Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 17 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,208,265

0.22%

3,973,295

0.27%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,251,961

0.15%

779,700

0.05%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,747,200

0.12%

1,280,400

0.09%

 

 

 

 

TOTAL:

 

 

 

 

7,207,426

0.49%

6,033,395

0.41%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

88.2200 USD

Purchase

1

88.1700 USD

Purchase

1

88.0700 USD

Purchase

4

88.0925 USD

Purchase

90

88.2600 USD

Purchase

100

88.6000 USD

Purchase

100

89.1500 USD

Purchase

100

88.2100 USD

Purchase

100

88.1800 USD

Purchase

100

88.0800 USD

Purchase

102

88.0355 USD

Purchase

105

88.0957 USD

Purchase

105

88.1266 USD

Purchase

200

88.0250 USD

Purchase

200

88.4700 USD

Purchase

200

88.1900 USD

Purchase

200

87.9962 USD

Purchase

200

88.4500 USD

Purchase

200

88.4100 USD

Purchase

247

88.3098 USD

Purchase

282

88.1929 USD

Purchase

300

88.3600 USD

Purchase

300

87.8833 USD

Purchase

330

87.9863 USD

Purchase

350

88.5857 USD

Purchase

400

88.1976 USD

Purchase

400

88.0675 USD

Purchase

400

87.8800 USD

Purchase

496

88.0175 USD

Purchase

500

88.1020 USD

Purchase

600

88.2283 USD

Purchase

600

88.0300 USD

Purchase

607

88.0400 USD

Purchase

629

88.3387 USD

Purchase

640

88.1993 USD

Purchase

978

88.2065 USD

Purchase

1,005

88.0405 USD

Purchase

1,089

88.0723 USD

Purchase

1,099

88.2304 USD

Purchase

1,199

88.0141 USD

Purchase

1,300

88.4723 USD

Purchase

1,500

88.4566 USD

Purchase

1,600

88.0309 USD

Purchase

1,700

88.1135 USD

Purchase

1,811

88.0972 USD

Purchase

2,611

88.2092 USD

Purchase

2,893

88.0227 USD

Purchase

3,400

88.1235 USD

Purchase

3,611

88.0818 USD

Purchase

4,100

88.1156 USD

Purchase

5,064

89.0800 USD

Purchase

5,340

88.0980 USD

Purchase

6,500

88.0713 USD

Purchase

6,567

88.0506 USD

Purchase

6,971

88.1665 USD

Purchase

7,968

88.0526 USD

Purchase

8,700

87.9700 USD

Purchase

14,227

88.0310 USD

Purchase

15,035

88.1276 USD

Purchase

30,999

88.0850 USD

Purchase

31,500

88.1656 USD

Purchase

34,997

88.1655 USD

Purchase

40,100

88.1469 USD

Purchase

50,977

88.2494 USD

Purchase

87,139

88.1011 USD

Purchase

144,573

88.8865 USD

Purchase

206,745

88.0000 USD

Sale

25

88.1236 USD

Sale

47

87.9900 USD

Sale

100

87.8500 USD

Sale

100

88.7600 USD

Sale

191

88.1274 USD

Sale

300

88.2533 USD

Sale

400

88.1725 USD

Sale

401

87.9978 USD

Sale

600

88.1750 USD

Sale

600

88.2125 USD

Sale

631

88.0937 USD

Sale

700

88.0717 USD

Sale

912

88.0971 USD

Sale

1,000

88.0290 USD

Sale

1,105

88.1247 USD

Sale

1,294

88.0778 USD

Sale

1,435

88.1613 USD

Sale

1,600

87.9925 USD

Sale

1,813

88.1990 USD

Sale

1,900

88.1589 USD

Sale

1,900

87.9973 USD

Sale

2,000

88.1455 USD

Sale

2,579

88.0704 USD

Sale

2,777

88.1123 USD

Sale

2,900

88.1026 USD

Sale

3,020

88.1002 USD

Sale

3,606

88.0482 USD

Sale

4,102

88.1278 USD

Sale

5,250

89.0800 USD

Sale

6,000

88.2110 USD

Sale

6,000

88.1544 USD

Sale

8,117

88.0351 USD

Sale

8,134

88.1706 USD

Sale

8,800

87.9700 USD

Sale

12,174

88.0951 USD

Sale

14,037

88.2086 USD

Sale

14,125

88.0310 USD

Sale

22,300

88.1399 USD

Sale

24,300

88.1626 USD

Sale

32,800

88.1439 USD

Sale

65,353

88.0630 USD

Sale

119,842

88.1803 USD

Sale

148,823

88.8750 USD

Sale

206,888

88.0000 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

5,600

89 USD

American

24 Jan 2020

0.5491 USD

Call Option

Purchasing

600

89 USD

American

31 Jan 2020

1.0900 USD

Call Option

Purchasing

200

90 USD

American

24 Jan 2020

0.4400 USD

Call Option

Purchasing

100

90 USD

American

24 Jan 2020

0.5100 USD

Call Option

Purchasing

5,900

90 USD

American

31 Jan 2020

0.5925 USD

Call Option

Purchasing

200

90 USD

American

21 Feb 2020

1.6400 USD

Call Option

Purchasing

1,000

91 USD

American

24 Jan 2020

0.1500 USD

Call Option

Purchasing

4,500

91 USD

American

24 Jan 2020

0.2300 USD

Call Option

Purchasing

1,000

91 USD

American

31 Jan 2020

0.3300 USD

Call Option

Purchasing

3,900

93 USD

American

20 Mar 2020

1.4697 USD

Call Option

Purchasing

1,700

95 USD

American

21 Feb 2020

0.4535 USD

Call Option

Selling

3,900

85 USD

American

20 Mar 2020

5.1748 USD

Call Option

Selling

100

88 USD

American

17 Jan 2020

0.3300 USD

Call Option

Selling

1,200

89 USD

American

17 Jan 2020

0.1050 USD

Call Option

Selling

600

89 USD

American

24 Jan 2020

0.4900 USD

Call Option

Selling

4,600

90 USD

American

17 Jan 2020

0.0197 USD

Call Option

Selling

200

90 USD

American

24 Jan 2020

0.9000 USD

Call Option

Selling

200

91 USD

American

17 Jan 2020

0.0300 USD

Call Option

Selling

4,800

93 USD

American

7 Feb 2020

0.6016 USD

Call Option

Selling

1,500

93 USD

American

21 Feb 2020

0.9726 USD

Call Option

Selling

800

100 USD

American

21 Feb 2020

0.1200 USD

Call Option

Selling

500

105 USD

American

21 Jan 2022

4.7900 USD

Put Option

Purchasing

100

80 USD

American

21 Feb 2020

0.4100 USD

Put Option

Purchasing

3,400

85 USD

American

17 Jan 2020

0.0100 USD

Put Option

Purchasing

100

85 USD

American

24 Jan 2020

0.1200 USD

Put Option

Purchasing

300

85 USD

American

24 Jan 2020

0.1366 USD

Put Option

Purchasing

2,600

86 USD

American

17 Jan 2020

0.0200 USD

Put Option

Purchasing

300

86 USD

American

24 Jan 2020

0.1800 USD

Put Option

Purchasing

1,300

86 USD

American

24 Jan 2020

0.2230 USD

Put Option

Purchasing

1,200

87 USD

American

24 Jan 2020

0.3225 USD

Put Option

Purchasing

300

87 USD

American

24 Jan 2020

0.4400 USD

Put Option

Purchasing

1,500

87 USD

American

31 Jan 2020

0.8000 USD

Put Option

Purchasing

1,600

88 USD

American

17 Jan 2020

0.0900 USD

Put Option

Purchasing

800

88 USD

American

24 Jan 2020

0.5962 USD

Put Option

Purchasing

1,700

88 USD

American

24 Jan 2020

0.6335 USD

Put Option

Purchasing

1,600

89 USD

American

17 Jan 2020

0.7900 USD

Put Option

Purchasing

600

89 USD

American

24 Jan 2020

0.8733 USD

Put Option

Purchasing

100

89 USD

American

31 Jan 2020

1.7800 USD

Put Option

Purchasing

100

90 USD

American

24 Jan 2020

1.3900 USD

Put Option

Purchasing

5,700

95 USD

American

17 Jan 2020

5.8500 USD

Put Option

Selling

100

78 USD

American

21 Feb 2020

0.2600 USD

Put Option

Selling

800

86 USD

American

24 Jan 2020

0.2600 USD

Put Option

Selling

100

88 USD

American

24 Jan 2020

0.4700 USD

Put Option

Selling

100

88 USD

American

31 Jan 2020

1.0300 USD

Put Option

Selling

300

88 USD

American

15 Jan 2021

10.0500 USD

Put Option

Selling

100

89 USD

American

17 Jan 2020

0.5900 USD

Put Option

Selling

100

98 USD

American

21 Jan 2022

21.2700 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

20 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

11,300

87.5000

American

Feb 21, 2020

Put Options

Written

1,200

85.0000

American

Jun 19, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

2,600

75.0000

American

Jun 19, 2020

Put Options

Written

4,000

37.5000

American

Jan 21, 2022

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Put Options

Written

11,600

75.0000

American

Feb 21, 2020

Put Options

Written

9,200

85.5000

American

Jan 31, 2020

Put Options

Written

8,500

88.0000

American

Jan 31, 2020

Call Options

Purchased

600

75.0000

American

May 15, 2020

Put Options

Written

4,500

77.5000

American

Jan 17, 2020

Call Options

Purchased

3,300

87.5000

American

May 15, 2020

Call Options

Purchased

200

50.0000

American

Jan 21, 2022

Put Options

Written

13,000

65.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Call Options

Purchased

100

67.5000

American

Sep 18, 2020

Call Options

Purchased

300

89.5000

American

Jan 24, 2020

Put Options

Written

11,700

82.5000

American

Jan 17, 2020

Put Options

Written

2,900

70.0000

American

May 15, 2020

Call Options

Written

-1,200

87.0000

American

Jan 17, 2020

Call Options

Written

-100

70.0000

American

Feb 21, 2020

Put Options

Purchased

-3,900

57.5000

American

Jan 17, 2020

Call Options

Written

-7,800

91.0000

American

Jan 17, 2020

Call Options

Written

-200

105.0000

American

Feb 21, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-3,100

89.0000

American

Jan 17, 2020

Put Options

Purchased

-100

84.5000

American

Jan 24, 2020

Call Options

Written

-800

90.0000

American

Jan 24, 2020

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Put Options

Purchased

-300

84.0000

American

Jan 17, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-1,300

86.5000

American

Jan 17, 2020

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-100

80.0000

American

Jan 21, 2022

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Call Options

Written

-20,000

92.0000

American

Feb 7, 2020

Call Options

Written

-17,700

90.0000

American

Jun 19, 2020

Put Options

Purchased

-400

92.0000

American

Jan 31, 2020

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Call Options

Written

-3,900

85.0000

American

Mar 20, 2020

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Call Options

Written

-4,800

92.5000

American

Feb 7, 2020

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-11,700

97.5000

American

Jan 17, 2020

Call Options

Written

-500

105.0000

American

Jan 21, 2022

Call Options

Written

-3,300

93.0000

American

Jan 31, 2020

Put Options

Purchased

-300

85.5000

American

Jan 24, 2020

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Put Options

Written

900

82.5000

American

Sep 18, 2020

Put Options

Written

3,500

47.5000

American

Jan 17, 2020

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Call Options

Purchased

300

120.0000

American

Sep 18, 2020

Put Options

Written

3,900

50.0000

American

Jan 17, 2020

Put Options

Written

5,000

62.5000

American

Jan 15, 2021

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Put Options

Written

600

62.5000

American

Sep 18, 2020

Call Options

Purchased

8,400

95.0000

American

May 15, 2020

Put Options

Written

2,600

88.0000

American

Jan 17, 2020

Call Options

Purchased

1,300

72.5000

American

Jun 19, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

6,800

92.5000

American

May 15, 2020

Call Options

Purchased

1,000

92.5000

American

Feb 21, 2020

Put Options

Written

800

95.0000

American

Jan 17, 2020

Call Options

Purchased

5,700

95.0000

American

Feb 21, 2020

Call Options

Purchased

19,600

92.0000

American

Jan 31, 2020

Put Options

Written

4,000

57.5000

American

Jan 15, 2021

Call Options

Purchased

9,100

95.0000

American

Sep 18, 2020

Call Options

Purchased

4,200

85.0000

American

Feb 21, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

5,000

89.0000

American

Jan 24, 2020

Call Options

Written

-200

91.5000

American

Jan 31, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

89.0000

American

Jan 31, 2020

Call Options

Written

-11,600

130.0000

American

Jan 17, 2020

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-100

82.0000

American

Jan 17, 2020

Call Options

Written

-200

97.5000

American

Feb 21, 2020

Put Options

Purchased

-200

83.0000

American

Jan 17, 2020

Call Options

Written

-300

95.0000

American

Jan 31, 2020

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Put Options

Purchased

-700

87.5000

American

Jan 24, 2020

Put Options

Purchased

-1,200

95.0000

American

Feb 7, 2020

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-500

87.0000

American

Jan 17, 2020

Put Options

Purchased

-100

85.0000

American

Sep 18, 2020

Put Options

Purchased

-500

88.0000

American

Jan 24, 2020

Call Options

Written

-300

88.0000

American

Jan 24, 2020

Put Options

Purchased

-12,100

55.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Purchased

3,000

105.0000

American

Jun 19, 2020

Call Options

Purchased

900

90.5000

American

Feb 28, 2020

Call Options

Purchased

3,000

97.5000

American

May 15, 2020

Put Options

Written

22,200

91.0000

American

Jan 17, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Call Options

Purchased

2,200

95.0000

American

Mar 20, 2020

Put Options

Written

900

88.5000

American

Jan 31, 2020

Put Options

Written

1,800

57.5000

American

Feb 21, 2020

Put Options

Written

400

87.5000

American

Feb 7, 2020

Call Options

Purchased

1,000

91.0000

American

Jan 24, 2020

Put Options

Written

16,500

62.5000

American

Jan 17, 2020

Call Options

Written

-300

110.0000

American

Jun 19, 2020

Call Options

Written

-4,200

85.0000

American

May 15, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Put Options

Purchased

-23,300

60.0000

American

Jan 17, 2020

Put Options

Purchased

-1,300

75.0000

American

May 15, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Written

-3,900

85.0000

American

Jun 19, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Call Options

Written

-900

85.0000

American

Sep 18, 2020

Put Options

Purchased

-6,000

85.0000

American

Jan 17, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Put Options

Purchased

-4,400

40.0000

American

Jan 21, 2022

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options

Purchased

-700

80.0000

American

May 15, 2020

Put Options

Purchased

-120,000

85.0000

American

Feb 21, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

90.0000

American

Sep 18, 2020

Call Options

Written

-1,200

90.5000

American

Jan 31, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options

Written

-13,200

95.0000

American

Jan 17, 2020

Call Options

Written

-900

110.0000

American

Feb 21, 2020

Put Options

Purchased

-3,600

97.5000

American

Feb 21, 2020

Put Options

Purchased

-7,600

72.5000

American

Feb 21, 2020

Call Options

Purchased

1,800

82.5000

American

Feb 21, 2020

Put Options

Written

200

37.5000

American

Jan 15, 2021

Put Options

Written

156,100

65.0000

American

Jun 19, 2020

Call Options

Purchased

5,700

90.0000

American

Sep 18, 2020

Call Options

Purchased

2,700

87.5000

American

Feb 21, 2020

Put Options

Written

177,700

80.0000

American

Jan 15, 2021

Call Options

Purchased

800

85.0000

American

Feb 7, 2020

Put Options

Written

600

80.0000

American

Jun 19, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

1,300

67.5000

American

Jan 15, 2021

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Put Options

Written

100

85.0000

American

Jan 31, 2020

Put Options

Written

300

85.0000

American

May 15, 2020

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Put Options

Written

5,100

77.5000

American

Jan 15, 2021

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Call Options

Purchased

7,800

80.0000

American

May 15, 2020

Call Options

Purchased

3,900

92.5000

American

Mar 20, 2020

Put Options

Written

400

90.0000

American

Jun 19, 2020

Call Options

Purchased

6,400

90.0000

American

Aug 21, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Put Options

Purchased

-1,500

89.0000

American

Jan 24, 2020

Call Options

Written

-79,900

70.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-11,500

92.5000

American

Feb 21, 2020

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-200

87.5000

American

Sep 18, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-3,000

90.0000

American

Feb 21, 2020

Call Options

Written

-5,200

85.0000

American

Jan 15, 2021

Call Options

Written

-6,600

90.0000

American

Jan 31, 2020

Call Options

Written

-6,800

105.0000

American

Jan 17, 2020

Call Options

Written

-13,000

100.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-16,000

88.0000

American

Jan 17, 2020

Call Options

Written

-51,100

92.5000

American

Jan 15, 2021

Put Options

Purchased

-1,500

87.0000

American

Jan 31, 2020

Put Options

Purchased

-9,100

87.5000

American

May 15, 2020

Call Options

Written

-200

110.0000

American

Sep 18, 2020

Call Options

Written

-1,200

92.5000

American

Jan 31, 2020

Put Options

Purchased

-2,500

85.5000

American

Jan 17, 2020

Put Options

Purchased

-2,000

70.0000

American

Jan 15, 2021

Call Options

Written

-4,200

93.5000

American

Jan 31, 2020

Call Options

Written

-4,600

115.0000

American

Jan 17, 2020

Put Options

Purchased

-200

92.5000

American

Sep 18, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Put Options

Written

4,300

86.0000

American

Jan 24, 2020

Put Options

Written

100

77.5000

American

May 15, 2020

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Put Options

Written

3,400

67.5000

American

Jan 17, 2020

Call Options

Purchased

8,700

90.0000

American

May 15, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Put Options

Written

12,100

70.0000

American

Feb 21, 2020

Put Options

Written

200

67.5000

American

May 15, 2020

Call Options

Purchased

35,400

90.0000

American

Feb 21, 2020

Put Options

Written

300

65.0000

American

May 15, 2020

Put Options

Written

100

83.5000

American

Jan 31, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

13,800

75.0000

American

Sep 18, 2020

Put Options

Written

100

77.5000

American

Sep 18, 2020

Put Options

Written

2,300

82.5000

American

Feb 21, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Put Options

Written

7,100

86.5000

American

Jan 24, 2020

Put Options

Written

16,800

85.0000

American

Jan 24, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-300

97.5000

American

Jan 17, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Call Options

Written

-1,200

92.5000

American

Jun 19, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Call Options

Written

-3,300

145.0000

American

Jan 17, 2020

Put Options

Purchased

-100

60.0000

American

Feb 21, 2020

Call Options

Written

-2,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-500

84.0000

American

Feb 7, 2020

Put Options

Purchased

-700

95.0000

American

Jan 15, 2021

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-400

92.5000

American

Feb 21, 2020

Call Options

Written

-100,300

120.0000

American

Jan 17, 2020

Put Options

Purchased

-200

70.0000

American

Aug 21, 2020

Put Options

Purchased

-3,700

75.0000

American

Jan 17, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Put Options

Purchased

-26,000

92.5000

American

Jan 17, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-100

89.5000

American

Jan 24, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-1,500

82.5000

American

May 15, 2020

Put Options

Purchased

-1,800

100.0000

American

Feb 21, 2020

Call Options

Written

-5,700

91.0000

American

Jan 31, 2020

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020

Put Options

Purchased

-400

100.0000

American

Jan 15, 2021

Put Options

Purchased

-400

94.5000

American

Feb 7, 2020

Put Options

Written

13,500

80.0000

American

Jan 17, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

100

57.5000

American

Sep 18, 2020

Put Options

Written

400

50.0000

American

Feb 21, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Put Options

Written

800

87.5000

American

Jan 15, 2021

Put Options

Written

400

90.0000

American

Jan 31, 2020

Call Options

Purchased

2,000

93.5000

American

Feb 14, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Call Options

Purchased

100

90.0000

American

Jan 15, 2021

Put Options

Written

1,100

75.0000

American

Jan 15, 2021

Put Options

Written

30,100

70.0000

American

Jun 19, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options

Written

-18,000

95.0000

American

Jun 19, 2020

Put Options

Purchased

-5,400

87.5000

American

Jan 17, 2020

Call Options

Written

-100

89.5000

American

Jan 31, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-4,400

70.0000

American

Jan 17, 2020

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Put Options

Purchased

-600

88.5000

American

Jan 24, 2020

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Put Options

Purchased

-2,800

81.5000

American

Feb 7, 2020

Put Options

Purchased

-400

92.0000

American

Jan 17, 2020

Call Options

Written

-1,100

92.0000

American

Jan 17, 2020

Put Options

Purchased

-3,400

84.5000

American

Jan 17, 2020

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Put Options

Purchased

-600

86.0000

American

Jan 17, 2020

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Written

300

65.0000

American

Jan 15, 2021

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

14,500

67.5000

American

Jun 19, 2020

Call Options

Purchased

4,500

90.5000

American

Jan 24, 2020

Put Options

Written

1,000

77.5000

American

Jun 19, 2020

Put Options

Written

17,900

85.0000

American

Feb 21, 2020

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Call Options

Purchased

7,600

100.0000

American

Feb 21, 2020

Call Options

Purchased

200

55.0000

American

Jan 21, 2022

Call Options

Purchased

100

95.0000

American

Aug 21, 2020

Put Options

Written

100

130.0000

American

Jun 19, 2020

Call Options

Purchased

100

94.0000

American

Jan 17, 2020

Put Options

Written

100

97.5000

American

Jan 21, 2022

Put Options

Written

5,000

67.5000

American

Feb 21, 2020

Call Options

Purchased

600

88.5000

American

Jan 31, 2020

Call Options

Purchased

1,300

105.0000

American

Sep 18, 2020

Call Options

Purchased

2,200

105.0000

American

May 15, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Put Options

Written

100

65.0000

American

Sep 18, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-3,900

100.0000

American

Jun 19, 2020

Call Options

Written

-67,400

100.0000

American

Jan 17, 2020

Call Options

Written

-400

82.5000

American

May 15, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Call Options

Written

-6,800

105.0000

American

Jan 15, 2021

Call Options

Written

-100

85.0000

American

Jan 17, 2020

Call Options

Written

-24,800

89.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Put Options

Purchased

-15,300

95.0000

American

Feb 21, 2020

Call Options

Written

-4,100

87.5000

American

Jan 17, 2020

Put Options

Purchased

-400

87.0000

American

Feb 14, 2020

Put Options

Purchased

-300

83.0000

American

Jan 31, 2020

Put Options

Written

16,000

80.0000

American

Feb 21, 2020

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Call Options

Purchased

400

82.5000

American

Jun 19, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Written

400

85.0000

American

Jan 15, 2021

Put Options

Written

17,000

65.0000

American

Feb 21, 2020

Call Options

Purchased

7,300

77.5000

American

Jan 15, 2021

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

600

72.5000

American

May 15, 2020

Call Options

Purchased

1,500

80.0000

American

Sep 18, 2020

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Call Options

Purchased

5,000

100.0000

American

May 15, 2020

Put Options

Purchased

-7,900

77.5000

American

Feb 21, 2020

Put Options

Purchased

-26,000

90.0000

American

Jan 17, 2020

Put Options

Purchased

-700

96.0000

American

Jan 17, 2020

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Call Options

Written

-5,600

95.0000

American

Jan 15, 2021

Call Options

Written

-7,700

92.5000

American

Jan 17, 2020

Put Options

Purchased

-300

87.0000

American

Jan 24, 2020

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Call Options

Written

-1,100

91.5000

American

Jan 17, 2020

Call Options

Written

-1,500

110.0000

American

May 15, 2020

Call Options

Written

-4,600

100.0000

American

Sep 18, 2020

Call Options

Written

-1,700

80.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

72.5000

American

Jan 17, 2020

Call Options

Written

-100

85.0000

American

Aug 21, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-9,700

100.0000

American

Jan 17, 2020

Call Options

Written

-11,400

90.0000

American

Jan 17, 2020

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Put Options

Purchased

-100,000

85.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 690531
Time of Receipt (offset from UTC): 20200120T143341+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC