FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 16 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,497,788

1.37%

3,154,380

0.96%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,021,382

0.92%

3,079,508

0.94%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

816,600

0.25%

499,000

0.15%

 

 

 

 

(4)

TOTAL:

 

 

 

 

8,335,770

2.54%

6,732,888

2.05%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

5

194.3000 USD
Purchase

21

194.0600 USD
Purchase

66

193.8700 USD
Purchase

75

193.6300 USD
Purchase

91

193.5500 USD
Purchase

100

194.0200 USD
Purchase

100

193.6900 USD
Purchase

100

193.6650 USD
Purchase

100

193.6500 USD
Purchase

100

193.6000 USD
Purchase

100

193.6600 USD
Purchase

150

193.6100 USD
Purchase

200

193.5200 USD
Purchase

200

193.5300 USD
Purchase

200

193.5800 USD
Purchase

202

193.8500 USD
Purchase

258

194.1235 USD
Purchase

300

194.0500 USD
Purchase

300

193.6050 USD
Purchase

300

194.0066 USD
Purchase

300

193.6766 USD
Purchase

300

193.9900 USD
Purchase

300

193.7066 USD
Purchase

383

193.5400 USD
Purchase

400

193.9487 USD
Purchase

400

194.0525 USD
Purchase

400

193.6212 USD
Purchase

469

193.8328 USD
Purchase

500

193.7140 USD
Purchase

500

193.6890 USD
Purchase

515

193.8006 USD
Purchase

515

193.8632 USD
Purchase

532

193.9245 USD
Purchase

550

193.9000 USD
Purchase

583

193.7271 USD
Purchase

600

194.0000 USD
Purchase

700

193.7850 USD
Purchase

700

193.5328 USD
Purchase

797

193.8271 USD
Purchase

800

193.8087 USD
Purchase

818

193.8711 USD
Purchase

853

193.8701 USD
Purchase

903

193.8212 USD
Purchase

947

193.7897 USD
Purchase

951

193.8191 USD
Purchase

2,100

193.8814 USD
Purchase

2,100

193.9142 USD
Purchase

2,243

193.8512 USD
Purchase

2,300

193.6875 USD
Purchase

3,400

193.7269 USD
Purchase

3,734

193.8144 USD
Purchase

7,300

194.0540 USD
Purchase

7,532

193.7991 USD
Purchase

18,242

193.8761 USD
Purchase

20,622

194.1839 USD
Purchase

31,627

193.8300 USD
Purchase

45,456

193.8055 USD
Purchase

271,904

193.8304 USD
Sale

6

194.2600 USD
Sale

75

193.6300 USD
Sale

75

193.6100 USD
Sale

91

193.5500 USD
Sale

96

194.2200 USD
Sale

100

193.5800 USD
Sale

100

194.0700 USD
Sale

100

193.9000 USD
Sale

100

193.5000 USD
Sale

100

193.6400 USD
Sale

200

193.7050 USD
Sale

200

193.6525 USD
Sale

200

193.6375 USD
Sale

200

194.2400 USD
Sale

200

193.8150 USD
Sale

202

193.8500 USD
Sale

300

193.8900 USD
Sale

300

193.8883 USD
Sale

300

193.8700 USD
Sale

375

193.5606 USD
Sale

389

193.5962 USD
Sale

500

193.7540 USD
Sale

593

193.7303 USD
Sale

600

193.9050 USD
Sale

600

194.1616 USD
Sale

754

193.6187 USD
Sale

766

193.7596 USD
Sale

900

194.2166 USD
Sale

1,100

193.8681 USD
Sale

1,320

194.0130 USD
Sale

1,402

194.1798 USD
Sale

1,637

194.1880 USD
Sale

1,800

193.6690 USD
Sale

2,156

193.8462 USD
Sale

2,377

193.8618 USD
Sale

2,500

194.1710 USD
Sale

3,108

193.7485 USD
Sale

3,195

194.1763 USD
Sale

3,904

193.7511 USD
Sale

4,234

193.7419 USD
Sale

4,792

194.1598 USD
Sale

5,163

193.7612 USD
Sale

5,200

194.2127 USD
Sale

6,700

194.0673 USD
Sale

7,019

193.8137 USD
Sale

7,532

193.7991 USD
Sale

10,893

193.8463 USD
Sale

23,301

193.8300 USD
Sale

25,818

193.8675 USD
Sale

25,878

193.8170 USD
Sale

276,338

193.8302 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Short

115

193.5900 USD

SWAP

Short

10,000

193.8265 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money

 

selling,

securities

 

 

 

paid/

 

varying etc

to which

 

 

 

received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

500

130 USD

American

17 Jan 2020

62.5000 USD

Call Option

Purchasing

500

190 USD

American

17 Jan 2020

2.5900 USD

Call Option

Selling

500

195 USD

American

21 Feb 2020

3.0000 USD

Put Option

Purchasing

700

160 USD

American

28 Feb 2020

0.8100 USD

Put Option

Purchasing

100

190 USD

American

17 Jan 2020

0.0500 USD

Put Option

Selling

700

145 USD

American

21 Feb 2020

0.3400 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

17 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative

 

relates

 

Call Options

Purchased

1,700

190.0000

American Feb 21, 2020
Put Options

Written

300

180.0000

American Jan 21, 2022
Call Options

Purchased

2,500

175.0000

American Jan 15, 2021
Call Options

Purchased

1,300

100.0000

American Jan 15, 2021
Put Options

Written

700

95.0000

American Jan 15, 2021
Call Options

Purchased

4,200

250.0000

American Jan 17, 2020
Put Options

Written

500

185.0000

American Jun 19, 2020
Call Options

Purchased

300

192.5000

American Jan 31, 2020
Put Options

Written

700

100.0000

American Jan 15, 2021
Call Options

Purchased

9,100

185.0000

American Jan 15, 2021
Put Options

Written

5,000

115.0000

American Mar 20, 2020
Call Options

Purchased

200

190.0000

American Jan 21, 2022
Put Options

Written

300

135.0000

American Feb 21, 2020
Put Options

Written

1,100

100.0000

American Feb 21, 2020
Put Options

Written

900

90.0000

American Feb 21, 2020
Put Options

Written

100

120.0000

American Jan 17, 2020
Put Options

Purchased

-50,000

160.0000

American Feb 21, 2020
Call Options

Written

-2,100

125.0000

American Jan 15, 2021
Put Options

Purchased

-700

155.0000

American Jan 17, 2020
Put Options

Purchased

-9,800

180.0000

American Feb 21, 2020
Call Options

Written

-600

220.0000

American May 15, 2020
Put Options

Purchased

-300

165.0000

American Jan 15, 2021
Put Options

Purchased

-4,500

70.0000

American Jan 15, 2021
Put Options

Purchased

-1,500

155.0000

American Feb 21, 2020
Call Options

Written

-5,500

160.0000

American Mar 20, 2020
Call Options

Purchased

3,400

170.0000

American Jan 15, 2021
Put Options

Written

66,500

140.0000

American Mar 20, 2020
Call Options

Purchased

100

200.0000

American Aug 21, 2020
Put Options

Written

18,500

150.0000

American May 15, 2020
Put Options

Written

500

80.0000

American Feb 21, 2020
Put Options

Written

11,700

160.0000

American Jun 19, 2020
Put Options

Written

300

175.0000

American Feb 21, 2020
Put Options

Written

36,400

105.0000

American Jan 15, 2021
Call Options

Written

-1,100

290.0000

American Jan 17, 2020
Put Options

Purchased

-400

185.0000

American Jan 21, 2022
Call Options

Written

-2,000

180.0000

American Feb 21, 2020
Put Options

Purchased

-16,800

115.0000

American Jan 15, 2021
Put Options

Purchased

-1,200

65.0000

American Jan 15, 2021
Put Options

Purchased

-300

80.0000

American Jan 15, 2021
Put Options

Purchased

-2,200

70.0000

American Jan 17, 2020
Call Options

Written

-800

185.0000

American Feb 21, 2020
Call Options

Written

-2,700

150.0000

American Jan 15, 2021
Put Options

Purchased

-10,500

125.0000

American Jan 17, 2020
Put Options

Purchased

-2,900

110.0000

American Jan 17, 2020
Put Options

Purchased

-1,700

110.0000

American Jan 15, 2021
Call Options

Written

-300

150.0000

American Feb 21, 2020
Put Options

Purchased

-100

155.0000

American Jan 15, 2021
Put Options

Purchased

-100

190.0000

American Jan 17, 2020
Put Options

Written

2,100

185.0000

American Mar 20, 2020
Call Options

Purchased

3,000

180.0000

American Jan 17, 2020
Call Options

Purchased

3,300

165.0000

American Jan 15, 2021
Put Options

Written

400

125.0000

American Jan 15, 2021
Put Options

Written

200

185.0000

American Jan 17, 2020
Put Options

Written

100

145.0000

American Jan 15, 2021
Call Options

Purchased

5,900

160.0000

American Jan 17, 2020
Put Options

Written

400

110.0000

American Feb 21, 2020
Put Options

Written

13,500

165.0000

American Jan 17, 2020
Call Options

Purchased

5,100

170.0000

American Feb 21, 2020
Put Options

Written

400

65.0000

American Jan 17, 2020
Call Options

Purchased

9,500

170.0000

American Jun 19, 2020
Put Options

Written

600

185.0000

American May 15, 2020
Call Options

Purchased

1,000

190.0000

American Jun 19, 2020
Put Options

Written

200

150.0000

American Jan 21, 2022
Call Options

Purchased

200

192.5000

American Jan 24, 2020
Call Options

Written

-4,600

220.0000

American Jan 17, 2020
Put Options

Purchased

-66,500

160.0000

American Mar 20, 2020
Call Options

Written

-200

195.0000

American Feb 21, 2020
Put Options

Purchased

-1,000

195.0000

American May 15, 2020
Call Options

Written

-200

140.0000

American Feb 21, 2020
Call Options

Written

-2,800

175.0000

American Jan 17, 2020
Call Options

Purchased

100

190.0000

American Jan 24, 2020
Put Options

Written

48,000

140.0000

American Jun 19, 2020
Put Options

Written

3,800

165.0000

American Jun 19, 2020
Call Options

Purchased

500

220.0000

American Jan 21, 2022
Call Options

Purchased

300

145.0000

American Jan 15, 2021
Call Options

Purchased

1,900

180.0000

American Jan 15, 2021
Call Options

Purchased

4,500

170.0000

American Jan 17, 2020
Put Options

Written

6,400

95.0000

American Jun 19, 2020
Put Options

Written

400

170.0000

American Jan 15, 2021
Call Options

Purchased

100

165.0000

American Feb 21, 2020
Call Options

Purchased

1,900

195.0000

American Jan 17, 2020
Call Options

Purchased

800

160.0000

American Jan 21, 2022
Call Options

Written

-500

220.0000

American Jan 15, 2021
Put Options

Purchased

-1,500

150.0000

American Jan 17, 2020
Put Options

Purchased

-2,300

170.0000

American Jun 19, 2020
Put Options

Purchased

-2,600

75.0000

American Jan 15, 2021
Call Options

Written

-29,200

150.0000

American Jan 17, 2020
Call Options

Written

-7,000

300.0000

American Jan 17, 2020
Call Options

Written

-100

135.0000

American Jan 15, 2021
Put Options

Purchased

-22,500

105.0000

American Jan 17, 2020
Call Options

Written

-2,000

130.0000

American Feb 21, 2020
Put Options

Purchased

-3,300

100.0000

American Jan 17, 2020
Call Options

Purchased

400

200.0000

American Jan 15, 2021
Put Options

Written

14,300

160.0000

American Mar 20, 2020
Put Options

Written

33,000

140.0000

American Jan 17, 2020
Call Options

Purchased

6,700

190.0000

American Jan 15, 2021
Put Options

Written

3,200

120.0000

American Feb 21, 2020
Put Options

Written

1,800

145.0000

American Jun 19, 2020
Call Options

Purchased

1,400

180.0000

American Jan 21, 2022
Call Options

Purchased

106,400

190.0000

American Jan 17, 2020
Put Options

Written

7,000

160.0000

American Jan 17, 2020
Put Options

Written

7,000

120.0000

American Jun 19, 2020
Put Options

Written

6,700

140.0000

American Jan 15, 2021
Put Options

Written

50,400

140.0000

American Feb 21, 2020
Put Options

Written

2,000

115.0000

American Feb 21, 2020
Put Options

Written

14,900

160.0000

American Feb 21, 2020
Put Options

Written

4,700

80.0000

American Jan 17, 2020
Call Options

Purchased

100

195.0000

American Aug 21, 2020
Call Options

Written

-1,500

270.0000

American Jan 17, 2020
Call Options

Written

-100

165.0000

American Jun 19, 2020
Call Options

Written

-100

240.0000

American Jan 17, 2020
Call Options

Written

-4,200

155.0000

American Jan 17, 2020
Put Options

Purchased

-12,400

150.0000

American Jan 15, 2021
Call Options

Written

-300

192.5000

American Jan 17, 2020
Call Options

Written

-600

205.0000

American Jan 17, 2020
Call Options

Written

-1,700

225.0000

American Jan 17, 2020
Call Options

Written

-100

120.0000

American Jan 15, 2021
Call Options

Written

-200

140.0000

American Jun 19, 2020
Put Options

Written

500

180.0000

American May 15, 2020
Call Options

Purchased

100

135.0000

American Jan 17, 2020
Put Options

Written

2,000

180.0000

American Jan 17, 2020
Put Options

Written

13,700

75.0000

American Jan 17, 2020
Call Options

Purchased

4,200

165.0000

American Jan 17, 2020
Put Options

Written

600

185.0000

American Feb 21, 2020
Put Options

Written

900

180.0000

American Mar 20, 2020
Call Options

Purchased

4,000

160.0000

American Jan 15, 2021
Put Options

Written

3,300

165.0000

American Mar 20, 2020
Put Options

Written

100

165.0000

American May 15, 2020
Call Options

Written

-2,400

165.0000

American Mar 20, 2020
Call Options

Written

-22,800

210.0000

American Jan 17, 2020
Call Options

Written

-100

160.0000

American Jun 19, 2020
Call Options

Written

-200

185.0000

American Jun 19, 2020
Put Options

Purchased

-300

165.0000

American Feb 21, 2020
Call Options

Written

-6,000

200.0000

American Jan 17, 2020
Call Options

Written

-19,400

185.0000

American Jan 17, 2020
Put Options

Purchased

-1,700

185.0000

American Jan 15, 2021
Put Options

Purchased

-300

160.0000

American Jan 15, 2021
Put Options

Purchased

-400

115.0000

American Jan 17, 2020
Put Options

Purchased

-100

85.0000

American Jan 17, 2020
Put Options

Purchased

-2,100

175.0000

American Jan 17, 2020
Put Options

Purchased

-2,300

90.0000

American Jan 15, 2021
Call Options

Written

-2,800

230.0000

American Jan 17, 2020
Call Options

Written

-200

110.0000

American Jan 15, 2021
Put Options

Purchased

-400

120.0000

American Jan 15, 2021
Call Options

Written

-900

175.0000

American Jun 19, 2020
Put Options

Purchased

-200

170.0000

American Jan 21, 2022
Put Options

Purchased

-100

150.0000

American Jun 19, 2020
Put Options

Purchased

-500

120.0000

American Aug 21, 2020
Put Options

Written

8,400

170.0000

American Feb 21, 2020
Put Options

Written

1,300

90.0000

American Jan 17, 2020
Call Options

Purchased

700

200.0000

American Jun 19, 2020
Put Options

Written

600

135.0000

American Jan 17, 2020
Put Options

Written

7,100

145.0000

American Jan 17, 2020
Call Options

Purchased

1,700

220.0000

American Mar 20, 2020
Call Options

Purchased

3,800

175.0000

American Feb 21, 2020
Call Options

Written

-100

185.0000

American Mar 20, 2020
Put Options

Purchased

-100

175.0000

American Jan 15, 2021
Put Options

Purchased

-19,300

95.0000

American Jan 17, 2020
Put Options

Purchased

-106,300

130.0000

American Jan 17, 2020
Call Options

Written

-100

215.0000

American Jan 17, 2020
Put Options

Purchased

-1,000

180.0000

American Jan 15, 2021
Call Options

Written

-300

180.0000

American Mar 20, 2020
Put Options

Purchased

-700

160.0000

American Feb 28, 2020
Put Options

Purchased

-100

130.0000

American Jan 15, 2021
Call Options

Written

-200

180.0000

American Jun 19, 2020
Call Options

Written

-1,100

200.0000

American Feb 21, 2020
Put Options

Written

100,000

190.0000

American Jan 17, 2020
Put Options

Written

43,400

170.0000

American Jan 17, 2020
Put Options

Written

25,000

150.0000

American Jan 17, 2020
Put Options

Written

100

150.0000

American Mar 20, 2020
Put Options

Written

200

120.0000

American May 15, 2020
Put Options

Written

6,300

145.0000

American Feb 21, 2020
Call Options

Purchased

11,200

195.0000

American Jan 15, 2021
Put Options

Written

31,900

150.0000

American Feb 21, 2020
Call Options

Purchased

4,600

145.0000

American Jan 17, 2020
Put Options

Purchased

-4,500

130.0000

American Feb 21, 2020
Call Options

Written

-4,500

260.0000

American Jan 17, 2020
Put Options

Purchased

-8,500

140.0000

American Mar 20, 2020
Call Options

Written

-100

110.0000

American Jan 17, 2020
Call Options

Written

-1,000

185.0000

American May 15, 2020
Call Options

Written

-200

200.0000

American Jan 24, 2020
Call Options

Written

-600

250.0000

American Jan 15, 2021
Call Options

Written

-1,500

140.0000

American Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 690612
Time of Receipt (offset from UTC): 20200117T105229+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC