FORM 8.3 - ABBVIE PLC - AMENDMENT

LONDON--()-- 

FORM 8.3

Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 21 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,179,939

0.22%

3,992,984

0.27%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,261,870

0.15%

779,700

0.05%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,653,600

0.11%

846,600

0.06%

 

 

 

 

(4)

TOTAL:

 

 

 

 

7,095,409

0.48%

5,619,284

0.38%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

4

87.9000 USD
Purchase

10

88.0200 USD
Purchase

12

88.0300 USD
Purchase

16

88.0500 USD
Purchase

53

88.0600 USD
Purchase

81

88.1100 USD
Purchase

100

87.9600 USD
Purchase

100

88.1500 USD
Purchase

100

88.2500 USD
Purchase

100

88.2550 USD
Purchase

200

88.0100 USD
Purchase

270

88.1286 USD
Purchase

328

88.0710 USD
Purchase

400

88.0612 USD
Purchase

400

88.0925 USD
Purchase

508

87.9822 USD
Purchase

600

87.9575 USD
Purchase

626

87.9968 USD
Purchase

800

87.9981 USD
Purchase

1,000

87.9995 USD
Purchase

1,000

88.1210 USD
Purchase

1,007

87.9687 USD
Purchase

1,345

87.9912 USD
Purchase

1,531

88.0000 USD
Purchase

1,715

88.0185 USD
Purchase

2,100

88.0036 USD
Purchase

2,317

88.0503 USD
Purchase

2,518

87.8475 USD
Purchase

2,578

87.8422 USD
Purchase

2,584

88.1158 USD
Purchase

6,000

88.0927 USD
Purchase

7,013

88.2300 USD
Purchase

9,934

87.9828 USD
Purchase

10,298

87.9043 USD
Purchase

10,810

88.1107 USD
Purchase

12,915

88.0385 USD
Purchase

14,662

87.9713 USD
Purchase

18,400

88.0316 USD
Purchase

19,066

88.1928 USD
Purchase

22,100

88.0349 USD
Purchase

50,384

87.9900 USD
Purchase

139,005

88.0607 USD
Sale

2

88.1300 USD
Sale

41

87.9550 USD
Sale

89

88.0420 USD
Sale

95

88.2141 USD
Sale

100

88.0050 USD
Sale

100

88.0900 USD
Sale

100

88.1500 USD
Sale

100

88.2100 USD
Sale

100

88.2500 USD
Sale

100

88.2800 USD
Sale

170

88.1029 USD
Sale

200

87.9304 USD
Sale

200

88.2075 USD
Sale

200

88.0450 USD
Sale

200

88.1550 USD
Sale

200

88.2200 USD
Sale

200

87.9600 USD
Sale

200

88.0150 USD
Sale

208

87.8700 USD
Sale

214

88.2258 USD
Sale

253

87.9775 USD
Sale

287

88.2452 USD
Sale

300

88.2550 USD
Sale

300

88.0933 USD
Sale

300

88.0200 USD
Sale

300

88.0100 USD
Sale

334

87.9750 USD
Sale

356

88.0051 USD
Sale

361

87.9849 USD
Sale

400

88.1475 USD
Sale

415

88.0767 USD
Sale

500

88.0805 USD
Sale

500

88.0290 USD
Sale

500

88.0820 USD
Sale

600

87.9766 USD
Sale

626

87.9968 USD
Sale

700

87.9757 USD
Sale

700

88.1521 USD
Sale

721

88.0883 USD
Sale

862

87.9983 USD
Sale

886

88.0834 USD
Sale

900

88.0700 USD
Sale

900

87.9500 USD
Sale

900

88.0061 USD
Sale

900

88.1100 USD
Sale

971

88.1217 USD
Sale

1,080

87.9776 USD
Sale

1,088

87.9321 USD
Sale

1,100

87.9800 USD
Sale

1,223

88.0851 USD
Sale

1,277

88.0804 USD
Sale

1,303

88.1261 USD
Sale

1,315

88.0695 USD
Sale

1,387

88.0541 USD
Sale

1,651

87.9836 USD
Sale

1,700

88.1082 USD
Sale

1,711

88.0291 USD
Sale

1,828

88.0000 USD
Sale

3,099

87.9833 USD
Sale

4,600

88.0135 USD
Sale

4,782

88.0587 USD
Sale

6,341

88.0811 USD
Sale

7,213

88.2300 USD
Sale

7,802

88.0166 USD
Sale

7,945

88.0800 USD
Sale

9,200

87.9923 USD
Sale

9,533

88.1928 USD
Sale

11,160

88.0817 USD
Sale

13,200

88.0612 USD
Sale

15,700

88.0385 USD
Sale

25,731

87.9907 USD
Sale

31,356

87.9306 USD
Sale

33,890

88.1388 USD
Sale

51,847

87.9900 USD
Sale

54,678

88.0454 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per

 

 

 

unit

SWAP

Long

1,249

88.0024 USD

SWAP

Long

8,660

88.0478 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option

 

 

relates

 

 

Call Option

Purchasing

400

75 USD

American

21 Jan 2022 17.0000 USD

Call Option

Purchasing

100

85 USD

American

15 May 2020 6.0800 USD

Call Option

Purchasing

1,200

87 USD

American

17 Jan 2020 TRANSFER

Call Option

Purchasing

20,100

88 USD

American

17 Jan 2020 TRANSFER

Call Option

Purchasing

300

88 USD

American

24 Jan 2020 0.6333 USD

Call Option

Purchasing

200

88 USD

American

31 Jan 2020 1.2000 USD

Call Option

Purchasing

1,000

88 USD

American

14 Feb 2020 2.4700 USD

Call Option

Purchasing

600

88 USD

American

21 Feb 2020 2.8000 USD

Call Option

Purchasing

24,800

89 USD

American

17 Jan 2020 TRANSFER

Call Option

Purchasing

300

89 USD

American

31 Jan 2020 0.7566 USD

Call Option

Purchasing

200

89 USD

American

31 Jan 2020 0.9600 USD

Call Option

Purchasing

100

89 USD

American

7 Feb 2020 1.5000 USD

Call Option

Purchasing

300

89 USD

American

21 Feb 2020 2.0200 USD

Call Option

Purchasing

11,400

90 USD

American

17 Jan 2020 TRANSFER

Call Option

Purchasing

2,500

90 USD

American

24 Jan 2020 0.1088 USD

Call Option

Purchasing

300

90 USD

American

24 Jan 2020 0.1900 USD

Call Option

Purchasing

200

90 USD

American

31 Jan 2020 0.4150 USD

Call Option

Purchasing

600

90 USD

American

21 Feb 2020 1.7250 USD

Call Option

Purchasing

100

90 USD

American

20 Mar 2020 2.3200 USD

Call Option

Purchasing

100

90 USD

American

15 May 2020 3.4400 USD

Call Option

Purchasing

7,800

91 USD

American

17 Jan 2020 TRANSFER

Call Option

Purchasing

200

91 USD

American

24 Jan 2020 0.0600 USD

Call Option

Purchasing

2,200

92 USD

American

17 Jan 2020 TRANSFER

Call Option

Purchasing

200

92 USD

American

21 Feb 2020 0.9500 USD

Call Option

Purchasing

7,700

93 USD

American

17 Jan 2020 TRANSFER

Call Option

Purchasing

200

93 USD

American

21 Feb 2020 0.7200 USD

Call Option

Purchasing

700

93 USD

American

21 Feb 2020 0.8400 USD

Call Option

Purchasing

700

93 USD

American

15 May 2020 2.4200 USD

Call Option

Purchasing

100

94 USD

American

28 Feb 2020 0.6600 USD

Call Option

Purchasing

13,200

95 USD

American

17 Jan 2020 TRANSFER

Call Option

Purchasing

300

95 USD

American

14 Feb 2020 0.3000 USD

Call Option

Purchasing

2,700

95 USD

American

20 Mar 2020 0.8225 USD

Call Option

Purchasing

11,700

98 USD

American

17 Jan 2020 TRANSFER

Call Option

Purchasing

200

98 USD

American

20 Mar 2020 0.4300 USD

Call Option

Purchasing

100

100 USD

American

20 Mar 2020 0.2500 USD

Call Option

Purchasing

6,800

105 USD

American

17 Jan 2020 TRANSFER

Call Option

Purchasing

10,000

110 USD

American

17 Jan 2020 TRANSFER

Call Option

Purchasing

800

125 USD

American

17 Jan 2020 TRANSFER

Call Option

Purchasing

11,600

130 USD

American

17 Jan 2020 TRANSFER

Call Option

Purchasing

3,100

135 USD

American

17 Jan 2020 TRANSFER

Call Option

Purchasing

3,300

145 USD

American

17 Jan 2020 TRANSFER

Call Option

Purchasing

2,000

150 USD

American

17 Jan 2020 TRANSFER

Call Option

Purchasing

100

180 USD

American

17 Jan 2020 TRANSFER

Call Option

Purchasing

2,500

185 USD

American

17 Jan 2020 TRANSFER

Call Option

Selling

100

92 USD

American

7 Feb 2020 0.5800 USD

Call Option

Selling

100

94 USD

American

17 Jan 2020 TRANSFER

Call Option

Selling

2,200

100 USD

American

21 Feb 2020 0.0890 USD

Put Option

Purchasing

4,200

45 USD

American

17 Jan 2020 TRANSFER

Put Option

Purchasing

3,500

48 USD

American

17 Jan 2020 TRANSFER

Put Option

Purchasing

3,900

50 USD

American

17 Jan 2020 TRANSFER

Put Option

Purchasing

16,500

63 USD

American

17 Jan 2020 TRANSFER

Put Option

Purchasing

3,400

68 USD

American

17 Jan 2020 TRANSFER

Put Option

Purchasing

4,500

78 USD

American

17 Jan 2020 TRANSFER

Put Option

Purchasing

13,500

80 USD

American

17 Jan 2020 TRANSFER

Put Option

Purchasing

23,900

83 USD

American

21 Feb 2020 0.6935 USD

Put Option

Purchasing

100

85 USD

American

24 Jan 2020 0.0500 USD

Put Option

Purchasing

1,000

85 USD

American

21 Feb 2020 1.2500 USD

Put Option

Purchasing

200

86 USD

American

24 Jan 2020 0.0700 USD

Put Option

Purchasing

500

87 USD

American

24 Jan 2020 0.3400 USD

Put Option

Purchasing

2,600

88 USD

American

17 Jan 2020 TRANSFER

Put Option

Purchasing

400

89 USD

American

21 Feb 2020 2.5600 USD

Put Option

Purchasing

400

90 USD

American

28 Feb 2020 3.4300 USD

Put Option

Purchasing

800

95 USD

American

17 Jan 2020 TRANSFER

Put Option

Selling

12,100

55 USD

American

17 Jan 2020 TRANSFER

Put Option

Selling

23,300

60 USD

American

17 Jan 2020 TRANSFER

Put Option

Selling

4,400

70 USD

American

17 Jan 2020 TRANSFER

Put Option

Selling

4,500

73 USD

American

17 Jan 2020 TRANSFER

Put Option

Selling

3,700

75 USD

American

17 Jan 2020 TRANSFER

Put Option

Selling

100

82 USD

American

17 Jan 2020 TRANSFER

Put Option

Selling

1,000

83 USD

American

21 Feb 2020 0.7200 USD

Put Option

Selling

300

84 USD

American

17 Jan 2020 TRANSFER

Put Option

Selling

9,400

85 USD

American

17 Jan 2020 TRANSFER

Put Option

Selling

3,100

86 USD

American

17 Jan 2020 TRANSFER

Put Option

Selling

1,800

87 USD

American

17 Jan 2020 TRANSFER

Put Option

Selling

5,400

88 USD

American

17 Jan 2020 TRANSFER

Put Option

Selling

1,100

88 USD

American

21 Feb 2020 2.4900 USD

Put Option

Selling

3,100

89 USD

American

17 Jan 2020 TRANSFER

Put Option

Selling

26,000

90 USD

American

17 Jan 2020 TRANSFER

Put Option

Selling

400

90 USD

American

24 Jan 2020 2.3900 USD

Put Option

Selling

400

91 USD

American

24 Jan 2020 3.3700 USD

Put Option

Selling

400

92 USD

American

17 Jan 2020 TRANSFER

Put Option

Selling

26,000

93 USD

American

17 Jan 2020 TRANSFER

Put Option

Selling

100

93 USD

American

24 Jan 2020 4.9500 USD

Put Option

Selling

700

96 USD

American

17 Jan 2020 TRANSFER

Put Option

Selling

300

98 USD

American

17 Jan 2020 TRANSFER

Put Option

Selling

9,700

100 USD

American

17 Jan 2020 TRANSFER

Put Option

Selling

100

120 USD

American

17 Jan 2020 TRANSFER

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

23 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative

 

relates

 

 

Put Options

Written

9,200

85.5000

American

Jan 31, 2020
Put Options

Written

8,500

88.0000

American

Jan 31, 2020
Put Options

Written

101,800

60.0000

American

Jun 19, 2020
Put Options

Written

2,900

70.0000

American

May 15, 2020
Put Options

Written

1,200

85.0000

American

Jun 19, 2020
Call Options

Purchased

600

75.0000

American

May 15, 2020
Call Options

Purchased

100

100.0000

American

Mar 20, 2020
Put Options

Written

2,600

75.0000

American

Jun 19, 2020
Call Options

Purchased

600

89.5000

American

Jan 24, 2020
Put Options

Written

4,000

37.5000

American

Jan 21, 2022
Call Options

Purchased

200

50.0000

American

Jan 21, 2022
Call Options

Purchased

100

72.5000

American

Sep 18, 2020
Put Options

Written

1,000

82.5000

American

Jan 15, 2021
Call Options

Purchased

100

67.5000

American

Sep 18, 2020
Put Options

Written

11,600

75.0000

American

Feb 21, 2020
Call Options

Purchased

3,300

87.5000

American

May 15, 2020
Put Options

Written

11,300

87.5000

American

Feb 21, 2020
Put Options

Written

1,100

88.0000

American

Feb 21, 2020
Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021
Put Options

Purchased

-100

50.0000

American

Jan 21, 2022
Put Options

Purchased

-600

105.0000

American

Jan 15, 2021
Call Options

Written

-17,700

90.0000

American

Jun 19, 2020
Put Options

Purchased

-48,100

85.0000

American

May 15, 2020
Call Options

Written

-4,500

115.0000

American

Jan 21, 2022
Call Options

Written

-500

105.0000

American

Jan 21, 2022
Call Options

Written

-3,900

85.0000

American

Mar 20, 2020
Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021
Call Options

Written

-100

80.0000

American

Jan 21, 2022
Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021
Call Options

Written

-4,800

92.5000

American

Feb 7, 2020
Call Options

Written

-3,700

130.0000

American

Jan 15, 2021
Call Options

Written

-3,300

93.0000

American

Jan 31, 2020
Put Options

Purchased

-500

85.5000

American

Jan 24, 2020
Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020
Call Options

Written

-900

135.0000

American

Jan 15, 2021
Put Options

Purchased

-20,600

82.5000

American

Feb 21, 2020
Put Options

Purchased

-100

95.0000

American

May 15, 2020
Call Options

Written

-200

105.0000

American

Feb 21, 2020
Call Options

Written

-2,300

120.0000

American

Jan 15, 2021
Call Options

Written

-100

70.0000

American

Feb 21, 2020
Call Options

Written

-20,100

92.0000

American

Feb 7, 2020
Put Options

Purchased

-200

84.5000

American

Jan 24, 2020
Put Options

Purchased

-400

92.0000

American

Jan 31, 2020
Put Options

Purchased

-600

55.0000

American

Sep 18, 2020
Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021
Call Options

Purchased

100

94.0000

American

Feb 28, 2020
Call Options

Purchased

19,600

92.0000

American

Jan 31, 2020
Put Options

Written

15,400

42.5000

American

Feb 21, 2020
Call Options

Purchased

300

120.0000

American

Sep 18, 2020
Put Options

Written

302,100

60.0000

American

Jan 15, 2021
Call Options

Purchased

7,500

92.5000

American

May 15, 2020
Call Options

Purchased

1,300

72.5000

American

Jun 19, 2020
Call Options

Purchased

1,000

92.5000

American

Feb 21, 2020
Put Options

Written

900

82.5000

American

Sep 18, 2020
Call Options

Purchased

8,400

95.0000

American

May 15, 2020
Call Options

Purchased

4,200

85.0000

American

Feb 21, 2020
Call Options

Purchased

9,100

95.0000

American

Sep 18, 2020
Call Options

Purchased

5,700

95.0000

American

Feb 21, 2020
Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020
Put Options

Written

4,000

57.5000

American

Jan 15, 2021
Call Options

Purchased

100

90.0000

American

Mar 20, 2020
Call Options

Purchased

5,000

89.0000

American

Jan 24, 2020
Put Options

Written

600

62.5000

American

Sep 18, 2020
Put Options

Written

5,000

62.5000

American

Jan 15, 2021
Put Options

Written

400

91.0000

American

Jan 24, 2020
Call Options

Written

-300

95.0000

American

Jan 31, 2020
Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021
Put Options

Purchased

-100

95.0000

American

Jun 19, 2020
Call Options

Written

-200

91.5000

American

Jan 31, 2020
Call Options

Written

-18,200

110.0000

American

Jan 15, 2021
Put Options

Purchased

-500

88.0000

American

Jan 24, 2020
Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021
Put Options

Purchased

-100

85.0000

American

Sep 18, 2020
Put Options

Purchased

-700

87.5000

American

Jan 24, 2020
Put Options

Purchased

-1,500

89.0000

American

Jan 31, 2020
Put Options

Purchased

-1,200

95.0000

American

Feb 7, 2020
Put Options

Purchased

-400

95.0000

American

Sep 18, 2020
Call Options

Written

-200

97.5000

American

Feb 21, 2020
Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020
Call Options

Purchased

900

90.5000

American

Feb 28, 2020
Put Options

Written

1,800

57.5000

American

Feb 21, 2020
Call Options

Purchased

100

77.5000

American

Jun 19, 2020
Call Options

Purchased

3,000

105.0000

American

Jun 19, 2020
Call Options

Purchased

3,000

97.5000

American

May 15, 2020
Call Options

Purchased

1,000

91.0000

American

Jan 24, 2020
Call Options

Purchased

4,900

95.0000

American

Mar 20, 2020
Call Options

Purchased

1,000

88.0000

American

Feb 14, 2020
Put Options

Written

900

88.5000

American

Jan 31, 2020
Put Options

Written

400

87.5000

American

Feb 7, 2020
Call Options

Purchased

300

89.0000

American

Jan 31, 2020
Call Options

Purchased

200

97.5000

American

Mar 20, 2020
Call Options

Written

-300

110.0000

American

Jun 19, 2020
Call Options

Written

-900

110.0000

American

Feb 21, 2020
Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020
Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021
Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020
Call Options

Written

-1,900

97.5000

American

Jan 15, 2021
Put Options

Purchased

-700

80.0000

American

May 15, 2020
Put Options

Purchased

-1,300

75.0000

American

May 15, 2020
Put Options

Purchased

-4,400

40.0000

American

Jan 21, 2022
Put Options

Purchased

-120,000

85.0000

American

Feb 21, 2020
Put Options

Purchased

-1,700

90.0000

American

Sep 18, 2020
Call Options

Written

-1,200

90.5000

American

Jan 31, 2020
Put Options

Purchased

-3,600

97.5000

American

Feb 21, 2020
Call Options

Written

-100

100.0000

American

Jan 21, 2022
Call Options

Written

-1,900

115.0000

American

Sep 18, 2020
Call Options

Written

-3,000

75.0000

American

Jan 15, 2021
Put Options

Purchased

-7,600

72.5000

American

Feb 21, 2020
Put Options

Purchased

-600

42.5000

American

Sep 18, 2020
Call Options

Written

-3,900

85.0000

American

Jun 19, 2020
Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020
Call Options

Written

-900

85.0000

American

Sep 18, 2020
Call Options

Written

-4,100

85.0000

American

May 15, 2020
Put Options

Written

156,100

65.0000

American

Jun 19, 2020
Put Options

Written

200

37.5000

American

Jan 15, 2021
Put Options

Written

177,700

80.0000

American

Jan 15, 2021
Call Options

Purchased

800

85.0000

American

Feb 7, 2020
Put Options

Written

2,500

47.5000

American

Jan 21, 2022
Call Options

Purchased

1,300

67.5000

American

Jan 15, 2021
Call Options

Purchased

1,800

82.5000

American

Feb 21, 2020
Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020
Put Options

Written

5,100

77.5000

American

Jan 15, 2021
Put Options

Written

4,000

62.5000

American

Feb 21, 2020
Put Options

Written

400

32.5000

American

Sep 18, 2020
Call Options

Purchased

6,400

90.0000

American

Aug 21, 2020
Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021
Call Options

Purchased

400

75.0000

American

Jan 21, 2022
Put Options

Written

100

85.0000

American

Jan 31, 2020
Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020
Put Options

Written

37,300

57.5000

American

Jun 19, 2020
Call Options

Purchased

7,800

80.0000

American

May 15, 2020
Call Options

Purchased

3,900

92.5000

American

Mar 20, 2020
Put Options

Written

400

90.0000

American

Jun 19, 2020
Call Options

Purchased

200

93.0000

American

Feb 21, 2020
Call Options

Purchased

5,700

90.0000

American

Sep 18, 2020
Put Options

Written

300

85.0000

American

May 15, 2020
Call Options

Purchased

3,300

87.5000

American

Feb 21, 2020
Put Options

Written

1,000

42.5000

American

Jan 21, 2022
Put Options

Written

600

80.0000

American

Jun 19, 2020
Call Options

Written

-51,100

92.5000

American

Jan 15, 2021
Put Options

Purchased

-3,000

90.0000

American

Feb 21, 2020
Call Options

Written

-4,200

93.5000

American

Jan 31, 2020
Put Options

Purchased

-2,000

70.0000

American

Jan 15, 2021
Call Options

Written

-200

110.0000

American

Sep 18, 2020
Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020
Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020
Call Options

Written

-2,100

97.5000

American

Jun 19, 2020
Call Options

Written

-6,400

90.0000

American

Jan 31, 2020
Call Options

Written

-10,800

92.5000

American

Feb 21, 2020
Put Options

Purchased

-100

67.5000

American

Sep 18, 2020
Call Options

Written

-200

70.0000

American

Jan 21, 2022
Call Options

Written

-79,900

70.0000

American

Jan 15, 2021
Put Options

Purchased

-1,500

89.0000

American

Jan 24, 2020
Call Options

Written

-1,200

92.5000

American

Jan 31, 2020
Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020
Put Options

Purchased

-9,100

87.5000

American

May 15, 2020
Call Options

Written

-13,000

100.0000

American

Jan 15, 2021
Call Options

Written

-5,200

85.0000

American

Jan 15, 2021
Put Options

Purchased

-200

87.5000

American

Sep 18, 2020
Put Options

Purchased

-1,500

87.0000

American

Jan 31, 2020
Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020
Put Options

Purchased

-100

100.0000

American

Jan 21, 2022
Put Options

Purchased

-200

92.5000

American

Sep 18, 2020
Call Options

Purchased

1,700

90.0000

American

Jan 24, 2020
Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021
Put Options

Written

200

67.5000

American

May 15, 2020
Put Options

Written

16,800

85.0000

American

Jan 24, 2020
Call Options

Purchased

8,800

90.0000

American

May 15, 2020
Call Options

Purchased

13,800

75.0000

American

Sep 18, 2020
Put Options

Written

100

77.5000

American

Sep 18, 2020
Put Options

Written

7,100

86.5000

American

Jan 24, 2020
Put Options

Written

12,100

70.0000

American

Feb 21, 2020
Call Options

Purchased

300

89.0000

American

Feb 21, 2020
Put Options

Written

100

77.5000

American

May 15, 2020
Call Options

Purchased

500

82.5000

American

Sep 18, 2020
Put Options

Written

300

65.0000

American

May 15, 2020
Put Options

Written

28,300

62.5000

American

Jun 19, 2020
Put Options

Written

1,900

55.0000

American

Feb 21, 2020
Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020
Put Options

Written

4,300

86.0000

American

Jan 24, 2020
Call Options

Purchased

200

110.0000

American

Jan 21, 2022
Call Options

Purchased

36,000

90.0000

American

Feb 21, 2020
Call Options

Purchased

600

77.5000

American

Sep 18, 2020
Put Options

Written

100

83.5000

American

Jan 31, 2020
Put Options

Purchased

-100

60.0000

American

Feb 21, 2020
Put Options

Purchased

-900

60.0000

American

Sep 18, 2020
Call Options

Written

-1,200

92.5000

American

Jun 19, 2020
Put Options

Purchased

-1,800

100.0000

American

Feb 21, 2020
Call Options

Written

-2,700

125.0000

American

Jan 15, 2021
Call Options

Written

-5,700

91.0000

American

Jan 31, 2020
Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021
Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021
Put Options

Purchased

-400

94.5000

American

Feb 7, 2020
Put Options

Purchased

-400

89.0000

American

Feb 21, 2020
Put Options

Purchased

-1,500

82.5000

American

May 15, 2020
Put Options

Purchased

-4,800

55.0000

American

May 15, 2020
Put Options

Purchased

-100

89.5000

American

Jan 24, 2020
Call Options

Written

-2,300

115.0000

American

Jun 19, 2020
Put Options

Purchased

-400

100.0000

American

Jan 15, 2021
Put Options

Purchased

-400

92.5000

American

Feb 21, 2020
Call Options

Written

-2,500

115.0000

American

Feb 21, 2020
Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020
Put Options

Purchased

-500

84.0000

American

Feb 7, 2020
Put Options

Purchased

-700

42.5000

American

Jan 15, 2021
Call Options

Written

-2,200

130.0000

American

Jun 19, 2020
Put Options

Purchased

-200

70.0000

American

Aug 21, 2020
Put Options

Purchased

-700

95.0000

American

Jan 15, 2021
Put Options

Written

90,000

50.0000

American

Jun 19, 2020
Put Options

Written

300

35.0000

American

Sep 18, 2020
Put Options

Written

1,400

55.0000

American

Jun 19, 2020
Put Options

Written

800

87.5000

American

Jan 15, 2021
Call Options

Purchased

2,000

93.5000

American

Feb 14, 2020
Put Options

Written

400

50.0000

American

Feb 21, 2020
Put Options

Written

400

90.0000

American

Jan 31, 2020
Call Options

Purchased

100

90.0000

American

Jan 15, 2021
Put Options

Written

30,100

70.0000

American

Jun 19, 2020
Call Options

Purchased

100

125.0000

American

Jan 21, 2022
Put Options

Written

100

57.5000

American

Sep 18, 2020
Put Options

Written

1,100

75.0000

American

Jan 15, 2021
Put Options

Written

1,500

62.5000

American

May 15, 2020
Put Options

Purchased

-300

60.0000

American

Jan 21, 2022
Put Options

Purchased

-2,800

81.5000

American

Feb 7, 2020
Put Options

Purchased

-600

88.5000

American

Jan 24, 2020
Put Options

Purchased

-700

92.5000

American

Jun 19, 2020
Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021
Call Options

Written

-18,000

95.0000

American

Jun 19, 2020
Call Options

Written

-2,100

115.0000

American

Jan 15, 2021
Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021
Call Options

Written

-100

89.5000

American

Jan 31, 2020
Call Options

Written

-4,700

120.0000

American

Jan 21, 2022
Call Options

Purchased

5,400

100.0000

American

Feb 21, 2020
Put Options

Written

1,000

77.5000

American

Jun 19, 2020
Put Options

Written

500

45.0000

American

Jan 21, 2022
Put Options

Written

100

65.0000

American

Sep 18, 2020
Put Options

Written

14,500

67.5000

American

Jun 19, 2020
Call Options

Purchased

300

95.0000

American

Feb 14, 2020
Put Options

Written

300

65.0000

American

Jan 15, 2021
Put Options

Written

16,900

85.0000

American

Feb 21, 2020
Put Options

Written

5,000

67.5000

American

Feb 21, 2020
Put Options

Written

400

90.0000

American

Jan 24, 2020
Call Options

Purchased

200

92.0000

American

Feb 21, 2020
Put Options

Written

100

130.0000

American

Jun 19, 2020
Call Options

Purchased

2,200

105.0000

American

May 15, 2020
Call Options

Purchased

200

55.0000

American

Jan 21, 2022
Put Options

Written

100

97.5000

American

Jan 21, 2022
Call Options

Purchased

800

88.5000

American

Jan 31, 2020
Put Options

Written

275,000

70.0000

American

Jan 15, 2021
Put Options

Written

3,500

87.5000

American

Jun 19, 2020
Put Options

Written

500

45.0000

American

Jan 15, 2021
Call Options

Purchased

4,700

90.5000

American

Jan 24, 2020
Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020
Call Options

Purchased

1,300

105.0000

American

Sep 18, 2020
Call Options

Purchased

100

95.0000

American

Aug 21, 2020
Call Options

Written

-400

82.5000

American

May 15, 2020
Put Options

Purchased

-15,300

95.0000

American

Feb 21, 2020
Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022
Put Options

Purchased

-900

40.0000

American

Jun 19, 2020
Put Options

Purchased

-300

83.0000

American

Jan 31, 2020
Put Options

Purchased

-400

90.0000

American

Feb 28, 2020
Call Options

Written

-6,800

105.0000

American

Jan 15, 2021
Put Options

Purchased

-400

87.0000

American

Feb 14, 2020
Put Options

Purchased

-100

75.0000

American

Jan 21, 2022
Call Options

Written

-3,900

100.0000

American

Jun 19, 2020
Put Options

Written

17,000

65.0000

American

Feb 21, 2020
Put Options

Written

100

93.0000

American

Jan 24, 2020
Put Options

Written

16,000

80.0000

American

Feb 21, 2020
Call Options

Purchased

1,500

80.0000

American

Sep 18, 2020
Call Options

Purchased

400

82.5000

American

Jun 19, 2020
Call Options

Purchased

100

89.0000

American

Feb 7, 2020
Call Options

Purchased

500

90.0000

American

Jan 21, 2022
Put Options

Written

1,100

45.0000

American

Jun 19, 2020
Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021
Put Options

Written

1,100

67.5000

American

Jan 15, 2021
Put Options

Written

400

85.0000

American

Jan 15, 2021
Put Options

Written

600

72.5000

American

May 15, 2020
Call Options

Purchased

100

85.0000

American

Jan 21, 2022
Call Options

Purchased

200

88.0000

American

Jan 31, 2020
Call Options

Purchased

7,300

77.5000

American

Jan 15, 2021
Call Options

Purchased

5,000

100.0000

American

May 15, 2020
Call Options

Written

-5,600

95.0000

American

Jan 15, 2021
Put Options

Purchased

-7,900

77.5000

American

Feb 21, 2020
Call Options

Written

-1,700

80.0000

American

Jan 15, 2021
Call Options

Written

-500

87.5000

American

Jan 21, 2022
Put Options

Purchased

-500

47.5000

American

Sep 18, 2020
Call Options

Written

-1,000

87.5000

American

Jan 15, 2021
Call Options

Written

-2,200

82.5000

American

Jan 15, 2021
Put Options

Purchased

-800

87.0000

American

Jan 24, 2020
Call Options

Written

-1,500

140.0000

American

Jan 15, 2021
Call Options

Written

-4,600

100.0000

American

Sep 18, 2020
Call Options

Written

-1,500

110.0000

American

May 15, 2020
Call Options

Written

-100

85.0000

American

Aug 21, 2020
Put Options

Purchased

-100,000

85.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 690928
Time of Receipt (offset from UTC): 20200124T141717+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC