Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

22 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,542,884

1.38%

3,149,199

0.96%

 

(2)

Derivatives (other than options):

3,959,382

1.21%

3,099,508

0.94%

 

(3)

Options and agreements to
purchase/sell:

452,500

0.14%

222,900

0.07%

 
TOTAL:

8,954,766

2.73%

6,471,607

1.97%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

2

192.4200 USD
Purchase

5

191.9600 USD
Purchase

10

192.0800 USD
Purchase

10

192.3900 USD
Purchase

11

192.1300 USD
Purchase

11

191.9000 USD
Purchase

12

192.2200 USD
Purchase

22

192.3600 USD
Purchase

46

192.4700 USD
Purchase

50

191.9100 USD
Purchase

54

192.0600 USD
Purchase

100

191.9750 USD
Purchase

100

192.5700 USD
Purchase

100

192.5800 USD
Purchase

100

192.5000 USD
Purchase

100

192.4250 USD
Purchase

100

192.4000 USD
Purchase

100

192.1900 USD
Purchase

116

192.4155 USD
Purchase

188

192.2000 USD
Purchase

200

192.3725 USD
Purchase

200

192.0925 USD
Purchase

200

192.1975 USD
Purchase

200

192.1950 USD
Purchase

200

192.3200 USD
Purchase

200

192.1450 USD
Purchase

200

192.4100 USD
Purchase

290

192.0594 USD
Purchase

300

192.2800 USD
Purchase

300

191.9400 USD
Purchase

300

192.1800 USD
Purchase

301

191.9119 USD
Purchase

304

192.0786 USD
Purchase

355

192.2890 USD
Purchase

500

192.1880 USD
Purchase

500

192.2070 USD
Purchase

500

192.1910 USD
Purchase

507

191.9949 USD
Purchase

591

192.0601 USD
Purchase

709

192.3095 USD
Purchase

747

192.2659 USD
Purchase

800

192.2662 USD
Purchase

953

192.2779 USD
Purchase

1,000

192.1710 USD
Purchase

1,003

192.0924 USD
Purchase

1,100

192.0961 USD
Purchase

1,345

192.3971 USD
Purchase

1,392

192.2456 USD
Purchase

1,800

192.2738 USD
Purchase

2,657

192.1513 USD
Purchase

4,000

192.2694 USD
Purchase

4,538

191.6603 USD
Purchase

4,757

192.2174 USD
Purchase

6,100

192.2744 USD
Purchase

6,544

192.3507 USD
Purchase

6,718

192.1599 USD
Purchase

7,372

192.2493 USD
Purchase

15,163

191.6600 USD
Purchase

16,200

192.4713 USD
Purchase

21,416

192.5300 USD
Purchase

22,000

192.5500 USD
Purchase

38,429

191.7781 USD
Sale

2

192.4200 USD
Sale

3

192.2300 USD
Sale

54

192.0600 USD
Sale

67

192.2267 USD
Sale

100

192.3200 USD
Sale

100

192.0300 USD
Sale

105

191.9742 USD
Sale

115

192.0269 USD
Sale

200

192.2775 USD
Sale

216

192.1898 USD
Sale

400

192.3150 USD
Sale

400

192.1950 USD
Sale

500

191.9445 USD
Sale

650

191.9795 USD
Sale

1,100

192.0961 USD
Sale

1,688

192.1923 USD
Sale

2,243

192.3353 USD
Sale

2,500

192.2980 USD
Sale

2,700

192.3112 USD
Sale

2,700

192.4000 USD
Sale

6,770

192.2853 USD
Sale

11,921

192.1720 USD
Sale

19,698

191.6600 USD
Sale

21,416

192.5300 USD
Sale

21,762

192.5282 USD
Sale

22,000

192.5500 USD
Sale

54,518

191.9075 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit
SWAP Short

10,000

192.2071 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

200

195 USD American 19 Jun 2020 4.5000 USD
Put Option Selling

200

115 USD American 15 Jan 2021 0.4000 USD
Put Option Selling

4,000

150 USD American 21 Feb 2020 0.4000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES/NO

Date of disclosure

23 Jan 2020

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Call Options Purchased

1,700

190.0000

American Feb 21, 2020
Call Options Purchased

300

192.5000

American Jan 31, 2020
Put Options Written

700

100.0000

American Jan 15, 2021
Put Options Written

5,000

115.0000

American Mar 20, 2020
Call Options Purchased

2,500

175.0000

American Jan 15, 2021
Put Options Written

900

90.0000

American Feb 21, 2020
Call Options Purchased

1,300

100.0000

American Jan 15, 2021
Put Options Written

500

185.0000

American Jun 19, 2020
Put Options Written

300

180.0000

American Jan 21, 2022
Put Options Written

300

135.0000

American Feb 21, 2020
Put Options Written

700

95.0000

American Jan 15, 2021
Call Options Purchased

9,100

185.0000

American Jan 15, 2021
Call Options Purchased

200

190.0000

American Jan 21, 2022
Put Options Written

1,100

100.0000

American Feb 21, 2020
Call Options Written

-5,500

160.0000

American Mar 20, 2020
Call Options Written

-2,100

125.0000

American Jan 15, 2021
Put Options Purchased

-1,500

155.0000

American Feb 21, 2020
Put Options Purchased

-4,500

70.0000

American Jan 15, 2021
Put Options Purchased

-9,800

180.0000

American Feb 21, 2020
Put Options Purchased

-300

165.0000

American Jan 15, 2021
Put Options Purchased

-50,000

160.0000

American Feb 21, 2020
Call Options Written

-600

220.0000

American May 15, 2020
Put Options Written

66,500

140.0000

American Mar 20, 2020
Call Options Purchased

100

200.0000

American Aug 21, 2020
Put Options Written

11,700

160.0000

American Jun 19, 2020
Put Options Written

300

175.0000

American Feb 21, 2020
Put Options Written

36,400

105.0000

American Jan 15, 2021
Call Options Purchased

200

195.0000

American Jun 19, 2020
Call Options Purchased

100

195.0000

American Mar 20, 2020
Call Options Purchased

3,400

170.0000

American Jan 15, 2021
Put Options Written

18,500

150.0000

American May 15, 2020
Put Options Written

500

80.0000

American Feb 21, 2020
Put Options Purchased

-300

80.0000

American Jan 15, 2021
Call Options Written

-2,700

150.0000

American Jan 15, 2021
Call Options Written

-100

200.0000

American Mar 20, 2020
Call Options Written

-300

150.0000

American Feb 21, 2020
Call Options Written

-2,000

180.0000

American Feb 21, 2020
Put Options Purchased

-1,700

110.0000

American Jan 15, 2021
Put Options Purchased

-16,600

115.0000

American Jan 15, 2021
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Put Options Purchased

-400

185.0000

American Jan 21, 2022
Put Options Purchased

-100

155.0000

American Jan 15, 2021
Call Options Written

-800

185.0000

American Feb 21, 2020
Call Options Purchased

9,500

170.0000

American Jun 19, 2020
Call Options Purchased

1,000

190.0000

American Jun 19, 2020
Call Options Purchased

500

195.0000

American May 15, 2020
Call Options Purchased

500

190.0000

American May 15, 2020
Call Options Purchased

200

192.5000

American Jan 24, 2020
Put Options Written

100

145.0000

American Jan 15, 2021
Call Options Purchased

5,100

170.0000

American Feb 21, 2020
Put Options Written

600

185.0000

American May 15, 2020
Put Options Written

400

125.0000

American Jan 15, 2021
Put Options Written

200

150.0000

American Jan 21, 2022
Put Options Written

2,100

185.0000

American Mar 20, 2020
Call Options Purchased

3,300

165.0000

American Jan 15, 2021
Put Options Written

400

110.0000

American Feb 21, 2020
Put Options Purchased

-66,500

160.0000

American Mar 20, 2020
Call Options Written

-200

195.0000

American Feb 21, 2020
Call Options Written

-200

140.0000

American Feb 21, 2020
Put Options Purchased

-1,000

195.0000

American May 15, 2020
Put Options Written

3,800

165.0000

American Jun 19, 2020
Put Options Written

6,400

95.0000

American Jun 19, 2020
Call Options Purchased

800

160.0000

American Jan 21, 2022
Call Options Purchased

300

145.0000

American Jan 15, 2021
Put Options Written

48,000

140.0000

American Jun 19, 2020
Call Options Purchased

100

165.0000

American Feb 21, 2020
Put Options Written

300

170.0000

American Jan 15, 2021
Call Options Purchased

100

190.0000

American Jan 24, 2020
Call Options Purchased

1,900

180.0000

American Jan 15, 2021
Call Options Purchased

500

220.0000

American Jan 21, 2022
Call Options Written

-2,000

130.0000

American Feb 21, 2020
Put Options Purchased

-2,300

170.0000

American Jun 19, 2020
Call Options Written

-100

135.0000

American Jan 15, 2021
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Put Options Purchased

-2,900

192.5000

American Jan 24, 2020
Call Options Written

-500

220.0000

American Jan 15, 2021
Call Options Purchased

1,400

180.0000

American Jan 21, 2022
Put Options Written

51,100

140.0000

American Feb 21, 2020
Put Options Written

14,300

160.0000

American Mar 20, 2020
Put Options Written

14,900

160.0000

American Feb 21, 2020
Call Options Purchased

6,700

190.0000

American Jan 15, 2021
Put Options Written

1,800

145.0000

American Jun 19, 2020
Call Options Purchased

100

195.0000

American Aug 21, 2020
Put Options Written

2,000

115.0000

American Feb 21, 2020
Put Options Written

7,000

120.0000

American Jun 19, 2020
Put Options Written

3,200

120.0000

American Feb 21, 2020
Call Options Purchased

400

200.0000

American Jan 15, 2021
Put Options Written

6,700

140.0000

American Jan 15, 2021
Call Options Written

-200

140.0000

American Jun 19, 2020
Call Options Written

-100

165.0000

American Jun 19, 2020
Call Options Written

-100

120.0000

American Jan 15, 2021
Put Options Purchased

-12,400

150.0000

American Jan 15, 2021
Put Options Written

900

180.0000

American Mar 20, 2020
Put Options Written

3,300

165.0000

American Mar 20, 2020
Call Options Purchased

4,000

160.0000

American Jan 15, 2021
Put Options Written

600

185.0000

American Feb 21, 2020
Put Options Written

100

165.0000

American May 15, 2020
Put Options Written

500

180.0000

American May 15, 2020
Put Options Purchased

-300

160.0000

American Jan 15, 2021
Call Options Written

-900

175.0000

American Jun 19, 2020
Call Options Written

-200

185.0000

American Jun 19, 2020
Put Options Purchased

-100

150.0000

American Jun 19, 2020
Put Options Purchased

-200

170.0000

American Jan 21, 2022
Put Options Purchased

-400

120.0000

American Jan 15, 2021
Put Options Purchased

-500

120.0000

American Aug 21, 2020
Call Options Written

-100

160.0000

American Jun 19, 2020
Put Options Purchased

-300

165.0000

American Feb 21, 2020
Put Options Purchased

-1,700

185.0000

American Jan 15, 2021
Call Options Written

-2,400

165.0000

American Mar 20, 2020
Call Options Written

-200

110.0000

American Jan 15, 2021
Put Options Purchased

-2,300

90.0000

American Jan 15, 2021
Put Options Written

8,400

170.0000

American Feb 21, 2020
Call Options Purchased

3,800

175.0000

American Feb 21, 2020
Call Options Purchased

700

200.0000

American Jun 19, 2020
Call Options Purchased

1,700

220.0000

American Mar 20, 2020
Put Options Purchased

-100

175.0000

American Jan 15, 2021
Call Options Written

-200

180.0000

American Jun 19, 2020
Put Options Purchased

-1,000

180.0000

American Jan 15, 2021
Call Options Written

-100

185.0000

American Mar 20, 2020
Put Options Purchased

-100

130.0000

American Jan 15, 2021
Call Options Written

-1,100

200.0000

American Feb 21, 2020
Call Options Written

-300

180.0000

American Mar 20, 2020
Put Options Purchased

-700

160.0000

American Feb 28, 2020
Put Options Purchased

-1,800

190.0000

American Jan 24, 2020
Put Options Written

200

120.0000

American May 15, 2020
Put Options Written

49,000

150.0000

American Feb 21, 2020
Call Options Purchased

11,200

195.0000

American Jan 15, 2021
Put Options Written

9,800

145.0000

American Feb 21, 2020
Put Options Written

200

195.0000

American Mar 20, 2020
Put Options Written

100

150.0000

American Mar 20, 2020
Call Options Written

-600

250.0000

American Jan 15, 2021
Put Options Purchased

-4,500

130.0000

American Feb 21, 2020
Call Options Written

-200

200.0000

American Jan 24, 2020
Call Options Written

-1,000

185.0000

American May 15, 2020
Call Options Written

-1,500

140.0000

American Jan 15, 2021
Put Options Purchased

-8,500

140.0000

American Mar 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 690985
Time of Receipt (offset from UTC): 20200123T130807+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC