Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

24 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,529,234

1.38%

3,099,009

0.94%

 

(2)

Derivatives (other than options):

3,021,382

0.92%

2,831,208

0.86%

 

(3)

Options and agreements to
purchase/sell:

465,800

0.14%

223,400

0.07%

 
TOTAL:

8,016,416

2.44%

6,153,617

1.87%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

1

188.6200 USD
Purchase

5

188.3140 USD
Purchase

17

189.3123 USD
Purchase

62

188.2900 USD
Purchase

93

188.1800 USD
Purchase

100

188.1600 USD
Purchase

100

188.1500 USD
Purchase

100

188.1400 USD
Purchase

100

188.0800 USD
Purchase

100

189.5100 USD
Purchase

100

189.4100 USD
Purchase

100

188.6300 USD
Purchase

100

188.5900 USD
Purchase

100

188.4800 USD
Purchase

100

188.2800 USD
Purchase

111

188.5400 USD
Purchase

173

188.1700 USD
Purchase

200

188.2350 USD
Purchase

200

188.5550 USD
Purchase

227

188.1200 USD
Purchase

238

188.2300 USD
Purchase

298

188.2369 USD
Purchase

300

188.2266 USD
Purchase

300

188.1566 USD
Purchase

317

188.8148 USD
Purchase

476

188.6790 USD
Purchase

500

188.1670 USD
Purchase

664

188.6040 USD
Purchase

700

188.5857 USD
Purchase

773

188.6122 USD
Purchase

800

188.6065 USD
Purchase

820

189.6285 USD
Purchase

910

188.1958 USD
Purchase

1,101

188.6182 USD
Purchase

1,493

189.0169 USD
Purchase

1,748

188.5945 USD
Purchase

1,800

188.2156 USD
Purchase

2,164

188.1900 USD
Purchase

2,431

188.2644 USD
Purchase

2,555

188.7921 USD
Purchase

3,100

188.4875 USD
Purchase

3,203

188.6157 USD
Purchase

3,600

188.6250 USD
Purchase

3,800

188.5233 USD
Purchase

5,332

188.4927 USD
Purchase

6,460

188.3153 USD
Purchase

6,554

188.6639 USD
Purchase

9,683

188.5427 USD
Purchase

33,196

188.4706 USD
Sale

1

189.6300 USD
Sale

1

189.5250 USD
Sale

1

188.8100 USD
Sale

2

189.6400 USD
Sale

2

189.5325 USD
Sale

3

188.9666 USD
Sale

4

189.2575 USD
Sale

6

189.4966 USD
Sale

6

188.3650 USD
Sale

100

189.4100 USD
Sale

100

188.3700 USD
Sale

100

188.0700 USD
Sale

100

189.5100 USD
Sale

127

188.1200 USD
Sale

200

188.7300 USD
Sale

200

188.1899 USD
Sale

298

188.1900 USD
Sale

400

188.8937 USD
Sale

500

188.7920 USD
Sale

817

189.6285 USD
Sale

900

188.2588 USD
Sale

1,093

188.1612 USD
Sale

1,200

188.2306 USD
Sale

1,205

188.6281 USD
Sale

2,180

188.2083 USD
Sale

2,431

188.2644 USD
Sale

2,700

188.3248 USD
Sale

2,904

188.5872 USD
Sale

3,000

188.5879 USD
Sale

3,100

188.4875 USD
Sale

3,600

188.6250 USD
Sale

8,132

188.5656 USD
Sale

10,076

188.6079 USD
Sale

26,215

188.3692 USD
Sale

27,017

188.6011 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit
SWAP Short

10,000

188.6143 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

100

175 USD American 15 Jan 2021 17.5000 USD
Call Option Purchasing

7,100

185 USD American 21 Aug 2020 9.1225 USD
Call Option Purchasing

100

190 USD American 31 Jan 2020 0.6700 USD
Call Option Purchasing

800

190 USD American 21 Feb 2020 2.4500 USD
Call Option Purchasing

1,000

190 USD American 15 Jan 2021 7.8000 USD
Call Option Purchasing

800

195 USD American 21 Feb 2020 0.6900 USD
Call Option Purchasing

100

200 USD American 6 Mar 2020 0.1900 USD
Call Option Selling

500

190 USD American 31 Jan 2020 1.2000 USD
Call Option Selling

100

193 USD American 31 Jan 2020 0.5900 USD
Call Option Selling

800

195 USD American 21 Feb 2020 0.8300 USD
Put Option Purchasing

200

170 USD American 15 Jan 2021 4.4000 USD
Put Option Selling

200

145 USD American 21 Feb 2020 0.3900 USD
Put Option Selling

1,100

190 USD American 31 Jan 2020 3.0181 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

27 Jan 2020

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Written

5,000

115.0000

American Mar 20, 2020
Call Options Purchased

1,300

100.0000

American Jan 15, 2021
Call Options Purchased

200

192.5000

American Jan 31, 2020
Call Options Purchased

2,600

175.0000

American Jan 15, 2021
Put Options Written

900

90.0000

American Feb 21, 2020
Put Options Written

300

135.0000

American Feb 21, 2020
Put Options Written

1,100

100.0000

American Feb 21, 2020
Put Options Written

700

100.0000

American Jan 15, 2021
Call Options Purchased

200

190.0000

American Jan 21, 2022
Call Options Purchased

2,500

190.0000

American Feb 21, 2020
Put Options Written

500

185.0000

American Jun 19, 2020
Put Options Written

300

180.0000

American Jan 21, 2022
Put Options Written

700

95.0000

American Jan 15, 2021
Call Options Purchased

9,100

185.0000

American Jan 15, 2021
Put Options Purchased

-50,000

160.0000

American Feb 21, 2020
Put Options Purchased

-1,500

155.0000

American Feb 21, 2020
Call Options Written

-600

220.0000

American May 15, 2020
Put Options Purchased

-4,500

70.0000

American Jan 15, 2021
Call Options Written

-100

140.0000

American Jan 21, 2022
Call Options Written

-2,100

125.0000

American Jan 15, 2021
Put Options Purchased

-9,800

180.0000

American Feb 21, 2020
Call Options Written

-5,500

160.0000

American Mar 20, 2020
Put Options Purchased

-300

165.0000

American Jan 15, 2021
Put Options Written

11,700

160.0000

American Jun 19, 2020
Call Options Purchased

3,400

170.0000

American Jan 15, 2021
Put Options Written

36,400

105.0000

American Jan 15, 2021
Put Options Written

18,500

150.0000

American May 15, 2020
Put Options Written

500

80.0000

American Feb 21, 2020
Put Options Written

300

175.0000

American Feb 21, 2020
Call Options Purchased

100

195.0000

American Mar 20, 2020
Call Options Purchased

100

200.0000

American Aug 21, 2020
Put Options Written

66,500

140.0000

American Mar 20, 2020
Call Options Purchased

200

195.0000

American Jun 19, 2020
Call Options Written

-800

185.0000

American Feb 21, 2020
Call Options Written

-2,000

180.0000

American Feb 21, 2020
Call Options Written

-2,700

150.0000

American Jan 15, 2021
Put Options Purchased

-400

185.0000

American Jan 21, 2022
Put Options Purchased

-1,700

110.0000

American Jan 15, 2021
Call Options Written

-100

200.0000

American Mar 20, 2020
Put Options Purchased

-16,600

115.0000

American Jan 15, 2021
Put Options Purchased

-300

80.0000

American Jan 15, 2021
Put Options Purchased

-100

155.0000

American Jan 15, 2021
Call Options Written

-300

150.0000

American Feb 21, 2020
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Put Options Written

2,100

185.0000

American Mar 20, 2020
Put Options Written

200

150.0000

American Jan 21, 2022
Call Options Purchased

200

192.5000

American Jan 24, 2020
Call Options Purchased

3,300

165.0000

American Jan 15, 2021
Call Options Purchased

1,000

190.0000

American Jun 19, 2020
Call Options Purchased

500

195.0000

American May 15, 2020
Call Options Purchased

500

190.0000

American May 15, 2020
Call Options Purchased

100

200.0000

American Mar 6, 2020
Put Options Written

400

125.0000

American Jan 15, 2021
Put Options Written

100

145.0000

American Jan 15, 2021
Call Options Purchased

9,500

170.0000

American Jun 19, 2020
Put Options Written

400

110.0000

American Feb 21, 2020
Put Options Written

600

185.0000

American May 15, 2020
Call Options Purchased

5,100

170.0000

American Feb 21, 2020
Put Options Purchased

-66,500

160.0000

American Mar 20, 2020
Put Options Purchased

-1,000

195.0000

American May 15, 2020
Call Options Written

-200

195.0000

American Feb 21, 2020
Call Options Written

-200

140.0000

American Feb 21, 2020
Call Options Purchased

500

220.0000

American Jan 21, 2022
Put Options Written

48,000

140.0000

American Jun 19, 2020
Call Options Purchased

800

160.0000

American Jan 21, 2022
Call Options Purchased

300

145.0000

American Jan 15, 2021
Put Options Written

6,400

95.0000

American Jun 19, 2020
Call Options Purchased

1,900

180.0000

American Jan 15, 2021
Put Options Written

3,800

165.0000

American Jun 19, 2020
Call Options Purchased

100

190.0000

American Jan 24, 2020
Call Options Purchased

100

165.0000

American Feb 21, 2020
Put Options Written

100

170.0000

American Jan 15, 2021
Put Options Purchased

-2,300

170.0000

American Jun 19, 2020
Put Options Purchased

-2,900

192.5000

American Jan 24, 2020
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Call Options Written

-2,000

130.0000

American Feb 21, 2020
Call Options Written

-100

135.0000

American Jan 15, 2021
Call Options Written

-500

220.0000

American Jan 15, 2021
Put Options Written

6,500

140.0000

American Jan 15, 2021
Put Options Written

14,900

160.0000

American Feb 21, 2020
Call Options Purchased

400

200.0000

American Jan 15, 2021
Put Options Written

1,800

145.0000

American Jun 19, 2020
Put Options Written

51,100

140.0000

American Feb 21, 2020
Call Options Purchased

3,200

195.0000

American Aug 21, 2020
Put Options Written

14,300

160.0000

American Mar 20, 2020
Call Options Purchased

1,400

180.0000

American Jan 21, 2022
Call Options Purchased

7,700

190.0000

American Jan 15, 2021
Put Options Written

3,200

120.0000

American Feb 21, 2020
Put Options Written

2,000

115.0000

American Feb 21, 2020
Put Options Written

7,000

120.0000

American Jun 19, 2020
Put Options Purchased

-12,400

150.0000

American Jan 15, 2021
Call Options Written

-100

120.0000

American Jan 15, 2021
Call Options Written

-100

165.0000

American Jun 19, 2020
Call Options Written

-200

140.0000

American Jun 19, 2020
Put Options Written

3,300

165.0000

American Mar 20, 2020
Put Options Written

600

185.0000

American Feb 21, 2020
Put Options Written

100

165.0000

American May 15, 2020
Call Options Purchased

4,000

160.0000

American Jan 15, 2021
Put Options Written

900

180.0000

American Mar 20, 2020
Call Options Purchased

100

120.0000

American Jan 21, 2022
Put Options Written

500

180.0000

American May 15, 2020
Call Options Written

-200

110.0000

American Jan 15, 2021
Call Options Written

-2,400

165.0000

American Mar 20, 2020
Put Options Purchased

-200

170.0000

American Jan 21, 2022
Put Options Purchased

-400

120.0000

American Jan 15, 2021
Call Options Written

-100

160.0000

American Jun 19, 2020
Call Options Written

-200

185.0000

American Jun 19, 2020
Put Options Purchased

-300

165.0000

American Feb 21, 2020
Put Options Purchased

-1,700

185.0000

American Jan 15, 2021
Put Options Purchased

-500

120.0000

American Aug 21, 2020
Put Options Purchased

-2,300

90.0000

American Jan 15, 2021
Put Options Purchased

-100

150.0000

American Jun 19, 2020
Put Options Purchased

-300

160.0000

American Jan 15, 2021
Call Options Written

-900

175.0000

American Jun 19, 2020
Call Options Purchased

3,800

175.0000

American Feb 21, 2020
Call Options Purchased

7,100

185.0000

American Aug 21, 2020
Put Options Written

8,400

170.0000

American Feb 21, 2020
Call Options Purchased

1,700

220.0000

American Mar 20, 2020
Call Options Purchased

700

200.0000

American Jun 19, 2020
Put Options Purchased

-1,000

180.0000

American Jan 15, 2021
Put Options Purchased

-1,800

190.0000

American Jan 24, 2020
Put Options Purchased

-700

160.0000

American Feb 28, 2020
Put Options Purchased

-100

130.0000

American Jan 15, 2021
Call Options Written

-200

180.0000

American Jun 19, 2020
Call Options Written

-400

190.0000

American Jan 31, 2020
Call Options Written

-100

185.0000

American Mar 20, 2020
Call Options Written

-1,100

200.0000

American Feb 21, 2020
Put Options Purchased

-100

175.0000

American Jan 15, 2021
Call Options Written

-300

180.0000

American Mar 20, 2020
Put Options Written

1,100

190.0000

American Jan 31, 2020
Put Options Written

200

120.0000

American May 15, 2020
Put Options Written

10,000

145.0000

American Feb 21, 2020
Put Options Written

100

150.0000

American Mar 20, 2020
Call Options Purchased

11,400

195.0000

American Jan 15, 2021
Put Options Written

200

195.0000

American Mar 20, 2020
Put Options Written

49,000

150.0000

American Feb 21, 2020
Put Options Purchased

-4,500

130.0000

American Feb 21, 2020
Put Options Purchased

-8,500

140.0000

American Mar 20, 2020
Call Options Written

-600

250.0000

American Jan 15, 2021
Call Options Written

-200

200.0000

American Jan 24, 2020
Call Options Written

-1,000

185.0000

American May 15, 2020
Call Options Written

-1,500

140.0000

American Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 690940
Time of Receipt (offset from UTC): 20200127T115840+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC