FORM 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

24 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,189,079

0.22%

4,049,885

0.27%

 

(2)

Derivatives (other than options):

2,298,036

0.16%

779,700

0.05%

 

(3)

Options and agreements to
purchase/sell:

1,694,900

0.11%

957,500

0.06%

 
TOTAL:

7,182,015

0.49%

5,787,085

0.39%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

23

84.0430 USD
Purchase

28

83.5100 USD
Purchase

94

83.3805 USD
Purchase

100

84.3000 USD
Purchase

100

84.1900 USD
Purchase

100

83.3900 USD
Purchase

100

83.7400 USD
Purchase

101

83.0392 USD
Purchase

127

84.3300 USD
Purchase

145

83.7120 USD
Purchase

184

83.3482 USD
Purchase

185

84.0570 USD
Purchase

200

83.4700 USD
Purchase

200

84.0500 USD
Purchase

200

84.9075 USD
Purchase

203

83.5520 USD
Purchase

243

83.5004 USD
Purchase

262

83.5323 USD
Purchase

300

84.4900 USD
Purchase

300

84.0600 USD
Purchase

400

83.3550 USD
Purchase

400

83.6012 USD
Purchase

473

83.0820 USD
Purchase

486

83.5587 USD
Purchase

491

84.5071 USD
Purchase

500

83.5600 USD
Purchase

546

83.5428 USD
Purchase

600

84.3266 USD
Purchase

600

83.5483 USD
Purchase

600

83.7050 USD
Purchase

667

83.5740 USD
Purchase

700

83.3228 USD
Purchase

745

83.5731 USD
Purchase

787

83.3934 USD
Purchase

890

84.2530 USD
Purchase

900

83.3988 USD
Purchase

900

83.3588 USD
Purchase

1,100

83.7059 USD
Purchase

1,245

83.4649 USD
Purchase

1,258

83.5882 USD
Purchase

1,300

83.5923 USD
Purchase

1,346

82.9574 USD
Purchase

1,510

84.2816 USD
Purchase

1,521

83.4137 USD
Purchase

1,752

83.4007 USD
Purchase

1,800

84.1261 USD
Purchase

1,820

83.5775 USD
Purchase

1,900

83.8307 USD
Purchase

1,900

83.5910 USD
Purchase

2,200

83.4118 USD
Purchase

2,213

83.4542 USD
Purchase

2,300

83.3628 USD
Purchase

2,336

83.5063 USD
Purchase

4,543

84.2849 USD
Purchase

5,926

83.7521 USD
Purchase

6,178

83.5498 USD
Purchase

11,211

83.6978 USD
Purchase

15,100

83.3725 USD
Purchase

18,001

83.4775 USD
Purchase

19,162

83.5230 USD
Purchase

33,810

83.5073 USD
Purchase

39,224

83.5400 USD
Purchase

42,400

83.5039 USD
Purchase

45,761

84.1176 USD
Purchase

85,460

83.5798 USD
Purchase

155,524

83.5207 USD
Purchase

300,035

83.6140 USD
Sale

1

83.5500 USD
Sale

10

84.5800 USD
Sale

36

83.4800 USD
Sale

100

82.8650 USD
Sale

100

82.9700 USD
Sale

100

83.1200 USD
Sale

100

83.6900 USD
Sale

100

83.7200 USD
Sale

100

83.8900 USD
Sale

100

84.1200 USD
Sale

123

83.5336 USD
Sale

200

83.0050 USD
Sale

200

83.6300 USD
Sale

200

83.5600 USD
Sale

300

84.8333 USD
Sale

400

83.5150 USD
Sale

400

94.5000 USD
Sale

400

92.0000 USD
Sale

490

83.5297 USD
Sale

500

83.7300 USD
Sale

508

83.5303 USD
Sale

700

83.2285 USD
Sale

700

83.5085 USD
Sale

706

84.3474 USD
Sale

745

83.5916 USD
Sale

800

83.8950 USD
Sale

945

83.5445 USD
Sale

988

83.5047 USD
Sale

1,000

83.5597 USD
Sale

1,116

83.8985 USD
Sale

1,200

95.0000 USD
Sale

1,200

83.8083 USD
Sale

1,534

83.4709 USD
Sale

1,626

83.3845 USD
Sale

1,657

83.8264 USD
Sale

1,700

83.4882 USD
Sale

2,000

83.4920 USD
Sale

2,080

83.5054 USD
Sale

2,200

83.8313 USD
Sale

2,200

83.5357 USD
Sale

2,561

84.0418 USD
Sale

2,574

83.4729 USD
Sale

2,834

84.1931 USD
Sale

3,494

83.6488 USD
Sale

3,513

83.7531 USD
Sale

3,626

83.5012 USD
Sale

4,500

83.4748 USD
Sale

5,000

83.4922 USD
Sale

5,400

83.4618 USD
Sale

5,825

83.6951 USD
Sale

6,248

83.5451 USD
Sale

8,944

83.3989 USD
Sale

10,711

83.4332 USD
Sale

10,819

84.2749 USD
Sale

10,896

83.5801 USD
Sale

11,671

83.7746 USD
Sale

12,202

83.5344 USD
Sale

13,400

83.3310 USD
Sale

14,126

83.5400 USD
Sale

14,470

83.3863 USD
Sale

17,603

84.5212 USD
Sale

22,900

83.6141 USD
Sale

26,600

83.5042 USD
Sale

29,858

83.5526 USD
Sale

65,577

83.5792 USD
Sale

66,211

83.4032 USD
Sale

76,881

83.6530 USD
Sale

142,280

83.5744 USD
Sale

182,145

83.6329 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit
SWAP Long

8,660

83.4925 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

3,300

83 USD American 31 Jan 2020 1.2063 USD
Call Option Purchasing

6,000

84 USD American 31 Jan 2020 0.8418 USD
Call Option Purchasing

1,700

85 USD American 31 Jan 2020 0.4541 USD
Call Option Purchasing

3,800

85 USD American 31 Jan 2020 0.6063 USD
Call Option Purchasing

1,400

85 USD American 21 Feb 2020 1.7564 USD
Call Option Purchasing

1,000

85 USD American 21 Aug 2020 4.6500 USD
Call Option Purchasing

200

86 USD American 31 Jan 2020 0.2100 USD
Call Option Purchasing

5,400

86 USD American 31 Jan 2020 0.5488 USD
Call Option Purchasing

600

86 USD American 7 Feb 2020 1.0200 USD
Call Option Purchasing

100

87 USD American 31 Jan 2020 0.1300 USD
Call Option Purchasing

1,400

87 USD American 31 Jan 2020 0.1800 USD
Call Option Purchasing

700

87 USD American 21 Feb 2020 1.0757 USD
Call Option Purchasing

100

88 USD American 7 Feb 2020 1.0500 USD
Call Option Purchasing

200

88 USD American 21 Feb 2020 0.9600 USD
Call Option Purchasing

100

91 USD American 14 Feb 2020 0.2500 USD
Call Option Purchasing

100

91 USD American 21 Feb 2020 0.3500 USD
Call Option Purchasing

200

94 USD American 31 Jan 2020 0.0300 USD
Call Option Purchasing

200

100 USD American 20 Mar 2020 0.0700 USD
Call Option Selling

200

74 USD American 31 Jan 2020 9.3500 USD
Call Option Selling

200

76 USD American 31 Jan 2020 7.1000 USD
Call Option Selling

5,600

85 USD American 24 Jan 2020 0.0516 USD
Call Option Selling

100

85 USD American 15 May 2020 3.3500 USD
Call Option Selling

100

86 USD American 31 Jan 2020 0.2900 USD
Call Option Selling

700

88 USD American 31 Jan 2020 0.0914 USD
Call Option Selling

700

88 USD American 7 Feb 2020 0.5157 USD
Call Option Selling

1,500

89 USD American 31 Jan 2020 0.0600 USD
Call Option Selling

100

89 USD American 21 Feb 2020 0.5400 USD
Call Option Selling

1,000

90 USD American 31 Jan 2020 0.0300 USD
Call Option Selling

1,200

90 USD American 7 Feb 2020 0.2266 USD
Call Option Selling

600

90 USD American 21 Feb 2020 0.4766 USD
Call Option Selling

1,000

90 USD American 21 Aug 2020 2.8370 USD
Call Option Selling

200

92 USD American 31 Jan 2020 0.0400 USD
Call Option Selling

200

92 USD American 7 Feb 2020 0.1000 USD
Call Option Selling

200

92 USD American 7 Feb 2020 0.1300 USD
Call Option Selling

100

93 USD American 21 Feb 2020 0.2200 USD
Call Option Selling

200

100 USD American 20 Mar 2020 0.1100 USD
Put Option Purchasing

5,000

58 USD American 18 Sep 2020 0.5600 USD
Put Option Purchasing

200

70 USD American 15 Jan 2021 4.0100 USD
Put Option Purchasing

800

73 USD American 21 Feb 2020 0.2500 USD
Put Option Purchasing

31,300

75 USD American 21 Feb 2020 0.3879 USD
Put Option Purchasing

100

75 USD American 15 Jan 2021 5.6500 USD
Put Option Purchasing

5,600

78 USD American 21 Feb 2020 0.7321 USD
Put Option Purchasing

5,800

80 USD American 31 Jan 2020 0.2153 USD
Put Option Purchasing

300

80 USD American 31 Jan 2020 0.2300 USD
Put Option Purchasing

600

80 USD American 21 Feb 2020 1.1250 USD
Put Option Purchasing

700

81 USD American 31 Jan 2020 0.4214 USD
Put Option Purchasing

200

81 USD American 7 Feb 2020 1.2100 USD
Put Option Purchasing

1,200

82 USD American 24 Jan 2020 0.0300 USD
Put Option Purchasing

4,800

82 USD American 31 Jan 2020 0.5781 USD
Put Option Purchasing

100

82 USD American 7 Feb 2020 1.1000 USD
Put Option Purchasing

5,900

83 USD American 24 Jan 2020 0.0567 USD
Put Option Purchasing

4,800

83 USD American 24 Jan 2020 0.0654 USD
Put Option Purchasing

3,900

83 USD American 31 Jan 2020 0.6579 USD
Put Option Purchasing

4,100

83 USD American 31 Jan 2020 0.8102 USD
Put Option Purchasing

2,800

84 USD American 24 Jan 2020 0.2625 USD
Put Option Purchasing

800

84 USD American 24 Jan 2020 0.4912 USD
Put Option Purchasing

3,000

84 USD American 31 Jan 2020 0.9193 USD
Put Option Purchasing

1,500

84 USD American 31 Jan 2020 1.0366 USD
Put Option Purchasing

300

85 USD American 24 Jan 2020 0.9200 USD
Put Option Purchasing

400

85 USD American 31 Jan 2020 1.6600 USD
Put Option Purchasing

100

85 USD American 31 Jan 2020 1.8500 USD
Put Option Purchasing

400

85 USD American 14 Feb 2020 3.2725 USD
Put Option Purchasing

100

86 USD American 24 Jan 2020 1.6900 USD
Put Option Purchasing

200

86 USD American 31 Jan 2020 2.4700 USD
Put Option Purchasing

100

86 USD American 31 Jan 2020 3.2700 USD
Put Option Purchasing

100

86 USD American 7 Feb 2020 3.3500 USD
Put Option Purchasing

500

86 USD American 14 Feb 2020 3.7000 USD
Put Option Purchasing

500

87 USD American 24 Jan 2020 2.8700 USD
Put Option Purchasing

500

88 USD American 24 Jan 2020 3.9200 USD
Put Option Purchasing

100

88 USD American 31 Jan 2020 4.5000 USD
Put Option Purchasing

100

88 USD American 14 Feb 2020 4.5500 USD
Put Option Purchasing

100

93 USD American 24 Jan 2020 5.2000 USD
Put Option Selling

2,000

73 USD American 21 Feb 2020 0.2600 USD
Put Option Selling

600

75 USD American 21 Feb 2020 0.3383 USD
Put Option Selling

500

80 USD American 31 Jan 2020 0.2800 USD
Put Option Selling

200

81 USD American 31 Jan 2020 0.2400 USD
Put Option Selling

500

82 USD American 24 Jan 2020 0.0500 USD
Put Option Selling

600

85 USD American 31 Jan 2020 2.2866 USD
Put Option Selling

1,000

86 USD American 24 Jan 2020 3.1000 USD
Put Option Selling

400

92 USD American 31 Jan 2020 4.3000 USD
Put Option Selling

1,200

95 USD American 7 Feb 2020 7.9000 USD
Put Option Selling

400

95 USD American 7 Feb 2020 9.1000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

27 Jan 2020

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Written

2,600

75.0000

American Jun 19, 2020
Put Options Written

1,200

85.0000

American Jun 19, 2020
Call Options Purchased

100

72.5000

American Sep 18, 2020
Put Options Written

101,800

60.0000

American Jun 19, 2020
Call Options Purchased

200

50.0000

American Jan 21, 2022
Put Options Written

2,900

70.0000

American May 15, 2020
Call Options Purchased

600

75.0000

American May 15, 2020
Call Options Purchased

100

100.0000

American Mar 20, 2020
Call Options Purchased

100

87.5000

American Feb 7, 2020
Put Options Written

100

86.5000

American Jan 31, 2020
Call Options Purchased

3,300

87.5000

American May 15, 2020
Put Options Written

1,100

88.0000

American Feb 21, 2020
Call Options Purchased

1,000

72.5000

American Jan 15, 2021
Put Options Written

1,000

82.5000

American Jan 15, 2021
Call Options Purchased

100

67.5000

American Sep 18, 2020
Call Options Purchased

100

90.5000

American Feb 14, 2020
Put Options Written

11,200

84.5000

American Feb 21, 2020
Put Options Written

1,500

88.0000

American Jan 31, 2020
Put Options Written

11,300

87.5000

American Feb 21, 2020
Put Options Written

9,000

85.5000

American Jan 31, 2020
Put Options Written

4,000

37.5000

American Jan 21, 2022
Call Options Purchased

600

89.5000

American Jan 24, 2020
Call Options Written

-100

82.5000

American Jan 21, 2022
Put Options Purchased

-1,800

85.5000

American Jan 24, 2020
Call Options Written

-20,300

92.0000

American Feb 7, 2020
Put Options Purchased

-100

75.0000

American Mar 20, 2020
Call Options Written

-2,300

120.0000

American Jan 15, 2021
Put Options Purchased

-200

84.5000

American Jan 24, 2020
Call Options Written

-200

80.0000

American Jan 21, 2022
Put Options Purchased

-600

105.0000

American Jan 15, 2021
Put Options Purchased

-2,800

50.0000

American Jan 15, 2021
Call Options Written

-1,400

90.0000

American Feb 7, 2020
Put Options Purchased

-5,000

47.5000

American Jun 19, 2020
Call Options Written

-100

70.0000

American Feb 21, 2020
Call Options Written

-3,300

93.0000

American Jan 31, 2020
Call Options Written

-4,800

92.5000

American Feb 7, 2020
Call Options Written

-200

74.0000

American Jan 31, 2020
Put Options Purchased

-48,100

85.0000

American May 15, 2020
Put Options Purchased

-600

55.0000

American Sep 18, 2020
Call Options Written

-3,900

85.0000

American Mar 20, 2020
Put Options Purchased

-19,200

75.0000

American Feb 21, 2020
Call Options Written

-3,700

130.0000

American Jan 15, 2021
Call Options Written

-700

88.0000

American Feb 7, 2020
Call Options Written

-900

135.0000

American Jan 15, 2021
Put Options Purchased

-1,000

130.0000

American Jan 15, 2021
Put Options Purchased

-3,000

135.0000

American Jan 15, 2021
Put Options Purchased

-5,300

80.0000

American Jan 31, 2020
Call Options Written

-17,700

90.0000

American Jun 19, 2020
Put Options Purchased

-100

50.0000

American Jan 21, 2022
Call Options Written

-4,500

115.0000

American Jan 21, 2022
Put Options Purchased

-100

95.0000

American May 15, 2020
Call Options Written

-200

105.0000

American Feb 21, 2020
Put Options Purchased

-20,600

82.5000

American Feb 21, 2020
Call Options Written

-300

105.0000

American Jan 21, 2022
Call Options Purchased

7,500

92.5000

American May 15, 2020
Call Options Purchased

5,800

95.0000

American Feb 21, 2020
Put Options Written

900

82.5000

American Sep 18, 2020
Call Options Purchased

8,400

95.0000

American May 15, 2020
Put Options Written

4,000

57.5000

American Jan 15, 2021
Call Options Purchased

300

120.0000

American Sep 18, 2020
Put Options Written

5,000

62.5000

American Jan 15, 2021
Call Options Purchased

900

85.0000

American Aug 21, 2020
Put Options Written

302,100

60.0000

American Jan 15, 2021
Call Options Purchased

1,000

145.0000

American Jun 19, 2020
Call Options Purchased

1,000

92.5000

American Feb 21, 2020
Call Options Purchased

5,100

89.0000

American Jan 24, 2020
Call Options Purchased

9,100

95.0000

American Sep 18, 2020
Call Options Purchased

3,300

83.0000

American Jan 31, 2020
Call Options Purchased

1,300

72.5000

American Jun 19, 2020
Call Options Purchased

100

94.0000

American Feb 28, 2020
Call Options Purchased

5,600

85.0000

American Feb 21, 2020
Call Options Purchased

19,400

92.0000

American Jan 31, 2020
Put Options Written

15,400

42.5000

American Feb 21, 2020
Call Options Purchased

600

87.5000

American Mar 20, 2020
Put Options Written

5,000

91.0000

American Feb 21, 2020
Put Options Written

600

62.5000

American Sep 18, 2020
Call Options Purchased

100

90.0000

American Mar 20, 2020
Put Options Purchased

-100

95.0000

American Jun 19, 2020
Put Options Purchased

-100

86.0000

American Jan 31, 2020
Put Options Purchased

-2,400

80.0000

American Mar 20, 2020
Put Options Purchased

-1,500

89.0000

American Jan 31, 2020
Put Options Purchased

-1,000

47.5000

American Jan 15, 2021
Call Options Written

-18,200

110.0000

American Jan 15, 2021
Put Options Purchased

-2,400

55.0000

American Jan 15, 2021
Put Options Purchased

-400

95.0000

American Sep 18, 2020
Put Options Purchased

-500

88.0000

American Jan 24, 2020
Call Options Written

-200

91.5000

American Jan 31, 2020
Call Options Written

-600

87.0000

American Feb 7, 2020
Call Options Written

-100

87.5000

American Jan 31, 2020
Put Options Purchased

-1,500

75.0000

American Sep 18, 2020
Call Options Written

-200

97.5000

American Feb 21, 2020
Put Options Purchased

-100

85.0000

American Sep 18, 2020
Call Options Written

-300

95.0000

American Jan 31, 2020
Put Options Purchased

-1,500

87.5000

American Jan 24, 2020
Call Options Written

-5,500

91.0000

American Feb 7, 2020
Call Options Purchased

1,000

91.0000

American Jan 24, 2020
Call Options Purchased

1,600

86.5000

American Jan 31, 2020
Call Options Purchased

100

77.5000

American Jun 19, 2020
Call Options Purchased

3,000

97.5000

American May 15, 2020
Put Options Written

900

88.5000

American Jan 31, 2020
Call Options Purchased

1,000

88.0000

American Feb 14, 2020
Call Options Purchased

900

90.5000

American Feb 28, 2020
Call Options Purchased

700

87.0000

American Feb 21, 2020
Call Options Purchased

400

70.0000

American Jun 19, 2020
Call Options Purchased

5,500

85.5000

American Jan 31, 2020
Call Options Purchased

5,000

95.0000

American Mar 20, 2020
Call Options Purchased

3,000

105.0000

American Jun 19, 2020
Call Options Purchased

200

97.5000

American Mar 20, 2020
Put Options Written

1,800

57.5000

American Feb 21, 2020
Call Options Purchased

500

89.0000

American Jan 31, 2020
Put Options Written

400

87.5000

American Feb 7, 2020
Call Options Purchased

300

90.5000

American Feb 21, 2020
Put Options Purchased

-500

81.0000

American Jan 31, 2020
Call Options Written

-4,200

85.0000

American May 15, 2020
Put Options Purchased

-4,400

40.0000

American Jan 21, 2022
Put Options Purchased

-6,400

72.5000

American Feb 21, 2020
Call Options Written

-300

110.0000

American Jun 19, 2020
Call Options Written

-2,700

85.0000

American Jun 19, 2020
Call Options Written

-100

100.0000

American Jan 21, 2022
Put Options Purchased

-1,300

50.0000

American Sep 18, 2020
Call Options Written

-1,300

90.5000

American Jan 31, 2020
Put Options Purchased

-2,000

45.0000

American Sep 18, 2020
Put Options Purchased

-600

42.5000

American Sep 18, 2020
Put Options Purchased

-800

84.0000

American Jan 24, 2020
Put Options Purchased

-1,300

75.0000

American May 15, 2020
Put Options Purchased

-120,000

85.0000

American Feb 21, 2020
Put Options Purchased

-1,600

110.0000

American Jan 15, 2021
Call Options Written

-900

110.0000

American Feb 21, 2020
Put Options Purchased

-1,700

90.0000

American Sep 18, 2020
Put Options Purchased

-400

85.0000

American Feb 14, 2020
Call Options Written

-1,900

115.0000

American Sep 18, 2020
Call Options Written

-1,900

97.5000

American Jan 15, 2021
Put Options Purchased

-3,500

50.0000

American Jun 19, 2020
Call Options Written

-3,000

75.0000

American Jan 15, 2021
Put Options Purchased

-500

84.5000

American Jan 31, 2020
Call Options Written

-600

86.0000

American Feb 7, 2020
Put Options Purchased

-700

80.0000

American May 15, 2020
Call Options Written

-900

85.0000

American Sep 18, 2020
Call Options Written

-1,100

87.0000

American Jan 24, 2020
Call Options Purchased

3,200

55.0000

American Jan 15, 2021
Put Options Written

2,500

47.5000

American Jan 21, 2022
Call Options Purchased

400

75.0000

American Jan 21, 2022
Put Options Written

4,000

62.5000

American Feb 21, 2020
Put Options Written

5,700

77.5000

American Jan 15, 2021
Put Options Written

177,700

80.0000

American Jan 15, 2021
Call Options Purchased

800

85.0000

American Feb 7, 2020
Call Options Purchased

5,400

90.0000

American Aug 21, 2020
Put Options Written

400

32.5000

American Sep 18, 2020
Put Options Written

200

37.5000

American Jan 15, 2021
Put Options Written

37,300

57.5000

American Jun 19, 2020
Call Options Purchased

4,700

87.5000

American Feb 21, 2020
Call Options Purchased

1,800

82.5000

American Feb 21, 2020
Call Options Purchased

1,300

92.5000

American Sep 18, 2020
Put Options Written

1,000

42.5000

American Jan 21, 2022
Call Options Purchased

5,700

90.0000

American Sep 18, 2020
Call Options Purchased

1,300

67.5000

American Jan 15, 2021
Call Options Purchased

7,800

80.0000

American May 15, 2020
Put Options Written

156,100

65.0000

American Jun 19, 2020
Call Options Purchased

1,000

65.0000

American Sep 18, 2020
Put Options Written

400

80.0000

American Jun 19, 2020
Call Options Purchased

200

93.0000

American Feb 21, 2020
Call Options Purchased

2,100

89.5000

American Jan 31, 2020
Put Options Written

300

85.0000

American May 15, 2020
Put Options Written

400

90.0000

American Jun 19, 2020
Call Options Purchased

3,900

92.5000

American Mar 20, 2020
Put Options Purchased

-100

67.5000

American Sep 18, 2020
Put Options Purchased

-1,500

89.0000

American Jan 24, 2020
Call Options Written

-11,900

92.5000

American Feb 21, 2020
Call Options Written

-79,900

70.0000

American Jan 15, 2021
Call Options Written

-4,200

93.5000

American Jan 31, 2020
Call Options Written

-1,200

92.5000

American Jan 31, 2020
Call Options Written

-5,200

85.0000

American Jan 15, 2021
Call Options Written

-51,100

92.5000

American Jan 15, 2021
Call Options Written

-200

110.0000

American Sep 18, 2020
Put Options Purchased

-1,200

72.5000

American Sep 18, 2020
Call Options Written

-13,000

100.0000

American Jan 15, 2021
Put Options Purchased

-200

87.5000

American Sep 18, 2020
Put Options Purchased

-1,500

105.0000

American Jun 19, 2020
Call Options Written

-5,600

85.0000

American Jan 24, 2020
Put Options Purchased

-500

82.0000

American Jan 24, 2020
Call Options Written

-13,000

90.0000

American Jan 31, 2020
Call Options Written

-200

70.0000

American Jan 21, 2022
Put Options Purchased

-200

92.5000

American Sep 18, 2020
Put Options Purchased

-1,500

87.0000

American Jan 31, 2020
Put Options Purchased

-8,000

90.0000

American Feb 21, 2020
Put Options Purchased

-100

85.5000

American Feb 7, 2020
Call Options Written

-200

91.5000

American Feb 7, 2020
Put Options Purchased

-100

100.0000

American Jan 21, 2022
Put Options Purchased

-2,200

40.0000

American Sep 18, 2020
Put Options Purchased

-9,100

87.5000

American May 15, 2020
Call Options Written

-2,100

97.5000

American Jun 19, 2020
Put Options Purchased

-2,200

70.0000

American Jan 15, 2021
Put Options Purchased

-5,900

82.5000

American Jan 24, 2020
Put Options Purchased

-5,000

42.5000

American Jun 19, 2020
Put Options Written

28,300

62.5000

American Jun 19, 2020
Call Options Purchased

2,000

85.0000

American Jan 31, 2020
Put Options Written

1,900

55.0000

American Feb 21, 2020
Call Options Purchased

500

82.5000

American Sep 18, 2020
Call Options Purchased

200

89.0000

American Feb 21, 2020
Call Options Purchased

100

110.0000

American Jan 21, 2022
Call Options Purchased

8,800

90.0000

American May 15, 2020
Put Options Written

100

77.5000

American Sep 18, 2020
Put Options Written

15,600

85.0000

American Jan 24, 2020
Call Options Purchased

2,000

90.0000

American Jan 24, 2020
Call Options Purchased

1,100

60.0000

American Jan 15, 2021
Call Options Purchased

13,800

75.0000

American Sep 18, 2020
Put Options Written

300

65.0000

American May 15, 2020
Put Options Written

200

67.5000

American May 15, 2020
Call Options Purchased

35,700

90.0000

American Feb 21, 2020
Put Options Written

5,600

86.0000

American Jan 24, 2020
Call Options Purchased

3,800

84.5000

American Jan 31, 2020
Put Options Written

5,600

86.5000

American Jan 24, 2020
Call Options Purchased

600

77.5000

American Sep 18, 2020
Put Options Written

100

77.5000

American May 15, 2020
Put Options Written

12,100

70.0000

American Feb 21, 2020
Call Options Purchased

7,400

87.5000

American Sep 18, 2020
Call Options Purchased

200

94.0000

American Jan 31, 2020
Put Options Purchased

-600

77.5000

American Jan 15, 2021
Put Options Purchased

-8,600

83.0000

American Jan 24, 2020
Call Options Written

-2,200

130.0000

American Jun 19, 2020
Put Options Purchased

-300

79.5000

American Jan 31, 2020
Put Options Purchased

-300

89.5000

American Jan 24, 2020
Put Options Purchased

-400

89.0000

American Feb 21, 2020
Put Options Purchased

-700

42.5000

American Jan 15, 2021
Call Options Written

-2,500

115.0000

American Feb 21, 2020
Put Options Purchased

-400

100.0000

American Jan 15, 2021
Put Options Purchased

-4,800

55.0000

American May 15, 2020
Put Options Purchased

-70,000

67.5000

American Jan 15, 2021
Call Options Written

-100

93.0000

American Feb 7, 2020
Put Options Purchased

-400

92.5000

American Feb 21, 2020
Call Options Written

-6,400

91.0000

American Jan 31, 2020
Put Options Purchased

-500

84.0000

American Feb 7, 2020
Put Options Purchased

-700

95.0000

American Jan 15, 2021
Put Options Purchased

-1,500

82.5000

American May 15, 2020
Call Options Written

-2,700

125.0000

American Jan 15, 2021
Put Options Purchased

-4,700

35.0000

American Jan 15, 2021
Put Options Purchased

-2,600

72.5000

American Jun 19, 2020
Call Options Written

-2,300

115.0000

American Jun 19, 2020
Put Options Purchased

-200

70.0000

American Aug 21, 2020
Call Options Written

-1,200

92.5000

American Jun 19, 2020
Put Options Purchased

-100

60.0000

American Feb 21, 2020
Put Options Purchased

-900

60.0000

American Sep 18, 2020
Call Options Purchased

100

90.0000

American Jan 15, 2021
Put Options Written

400

50.0000

American Feb 21, 2020
Put Options Written

90,000

50.0000

American Jun 19, 2020
Call Options Purchased

100

125.0000

American Jan 21, 2022
Call Options Purchased

2,000

93.5000

American Feb 14, 2020
Put Options Written

800

87.5000

American Jan 15, 2021
Put Options Written

1,000

75.0000

American Jan 15, 2021
Put Options Written

1,500

62.5000

American May 15, 2020
Put Options Written

400

90.0000

American Jan 31, 2020
Call Options Purchased

100

91.0000

American Feb 21, 2020
Call Options Purchased

200

86.0000

American Jan 31, 2020
Put Options Written

1,400

55.0000

American Jun 19, 2020
Put Options Written

30,100

70.0000

American Jun 19, 2020
Put Options Written

300

35.0000

American Sep 18, 2020
Put Options Purchased

-300

60.0000

American Jan 21, 2022
Put Options Purchased

-1,900

40.0000

American Jan 15, 2021
Put Options Purchased

-2,900

84.0000

American Jan 31, 2020
Put Options Purchased

-9,400

72.5000

American Jan 15, 2021
Put Options Purchased

-600

88.5000

American Jan 24, 2020
Put Options Purchased

-1,500

83.5000

American Jan 31, 2020
Call Options Written

-18,000

95.0000

American Jun 19, 2020
Put Options Purchased

-1,300

83.0000

American Feb 21, 2020
Put Options Purchased

-700

92.5000

American Jun 19, 2020
Call Options Written

-2,100

115.0000

American Jan 15, 2021
Call Options Written

-4,700

120.0000

American Jan 21, 2022
Put Options Purchased

-2,900

81.5000

American Feb 7, 2020
Put Options Written

14,500

67.5000

American Jun 19, 2020
Put Options Written

12,700

84.0000

American Feb 21, 2020
Put Options Written

500

45.0000

American Jan 21, 2022
Call Options Purchased

300

95.0000

American Feb 14, 2020
Put Options Written

100

65.0000

American Sep 18, 2020
Put Options Written

100

130.0000

American Jun 19, 2020
Put Options Written

275,000

70.0000

American Jan 15, 2021
Call Options Purchased

4,200

80.0000

American Jun 19, 2020
Put Options Written

1,000

77.5000

American Jun 19, 2020
Put Options Written

500

45.0000

American Jan 15, 2021
Put Options Written

300

65.0000

American Jan 15, 2021
Call Options Purchased

3,300

88.5000

American Jan 31, 2020
Call Options Purchased

4,700

90.5000

American Jan 24, 2020
Call Options Purchased

1,300

105.0000

American Sep 18, 2020
Call Options Purchased

300

55.0000

American Jan 21, 2022
Put Options Written

3,500

87.5000

American Jun 19, 2020
Call Options Purchased

100

95.0000

American Aug 21, 2020
Call Options Purchased

5,400

100.0000

American Feb 21, 2020
Call Options Purchased

1,500

92.0000

American Feb 21, 2020
Call Options Purchased

2,200

105.0000

American May 15, 2020
Call Options Purchased

700

88.0000

American Jan 24, 2020
Put Options Written

16,700

85.0000

American Feb 21, 2020
Put Options Written

5,000

67.5000

American Feb 21, 2020
Call Options Purchased

100

87.0000

American Jan 31, 2020
Put Options Written

100

97.5000

American Jan 21, 2022
Call Options Written

-400

82.5000

American May 15, 2020
Call Options Written

-6,800

105.0000

American Jan 15, 2021
Put Options Purchased

-100

88.0000

American Feb 14, 2020
Put Options Purchased

-4,900

57.5000

American Sep 18, 2020
Put Options Purchased

-1,000

115.0000

American Jan 21, 2022
Put Options Purchased

-400

87.0000

American Feb 14, 2020
Put Options Purchased

-400

90.0000

American Feb 28, 2020
Put Options Purchased

-300

85.0000

American Jan 31, 2020
Put Options Purchased

-15,700

95.0000

American Feb 21, 2020
Put Options Purchased

-900

40.0000

American Jun 19, 2020
Call Options Written

-3,900

100.0000

American Jun 19, 2020
Put Options Purchased

-4,400

83.0000

American Jan 31, 2020
Put Options Purchased

-100

75.0000

American Jan 21, 2022
Call Options Purchased

500

90.0000

American Jan 21, 2022
Call Options Purchased

400

82.5000

American Jun 19, 2020
Call Options Purchased

6,000

84.0000

American Jan 31, 2020
Put Options Written

600

72.5000

American May 15, 2020
Call Options Purchased

5,000

100.0000

American May 15, 2020
Call Options Purchased

1,500

80.0000

American Sep 18, 2020
Put Options Written

1,100

45.0000

American Jun 19, 2020
Call Options Purchased

7,300

77.5000

American Jan 15, 2021
Put Options Written

1,100

67.5000

American Jan 15, 2021
Put Options Written

400

85.0000

American Jan 15, 2021
Call Options Purchased

100

89.0000

American Feb 7, 2020
Put Options Written

15,300

80.0000

American Feb 21, 2020
Put Options Written

17,000

65.0000

American Feb 21, 2020
Call Options Purchased

1,700

57.5000

American Jan 15, 2021
Call Options Purchased

100

85.0000

American Jan 21, 2022
Put Options Purchased

-100

85.0000

American Mar 20, 2020
Call Options Written

-2,100

86.5000

American Jan 24, 2020
Put Options Purchased

-4,100

82.5000

American Jan 31, 2020
Call Options Written

-1,500

110.0000

American May 15, 2020
Call Options Written

-5,600

95.0000

American Jan 15, 2021
Put Options Purchased

-100,000

85.0000

American Jan 15, 2021
Put Options Purchased

-200

81.5000

American Jan 24, 2020
Put Options Purchased

-5,100

82.0000

American Jan 31, 2020
Call Options Written

-500

87.5000

American Jan 21, 2022
Put Options Purchased

-500

85.5000

American Feb 14, 2020
Put Options Purchased

-1,300

87.0000

American Jan 24, 2020
Call Options Written

-1,500

140.0000

American Jan 15, 2021
Put Options Purchased

-6,500

83.5000

American Jan 24, 2020
Call Options Written

-1,000

87.5000

American Jan 15, 2021
Call Options Written

-4,600

100.0000

American Sep 18, 2020
Call Options Written

-2,200

82.5000

American Jan 15, 2021
Put Options Purchased

-100

87.5000

American Jan 31, 2020
Call Options Written

-500

88.0000

American Jan 31, 2020
Put Options Purchased

-500

47.5000

American Sep 18, 2020
Put Options Purchased

-200

81.0000

American Feb 7, 2020
Call Options Written

-1,700

80.0000

American Jan 15, 2021
Call Options Written

-1,800

86.0000

American Jan 24, 2020
Call Options Written

-200

76.0000

American Jan 31, 2020
Put Options Purchased

-13,600

77.5000

American Feb 21, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 691168
Time of Receipt (offset from UTC): 20200127T121221+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC