Form 8.3 - Allergan plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 23 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

 

 

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,520,070

1.38%

3,096,047

0.94%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,021,382

0.92%

3,099,508

0.94%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

455,700

0.14%

223,000

0.07%

 

 

 

 

TOTAL:

 

 

 

 

7,997,152

2.44%

6,418,555

1.96%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

1

190.1900 USD
Purchase

12

190.1600 USD
Purchase

24

190.1500 USD
Purchase

43

190.0600 USD
Purchase

51

190.5798 USD
Purchase

60

190.5475 USD
Purchase

100

190.5700 USD
Purchase

100

190.4200 USD
Purchase

100

189.9100 USD
Purchase

100

190.3800 USD
Purchase

100

190.4800 USD
Purchase

100

191.1050 USD
Purchase

100

190.2200 USD
Purchase

101

190.3211 USD
Purchase

115

190.4834 USD
Purchase

195

191.0451 USD
Purchase

200

190.3400 USD
Purchase

200

190.3000 USD
Purchase

300

190.4583 USD
Purchase

331

190.5130 USD
Purchase

400

190.3787 USD
Purchase

447

190.4525 USD
Purchase

500

190.6980 USD
Purchase

500

190.4359 USD
Purchase

571

190.2445 USD
Purchase

601

190.3901 USD
Purchase

663

190.5951 USD
Purchase

806

190.5250 USD
Purchase

809

190.4404 USD
Purchase

819

190.6956 USD
Purchase

1,800

190.4300 USD
Purchase

1,969

190.5185 USD
Purchase

2,057

190.4007 USD
Purchase

2,600

190.5594 USD
Purchase

3,500

190.3997 USD
Purchase

3,847

190.6011 USD
Purchase

6,853

190.3235 USD
Purchase

7,828

190.3356 USD
Purchase

11,000

190.1303 USD
Purchase

14,720

190.6000 USD
Purchase

20,000

190.1458 USD
Purchase

54,215

190.5722 USD
Sale

1

190.1900 USD
Sale

12

190.3591 USD
Sale

12

190.1600 USD
Sale

100

190.2000 USD
Sale

100

190.2600 USD
Sale

100

190.5400 USD
Sale

100

191.1900 USD
Sale

143

190.0600 USD
Sale

154

190.2128 USD
Sale

200

190.4650 USD
Sale

200

190.6900 USD
Sale

212

190.1500 USD
Sale

220

190.4940 USD
Sale

300

190.8533 USD
Sale

300

190.1466 USD
Sale

300

190.4200 USD
Sale

301

190.2049 USD
Sale

380

190.3994 USD
Sale

400

190.2950 USD
Sale

400

190.6975 USD
Sale

431

190.1437 USD
Sale

574

190.1642 USD
Sale

600

190.1650 USD
Sale

650

190.5900 USD
Sale

763

190.5800 USD
Sale

800

190.1456 USD
Sale

800

190.5756 USD
Sale

900

190.2033 USD
Sale

969

190.1200 USD
Sale

1,929

190.3246 USD
Sale

2,025

190.2073 USD
Sale

2,300

190.5269 USD
Sale

2,500

190.1342 USD
Sale

2,729

190.4920 USD
Sale

3,400

190.3764 USD
Sale

5,515

190.4304 USD
Sale

9,385

190.6022 USD
Sale

9,675

190.3394 USD
Sale

10,154

190.6000 USD
Sale

10,300

190.1432 USD
Sale

11,000

190.1303 USD
Sale

14,229

190.4283 USD
Sale

42,617

190.5992 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

 

purchasing,

of

price

 

date

money

 

selling,

securities

 

paid/

 

varying etc

to which

 

received

 

option

 

 

 

relates

 

 

Call Option

Purchasing

100

120 USD

American

21 Jan 2022

69.7500 USD

Call Option

Purchasing

3,100

195 USD

American

21 Aug 2020

4.5000 USD

Call Option

Purchasing

200

195 USD

American

15 Jan 2021

6.0000 USD

Call Option

Selling

100

140 USD

American

21 Jan 2022

50.8800 USD

Put Option

Purchasing

200

140 USD

American

15 Jan 2021

1.1000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

27 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

 

purchased

relevant securities

price

 

date

 

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

Call Options

Purchased

1,700

190.0000

American

Feb 21, 2020

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Put Options

Written

500

185.0000

American

Jun 19, 2020

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

300

135.0000

American

Feb 21, 2020

Call Options

Purchased

300

192.5000

American

Jan 31, 2020

Put Options

Written

300

180.0000

American

Jan 21, 2022

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Purchased

-9,800

180.0000

American

Feb 21, 2020

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options

Written

-100

140.0000

American

Jan 21, 2022

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

200

195.0000

American

Jun 19, 2020

Call Options

Purchased

100

200.0000

American

Aug 21, 2020

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

18,500

150.0000

American

May 15, 2020

Call Options

Purchased

100

195.0000

American

Mar 20, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

300

175.0000

American

Feb 21, 2020

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

11,700

160.0000

American

Jun 19, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Call Options

Written

-2,000

180.0000

American

Feb 21, 2020

Put Options

Purchased

-16,600

115.0000

American

Jan 15, 2021

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Call Options

Written

-2,700

150.0000

American

Jan 15, 2021

Call Options

Written

-100

200.0000

American

Mar 20, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-800

185.0000

American

Feb 21, 2020

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Call Options

Purchased

500

190.0000

American

May 15, 2020

Put Options

Written

400

110.0000

American

Feb 21, 2020

Call Options

Purchased

500

195.0000

American

May 15, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

2,100

185.0000

American

Mar 20, 2020

Put Options

Written

600

185.0000

American

May 15, 2020

Call Options

Purchased

200

192.5000

American

Jan 24, 2020

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Put Options

Written

200

150.0000

American

Jan 21, 2022

Put Options

Written

100

145.0000

American

Jan 15, 2021

Put Options

Written

400

125.0000

American

Jan 15, 2021

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Call Options

Purchased

1,000

190.0000

American

Jun 19, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Put Options

Purchased

-1,000

195.0000

American

May 15, 2020

Call Options

Written

-200

195.0000

American

Feb 21, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Written

300

170.0000

American

Jan 15, 2021

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021

Call Options

Purchased

100

190.0000

American

Jan 24, 2020

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Put Options

Purchased

-2,900

192.5000

American

Jan 24, 2020

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Written

6,500

140.0000

American

Jan 15, 2021

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

51,100

140.0000

American

Feb 21, 2020

Put Options

Written

3,200

120.0000

American

Feb 21, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

14,900

160.0000

American

Feb 21, 2020

Call Options

Purchased

3,200

195.0000

American

Aug 21, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Call Options

Purchased

6,700

190.0000

American

Jan 15, 2021

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

500

180.0000

American

May 15, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

900

180.0000

American

Mar 20, 2020

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Put Options

Written

600

185.0000

American

Feb 21, 2020

Call Options

Purchased

100

120.0000

American

Jan 21, 2022

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Call Options

Written

-200

185.0000

American

Jun 19, 2020

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Put Options

Purchased

-300

165.0000

American

Feb 21, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Put Options

Purchased

-200

170.0000

American

Jan 21, 2022

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Call Options

Purchased

1,700

220.0000

American

Mar 20, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Put Options

Purchased

-700

160.0000

American

Feb 28, 2020

Put Options

Purchased

-1,000

180.0000

American

Jan 15, 2021

Call Options

Written

-1,100

200.0000

American

Feb 21, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Call Options

Written

-300

180.0000

American

Mar 20, 2020

Put Options

Purchased

-1,800

190.0000

American

Jan 24, 2020

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Put Options

Written

200

120.0000

American

May 15, 2020

Put Options

Written

49,000

150.0000

American

Feb 21, 2020

Call Options

Purchased

11,400

195.0000

American

Jan 15, 2021

Put Options

Written

200

195.0000

American

Mar 20, 2020

Put Options

Written

9,800

145.0000

American

Feb 21, 2020

Put Options

Written

100

150.0000

American

Mar 20, 2020

Call Options

Written

-200

200.0000

American

Jan 24, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Put Options

Purchased

-8,500

140.0000

American

Mar 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 691049
Time of Receipt (offset from UTC): 20200127T161856+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC