FORM 8.3 - ABBVIE PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 16 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,021,032

0.20%

3,986,938

0.27%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,251,961

0.15%

779,700

0.05%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,245,400

0.15%

1,258,100

0.09%

 

 

 

 

(4)

TOTAL:

 

 

 

 

7,518,393

0.51%

6,024,738

0.41%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

89.4600 USD

Purchase

9

89.2400 USD

Purchase

10

89.2200 USD

Purchase

13

89.3600 USD

Purchase

15

89.7000 USD

Purchase

100

89.4000 USD

Purchase

137

89.3754 USD

Purchase

200

89.1500 USD

Purchase

200

89.6900 USD

Purchase

200

89.2800 USD

Purchase

200

89.5400 USD

Purchase

200

89.4375 USD

Purchase

300

89.1600 USD

Purchase

300

89.3700 USD

Purchase

319

89.3817 USD

Purchase

380

89.4400 USD

Purchase

400

89.2050 USD

Purchase

400

89.1425 USD

Purchase

500

89.3870 USD

Purchase

500

89.3750 USD

Purchase

533

89.2390 USD

Purchase

535

89.3310 USD

Purchase

558

89.2099 USD

Purchase

563

89.3882 USD

Purchase

573

89.5509 USD

Purchase

600

89.3058 USD

Purchase

700

89.5742 USD

Purchase

706

89.5131 USD

Purchase

724

89.3972 USD

Purchase

836

89.3615 USD

Purchase

1,000

89.6410 USD

Purchase

1,100

89.5527 USD

Purchase

1,157

89.3599 USD

Purchase

1,300

89.3880 USD

Purchase

1,497

89.2889 USD

Purchase

1,600

89.2217 USD

Purchase

1,683

89.6368 USD

Purchase

2,000

89.1400 USD

Purchase

2,612

89.2332 USD

Purchase

2,928

89.5288 USD

Purchase

4,044

89.3905 USD

Purchase

4,200

89.6097 USD

Purchase

4,600

89.2976 USD

Purchase

4,600

89.2140 USD

Purchase

4,953

89.5945 USD

Purchase

5,406

89.2571 USD

Purchase

11,320

89.3380 USD

Purchase

13,517

89.2312 USD

Purchase

18,978

89.2840 USD

Purchase

22,358

89.3264 USD

Purchase

24,175

89.2627 USD

Purchase

31,108

89.3126 USD

Purchase

32,300

89.2726 USD

Purchase

37,100

89.2692 USD

Purchase

41,896

89.2659 USD

Purchase

111,313

89.3626 USD

Purchase

124,876

89.2600 USD

Sale

10

89.2200 USD

Sale

100

89.1300 USD

Sale

100

89.1450 USD

Sale

100

89.3700 USD

Sale

100

89.2800 USD

Sale

100

89.2750 USD

Sale

100

89.2300 USD

Sale

100

89.1800 USD

Sale

101

89.4600 USD

Sale

108

89.1892 USD

Sale

133

89.2587 USD

Sale

139

89.1600 USD

Sale

153

89.1473 USD

Sale

176

89.4100 USD

Sale

185

89.2518 USD

Sale

191

89.3060 USD

Sale

200

89.2000 USD

Sale

200

89.2050 USD

Sale

200

89.2450 USD

Sale

200

89.3250 USD

Sale

200

89.3800 USD

Sale

200

89.5225 USD

Sale

247

89.2042 USD

Sale

300

89.2700 USD

Sale

300

89.2100 USD

Sale

317

89.1937 USD

Sale

327

89.2262 USD

Sale

355

89.2500 USD

Sale

397

89.1700 USD

Sale

400

89.2975 USD

Sale

400

89.2675 USD

Sale

410

89.5173 USD

Sale

480

89.4400 USD

Sale

500

89.1900 USD

Sale

500

89.1680 USD

Sale

500

89.1290 USD

Sale

500

89.1350 USD

Sale

500

89.4120 USD

Sale

500

89.3870 USD

Sale

500

89.3740 USD

Sale

524

89.3951 USD

Sale

600

89.1725 USD

Sale

660

89.2569 USD

Sale

668

89.3233 USD

Sale

700

89.3414 USD

Sale

749

89.3555 USD

Sale

800

89.3837 USD

Sale

800

89.2962 USD

Sale

801

89.2994 USD

Sale

859

89.2522 USD

Sale

1,100

89.3363 USD

Sale

1,100

89.1715 USD

Sale

1,133

89.2980 USD

Sale

1,178

89.3168 USD

Sale

1,241

89.2668 USD

Sale

1,300

89.3119 USD

Sale

1,300

89.3242 USD

Sale

1,323

89.3627 USD

Sale

1,389

89.1714 USD

Sale

1,430

89.3413 USD

Sale

1,462

89.3602 USD

Sale

1,512

89.2533 USD

Sale

1,600

89.3068 USD

Sale

1,700

89.2098 USD

Sale

1,700

89.3188 USD

Sale

1,823

89.2476 USD

Sale

1,875

89.1690 USD

Sale

2,000

89.1400 USD

Sale

2,100

89.2971 USD

Sale

2,300

89.1726 USD

Sale

2,609

89.3195 USD

Sale

2,823

89.3036 USD

Sale

3,029

89.3497 USD

Sale

3,083

89.2742 USD

Sale

3,287

89.3278 USD

Sale

4,418

89.3519 USD

Sale

5,600

89.1671 USD

Sale

6,300

89.3176 USD

Sale

7,706

89.2991 USD

Sale

7,951

89.3172 USD

Sale

8,547

89.3928 USD

Sale

10,500

89.2998 USD

Sale

11,257

89.3152 USD

Sale

18,067

89.5870 USD

Sale

18,854

89.2625 USD

Sale

19,908

89.3578 USD

Sale

22,558

89.2590 USD

Sale

27,000

89.2673 USD

Sale

27,585

89.4060 USD

Sale

30,500

89.2584 USD

Sale

31,108

89.3126 USD

Sale

31,743

89.2924 USD

Sale

40,675

89.3527 USD

Sale

61,749

89.2610 USD

Sale

77,428

89.2600 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per

 

 

 

unit

SWAP

Long

8,660

89.3027 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received

 

 

option

 

 

 

 

 

relates

 

 

 

Call Option

Purchasing

2,400

90 USD

American

17 Jan 2020

0.2141 USD

Call Option

Purchasing

1,000

91 USD

American

17 Jan 2020

0.0400 USD

Call Option

Purchasing

300

92 USD

American

17 Jan 2020

0.0300 USD

Call Option

Purchasing

900

93 USD

American

21 Feb 2020

1.4800 USD

Call Option

Purchasing

300

95 USD

American

21 Feb 2020

0.7466 USD

Call Option

Selling

300

90 USD

American

21 Feb 2020

2.5566 USD

Put Option

Purchasing

100

78 USD

American

21 Feb 2020

0.2700 USD

Put Option

Purchasing

100

87 USD

American

17 Jan 2020

0.0600 USD

Put Option

Purchasing

300

88 USD

American

24 Jan 2020

0.6000 USD

Put Option

Purchasing

200

89 USD

American

17 Jan 2020

0.4350 USD

Put Option

Purchasing

1,500

89 USD

American

24 Jan 2020

0.8286 USD

Put Option

Selling

100

83 USD

American

21 Feb 2020

0.7400 USD

Put Option

Selling

1,500

88 USD

American

24 Jan 2020

0.4886 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

17 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Put Options

Written

363,000

65.0000

American

Jan 17, 2020

Put Options

Written

11,300

87.5000

American

Feb 21, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Call Options

Purchased

3,300

87.5000

American

May 15, 2020

Put Options

Written

4,500

77.5000

American

Jan 17, 2020

Put Options

Written

8,500

88.0000

American

Jan 31, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Call Options

Purchased

600

75.0000

American

May 15, 2020

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Call Options

Purchased

400

89.5000

American

Jan 24, 2020

Call Options

Purchased

200

50.0000

American

Jan 21, 2022

Put Options

Written

11,700

82.5000

American

Jan 17, 2020

Put Options

Written

11,600

75.0000

American

Feb 21, 2020

Put Options

Written

1,200

85.0000

American

Jun 19, 2020

Put Options

Written

2,600

75.0000

American

Jun 19, 2020

Call Options

Purchased

100

67.5000

American

Sep 18, 2020

Put Options

Written

4,000

37.5000

American

Jan 21, 2022

Put Options

Written

9,200

85.5000

American

Jan 31, 2020

Put Options

Written

2,900

70.0000

American

May 15, 2020

Put Options

Purchased

-300

84.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-3,900

57.5000

American

Jan 17, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Call Options

Written

-11,700

97.5000

American

Jan 17, 2020

Call Options

Written

-100

80.0000

American

Jan 21, 2022

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Call Options

Written

-17,700

90.0000

American

Jun 19, 2020

Put Options

Purchased

-400

92.0000

American

Jan 31, 2020

Put Options

Purchased

-1,300

86.5000

American

Jan 17, 2020

Call Options

Written

-20,000

92.0000

American

Feb 7, 2020

Put Options

Purchased

-1,600

89.0000

American

Jan 17, 2020

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Call Options

Written

-7,600

91.0000

American

Jan 17, 2020

Call Options

Written

-1,000

90.0000

American

Jan 24, 2020

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-200

105.0000

American

Feb 21, 2020

Call Options

Written

-1,200

87.0000

American

Jan 17, 2020

Call Options

Written

-3,300

93.0000

American

Jan 31, 2020

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Call Options

Written

-100

70.0000

American

Feb 21, 2020

Put Options

Written

39,000

95.0000

American

Jan 17, 2020

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Put Options

Written

5,000

62.5000

American

Jan 15, 2021

Call Options

Purchased

1,300

72.5000

American

Jun 19, 2020

Put Options

Written

600

62.5000

American

Sep 18, 2020

Call Options

Purchased

9,100

95.0000

American

Sep 18, 2020

Put Options

Written

1,200

88.0000

American

Jan 24, 2020

Call Options

Purchased

1,000

92.5000

American

Feb 21, 2020

Call Options

Purchased

300

120.0000

American

Sep 18, 2020

Put Options

Written

100

85.5000

American

Jan 17, 2020

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

4,000

95.0000

American

Feb 21, 2020

Put Options

Written

4,000

57.5000

American

Jan 15, 2021

Call Options

Purchased

6,800

92.5000

American

May 15, 2020

Call Options

Purchased

4,200

85.0000

American

Feb 21, 2020

Call Options

Purchased

19,600

92.0000

American

Jan 31, 2020

Call Options

Purchased

8,400

95.0000

American

May 15, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Put Options

Written

3,500

47.5000

American

Jan 17, 2020

Put Options

Written

3,900

50.0000

American

Jan 17, 2020

Put Options

Written

2,600

88.0000

American

Jan 17, 2020

Put Options

Written

900

82.5000

American

Sep 18, 2020

Put Options

Purchased

-500

87.0000

American

Jan 17, 2020

Put Options

Purchased

-1,200

95.0000

American

Feb 7, 2020

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Put Options

Purchased

-100

85.0000

American

Sep 18, 2020

Call Options

Written

-200

91.5000

American

Jan 31, 2020

Put Options

Purchased

-100

82.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-300

88.0000

American

Jan 24, 2020

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Call Options

Written

-200

97.5000

American

Feb 21, 2020

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Put Options

Purchased

-12,100

55.0000

American

Jan 17, 2020

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-1,400

89.0000

American

Jan 31, 2020

Put Options

Purchased

-200

83.0000

American

Jan 17, 2020

Call Options

Written

-300

95.0000

American

Jan 31, 2020

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Call Options

Written

-11,600

130.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

105.0000

American

Jun 19, 2020

Call Options

Purchased

3,000

97.5000

American

May 15, 2020

Call Options

Purchased

2,200

95.0000

American

Mar 20, 2020

Put Options

Written

900

88.5000

American

Jan 31, 2020

Put Options

Written

22,200

91.0000

American

Jan 17, 2020

Put Options

Written

400

87.5000

American

Feb 7, 2020

Put Options

Written

1,800

57.5000

American

Feb 21, 2020

Put Options

Written

16,500

62.5000

American

Jan 17, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Call Options

Purchased

900

90.5000

American

Feb 28, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Call Options

Written

-3,900

85.0000

American

Jun 19, 2020

Put Options

Purchased

-7,600

72.5000

American

Feb 21, 2020

Put Options

Purchased

-120,000

85.0000

American

Feb 21, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Call Options

Written

-900

110.0000

American

Feb 21, 2020

Call Options

Written

-300

110.0000

American

Jun 19, 2020

Call Options

Written

-900

85.0000

American

Sep 18, 2020

Call Options

Written

-1,200

90.5000

American

Jan 31, 2020

Put Options

Purchased

-3,600

97.5000

American

Feb 21, 2020

Put Options

Purchased

-6,000

85.0000

American

Jan 17, 2020

Put Options

Purchased

-23,300

60.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

90.0000

American

Sep 18, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options

Written

-13,200

95.0000

American

Jan 17, 2020

Put Options

Purchased

-700

80.0000

American

May 15, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-4,400

40.0000

American

Jan 21, 2022

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options

Purchased

-1,300

75.0000

American

May 15, 2020

Call Options

Written

-4,200

85.0000

American

May 15, 2020

Put Options

Written

177,700

80.0000

American

Jan 15, 2021

Call Options

Purchased

7,800

80.0000

American

May 15, 2020

Call Options

Purchased

5,700

90.0000

American

Sep 18, 2020

Put Options

Written

300

85.0000

American

May 15, 2020

Put Options

Written

156,100

65.0000

American

Jun 19, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Put Options

Written

100

85.0000

American

Jan 31, 2020

Call Options

Purchased

6,400

90.0000

American

Aug 21, 2020

Call Options

Purchased

800

85.0000

American

Feb 7, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Put Options

Written

600

80.0000

American

Jun 19, 2020

Put Options

Written

400

90.0000

American

Jun 19, 2020

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Call Options

Purchased

2,700

87.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

1,800

82.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

67.5000

American

Jan 15, 2021

Put Options

Written

200

37.5000

American

Jan 15, 2021

Put Options

Written

5,100

77.5000

American

Jan 15, 2021

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Call Options

Written

-4,200

93.5000

American

Jan 31, 2020

Call Options

Written

-5,200

85.0000

American

Jan 15, 2021

Call Options

Written

-79,900

70.0000

American

Jan 15, 2021

Call Options

Written

-51,100

92.5000

American

Jan 15, 2021

Call Options

Written

-4,600

115.0000

American

Jan 17, 2020

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Call Options

Written

-1,200

92.5000

American

Jan 31, 2020

Call Options

Written

-15,900

88.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

89.0000

American

Jan 24, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Sep 18, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-9,100

87.5000

American

May 15, 2020

Put Options

Purchased

-200

92.5000

American

Sep 18, 2020

Call Options

Written

-10,000

92.5000

American

Feb 21, 2020

Put Options

Purchased

-2,000

70.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

90.0000

American

Feb 21, 2020

Call Options

Written

-13,000

100.0000

American

Jan 15, 2021

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-200

87.5000

American

Sep 18, 2020

Call Options

Written

-6,800

105.0000

American

Jan 17, 2020

Call Options

Written

-12,500

90.0000

American

Jan 31, 2020

Put Options

Written

3,400

67.5000

American

Jan 17, 2020

Put Options

Written

12,100

70.0000

American

Feb 21, 2020

Put Options

Written

8,300

86.5000

American

Jan 24, 2020

Put Options

Written

2,300

82.5000

American

Feb 21, 2020

Put Options

Written

300

65.0000

American

May 15, 2020

Put Options

Written

100

77.5000

American

May 15, 2020

Put Options

Written

100

83.5000

American

Jan 31, 2020

Call Options

Purchased

8,700

90.0000

American

May 15, 2020

Put Options

Written

17,100

85.0000

American

Jan 24, 2020

Call Options

Purchased

13,800

75.0000

American

Sep 18, 2020

Call Options

Purchased

35,200

90.0000

American

Feb 21, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Written

200

67.5000

American

May 15, 2020

Put Options

Written

4,800

86.0000

American

Jan 24, 2020

Put Options

Written

100

77.5000

American

Sep 18, 2020

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Put Options

Purchased

-26,000

92.5000

American

Jan 17, 2020

Put Options

Purchased

-200

70.0000

American

Aug 21, 2020

Put Options

Purchased

-300

97.5000

American

Jan 17, 2020

Put Options

Purchased

-1,800

100.0000

American

Feb 21, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Put Options

Purchased

-500

84.0000

American

Feb 7, 2020

Put Options

Purchased

-400

92.5000

American

Feb 21, 2020

Put Options

Purchased

-700

95.0000

American

Jan 15, 2021

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Put Options

Purchased

-400

94.5000

American

Feb 7, 2020

Call Options

Written

-1,200

92.5000

American

Jun 19, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-1,500

82.5000

American

May 15, 2020

Put Options

Purchased

-3,700

75.0000

American

Jan 17, 2020

Call Options

Written

-100,300

120.0000

American

Jan 17, 2020

Put Options

Purchased

-100

60.0000

American

Feb 21, 2020

Call Options

Written

-2,200

130.0000

American

Jun 19, 2020

Call Options

Written

-6,700

91.0000

American

Jan 31, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-400

100.0000

American

Jan 15, 2021

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Call Options

Written

-3,300

145.0000

American

Jan 17, 2020

Put Options

Written

500

87.5000

American

Jan 15, 2021

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Call Options

Purchased

100

90.0000

American

Jan 15, 2021

Put Options

Written

13,500

80.0000

American

Jan 17, 2020

Put Options

Written

400

50.0000

American

Feb 21, 2020

Put Options

Written

30,100

70.0000

American

Jun 19, 2020

Put Options

Written

100

57.5000

American

Sep 18, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Call Options

Purchased

2,000

93.5000

American

Feb 14, 2020

Put Options

Written

1,100

75.0000

American

Jan 15, 2021

Put Options

Written

400

90.0000

American

Jan 31, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-2,800

81.5000

American

Feb 7, 2020

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Put Options

Purchased

-600

86.0000

American

Jan 17, 2020

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-100

89.5000

American

Jan 31, 2020

Put Options

Purchased

-400

92.0000

American

Jan 17, 2020

Put Options

Purchased

-4,400

70.0000

American

Jan 17, 2020

Call Options

Written

-18,000

95.0000

American

Jun 19, 2020

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Call Options

Written

-400

82.5000

American

Jan 17, 2020

Call Options

Written

-1,100

92.0000

American

Jan 17, 2020

Put Options

Purchased

-3,800

87.5000

American

Jan 17, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Purchased

200

55.0000

American

Jan 21, 2022

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Call Options

Purchased

1,300

105.0000

American

Sep 18, 2020

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Call Options

Purchased

2,200

105.0000

American

May 15, 2020

Put Options

Written

1,000

77.5000

American

Jun 19, 2020

Put Options

Written

100

65.0000

American

Sep 18, 2020

Put Options

Written

17,900

85.0000

American

Feb 21, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

14,500

67.5000

American

Jun 19, 2020

Put Options

Written

5,000

67.5000

American

Feb 21, 2020

Call Options

Purchased

100

94.0000

American

Jan 17, 2020

Call Options

Purchased

8,400

100.0000

American

Feb 21, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Put Options

Written

300

65.0000

American

Jan 15, 2021

Put Options

Written

100

130.0000

American

Jun 19, 2020

Call Options

Purchased

100

95.0000

American

Aug 21, 2020

Call Options

Written

-4,100

87.5000

American

Jan 17, 2020

Call Options

Written

-23,600

89.0000

American

Jan 17, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Put Options

Purchased

-400

87.0000

American

Feb 14, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Written

-3,900

100.0000

American

Jun 19, 2020

Put Options

Purchased

-300

83.0000

American

Jan 31, 2020

Put Options

Purchased

-15,300

95.0000

American

Feb 21, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-100

85.0000

American

Jan 17, 2020

Call Options

Written

-400

82.5000

American

May 15, 2020

Call Options

Written

-6,800

105.0000

American

Jan 15, 2021

Call Options

Written

-67,400

100.0000

American

Jan 17, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

5,000

100.0000

American

May 15, 2020

Call Options

Purchased

1,500

80.0000

American

Sep 18, 2020

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Put Options

Written

600

72.5000

American

May 15, 2020

Put Options

Written

17,000

65.0000

American

Feb 21, 2020

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Purchased

400

82.5000

American

Jun 19, 2020

Put Options

Written

400

85.0000

American

Jan 15, 2021

Put Options

Written

16,100

80.0000

American

Feb 21, 2020

Call Options

Purchased

7,300

77.5000

American

Jan 15, 2021

Call Options

Written

-5,600

95.0000

American

Jan 15, 2021

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Put Options

Purchased

-100

87.5000

American

Jan 31, 2020

Call Options

Written

-6,800

90.0000

American

Jan 17, 2020

Call Options

Written

-100

85.0000

American

Aug 21, 2020

Call Options

Written

-1,100

91.5000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Put Options

Purchased

-26,000

90.0000

American

Jan 17, 2020

Put Options

Purchased

-8,000

77.5000

American

Feb 21, 2020

Put Options

Purchased

-100,000

85.0000

American

Jan 15, 2021

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-4,500

72.5000

American

Jan 17, 2020

Call Options

Written

-4,600

100.0000

American

Sep 18, 2020

Call Options

Written

-1,700

80.0000

American

Jan 15, 2021

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Call Options

Written

-1,500

110.0000

American

May 15, 2020

Put Options

Purchased

-9,700

100.0000

American

Jan 17, 2020

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Put Options

Purchased

-700

96.0000

American

Jan 17, 2020

Call Options

Written

-7,700

92.5000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 690610
Time of Receipt (offset from UTC): 20200117T102902+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC