Form 8.3 - ALLERGAN PLC - AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

17 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,548,916

1.39%

3,147,023

0.96%

 

(2)

Derivatives (other than options):

3,255,382

0.99%

3,079,508

0.94%

 

(3)

Options and agreements to
purchase/sell:

541,800

0.17%

462,800

0.14%

 
TOTAL:

8,321,598

2.53%

6,689,331

2.04%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

25

192.4800 USD
Purchase

40

192.7400 USD
Purchase

43

192.8600 USD
Purchase

44

192.7100 USD
Purchase

73

192.6200 USD
Purchase

100

192.9600 USD
Purchase

100

193.1900 USD
Purchase

100

192.5300 USD
Purchase

100

193.2200 USD
Purchase

100

192.7900 USD
Purchase

100

192.8800 USD
Purchase

100

192.9000 USD
Purchase

300

192.6450 USD
Purchase

400

192.7062 USD
Purchase

404

193.1268 USD
Purchase

500

192.5090 USD
Purchase

507

192.5838 USD
Purchase

518

192.7132 USD
Purchase

600

192.7383 USD
Purchase

700

192.5142 USD
Purchase

700

192.9342 USD
Purchase

759

192.5775 USD
Purchase

900

192.7722 USD
Purchase

923

192.7076 USD
Purchase

1,000

192.7586 USD
Purchase

1,099

192.5081 USD
Purchase

1,100

192.6090 USD
Purchase

1,100

192.8011 USD
Purchase

1,117

192.9415 USD
Purchase

1,225

192.5498 USD
Purchase

1,300

192.6100 USD
Purchase

1,400

192.5803 USD
Purchase

1,994

192.5668 USD
Purchase

2,058

192.8208 USD
Purchase

2,310

192.5497 USD
Purchase

2,332

192.7725 USD
Purchase

3,195

192.7134 USD
Purchase

3,255

193.2603 USD
Purchase

3,429

193.0889 USD
Purchase

4,588

192.9032 USD
Purchase

21,236

192.8914 USD
Purchase

22,132

192.7380 USD
Purchase

22,604

192.6920 USD
Purchase

24,500

149.9968 USD
Purchase

34,788

193.4051 USD
Purchase

40,571

192.6800 USD
Sale

6

193.6500 USD
Sale

10

192.4900 USD
Sale

26

193.5100 USD
Sale

36

192.4600 USD
Sale

43

192.8600 USD
Sale

79

192.5200 USD
Sale

98

193.0200 USD
Sale

100

192.4500 USD
Sale

100

193.5800 USD
Sale

100

193.1750 USD
Sale

100

192.9000 USD
Sale

100

192.6400 USD
Sale

125

192.5300 USD
Sale

200

193.2450 USD
Sale

200

192.7350 USD
Sale

290

192.4796 USD
Sale

300

192.6383 USD
Sale

800

192.6393 USD
Sale

850

192.6687 USD
Sale

885

192.5703 USD
Sale

1,045

192.7017 USD
Sale

1,100

192.6109 USD
Sale

1,153

193.1704 USD
Sale

1,548

192.7300 USD
Sale

2,800

192.5047 USD
Sale

3,485

192.6537 USD
Sale

4,262

192.8676 USD
Sale

6,835

192.6831 USD
Sale

9,934

192.6779 USD
Sale

11,151

192.7290 USD
Sale

30,941

192.9538 USD
Sale

31,439

192.6800 USD
Sale

34,788

193.4051 USD
Sale

35,796

192.6977 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

500

190 USD American 15 May 2020 7.1000 USD
Call Option Purchasing

3,800

195 USD American 17 Jan 2020 0.0100 USD
Call Option Purchasing

100

195 USD American 20 Mar 2020 2.3100 USD
Call Option Selling

100

190 USD American 17 Jan 2020 2.0600 USD
Call Option Selling

9,200

195 USD American 17 Jan 2020 0.0656 USD
Call Option Selling

100

200 USD American 20 Mar 2020 1.9300 USD
Put Option Purchasing

200

170 USD American 17 Jan 2020 0.0100 USD
Put Option Purchasing

1,800

190 USD American 24 Jan 2020 0.3911 USD
Put Option Purchasing

2,900

193 USD American 24 Jan 2020 0.6917 USD
Put Option Selling

700

140 USD American 21 Feb 2020 0.2900 USD
Put Option Selling

500

145 USD American 21 Feb 2020 0.2900 USD
Put Option Selling

10,400

150 USD American 21 Feb 2020 0.4044 USD
Put Option Selling

200

195 USD American 20 Mar 2020 7.3500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

22 Jan 2020

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Written

100

120.0000

American Jan 17, 2020
Put Options Written

5,000

115.0000

American Mar 20, 2020
Call Options Purchased

1,300

100.0000

American Jan 15, 2021
Put Options Written

900

90.0000

American Feb 21, 2020
Put Options Written

300

180.0000

American Jan 21, 2022
Put Options Written

1,100

100.0000

American Feb 21, 2020
Call Options Purchased

9,100

185.0000

American Jan 15, 2021
Call Options Purchased

1,700

190.0000

American Feb 21, 2020
Put Options Written

700

100.0000

American Jan 15, 2021
Call Options Purchased

300

192.5000

American Jan 31, 2020
Call Options Purchased

2,500

175.0000

American Jan 15, 2021
Put Options Written

500

185.0000

American Jun 19, 2020
Call Options Purchased

4,200

250.0000

American Jan 17, 2020
Call Options Purchased

200

190.0000

American Jan 21, 2022
Put Options Written

700

95.0000

American Jan 15, 2021
Put Options Written

300

135.0000

American Feb 21, 2020
Call Options Written

-2,100

125.0000

American Jan 15, 2021
Call Options Written

-600

220.0000

American May 15, 2020
Put Options Purchased

-1,500

155.0000

American Feb 21, 2020
Put Options Purchased

-9,800

180.0000

American Feb 21, 2020
Put Options Purchased

-700

155.0000

American Jan 17, 2020
Put Options Purchased

-300

165.0000

American Jan 15, 2021
Put Options Purchased

-4,500

70.0000

American Jan 15, 2021
Call Options Written

-5,500

160.0000

American Mar 20, 2020
Put Options Purchased

-50,000

160.0000

American Feb 21, 2020
Call Options Purchased

100

195.0000

American Mar 20, 2020
Put Options Written

18,500

150.0000

American May 15, 2020
Put Options Written

66,500

140.0000

American Mar 20, 2020
Put Options Written

11,700

160.0000

American Jun 19, 2020
Call Options Purchased

3,400

170.0000

American Jan 15, 2021
Put Options Written

500

80.0000

American Feb 21, 2020
Put Options Written

36,400

105.0000

American Jan 15, 2021
Call Options Purchased

100

200.0000

American Aug 21, 2020
Put Options Written

300

175.0000

American Feb 21, 2020
Put Options Purchased

-10,500

125.0000

American Jan 17, 2020
Put Options Purchased

-2,900

110.0000

American Jan 17, 2020
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Put Options Purchased

-100

155.0000

American Jan 15, 2021
Call Options Written

-300

150.0000

American Feb 21, 2020
Put Options Purchased

-300

80.0000

American Jan 15, 2021
Call Options Written

-100

200.0000

American Mar 20, 2020
Call Options Written

-2,000

180.0000

American Feb 21, 2020
Put Options Purchased

-2,200

70.0000

American Jan 17, 2020
Put Options Purchased

-400

185.0000

American Jan 21, 2022
Put Options Purchased

-1,700

110.0000

American Jan 15, 2021
Put Options Purchased

-100

190.0000

American Jan 17, 2020
Call Options Written

-2,700

150.0000

American Jan 15, 2021
Put Options Purchased

-16,800

115.0000

American Jan 15, 2021
Call Options Written

-800

185.0000

American Feb 21, 2020
Call Options Written

-1,100

290.0000

American Jan 17, 2020
Put Options Written

400

110.0000

American Feb 21, 2020
Call Options Purchased

9,500

170.0000

American Jun 19, 2020
Call Options Purchased

3,300

165.0000

American Jan 15, 2021
Put Options Written

2,100

185.0000

American Mar 20, 2020
Call Options Purchased

500

190.0000

American May 15, 2020
Put Options Written

400

125.0000

American Jan 15, 2021
Put Options Written

200

150.0000

American Jan 21, 2022
Call Options Purchased

3,000

180.0000

American Jan 17, 2020
Call Options Purchased

5,900

160.0000

American Jan 17, 2020
Put Options Written

600

185.0000

American May 15, 2020
Put Options Written

13,500

165.0000

American Jan 17, 2020
Put Options Written

100

145.0000

American Jan 15, 2021
Call Options Purchased

200

192.5000

American Jan 24, 2020
Call Options Purchased

1,000

190.0000

American Jun 19, 2020
Call Options Purchased

5,100

170.0000

American Feb 21, 2020
Put Options Written

400

65.0000

American Jan 17, 2020
Put Options Written

200

185.0000

American Jan 17, 2020
Call Options Written

-200

140.0000

American Feb 21, 2020
Put Options Purchased

-1,000

195.0000

American May 15, 2020
Put Options Purchased

-66,500

160.0000

American Mar 20, 2020
Call Options Written

-2,800

175.0000

American Jan 17, 2020
Call Options Written

-200

195.0000

American Feb 21, 2020
Call Options Written

-4,600

220.0000

American Jan 17, 2020
Put Options Written

48,000

140.0000

American Jun 19, 2020
Put Options Written

3,800

165.0000

American Jun 19, 2020
Put Options Written

400

170.0000

American Jan 15, 2021
Put Options Written

6,400

95.0000

American Jun 19, 2020
Call Options Purchased

1,900

180.0000

American Jan 15, 2021
Call Options Purchased

100

190.0000

American Jan 24, 2020
Call Options Purchased

100

165.0000

American Feb 21, 2020
Call Options Purchased

800

160.0000

American Jan 21, 2022
Call Options Purchased

300

145.0000

American Jan 15, 2021
Call Options Purchased

4,500

170.0000

American Jan 17, 2020
Call Options Purchased

500

220.0000

American Jan 21, 2022
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Call Options Written

-4,700

150.0000

American Jan 17, 2020
Call Options Written

-2,000

130.0000

American Feb 21, 2020
Call Options Written

-500

220.0000

American Jan 15, 2021
Put Options Purchased

-1,500

150.0000

American Jan 17, 2020
Put Options Purchased

-2,300

170.0000

American Jun 19, 2020
Put Options Purchased

-2,900

192.5000

American Jan 24, 2020
Call Options Written

-100

135.0000

American Jan 15, 2021
Call Options Written

-7,000

300.0000

American Jan 17, 2020
Put Options Purchased

-3,300

100.0000

American Jan 17, 2020
Put Options Purchased

-22,500

105.0000

American Jan 17, 2020
Put Options Written

51,100

140.0000

American Feb 21, 2020
Put Options Written

13,000

140.0000

American Jan 17, 2020
Call Options Purchased

100

195.0000

American Aug 21, 2020
Put Options Written

14,300

160.0000

American Mar 20, 2020
Put Options Written

2,000

115.0000

American Feb 21, 2020
Call Options Purchased

6,300

190.0000

American Jan 17, 2020
Put Options Written

1,800

145.0000

American Jun 19, 2020
Call Options Purchased

1,400

180.0000

American Jan 21, 2022
Put Options Written

7,000

120.0000

American Jun 19, 2020
Put Options Written

3,200

120.0000

American Feb 21, 2020
Call Options Purchased

6,700

190.0000

American Jan 15, 2021
Call Options Purchased

400

200.0000

American Jan 15, 2021
Put Options Written

6,700

140.0000

American Jan 15, 2021
Put Options Written

14,900

160.0000

American Feb 21, 2020
Put Options Written

4,700

80.0000

American Jan 17, 2020
Put Options Written

7,000

160.0000

American Jan 17, 2020
Call Options Written

-1,500

270.0000

American Jan 17, 2020
Call Options Written

-1,700

225.0000

American Jan 17, 2020
Call Options Written

-200

140.0000

American Jun 19, 2020
Call Options Written

-300

192.5000

American Jan 17, 2020
Call Options Written

-600

205.0000

American Jan 17, 2020
Call Options Written

-100

120.0000

American Jan 15, 2021
Call Options Written

-100

165.0000

American Jun 19, 2020
Call Options Written

-4,200

155.0000

American Jan 17, 2020
Call Options Written

-100

240.0000

American Jan 17, 2020
Put Options Purchased

-12,400

150.0000

American Jan 15, 2021
Put Options Written

900

180.0000

American Mar 20, 2020
Put Options Written

600

185.0000

American Feb 21, 2020
Put Options Written

3,300

165.0000

American Mar 20, 2020
Put Options Written

2,000

180.0000

American Jan 17, 2020
Put Options Written

13,700

75.0000

American Jan 17, 2020
Put Options Written

100

165.0000

American May 15, 2020
Put Options Written

500

180.0000

American May 15, 2020
Call Options Purchased

4,200

165.0000

American Jan 17, 2020
Call Options Purchased

100

135.0000

American Jan 17, 2020
Call Options Purchased

4,000

160.0000

American Jan 15, 2021
Call Options Written

-200

185.0000

American Jun 19, 2020
Call Options Written

-200

110.0000

American Jan 15, 2021
Put Options Purchased

-100

150.0000

American Jun 19, 2020
Put Options Purchased

-200

170.0000

American Jan 21, 2022
Put Options Purchased

-2,300

90.0000

American Jan 15, 2021
Call Options Written

-19,400

185.0000

American Jan 17, 2020
Call Options Written

-2,800

230.0000

American Jan 17, 2020
Put Options Purchased

-300

165.0000

American Feb 21, 2020
Call Options Written

-900

175.0000

American Jun 19, 2020
Call Options Written

-2,800

210.0000

American Jan 17, 2020
Put Options Purchased

-2,100

175.0000

American Jan 17, 2020
Put Options Purchased

-100

85.0000

American Jan 17, 2020
Put Options Purchased

-300

160.0000

American Jan 15, 2021
Put Options Purchased

-500

120.0000

American Aug 21, 2020
Call Options Written

-2,400

165.0000

American Mar 20, 2020
Call Options Written

-100

160.0000

American Jun 19, 2020
Put Options Purchased

-400

115.0000

American Jan 17, 2020
Put Options Purchased

-1,700

185.0000

American Jan 15, 2021
Put Options Purchased

-400

120.0000

American Jan 15, 2021
Call Options Written

-6,000

200.0000

American Jan 17, 2020
Call Options Purchased

3,800

175.0000

American Feb 21, 2020
Call Options Purchased

1,700

220.0000

American Mar 20, 2020
Put Options Written

1,300

90.0000

American Jan 17, 2020
Put Options Written

7,100

145.0000

American Jan 17, 2020
Put Options Written

8,400

170.0000

American Feb 21, 2020
Call Options Purchased

700

200.0000

American Jun 19, 2020
Put Options Written

600

135.0000

American Jan 17, 2020
Call Options Written

-200

180.0000

American Jun 19, 2020
Put Options Purchased

-1,000

180.0000

American Jan 15, 2021
Call Options Written

-100

215.0000

American Jan 17, 2020
Call Options Written

-100

185.0000

American Mar 20, 2020
Put Options Purchased

-100

175.0000

American Jan 15, 2021
Put Options Purchased

-19,300

95.0000

American Jan 17, 2020
Put Options Purchased

-700

160.0000

American Feb 28, 2020
Put Options Purchased

-1,800

190.0000

American Jan 24, 2020
Call Options Written

-1,100

200.0000

American Feb 21, 2020
Put Options Purchased

-100

130.0000

American Jan 15, 2021
Call Options Written

-300

180.0000

American Mar 20, 2020
Put Options Purchased

-106,300

130.0000

American Jan 17, 2020
Put Options Written

100

150.0000

American Mar 20, 2020
Put Options Written

3,200

170.0000

American Jan 17, 2020
Put Options Written

6,800

145.0000

American Feb 21, 2020
Put Options Written

42,300

150.0000

American Feb 21, 2020
Put Options Written

200

195.0000

American Mar 20, 2020
Call Options Purchased

4,600

145.0000

American Jan 17, 2020
Call Options Purchased

11,200

195.0000

American Jan 15, 2021
Put Options Written

200

120.0000

American May 15, 2020
Call Options Written

-600

250.0000

American Jan 15, 2021
Call Options Written

-4,500

260.0000

American Jan 17, 2020
Call Options Written

-1,000

185.0000

American May 15, 2020
Put Options Purchased

-8,500

140.0000

American Mar 20, 2020
Call Options Written

-200

200.0000

American Jan 24, 2020
Call Options Written

-1,500

140.0000

American Jan 15, 2021
Call Options Written

-100

110.0000

American Jan 17, 2020
Call Options Written

-3,500

195.0000

American Jan 17, 2020
Put Options Purchased

-4,500

130.0000

American Feb 21, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 690893
Time of Receipt (offset from UTC): 20200122T111832+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC