Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 17 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,524,416

1.38%

3,147,023

0.96%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,255,382

0.99%

3,079,508

0.94%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

541,800

0.17%

462,800

0.14%

 

 

 

 

TOTAL:

 

 

 

 

8,321,598

2.53%

6,689,331

2.04%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

25

192.4800 USD

Purchase

40

192.7400 USD

Purchase

43

192.8600 USD

Purchase

44

192.7100 USD

Purchase

73

192.6200 USD

Purchase

100

192.8800 USD

Purchase

100

192.9000 USD

Purchase

100

192.9600 USD

Purchase

100

192.5300 USD

Purchase

100

193.1900 USD

Purchase

100

193.2200 USD

Purchase

100

192.7900 USD

Purchase

300

192.6450 USD

Purchase

400

192.7062 USD

Purchase

404

193.1268 USD

Purchase

500

192.5090 USD

Purchase

507

192.5838 USD

Purchase

518

192.7132 USD

Purchase

600

192.7383 USD

Purchase

700

192.5142 USD

Purchase

700

192.9342 USD

Purchase

759

192.5775 USD

Purchase

900

192.7722 USD

Purchase

923

192.7076 USD

Purchase

1,000

192.7586 USD

Purchase

1,099

192.5081 USD

Purchase

1,100

192.6090 USD

Purchase

1,100

192.8011 USD

Purchase

1,117

192.9415 USD

Purchase

1,225

192.5498 USD

Purchase

1,300

192.6100 USD

Purchase

1,400

192.5803 USD

Purchase

1,994

192.5668 USD

Purchase

2,058

192.8208 USD

Purchase

2,310

192.5497 USD

Purchase

2,332

192.7725 USD

Purchase

3,195

192.7134 USD

Purchase

3,255

193.2603 USD

Purchase

3,429

193.0889 USD

Purchase

4,588

192.9032 USD

Purchase

21,236

192.8914 USD

Purchase

22,132

192.7380 USD

Purchase

22,604

192.6920 USD

Purchase

34,788

193.4051 USD

Purchase

40,571

192.6800 USD

Sale

6

193.6500 USD

Sale

10

192.4900 USD

Sale

26

193.5100 USD

Sale

36

192.4600 USD

Sale

43

192.8600 USD

Sale

79

192.5200 USD

Sale

98

193.0200 USD

Sale

100

192.4500 USD

Sale

100

193.5800 USD

Sale

100

193.1750 USD

Sale

100

192.9000 USD

Sale

100

192.6400 USD

Sale

125

192.5300 USD

Sale

200

193.2450 USD

Sale

200

192.7350 USD

Sale

290

192.4796 USD

Sale

300

192.6383 USD

Sale

800

192.6393 USD

Sale

850

192.6687 USD

Sale

885

192.5703 USD

Sale

1,045

192.7017 USD

Sale

1,100

192.6109 USD

Sale

1,153

193.1704 USD

Sale

1,548

192.7300 USD

Sale

2,800

192.5047 USD

Sale

3,485

192.6537 USD

Sale

4,262

192.8676 USD

Sale

6,835

192.6831 USD

Sale

9,934

192.6779 USD

Sale

11,151

192.7290 USD

Sale

30,941

192.9538 USD

Sale

31,439

192.6800 USD

Sale

34,788

193.4051 USD

Sale

35,796

192.6977 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

500

190 USD

American

15 May 2020

7.1000 USD

Call Option

Purchasing

3,800

195 USD

American

17 Jan 2020

0.0100 USD

Call Option

Purchasing

100

195 USD

American

20 Mar 2020

2.3100 USD

Call Option

Selling

100

190 USD

American

17 Jan 2020

2.0600 USD

Call Option

Selling

9,200

195 USD

American

17 Jan 2020

0.0656 USD

Call Option

Selling

100

200 USD

American

20 Mar 2020

1.9300 USD

Put Option

Purchasing

200

170 USD

American

17 Jan 2020

0.0100 USD

Put Option

Purchasing

1,800

190 USD

American

24 Jan 2020

0.3911 USD

Put Option

Purchasing

2,900

193 USD

American

24 Jan 2020

0.6917 USD

Put Option

Selling

700

140 USD

American

21 Feb 2020

0.2900 USD

Put Option

Selling

500

145 USD

American

21 Feb 2020

0.2900 USD

Put Option

Selling

10,400

150 USD

American

21 Feb 2020

0.4044 USD

Put Option

Selling

200

195 USD

American

20 Mar 2020

7.3500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

20 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

100

120.0000

American

Jan 17, 2020

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

300

180.0000

American

Jan 21, 2022

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Call Options

Purchased

1,700

190.0000

American

Feb 21, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

300

192.5000

American

Jan 31, 2020

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options

Written

500

185.0000

American

Jun 19, 2020

Call Options

Purchased

4,200

250.0000

American

Jan 17, 2020

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

300

135.0000

American

Feb 21, 2020

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-9,800

180.0000

American

Feb 21, 2020

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options

Purchased

100

195.0000

American

Mar 20, 2020

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

11,700

160.0000

American

Jun 19, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

100

200.0000

American

Aug 21, 2020

Put Options

Written

300

175.0000

American

Feb 21, 2020

Put Options

Purchased

-10,500

125.0000

American

Jan 17, 2020

Put Options

Purchased

-2,900

110.0000

American

Jan 17, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Call Options

Written

-100

200.0000

American

Mar 20, 2020

Call Options

Written

-2,000

180.0000

American

Feb 21, 2020

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-100

190.0000

American

Jan 17, 2020

Call Options

Written

-2,700

150.0000

American

Jan 15, 2021

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Call Options

Written

-800

185.0000

American

Feb 21, 2020

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Written

400

110.0000

American

Feb 21, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Put Options

Written

2,100

185.0000

American

Mar 20, 2020

Call Options

Purchased

500

190.0000

American

May 15, 2020

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

200

150.0000

American

Jan 21, 2022

Call Options

Purchased

3,000

180.0000

American

Jan 17, 2020

Call Options

Purchased

5,900

160.0000

American

Jan 17, 2020

Put Options

Written

600

185.0000

American

May 15, 2020

Put Options

Written

13,500

165.0000

American

Jan 17, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

200

192.5000

American

Jan 24, 2020

Call Options

Purchased

1,000

190.0000

American

Jun 19, 2020

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

200

185.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Put Options

Purchased

-1,000

195.0000

American

May 15, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-2,800

175.0000

American

Jan 17, 2020

Call Options

Written

-200

195.0000

American

Feb 21, 2020

Call Options

Written

-4,600

220.0000

American

Jan 17, 2020

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Put Options

Written

400

170.0000

American

Jan 15, 2021

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021

Call Options

Purchased

100

190.0000

American

Jan 24, 2020

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

4,500

170.0000

American

Jan 17, 2020

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-4,700

150.0000

American

Jan 17, 2020

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Put Options

Purchased

-2,900

192.5000

American

Jan 24, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-3,300

100.0000

American

Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options

Written

51,100

140.0000

American

Feb 21, 2020

Put Options

Written

13,000

140.0000

American

Jan 17, 2020

Call Options

Purchased

100

195.0000

American

Aug 21, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Call Options

Purchased

6,300

190.0000

American

Jan 17, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

3,200

120.0000

American

Feb 21, 2020

Call Options

Purchased

6,700

190.0000

American

Jan 15, 2021

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Put Options

Written

14,900

160.0000

American

Feb 21, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

7,000

160.0000

American

Jan 17, 2020

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-300

192.5000

American

Jan 17, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Call Options

Written

-4,200

155.0000

American

Jan 17, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Put Options

Written

900

180.0000

American

Mar 20, 2020

Put Options

Written

600

185.0000

American

Feb 21, 2020

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Put Options

Written

2,000

180.0000

American

Jan 17, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

500

180.0000

American

May 15, 2020

Call Options

Purchased

4,200

165.0000

American

Jan 17, 2020

Call Options

Purchased

100

135.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options

Written

-200

185.0000

American

Jun 19, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-200

170.0000

American

Jan 21, 2022

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-19,400

185.0000

American

Jan 17, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Put Options

Purchased

-300

165.0000

American

Feb 21, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Call Options

Written

-2,800

210.0000

American

Jan 17, 2020

Put Options

Purchased

-2,100

175.0000

American

Jan 17, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Call Options

Written

-6,000

200.0000

American

Jan 17, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options

Purchased

1,700

220.0000

American

Mar 20, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Put Options

Written

600

135.0000

American

Jan 17, 2020

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

180.0000

American

Jan 15, 2021

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-19,300

95.0000

American

Jan 17, 2020

Put Options

Purchased

-700

160.0000

American

Feb 28, 2020

Put Options

Purchased

-1,800

190.0000

American

Jan 24, 2020

Call Options

Written

-1,100

200.0000

American

Feb 21, 2020

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Call Options

Written

-300

180.0000

American

Mar 20, 2020

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options

Written

100

150.0000

American

Mar 20, 2020

Put Options

Written

3,200

170.0000

American

Jan 17, 2020

Put Options

Written

6,800

145.0000

American

Feb 21, 2020

Put Options

Written

42,300

150.0000

American

Feb 21, 2020

Put Options

Written

200

195.0000

American

Mar 20, 2020

Call Options

Purchased

4,600

145.0000

American

Jan 17, 2020

Call Options

Purchased

11,200

195.0000

American

Jan 15, 2021

Put Options

Written

200

120.0000

American

May 15, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Put Options

Purchased

-8,500

140.0000

American

Mar 20, 2020

Call Options

Written

-200

200.0000

American

Jan 24, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-100

110.0000

American

Jan 17, 2020

Call Options

Written

-3,500

195.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 690530
Time of Receipt (offset from UTC): 20200120T142421+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC