Form 8.3 - Abbvie Plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

23 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,176,098

0.21%

4,045,487

0.27%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,289,376

0.15%

779,700

0.05%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,685,200

0.11%

880,800

0.06%

 

 

 

 

TOTAL:

 

 

 

 

7,150,674

0.48%

5,705,987

0.39%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

4

87.0100 USD

Purchase

33

85.2400 USD

Purchase

33

85.3900 USD

Purchase

100

86.4400 USD

Purchase

100

85.0800 USD

Purchase

100

85.4100 USD

Purchase

100

85.2350 USD

Purchase

100

85.3200 USD

Purchase

100

85.0950 USD

Purchase

120

86.0333 USD

Purchase

163

85.3100 USD

Purchase

200

86.6300 USD

Purchase

200

85.0450 USD

Purchase

200

85.3250 USD

Purchase

227

85.1497 USD

Purchase

263

85.2790 USD

Purchase

277

85.2663 USD

Purchase

300

85.3083 USD

Purchase

300

85.2466 USD

Purchase

300

85.3233 USD

Purchase

300

85.3266 USD

Purchase

300

85.3466 USD

Purchase

300

85.2833 USD

Purchase

300

85.2616 USD

Purchase

300

85.2600 USD

Purchase

352

87.0000 USD

Purchase

400

85.2550 USD

Purchase

415

85.2930 USD

Purchase

500

85.2850 USD

Purchase

500

85.1500 USD

Purchase

525

85.2585 USD

Purchase

536

85.2670 USD

Purchase

563

85.6705 USD

Purchase

600

85.2641 USD

Purchase

600

85.2758 USD

Purchase

625

85.2012 USD

Purchase

662

85.2932 USD

Purchase

698

85.2978 USD

Purchase

700

85.6500 USD

Purchase

702

85.2928 USD

Purchase

760

85.4000 USD

Purchase

800

85.3028 USD

Purchase

800

85.2687 USD

Purchase

800

85.2937 USD

Purchase

800

85.2481 USD

Purchase

897

85.7418 USD

Purchase

900

85.2788 USD

Purchase

901

85.2468 USD

Purchase

967

85.3519 USD

Purchase

1,000

85.4147 USD

Purchase

1,049

85.2986 USD

Purchase

1,100

85.2954 USD

Purchase

1,101

85.3297 USD

Purchase

1,110

85.2000 USD

Purchase

1,192

85.2885 USD

Purchase

1,514

85.3065 USD

Purchase

1,528

85.5649 USD

Purchase

1,628

85.2836 USD

Purchase

2,000

85.1345 USD

Purchase

2,000

85.2997 USD

Purchase

2,011

85.5534 USD

Purchase

2,195

85.3628 USD

Purchase

2,418

85.2763 USD

Purchase

2,734

85.3125 USD

Purchase

2,884

85.3017 USD

Purchase

3,000

85.0765 USD

Purchase

3,500

85.2597 USD

Purchase

3,706

85.2760 USD

Purchase

4,511

85.4572 USD

Purchase

4,517

85.6566 USD

Purchase

5,333

85.8660 USD

Purchase

5,439

85.2779 USD

Purchase

8,900

85.2596 USD

Purchase

19,103

85.3265 USD

Purchase

19,200

85.3700 USD

Purchase

20,600

85.4872 USD

Purchase

24,056

85.5511 USD

Purchase

26,400

85.3907 USD

Purchase

42,900

85.2895 USD

Purchase

188,794

85.2700 USD

Purchase

223,274

85.2772 USD

Purchase

275,122

85.3374 USD

Sale

1

85.1000 USD

Sale

9

85.2288 USD

Sale

18

85.2194 USD

Sale

21

85.2100 USD

Sale

33

85.2400 USD

Sale

40

85.2457 USD

Sale

70

85.3474 USD

Sale

70

85.6391 USD

Sale

72

85.2800 USD

Sale

78

85.3702 USD

Sale

95

85.7100 USD

Sale

100

86.3100 USD

Sale

100

86.3900 USD

Sale

100

85.0650 USD

Sale

100

85.2150 USD

Sale

100

85.2850 USD

Sale

100

85.3100 USD

Sale

112

85.0848 USD

Sale

167

85.2028 USD

Sale

200

85.2450 USD

Sale

200

85.0200 USD

Sale

200

85.0850 USD

Sale

211

85.3273 USD

Sale

218

85.2918 USD

Sale

227

85.1497 USD

Sale

240

85.2000 USD

Sale

286

85.2650 USD

Sale

300

85.6691 USD

Sale

352

87.0000 USD

Sale

400

85.0825 USD

Sale

400

85.0775 USD

Sale

400

85.5500 USD

Sale

500

85.3300 USD

Sale

500

85.0780 USD

Sale

502

85.6023 USD

Sale

600

85.4233 USD

Sale

600

85.3383 USD

Sale

600

85.0700 USD

Sale

603

85.3442 USD

Sale

703

85.3228 USD

Sale

800

85.0762 USD

Sale

1,100

85.3084 USD

Sale

1,600

85.0528 USD

Sale

1,800

100.0000 USD

Sale

2,126

85.2939 USD

Sale

2,210

85.5208 USD

Sale

2,435

85.7043 USD

Sale

2,800

85.3142 USD

Sale

3,127

85.4723 USD

Sale

3,172

85.3308 USD

Sale

3,400

85.4015 USD

Sale

3,600

97.5000 USD

Sale

4,273

85.4749 USD

Sale

5,409

85.1622 USD

Sale

7,539

85.3900 USD

Sale

8,700

85.2600 USD

Sale

11,200

85.5605 USD

Sale

13,365

85.5244 USD

Sale

14,300

85.4984 USD

Sale

17,216

85.2807 USD

Sale

18,018

85.3620 USD

Sale

19,152

85.1634 USD

Sale

19,200

85.3700 USD

Sale

35,502

85.1591 USD

Sale

37,000

87.2100 USD

Sale

85,800

85.2895 USD

Sale

87,549

85.3789 USD

Sale

116,111

85.3845 USD

Sale

156,587

85.2700 USD

Sale

257,930

85.3129 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

55 USD

American

21 Jan 2022

31.3400 USD

Call Option

Purchasing

400

70 USD

American

19 Jun 2020

16.1000 USD

Call Option

Purchasing

300

85 USD

American

31 Jan 2020

1.1000 USD

Call Option

Purchasing

200

86 USD

American

31 Jan 2020

0.9800 USD

Call Option

Purchasing

200

87 USD

American

31 Jan 2020

0.5400 USD

Call Option

Purchasing

1,200

88 USD

American

21 Feb 2020

1.5325 USD

Call Option

Purchasing

600

88 USD

American

20 Mar 2020

2.2000 USD

Call Option

Purchasing

200

89 USD

American

31 Jan 2020

0.0900 USD

Call Option

Purchasing

100

90 USD

American

21 Feb 2020

0.8000 USD

Call Option

Purchasing

200

91 USD

American

21 Feb 2020

0.6500 USD

Call Option

Purchasing

100

93 USD

American

7 Feb 2020

0.2400 USD

Call Option

Purchasing

200

105 USD

American

21 Jan 2022

2.4300 USD

Call Option

Selling

1,800

86 USD

American

24 Jan 2020

0.1711 USD

Call Option

Selling

1,200

86 USD

American

7 Feb 2020

1.6400 USD

Call Option

Selling

2,100

87 USD

American

24 Jan 2020

0.1514 USD

Call Option

Selling

1,100

87 USD

American

24 Jan 2020

0.1518 USD

Call Option

Selling

600

87 USD

American

7 Feb 2020

1.2400 USD

Call Option

Selling

5,600

90 USD

American

31 Jan 2020

0.0600 USD

Call Option

Selling

200

90 USD

American

7 Feb 2020

0.4600 USD

Call Option

Selling

100

90 USD

American

21 Feb 2020

1.2500 USD

Call Option

Selling

700

91 USD

American

31 Jan 2020

0.0400 USD

Call Option

Selling

100

91 USD

American

31 Jan 2020

0.0500 USD

Call Option

Selling

4,500

91 USD

American

7 Feb 2020

0.3000 USD

Call Option

Selling

100

93 USD

American

7 Feb 2020

0.1200 USD

Call Option

Selling

100

93 USD

American

7 Feb 2020

0.1700 USD

Call Option

Selling

1,200

93 USD

American

21 Feb 2020

0.3650 USD

Put Option

Purchasing

100

75 USD

American

21 Feb 2020

0.2200 USD

Put Option

Purchasing

100

75 USD

American

20 Mar 2020

0.5100 USD

Put Option

Purchasing

100

78 USD

American

21 Feb 2020

0.4200 USD

Put Option

Purchasing

100

80 USD

American

21 Feb 2020

0.7200 USD

Put Option

Purchasing

200

80 USD

American

19 Jun 2020

3.0000 USD

Put Option

Purchasing

3,800

83 USD

American

24 Jan 2020

0.0500 USD

Put Option

Purchasing

200

83 USD

American

31 Jan 2020

0.2800 USD

Put Option

Purchasing

3,700

84 USD

American

24 Jan 2020

0.0700 USD

Put Option

Purchasing

100

84 USD

American

31 Jan 2020

0.4600 USD

Put Option

Purchasing

1,100

85 USD

American

24 Jan 2020

0.3936 USD

Put Option

Purchasing

100

85 USD

American

31 Jan 2020

0.7500 USD

Put Option

Purchasing

900

85 USD

American

31 Jan 2020

0.9011 USD

Put Option

Purchasing

100

85 USD

American

20 Mar 2020

2.1000 USD

Put Option

Purchasing

1,300

86 USD

American

24 Jan 2020

0.5600 USD

Put Option

Purchasing

100

86 USD

American

24 Jan 2020

0.9900 USD

Put Option

Purchasing

400

90 USD

American

24 Jan 2020

2.7200 USD

Put Option

Purchasing

100

90 USD

American

24 Jan 2020

3.8500 USD

Put Option

Purchasing

400

91 USD

American

24 Jan 2020

3.7000 USD

Put Option

Purchasing

200

95 USD

American

21 Feb 2020

9.6200 USD

Put Option

Selling

100

84 USD

American

31 Jan 2020

0.6200 USD

Put Option

Selling

200

85 USD

American

24 Jan 2020

0.4800 USD

Put Option

Selling

500

86 USD

American

24 Jan 2020

0.8860 USD

Put Option

Selling

3,600

98 USD

American

21 Feb 2020

10.0400 USD

Put Option

Selling

1,800

100 USD

American

21 Feb 2020

12.5000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

24 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Call Options

  Purchased

100

100.0000  

American

Mar 20, 2020

Put Options

  Written

101,800

60.0000  

American

Jun 19, 2020

Put Options

  Written

1,600

88.0000  

American

Jan 31, 2020

Call Options

  Purchased

1,000

72.5000  

American

Jan 15, 2021

Put Options

  Written

1,100

88.0000  

American

Feb 21, 2020

Call Options

  Purchased

600

89.5000  

American

Jan 24, 2020

Put Options

  Written

9,200

85.5000  

American

Jan 31, 2020

Put Options

  Written

11,300

87.5000  

American

Feb 21, 2020

Put Options

  Written

1,200

85.0000  

American

Jun 19, 2020

Call Options

  Purchased

600

75.0000  

American

May 15, 2020

Put Options

  Written

11,500

75.0000  

American

Feb 21, 2020

Put Options

  Written

1,000

82.5000  

American

Jan 15, 2021

Put Options

  Written

100

86.5000  

American

Jan 31, 2020

Put Options

  Written

2,600

75.0000  

American

Jun 19, 2020

Call Options

  Purchased

3,300

87.5000  

American

May 15, 2020

Put Options

  Written

2,900

70.0000  

American

May 15, 2020

Put Options

  Written

11,200

84.5000  

American

Feb 21, 2020

Call Options

  Purchased

100

72.5000  

American

Sep 18, 2020

Call Options

  Purchased

200

50.0000  

American

Jan 21, 2022

Put Options

  Written

4,000

37.5000  

American

Jan 21, 2022

Call Options

  Purchased

100

67.5000  

American

Sep 18, 2020

Call Options

  Written

-200

90.0000  

American

Feb 7, 2020

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-600

105.0000  

American

Jan 15, 2021

Put Options

  Purchased

-600

55.0000  

American

Sep 18, 2020

Call Options

  Written

-100

70.0000  

American

Feb 21, 2020

Call Options

  Written

-3,700

130.0000  

American

Jan 15, 2021

Call Options

  Written

-300

105.0000  

American

Jan 21, 2022

Put Options

  Purchased

-48,100

85.0000  

American

May 15, 2020

Put Options

  Purchased

-1,800

85.5000  

American

Jan 24, 2020

Call Options

  Written

-3,300

93.0000  

American

Jan 31, 2020

Call Options

  Written

-4,800

92.5000  

American

Feb 7, 2020

Call Options

  Written

-4,500

115.0000  

American

Jan 21, 2022

Call Options

  Written

-17,700

90.0000  

American

Jun 19, 2020

Put Options

  Purchased

-200

84.5000  

American

Jan 24, 2020

Put Options

  Purchased

-2,800

50.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

95.0000  

American

May 15, 2020

Put Options

  Purchased

-1,000

130.0000  

American

Jan 15, 2021

Call Options

  Written

-200

80.0000  

American

Jan 21, 2022

Put Options

  Purchased

-20,600

82.5000  

American

Feb 21, 2020

Put Options

  Purchased

-400

92.0000  

American

Jan 31, 2020

Call Options

  Written

-20,100

92.0000  

American

Feb 7, 2020

Put Options

  Purchased

-100

75.0000  

American

Mar 20, 2020

Call Options

  Written

-3,900

85.0000  

American

Mar 20, 2020

Call Options

  Written

-100

82.5000  

American

Jan 21, 2022

Call Options

  Written

-2,300

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,000

47.5000  

American

Jun 19, 2020

Put Options

  Purchased

-100

50.0000  

American

Jan 21, 2022

Call Options

  Written

-200

105.0000  

American

Feb 21, 2020

Call Options

  Written

-900

135.0000  

American

Jan 15, 2021

Put Options

  Written

302,100

60.0000  

American

Jan 15, 2021

Put Options

  Written

100

84.0000  

American

Jan 31, 2020

Call Options

  Purchased

5,800

95.0000  

American

Feb 21, 2020

Put Options

  Written

5,000

91.0000  

American

Feb 21, 2020

Put Options

  Written

15,400

42.5000  

American

Feb 21, 2020

Put Options

  Written

5,000

62.5000  

American

Jan 15, 2021

Call Options

  Purchased

300

120.0000  

American

Sep 18, 2020

Call Options

  Purchased

7,500

92.5000  

American

May 15, 2020

Call Options

  Purchased

4,200

85.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,300

72.5000  

American

Jun 19, 2020

Call Options

  Purchased

1,000

92.5000  

American

Feb 21, 2020

Put Options

  Written

900

82.5000  

American

Sep 18, 2020

Call Options

  Purchased

5,100

89.0000  

American

Jan 24, 2020

Call Options

  Purchased

1,000

145.0000  

American

Jun 19, 2020

Put Options

  Written

600

62.5000  

American

Sep 18, 2020

Call Options

  Purchased

100

90.0000  

American

Mar 20, 2020

Call Options

  Purchased

9,100

95.0000  

American

Sep 18, 2020

Call Options

  Purchased

600

87.5000  

American

Mar 20, 2020

Call Options

  Purchased

8,400

95.0000  

American

May 15, 2020

Put Options

  Written

4,000

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

19,600

92.0000  

American

Jan 31, 2020

Call Options

  Purchased

100

94.0000  

American

Feb 28, 2020

Call Options

  Written

-5,500

91.0000  

American

Feb 7, 2020

Put Options

  Purchased

-100

85.0000  

American

Sep 18, 2020

Call Options

  Written

-200

91.5000  

American

Jan 31, 2020

Put Options

  Purchased

-1,200

95.0000  

American

Feb 7, 2020

Put Options

  Purchased

-100

95.0000  

American

Jun 19, 2020

Call Options

  Written

-600

87.0000  

American

Feb 7, 2020

Put Options

  Purchased

-2,400

55.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,000

47.5000  

American

Jan 15, 2021

Call Options

  Written

-18,200

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-400

95.0000  

American

Sep 18, 2020

Put Options

  Purchased

-2,400

80.0000  

American

Mar 20, 2020

Call Options

  Written

-300

95.0000  

American

Jan 31, 2020

Put Options

  Purchased

-1,500

89.0000  

American

Jan 31, 2020

Call Options

  Written

-200

97.5000  

American

Feb 21, 2020

Put Options

  Purchased

-500

88.0000  

American

Jan 24, 2020

Put Options

  Purchased

-1,000

87.5000  

American

Jan 24, 2020

Put Options

  Purchased

-1,500

75.0000  

American

Sep 18, 2020

Call Options

  Written

-100

87.5000  

American

Jan 31, 2020

Call Options

  Purchased

900

90.5000  

American

Feb 28, 2020

Call Options

  Purchased

5,000

95.0000  

American

Mar 20, 2020

Call Options

  Purchased

500

89.0000  

American

Jan 31, 2020

Put Options

  Written

400

87.5000  

American

Feb 7, 2020

Call Options

  Purchased

200

86.5000  

American

Jan 31, 2020

Call Options

  Purchased

200

85.5000  

American

Jan 31, 2020

Put Options

  Written

900

88.5000  

American

Jan 31, 2020

Call Options

  Purchased

1,000

88.0000  

American

Feb 14, 2020

Call Options

  Purchased

1,000

91.0000  

American

Jan 24, 2020

Call Options

  Purchased

200

97.5000  

American

Mar 20, 2020

Call Options

  Purchased

3,000

105.0000  

American

Jun 19, 2020

Put Options

  Written

1,800

57.5000  

American

Feb 21, 2020

Call Options

  Purchased

100

77.5000  

American

Jun 19, 2020

Call Options

  Purchased

3,000

97.5000  

American

May 15, 2020

Call Options

  Purchased

400

70.0000  

American

Jun 19, 2020

Call Options

  Purchased

300

90.5000  

American

Feb 21, 2020

Put Options

  Purchased

-4,400

40.0000  

American

Jan 21, 2022

Call Options

  Written

-900

85.0000  

American

Sep 18, 2020

Call Options

  Written

-1,900

97.5000  

American

Jan 15, 2021

Put Options

  Purchased

-7,600

72.5000  

American

Feb 21, 2020

Put Options

  Purchased

-100

84.5000  

American

Jan 31, 2020

Call Options

  Written

-1,900

115.0000  

American

Sep 18, 2020

Call Options

  Written

-1,300

90.5000  

American

Jan 31, 2020

Call Options

  Written

-100

100.0000  

American

Jan 21, 2022

Call Options

  Written

-300

110.0000  

American

Jun 19, 2020

Put Options

  Purchased

-3,500

50.0000  

American

Jun 19, 2020

Put Options

  Purchased

-700

80.0000  

American

May 15, 2020

Put Options

  Purchased

-1,600

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,700

90.0000  

American

Sep 18, 2020

Put Options

  Purchased

-2,000

45.0000  

American

Sep 18, 2020

Call Options

  Written

-900

110.0000  

American

Feb 21, 2020

Put Options

  Purchased

-1,300

50.0000  

American

Sep 18, 2020

Put Options

  Purchased

-1,300

75.0000  

American

May 15, 2020

Put Options

  Purchased

-120,000

85.0000  

American

Feb 21, 2020

Call Options

  Written

-1,100

87.0000  

American

Jan 24, 2020

Call Options

  Written

-1,200

86.0000  

American

Feb 7, 2020

Call Options

  Written

-2,700

85.0000  

American

Jun 19, 2020

Call Options

  Written

-3,000

75.0000  

American

Jan 15, 2021

Call Options

  Written

-4,100

85.0000  

American

May 15, 2020

Put Options

  Purchased

-600

42.5000  

American

Sep 18, 2020

Call Options

  Purchased

4,500

87.5000  

American

Feb 21, 2020

Put Options

  Written

4,000

62.5000  

American

Feb 21, 2020

Call Options

  Purchased

3,900

92.5000  

American

Mar 20, 2020

Call Options

  Purchased

1,000

65.0000  

American

Sep 18, 2020

Put Options

  Written

5,700

77.5000  

American

Jan 15, 2021

Call Options

  Purchased

200

93.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,300

67.5000  

American

Jan 15, 2021

Put Options

  Written

177,700

80.0000  

American

Jan 15, 2021

Put Options

  Written

400

80.0000  

American

Jun 19, 2020

Call Options

  Purchased

6,400

90.0000  

American

Aug 21, 2020

Call Options

  Purchased

400

75.0000  

American

Jan 21, 2022

Call Options

  Purchased

5,700

90.0000  

American

Sep 18, 2020

Put Options

  Written

2,500

47.5000  

American

Jan 21, 2022

Put Options

  Written

400

32.5000  

American

Sep 18, 2020

Call Options

  Purchased

1,800

82.5000  

American

Feb 21, 2020

Put Options

  Written

400

90.0000  

American

Jun 19, 2020

Call Options

  Purchased

3,200

55.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,300

92.5000  

American

Sep 18, 2020

Put Options

  Written

300

85.0000  

American

May 15, 2020

Put Options

  Written

200

37.5000  

American

Jan 15, 2021

Put Options

  Written

156,100

65.0000  

American

Jun 19, 2020

Put Options

  Written

1,000

42.5000  

American

Jan 21, 2022

Call Options

  Purchased

800

85.0000  

American

Feb 7, 2020

Put Options

  Written

37,300

57.5000  

American

Jun 19, 2020

Call Options

  Purchased

7,800

80.0000  

American

May 15, 2020

Call Options

  Purchased

2,100

89.5000  

American

Jan 31, 2020

Put Options

  Purchased

-100

100.0000  

American

Jan 21, 2022

Call Options

  Written

-4,200

93.5000  

American

Jan 31, 2020

Put Options

  Purchased

-200

92.5000  

American

Sep 18, 2020

Put Options

  Purchased

-8,000

90.0000  

American

Feb 21, 2020

Put Options

  Purchased

-9,100

87.5000  

American

May 15, 2020

Call Options

  Written

-11,800

92.5000  

American

Feb 21, 2020

Call Options

  Written

-12,000

90.0000  

American

Jan 31, 2020

Put Options

  Purchased

-1,500

105.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,500

87.0000  

American

Jan 31, 2020

Call Options

  Written

-51,100

92.5000  

American

Jan 15, 2021

Call Options

  Written

-1,200

92.5000  

American

Jan 31, 2020

Put Options

  Purchased

-1,200

72.5000  

American

Sep 18, 2020

Put Options

  Purchased

-2,000

70.0000  

American

Jan 15, 2021

Call Options

  Written

-79,900

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,000

42.5000  

American

Jun 19, 2020

Put Options

  Purchased

-1,500

89.0000  

American

Jan 24, 2020

Put Options

  Purchased

-2,200

40.0000  

American

Sep 18, 2020

Call Options

  Written

-5,200

85.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

67.5000  

American

Sep 18, 2020

Call Options

  Written

-200

70.0000  

American

Jan 21, 2022

Put Options

  Purchased

-200

87.5000  

American

Sep 18, 2020

Call Options

  Written

-13,000

100.0000  

American

Jan 15, 2021

Call Options

  Written

-2,100

97.5000  

American

Jun 19, 2020

Call Options

  Written

-200

110.0000  

American

Sep 18, 2020

Call Options

  Purchased

300

89.0000  

American

Feb 21, 2020

Put Options

  Written

4,700

86.0000  

American

Jan 24, 2020

Call Options

  Purchased

300

85.0000  

American

Jan 31, 2020

Call Options

  Purchased

100

110.0000  

American

Jan 21, 2022

Put Options

  Written

5,600

86.5000  

American

Jan 24, 2020

Call Options

  Purchased

1,100

60.0000  

American

Jan 15, 2021

Put Options

  Written

200

67.5000  

American

May 15, 2020

Call Options

  Purchased

7,400

87.5000  

American

Sep 18, 2020

Put Options

  Written

12,100

70.0000  

American

Feb 21, 2020

Call Options

  Purchased

600

77.5000  

American

Sep 18, 2020

Put Options

  Written

28,300

62.5000  

American

Jun 19, 2020

Call Options

  Purchased

13,800

75.0000  

American

Sep 18, 2020

Call Options

  Purchased

8,800

90.0000  

American

May 15, 2020

Put Options

  Written

300

65.0000  

American

May 15, 2020

Put Options

  Written

100

77.5000  

American

Sep 18, 2020

Put Options

  Written

100

77.5000  

American

May 15, 2020

Call Options

  Purchased

36,300

90.0000  

American

Feb 21, 2020

Put Options

  Written

15,900

85.0000  

American

Jan 24, 2020

Call Options

  Purchased

2,000

90.0000  

American

Jan 24, 2020

Call Options

  Purchased

500

82.5000  

American

Sep 18, 2020

Put Options

  Written

1,900

55.0000  

American

Feb 21, 2020

Put Options

  Purchased

-70,000

67.5000  

American

Jan 15, 2021

Put Options

  Purchased

-100

60.0000  

American

Feb 21, 2020

Put Options

  Purchased

-1,500

82.5000  

American

May 15, 2020

Call Options

  Written

-6,400

91.0000  

American

Jan 31, 2020

Put Options

  Purchased

-200

70.0000  

American

Aug 21, 2020

Call Options

  Written

-1,200

92.5000  

American

Jun 19, 2020

Call Options

  Written

-2,200

130.0000  

American

Jun 19, 2020

Put Options

  Purchased

-900

60.0000  

American

Sep 18, 2020

Put Options

  Purchased

-4,700

35.0000  

American

Jan 15, 2021

Put Options

  Purchased

-600

77.5000  

American

Jan 15, 2021

Put Options

  Purchased

-700

42.5000  

American

Jan 15, 2021

Put Options

  Purchased

-3,800

83.0000  

American

Jan 24, 2020

Put Options

  Purchased

-400

100.0000  

American

Jan 15, 2021

Call Options

  Written

-2,300

115.0000  

American

Jun 19, 2020

Put Options

  Purchased

-2,600

72.5000  

American

Jun 19, 2020

Call Options

  Written

-2,500

115.0000  

American

Feb 21, 2020

Put Options

  Purchased

-400

89.0000  

American

Feb 21, 2020

Put Options

  Purchased

-4,800

55.0000  

American

May 15, 2020

Call Options

  Written

-2,700

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-400

92.5000  

American

Feb 21, 2020

Put Options

  Purchased

-700

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

89.5000  

American

Jan 24, 2020

Put Options

  Purchased

-500

84.0000  

American

Feb 7, 2020

Call Options

  Written

-100

93.0000  

American

Feb 7, 2020

Put Options

  Purchased

-400

94.5000  

American

Feb 7, 2020

Put Options

  Written

1,400

55.0000  

American

Jun 19, 2020

Put Options

  Written

400

50.0000  

American

Feb 21, 2020

Call Options

  Purchased

100

90.0000  

American

Jan 15, 2021

Put Options

  Written

100

57.5000  

American

Sep 18, 2020

Put Options

  Written

800

87.5000  

American

Jan 15, 2021

Put Options

  Written

300

35.0000  

American

Sep 18, 2020

Put Options

  Written

90,000

50.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

125.0000  

American

Jan 21, 2022

Call Options

  Purchased

2,000

93.5000  

American

Feb 14, 2020

Put Options

  Written

30,100

70.0000  

American

Jun 19, 2020

Put Options

  Written

1,100

75.0000  

American

Jan 15, 2021

Put Options

  Written

400

90.0000  

American

Jan 31, 2020

Put Options

  Written

1,500

62.5000  

American

May 15, 2020

Put Options

  Purchased

-600

88.5000  

American

Jan 24, 2020

Put Options

  Purchased

-300

60.0000  

American

Jan 21, 2022

Put Options

  Purchased

-700

92.5000  

American

Jun 19, 2020

Put Options

  Purchased

-1,300

83.0000  

American

Feb 21, 2020

Call Options

  Written

-4,700

120.0000  

American

Jan 21, 2022

Put Options

  Purchased

-1,900

40.0000  

American

Jan 15, 2021

Call Options

  Written

-2,100

115.0000  

American

Jan 15, 2021

Put Options

  Purchased

-9,400

72.5000  

American

Jan 15, 2021

Call Options

  Written

-18,000

95.0000  

American

Jun 19, 2020

Put Options

  Purchased

-2,800

81.5000  

American

Feb 7, 2020

Put Options

  Written

500

45.0000  

American

Jan 15, 2021

Call Options

  Purchased

5,400

100.0000  

American

Feb 21, 2020

Call Options

  Purchased

2,200

105.0000  

American

May 15, 2020

Call Options

  Purchased

1,500

92.0000  

American

Feb 21, 2020

Put Options

  Written

275,000

70.0000  

American

Jan 15, 2021

Put Options

  Written

500

45.0000  

American

Jan 21, 2022

Put Options

  Written

14,500

67.5000  

American

Jun 19, 2020

Put Options

  Written

12,700

84.0000  

American

Feb 21, 2020

Put Options

  Written

3,500

87.5000  

American

Jun 19, 2020

Call Options

  Purchased

4,200

80.0000  

American

Jun 19, 2020

Call Options

  Purchased

700

88.0000  

American

Jan 24, 2020

Put Options

  Written

100

97.5000  

American

Jan 21, 2022

Call Options

  Purchased

4,800

88.5000  

American

Jan 31, 2020

Call Options

  Purchased

300

55.0000  

American

Jan 21, 2022

Put Options

  Written

1,000

77.5000  

American

Jun 19, 2020

Call Options

  Purchased

100

95.0000  

American

Aug 21, 2020

Put Options

  Written

100

130.0000  

American

Jun 19, 2020

Put Options

  Written

16,700

85.0000  

American

Feb 21, 2020

Call Options

  Purchased

300

95.0000  

American

Feb 14, 2020

Put Options

  Written

100

65.0000  

American

Sep 18, 2020

Put Options

  Written

5,000

67.5000  

American

Feb 21, 2020

Call Options

  Purchased

4,700

90.5000  

American

Jan 24, 2020

Call Options

  Purchased

1,300

105.0000  

American

Sep 18, 2020

Put Options

  Written

300

65.0000  

American

Jan 15, 2021

Call Options

  Written

-400

82.5000  

American

May 15, 2020

Put Options

  Purchased

-400

87.0000  

American

Feb 14, 2020

Put Options

  Purchased

-100

75.0000  

American

Jan 21, 2022

Put Options

  Purchased

-300

83.0000  

American

Jan 31, 2020

Put Options

  Purchased

-15,700

95.0000  

American

Feb 21, 2020

Call Options

  Written

-3,900

100.0000  

American

Jun 19, 2020

Put Options

  Purchased

-900

40.0000  

American

Jun 19, 2020

Put Options

  Purchased

-400

90.0000  

American

Feb 28, 2020

Put Options

  Purchased

-800

85.0000  

American

Jan 31, 2020

Call Options

  Written

-6,800

105.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,000

115.0000  

American

Jan 21, 2022

Put Options

  Written

600

72.5000  

American

May 15, 2020

Call Options

  Purchased

500

90.0000  

American

Jan 21, 2022

Call Options

  Purchased

7,300

77.5000  

American

Jan 15, 2021

Call Options

  Purchased

5,000

100.0000  

American

May 15, 2020

Put Options

  Written

15,900

80.0000  

American

Feb 21, 2020

Call Options

  Purchased

200

88.0000  

American

Jan 31, 2020

Put Options

  Written

1,100

67.5000  

American

Jan 15, 2021

Put Options

  Written

400

85.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,700

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,500

80.0000  

American

Sep 18, 2020

Call Options

  Purchased

100

85.0000  

American

Jan 21, 2022

Put Options

  Written

100

93.0000  

American

Jan 24, 2020

Call Options

  Purchased

100

89.0000  

American

Feb 7, 2020

Put Options

  Written

17,000

65.0000  

American

Feb 21, 2020

Put Options

  Written

1,100

45.0000  

American

Jun 19, 2020

Call Options

  Purchased

400

82.5000  

American

Jun 19, 2020

Call Options

  Written

-2,200

82.5000  

American

Jan 15, 2021

Call Options

  Written

-2,100

86.5000  

American

Jan 24, 2020

Call Options

  Written

-5,600

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-200

82.5000  

American

Jan 31, 2020

Call Options

  Written

-1,700

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

82.0000  

American

Jan 31, 2020

Call Options

  Written

-1,500

110.0000  

American

May 15, 2020

Put Options

  Purchased

-8,000

77.5000  

American

Feb 21, 2020

Put Options

  Purchased

-100,000

85.0000  

American

Jan 15, 2021

Call Options

  Written

-1,800

86.0000  

American

Jan 24, 2020

Put Options

  Purchased

-800

87.0000  

American

Jan 24, 2020

Call Options

  Written

-1,500

140.0000  

American

Jan 15, 2021

Call Options

  Written

-4,600

100.0000  

American

Sep 18, 2020

Put Options

  Purchased

-100

87.5000  

American

Jan 31, 2020

Call Options

  Written

-1,000

87.5000  

American

Jan 15, 2021

Put Options

  Purchased

-100

85.0000  

American

Mar 20, 2020

Put Options

  Purchased

-3,700

83.5000  

American

Jan 24, 2020

Call Options

  Written

-100

85.0000  

American

Aug 21, 2020

Put Options

  Purchased

-500

47.5000  

American

Sep 18, 2020

Call Options

  Written

-500

87.5000  

American

Jan 21, 2022

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 691011
Time of Receipt (offset from UTC): 20200124T112843+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC