FORM 8.3 - ALLERGAN PLC - AMENDMENT

LONDON--()-- 

FORM 8.3

Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 21 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,536,318

1.38%

3,125,821

0.95%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

4,193,382

1.28%

3,089,508

0.94%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

448,300

0.14%

223,100

0.07%

 

 

 

 

(4)

TOTAL:

 

 

 

 

9,178,000

2.80%

6,438,429

1.96%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

40

192.5913 USD
Purchase

48

192.5618 USD
Purchase

100

192.4200 USD
Purchase

100

192.9450 USD
Purchase

100

193.0900 USD
Purchase

100

192.6200 USD
Purchase

100

192.5600 USD
Purchase

100

192.5500 USD
Purchase

100

192.5350 USD
Purchase

100

192.4600 USD
Purchase

100

192.4300 USD
Purchase

179

192.5071 USD
Purchase

198

192.0400 USD
Purchase

200

192.5275 USD
Purchase

200

192.4950 USD
Purchase

200

192.5050 USD
Purchase

300

192.6233 USD
Purchase

300

192.6100 USD
Purchase

343

192.6287 USD
Purchase

361

192.5912 USD
Purchase

400

192.5412 USD
Purchase

400

192.6175 USD
Purchase

400

192.6300 USD
Purchase

400

192.5700 USD
Purchase

500

192.6940 USD
Purchase

506

192.4868 USD
Purchase

600

192.6558 USD
Purchase

601

192.6363 USD
Purchase

677

192.4284 USD
Purchase

731

192.6699 USD
Purchase

1,400

192.6085 USD
Purchase

1,642

192.6897 USD
Purchase

1,800

192.4161 USD
Purchase

1,900

192.4255 USD
Purchase

2,000

192.7000 USD
Purchase

2,146

192.5000 USD
Purchase

2,768

192.7017 USD
Purchase

3,337

192.5368 USD
Purchase

6,708

192.5800 USD
Purchase

8,186

192.6343 USD
Purchase

11,200

192.5988 USD
Purchase

23,150

192.5309 USD
Purchase

31,030

192.5837 USD
Sale

2

192.8800 USD
Sale

5

192.6000 USD
Sale

9

192.6500 USD
Sale

10

192.6900 USD
Sale

10

192.4900 USD
Sale

19

192.9400 USD
Sale

22

192.4100 USD
Sale

35

192.5900 USD
Sale

100

192.4800 USD
Sale

100

192.4200 USD
Sale

200

192.5350 USD
Sale

200

192.6775 USD
Sale

200

192.6100 USD
Sale

200

192.5075 USD
Sale

254

192.6918 USD
Sale

319

192.6881 USD
Sale

377

192.3728 USD
Sale

387

192.4350 USD
Sale

484

192.4903 USD
Sale

625

192.5040 USD
Sale

705

192.5247 USD
Sale

800

192.5806 USD
Sale

821

192.6897 USD
Sale

982

192.4467 USD
Sale

1,300

192.3457 USD
Sale

1,443

192.6249 USD
Sale

1,700

192.4091 USD
Sale

2,000

192.7000 USD
Sale

2,604

192.5680 USD
Sale

2,718

192.5216 USD
Sale

6,631

192.5800 USD
Sale

7,015

192.6022 USD
Sale

11,587

192.6288 USD
Sale

19,939

192.5466 USD
Sale

41,848

192.5875 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Short

10,000

192.6466 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

relates

 

 

 

Call Option

Purchasing

100

110 USD

American

17 Jan 2020

TRANSFER
Call Option

Purchasing

4,700

150 USD

American

17 Jan 2020

TRANSFER
Call Option

Purchasing

4,200

155 USD

American

17 Jan 2020

TRANSFER
Call Option

Purchasing

2,800

175 USD

American

17 Jan 2020

TRANSFER
Call Option

Purchasing

19,400

185 USD

American

17 Jan 2020

TRANSFER
Call Option

Purchasing

3,500

195 USD

American

17 Jan 2020

TRANSFER
Call Option

Purchasing

500

195 USD

American

15 May 2020

4.5000 USD
Call Option

Purchasing

2,800

210 USD

American

17 Jan 2020

TRANSFER
Call Option

Purchasing

100

215 USD

American

17 Jan 2020

TRANSFER
Call Option

Purchasing

4,600

220 USD

American

17 Jan 2020

TRANSFER
Call Option

Purchasing

1,700

225 USD

American

17 Jan 2020

TRANSFER
Call Option

Purchasing

2,800

230 USD

American

17 Jan 2020

TRANSFER
Call Option

Purchasing

4,500

260 USD

American

17 Jan 2020

TRANSFER
Call Option

Purchasing

1,500

270 USD

American

17 Jan 2020

TRANSFER
Call Option

Purchasing

1,100

290 USD

American

17 Jan 2020

TRANSFER
Call Option

Selling

100

135 USD

American

17 Jan 2020

TRANSFER
Call Option

Selling

4,600

145 USD

American

17 Jan 2020

TRANSFER
Call Option

Selling

5,900

160 USD

American

17 Jan 2020

TRANSFER
Call Option

Selling

4,200

165 USD

American

17 Jan 2020

TRANSFER
Call Option

Selling

4,500

170 USD

American

17 Jan 2020

TRANSFER
Call Option

Selling

3,000

180 USD

American

17 Jan 2020

TRANSFER
Put Option

Purchasing

13,700

75 USD

American

17 Jan 2020

TRANSFER
Put Option

Purchasing

4,700

80 USD

American

17 Jan 2020

TRANSFER
Put Option

Purchasing

1,300

90 USD

American

17 Jan 2020

TRANSFER
Put Option

Purchasing

100

120 USD

American

17 Jan 2020

TRANSFER
Put Option

Purchasing

600

135 USD

American

17 Jan 2020

TRANSFER
Put Option

Purchasing

7,100

145 USD

American

17 Jan 2020

TRANSFER
Put Option

Purchasing

7,000

160 USD

American

17 Jan 2020

TRANSFER
Put Option

Purchasing

13,500

165 USD

American

17 Jan 2020

TRANSFER
Put Option

Purchasing

3,200

170 USD

American

17 Jan 2020

TRANSFER
Put Option

Purchasing

100

170 USD

American

15 Jan 2021

3.3000 USD
Put Option

Purchasing

200

185 USD

American

17 Jan 2020

TRANSFER
Put Option

Selling

2,200

70 USD

American

17 Jan 2020

TRANSFER
Put Option

Selling

100

85 USD

American

17 Jan 2020

TRANSFER
Put Option

Selling

22,500

105 USD

American

17 Jan 2020

TRANSFER
Put Option

Selling

10,500

125 USD

American

17 Jan 2020

TRANSFER
Put Option

Selling

106,300

130 USD

American

17 Jan 2020

TRANSFER
Put Option

Selling

3,000

145 USD

American

21 Feb 2020

0.3083 USD
Put Option

Selling

1,500

150 USD

American

17 Jan 2020

TRANSFER
Put Option

Selling

2,700

150 USD

American

21 Feb 2020

0.4000 USD
Put Option

Selling

2,100

175 USD

American

17 Jan 2020

TRANSFER

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 23 Jan 2020
Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option

 

or derivative

 

 

 

relates

 

 

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021
Put Options

Written

5,000

115.0000

American

Mar 20, 2020
Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021
Put Options

Written

700

100.0000

American

Jan 15, 2021
Put Options

Written

300

180.0000

American

Jan 21, 2022
Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021
Put Options

Written

700

95.0000

American

Jan 15, 2021
Put Options

Written

500

185.0000

American

Jun 19, 2020
Put Options

Written

300

135.0000

American

Feb 21, 2020
Put Options

Written

1,100

100.0000

American

Feb 21, 2020
Call Options

Purchased

300

192.5000

American

Jan 31, 2020
Call Options

Purchased

1,700

190.0000

American

Feb 21, 2020
Put Options

Written

900

90.0000

American

Feb 21, 2020
Call Options

Purchased

200

190.0000

American

Jan 21, 2022
Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021
Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020
Call Options

Written

-5,500

160.0000

American

Mar 20, 2020
Put Options

Purchased

-9,800

180.0000

American

Feb 21, 2020
Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020
Call Options

Written

-600

220.0000

American

May 15, 2020
Call Options

Written

-2,100

125.0000

American

Jan 15, 2021
Put Options

Purchased

-300

165.0000

American

Jan 15, 2021
Put Options

Written

66,500

140.0000

American

Mar 20, 2020
Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021
Put Options

Written

300

175.0000

American

Feb 21, 2020
Put Options

Written

36,400

105.0000

American

Jan 15, 2021
Put Options

Written

500

80.0000

American

Feb 21, 2020
Put Options

Written

18,500

150.0000

American

May 15, 2020
Call Options

Purchased

100

200.0000

American

Aug 21, 2020
Call Options

Purchased

100

195.0000

American

Mar 20, 2020
Put Options

Written

11,700

160.0000

American

Jun 19, 2020
Put Options

Purchased

-400

185.0000

American

Jan 21, 2022
Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021
Put Options

Purchased

-100

155.0000

American

Jan 15, 2021
Call Options

Written

-300

150.0000

American

Feb 21, 2020
Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021
Call Options

Written

-800

185.0000

American

Feb 21, 2020
Call Options

Written

-2,700

150.0000

American

Jan 15, 2021
Put Options

Purchased

-300

80.0000

American

Jan 15, 2021
Call Options

Written

-100

200.0000

American

Mar 20, 2020
Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021
Call Options

Written

-2,000

180.0000

American

Feb 21, 2020
Put Options

Written

600

185.0000

American

May 15, 2020
Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020
Call Options

Purchased

500

195.0000

American

May 15, 2020
Call Options

Purchased

500

190.0000

American

May 15, 2020
Put Options

Written

400

125.0000

American

Jan 15, 2021
Put Options

Written

200

150.0000

American

Jan 21, 2022
Put Options

Written

400

110.0000

American

Feb 21, 2020
Put Options

Written

100

145.0000

American

Jan 15, 2021
Put Options

Written

2,100

185.0000

American

Mar 20, 2020
Call Options

Purchased

1,000

190.0000

American

Jun 19, 2020
Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020
Call Options

Purchased

200

192.5000

American

Jan 24, 2020
Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021
Call Options

Written

-200

195.0000

American

Feb 21, 2020
Put Options

Purchased

-1,000

195.0000

American

May 15, 2020
Call Options

Written

-200

140.0000

American

Feb 21, 2020
Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020
Call Options

Purchased

300

145.0000

American

Jan 15, 2021
Call Options

Purchased

800

160.0000

American

Jan 21, 2022
Put Options

Written

48,000

140.0000

American

Jun 19, 2020
Put Options

Written

3,800

165.0000

American

Jun 19, 2020
Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021
Put Options

Written

300

170.0000

American

Jan 15, 2021
Call Options

Purchased

100

165.0000

American

Feb 21, 2020
Put Options

Written

6,400

95.0000

American

Jun 19, 2020
Call Options

Purchased

500

220.0000

American

Jan 21, 2022
Call Options

Purchased

100

190.0000

American

Jan 24, 2020
Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020
Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021
Call Options

Written

-100

135.0000

American

Jan 15, 2021
Call Options

Written

-500

220.0000

American

Jan 15, 2021
Put Options

Purchased

-2,900

192.5000

American

Jan 24, 2020
Call Options

Written

-2,000

130.0000

American

Feb 21, 2020
Put Options

Written

14,300

160.0000

American

Mar 20, 2020
Call Options

Purchased

400

200.0000

American

Jan 15, 2021
Put Options

Written

51,100

140.0000

American

Feb 21, 2020
Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022
Put Options

Written

14,900

160.0000

American

Feb 21, 2020
Put Options

Written

7,000

120.0000

American

Jun 19, 2020
Put Options

Written

1,800

145.0000

American

Jun 19, 2020
Call Options

Purchased

6,700

190.0000

American

Jan 15, 2021
Put Options

Written

3,200

120.0000

American

Feb 21, 2020
Put Options

Written

6,700

140.0000

American

Jan 15, 2021
Put Options

Written

2,000

115.0000

American

Feb 21, 2020
Call Options

Purchased

100

195.0000

American

Aug 21, 2020
Call Options

Written

-100

165.0000

American

Jun 19, 2020
Call Options

Written

-100

120.0000

American

Jan 15, 2021
Call Options

Written

-200

140.0000

American

Jun 19, 2020
Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021
Put Options

Written

900

180.0000

American

Mar 20, 2020
Put Options

Written

600

185.0000

American

Feb 21, 2020
Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021
Put Options

Written

500

180.0000

American

May 15, 2020
Put Options

Written

100

165.0000

American

May 15, 2020
Put Options

Written

3,300

165.0000

American

Mar 20, 2020
Put Options

Purchased

-400

120.0000

American

Jan 15, 2021
Call Options

Written

-200

185.0000

American

Jun 19, 2020
Put Options

Purchased

-300

165.0000

American

Feb 21, 2020
Call Options

Written

-2,400

165.0000

American

Mar 20, 2020
Put Options

Purchased

-300

160.0000

American

Jan 15, 2021
Call Options

Written

-900

175.0000

American

Jun 19, 2020
Put Options

Purchased

-500

120.0000

American

Aug 21, 2020
Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021
Call Options

Written

-100

160.0000

American

Jun 19, 2020
Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021
Put Options

Purchased

-200

170.0000

American

Jan 21, 2022
Put Options

Purchased

-100

150.0000

American

Jun 19, 2020
Call Options

Written

-200

110.0000

American

Jan 15, 2021
Put Options

Written

8,400

170.0000

American

Feb 21, 2020
Call Options

Purchased

1,700

220.0000

American

Mar 20, 2020
Call Options

Purchased

700

200.0000

American

Jun 19, 2020
Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020
Call Options

Written

-100

185.0000

American

Mar 20, 2020
Call Options

Written

-300

180.0000

American

Mar 20, 2020
Put Options

Purchased

-1,800

190.0000

American

Jan 24, 2020
Put Options

Purchased

-700

160.0000

American

Feb 28, 2020
Call Options

Written

-1,100

200.0000

American

Feb 21, 2020
Put Options

Purchased

-100

175.0000

American

Jan 15, 2021
Put Options

Purchased

-100

130.0000

American

Jan 15, 2021
Call Options

Written

-200

180.0000

American

Jun 19, 2020
Put Options

Purchased

-1,000

180.0000

American

Jan 15, 2021
Put Options

Written

45,000

150.0000

American

Feb 21, 2020
Put Options

Written

100

150.0000

American

Mar 20, 2020
Put Options

Written

200

120.0000

American

May 15, 2020
Put Options

Written

9,800

145.0000

American

Feb 21, 2020
Call Options

Purchased

11,200

195.0000

American

Jan 15, 2021
Put Options

Written

200

195.0000

American

Mar 20, 2020
Call Options

Written

-600

250.0000

American

Jan 15, 2021
Call Options

Written

-1,500

140.0000

American

Jan 15, 2021
Call Options

Written

-200

200.0000

American

Jan 24, 2020
Call Options

Written

-1,000

185.0000

American

May 15, 2020
Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020
Put Options

Purchased

-8,500

140.0000

American

Mar 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 691016
Time of Receipt (offset from UTC): 20200124T142047+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC