

-13,000

100.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

70.0000

American

Jan 15, 2021

Put Options

Purchased

-9,100

87.5000

American

May 15, 2020

Call Options

Written

-200

110.0000

American

Sep 18, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-39,100

90.0000

American

Jan 31, 2020

Call Options

Written

-100

89.0000

American

Feb 7, 2020

Put Options

Purchased

-500

81.5000

American

Jan 31, 2020

Call Options

Written

-1,200

92.5000

American

Jan 31, 2020

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Call Options

Purchased

200

94.0000

American

Jan 31, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

13,800

75.0000

American

Sep 18, 2020

Put Options

Written

100

77.5000

American

May 15, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Put Options

Written

200

67.5000

American

May 15, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Put Options

Written

1,100

82.5000

American

Jun 19, 2020

Call Options

Purchased

100

110.0000

American

Jan 21, 2022

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Put Options

Written

300

65.0000

American

May 15, 2020

Call Options

Purchased

5,900

85.0000

American

Jan 31, 2020

Put Options

Written

12,100

70.0000

American

Feb 21, 2020

Call Options

Purchased

33,100

90.0000

American

Feb 21, 2020

Call Options

Purchased

200

89.0000

American

Feb 21, 2020

Call Options

Purchased

7,400

90.0000

American

May 15, 2020

Call Options

Purchased

4,300

84.5000

American

Jan 31, 2020

Put Options

Written

100

77.5000

American

Sep 18, 2020

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Call Options

Written

-400

93.0000

American

Feb 7, 2020

Put Options

Purchased

-400

100.0000

American

Jan 15, 2021

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Call Options

Written

-6,800

91.0000

American

Jan 31, 2020

Put Options

Purchased

-100

60.0000

American

Feb 21, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Call Options

Written

-18,100

87.0000

American

Feb 21, 2020

Call Options

Written

-2,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Call Options

Written

-500

70.0000

American

Feb 28, 2020

Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020

Put Options

Purchased

-300

79.5000

American

Jan 31, 2020

Put Options

Purchased

-1,500

82.5000

American

May 15, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-400

89.0000

American

Feb 21, 2020

Put Options

Purchased

-1,600

84.0000

American

Feb 7, 2020

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Put Options

Purchased

-400

92.5000

American

Feb 21, 2020

Call Options

Written

-1,000

85.0000

American

Mar 6, 2020

Put Options

Purchased

-200

70.0000

American

Aug 21, 2020

Put Options

Purchased

-700

95.0000

American

Jan 15, 2021

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Written

30,100

70.0000

American

Jun 19, 2020

Call Options

Purchased

3,300

86.0000

American

Feb 21, 2020

Put Options

Written

300

90.0000

American

Jan 31, 2020

Put Options

Written

800

87.5000

American

Jan 15, 2021

Call Options

Purchased

2,000

93.5000

American

Feb 14, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Put Options

Written

1,000

75.0000

American

Jan 15, 2021

Call Options

Purchased

100

90.0000

American

Jan 15, 2021

Put Options

Written

300

35.0000

American

Sep 18, 2020

Call Options

Purchased

100

86.0000

American

Jan 31, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

400

50.0000

American

Feb 21, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Call Options

Purchased

100

91.0000

American

Feb 21, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options

Written

-18,900

95.0000

American

Jun 19, 2020

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Put Options

Purchased

-2,900

81.5000

American

Feb 7, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-4,400

83.5000

American

Jan 31, 2020

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Call Options

Written

-900

86.5000

American

Feb 7, 2020

Call Options

Written

-300

89.0000

American

Jan 31, 2020

Put Options

Purchased

-2,400

83.0000

American

Feb 21, 2020

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Purchased

-6,000

84.0000

American

Jan 31, 2020

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

5,400

100.0000

American

Feb 21, 2020

Put Options

Written

15,300

85.0000

American

Feb 21, 2020

Put Options

Written

5,000

67.5000

American

Feb 21, 2020

Call Options

Purchased

100

95.0000

American

Aug 21, 2020

Put Options

Written

14,500

67.5000

American

Jun 19, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Put Options

Written

300

65.0000

American

Jan 15, 2021

Call Options

Purchased

2,200

105.0000

American

May 15, 2020

Put Options

Written

100

97.5000

American

Jan 21, 2022

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Put Options

Written

100

130.0000

American

Jun 19, 2020

Call Options

Purchased

1,300

92.0000

American

Feb 21, 2020

Call Options

Purchased

1,300

105.0000

American

Sep 18, 2020

Put Options

Written

1,100

65.0000

American

Sep 18, 2020

Put Options

Written

12,700

84.0000

American

Feb 21, 2020

Call Options

Purchased

300

55.0000

American

Jan 21, 2022

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Put Options

Written

1,000

77.5000

American

Jun 19, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Written

-400

82.5000

American

May 15, 2020

Put Options

Purchased

-400

87.0000

American

Feb 14, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-100

85.5000

American

Feb 7, 2020

Put Options

Purchased

-1,000

90.0000

American

Mar 20, 2020

Call Options

Written

-6,800

105.0000

American

Jan 15, 2021

Call Options

Written

-500

89.5000

American

Feb 7, 2020

Call Options

Written

-200

90.0000

American

Feb 14, 2020

Put Options

Purchased

-4,900

83.0000

American

Jan 31, 2020

Put Options

Purchased

-15,700

95.0000

American

Feb 21, 2020

Put Options

Purchased

-4,900

57.5000

American

Sep 18, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Call Options

Written

-3,900

100.0000

American

Jun 19, 2020

Put Options

Purchased

-400

90.0000

American

Feb 28, 2020

Call Options

Purchased

5,000

100.0000

American

May 15, 2020

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Put Options

Written

1,000

92.5000

American

Mar 20, 2020

Put Options

Written

600

72.5000

American

May 15, 2020

Call Options

Purchased

400

82.5000

American

Jun 19, 2020

Put Options

Written

17,000

65.0000

American

Feb 21, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Put Options

Written

15,300

80.0000

American

Feb 21, 2020

Call Options

Purchased

7,300

77.5000

American

Jan 15, 2021

Put Options

Written

300

80.5000

American

Jan 31, 2020

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

6,500

84.0000

American

Jan 31, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,500

80.0000

American

Sep 18, 2020

Put Options

Written

1,000

80.0000

American

Feb 7, 2020

Put Options

Written

400

85.0000

American

Jan 15, 2021

Call Options

Written

-1,500

110.0000

American

May 15, 2020

Put Options

Purchased

-13,600

77.5000

American

Feb 21, 2020

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-2,300

82.5000

American

Jan 15, 2021

Call Options

Written

-4,600

100.0000

American

Sep 18, 2020

Call Options

Written

-200

76.0000

American

Jan 31, 2020

Call Options

Written

-6,300

88.0000

American

Jan 31, 2020

Put Options

Purchased

-500

85.5000

American

Feb 14, 2020

Put Options

Purchased

-3,100

81.0000

American

Feb 21, 2020

Put Options

Purchased

-5,600

82.0000

American

Jan 31, 2020

Call Options

Written

-100

93.0000

American

Feb 14, 2020

Put Options

Purchased

-200

81.0000

American

Feb 7, 2020

Put Options

Purchased

-200

87.5000

American

Jan 31, 2020

Call Options

Written

-6,500

87.0000

American

Jan 31, 2020

Call Options

Written

-900

84.0000

American

Feb 7, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-100,000

85.0000

American

Jan 15, 2021

Call Options

Written

-700

88.5000

American

Feb 7, 2020

Call Options

Written

-1,100

88.0000

American

Feb 21, 2020

Call Options

Written

-5,500

95.0000

American

Jan 15, 2021

Put Options

Purchased

-200

85.0000

American

Mar 20, 2020

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Put Options

Purchased

-4,600

82.5000

American

Jan 31, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-1,700

80.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 691202
Time of Receipt (offset from UTC): 20200128T123909+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC