Form 8.3 - Abbvie Plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 15 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,999,699

0.20%

3,971,659

0.27%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,243,301

0.15%

779,700

0.05%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,246,600

0.15%

1,260,800

0.09%

 

 

 

 

TOTAL:

 

 

 

 

7,489,600

0.51%

6,012,159

0.41%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

55

89.1200 USD

Purchase

100

89.1150 USD

Purchase

200

89.3050 USD

Purchase

200

88.9575 USD

Purchase

200

89.2900 USD

Purchase

200

88.9050 USD

Purchase

200

89.0425 USD

Purchase

200

88.6800 USD

Purchase

275

89.3309 USD

Purchase

300

88.5400 USD

Purchase

335

88.6562 USD

Purchase

383

88.6554 USD

Purchase

400

88.6682 USD

Purchase

400

88.8037 USD

Purchase

489

89.3784 USD

Purchase

495

89.2872 USD

Purchase

496

89.3811 USD

Purchase

500

89.2560 USD

Purchase

500

89.3310 USD

Purchase

500

89.3740 USD

Purchase

600

89.3683 USD

Purchase

640

89.6884 USD

Purchase

670

89.4195 USD

Purchase

810

89.1225 USD

Purchase

812

88.8889 USD

Purchase

815

89.4176 USD

Purchase

832

89.3113 USD

Purchase

1,100

88.8480 USD

Purchase

1,200

89.2691 USD

Purchase

1,200

89.2966 USD

Purchase

1,276

89.1601 USD

Purchase

1,313

88.7591 USD

Purchase

1,460

89.4324 USD

Purchase

1,541

88.5464 USD

Purchase

1,898

89.3816 USD

Purchase

1,984

89.1916 USD

Purchase

2,037

88.9314 USD

Purchase

2,200

89.1526 USD

Purchase

2,962

89.1855 USD

Purchase

3,000

89.7171 USD

Purchase

3,000

89.2991 USD

Purchase

3,800

89.2247 USD

Purchase

4,912

88.4700 USD

Purchase

4,972

88.8981 USD

Purchase

5,700

89.2950 USD

Purchase

5,911

89.3450 USD

Purchase

6,266

89.2717 USD

Purchase

7,157

89.2137 USD

Purchase

7,332

89.1816 USD

Purchase

8,700

89.2927 USD

Purchase

9,996

88.9727 USD

Purchase

11,800

89.2655 USD

Purchase

11,866

89.0998 USD

Purchase

12,100

89.2200 USD

Purchase

14,526

89.1788 USD

Purchase

19,400

88.5491 USD

Purchase

22,851

89.1663 USD

Purchase

24,523

89.1627 USD

Purchase

26,700

89.2752 USD

Purchase

28,796

89.1841 USD

Purchase

29,100

89.2545 USD

Purchase

44,896

89.2600 USD

Purchase

45,108

89.4499 USD

Purchase

46,900

89.6435 USD

Purchase

75,819

89.1935 USD

Purchase

106,203

89.4118 USD

Purchase

122,845

89.3326 USD

Sale

55

89.1200 USD

Sale

96

89.3000 USD

Sale

100

89.1000 USD

Sale

100

89.8000 USD

Sale

100

89.3400 USD

Sale

100

88.9900 USD

Sale

100

88.7800 USD

Sale

100

89.2700 USD

Sale

195

89.5600 USD

Sale

200

88.8800 USD

Sale

200

89.0400 USD

Sale

200

89.1100 USD

Sale

200

89.2950 USD

Sale

200

89.8050 USD

Sale

202

89.0937 USD

Sale

249

89.3538 USD

Sale

256

89.1046 USD

Sale

297

89.4733 USD

Sale

300

89.0633 USD

Sale

300

89.3166 USD

Sale

300

89.3300 USD

Sale

300

89.3616 USD

Sale

300

89.7650 USD

Sale

300

89.3233 USD

Sale

303

89.1498 USD

Sale

312

89.8298 USD

Sale

345

89.2757 USD

Sale

362

88.6296 USD

Sale

400

89.3225 USD

Sale

400

88.8425 USD

Sale

400

89.4150 USD

Sale

442

89.7635 USD

Sale

451

89.3900 USD

Sale

495

89.5494 USD

Sale

500

89.0500 USD

Sale

500

89.3920 USD

Sale

500

89.3820 USD

Sale

502

89.3355 USD

Sale

591

89.1166 USD

Sale

600

89.2358 USD

Sale

600

89.3025 USD

Sale

674

88.9766 USD

Sale

700

89.0757 USD

Sale

700

89.1485 USD

Sale

700

89.1442 USD

Sale

700

89.5685 USD

Sale

711

89.3150 USD

Sale

711

89.0147 USD

Sale

800

89.2831 USD

Sale

855

89.2080 USD

Sale

900

89.3177 USD

Sale

925

89.1351 USD

Sale

1,118

89.1522 USD

Sale

1,219

89.1560 USD

Sale

1,243

89.7128 USD

Sale

1,300

89.3407 USD

Sale

1,425

89.3365 USD

Sale

1,712

89.1070 USD

Sale

2,200

89.3823 USD

Sale

2,386

89.0610 USD

Sale

2,587

89.1551 USD

Sale

2,900

89.7072 USD

Sale

2,903

89.3798 USD

Sale

3,123

89.2541 USD

Sale

3,400

89.3800 USD

Sale

3,795

89.2310 USD

Sale

4,912

88.4700 USD

Sale

5,337

89.1741 USD

Sale

5,397

89.3747 USD

Sale

6,783

89.4247 USD

Sale

7,544

89.2892 USD

Sale

7,586

89.0571 USD

Sale

8,700

89.2927 USD

Sale

10,000

89.1253 USD

Sale

10,478

89.1314 USD

Sale

12,100

89.2200 USD

Sale

16,800

89.1839 USD

Sale

18,800

89.3252 USD

Sale

19,321

89.3561 USD

Sale

19,500

89.3377 USD

Sale

21,435

89.2181 USD

Sale

37,712

89.3514 USD

Sale

39,654

89.2828 USD

Sale

43,300

89.6651 USD

Sale

48,108

89.4665 USD

Sale

79,002

89.2600 USD

Sale

95,149

89.1401 USD

Sale

175,429

89.2658 USD

(b) Derivatives transactions (other than options transactions)

Product Name

Nature of transaction

Number of relevant securities

Price per

 

 

unit

SWAP

Long

8,660

89.0866 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

90 USD

American

17 Jan 2020

0.3000 USD

Call Option

Purchasing

500

91 USD

American

31 Jan 2020

0.9220 USD

Call Option

Purchasing

100

95 USD

American

21 Aug 2020

3.9700 USD

Call Option

Purchasing

100

95 USD

American

15 Jan 2021

5.5500 USD

Call Option

Selling

100

85 USD

American

21 Aug 2020

8.8200 USD

Call Option

Selling

5,100

89 USD

American

17 Jan 2020

0.7205 USD

Call Option

Selling

500

90 USD

American

17 Jan 2020

0.5220 USD

Call Option

Selling

100

120 USD

American

18 Sep 2020

0.4500 USD

Put Option

Purchasing

2,000

75 USD

American

21 Feb 2020

0.1700 USD

Put Option

Purchasing

300

84 USD

American

17 Jan 2020

0.1200 USD

Put Option

Purchasing

400

85 USD

American

21 Feb 2020

1.3750 USD

Put Option

Purchasing

2,500

95 USD

American

17 Jan 2020

6.6500 USD

Put Option

Purchasing

5,800

105 USD

American

17 Jan 2020

17.6500 USD

Put Option

Selling

100

70 USD

American

19 Jun 2020

0.7900 USD

Put Option

Selling

400

80 USD

American

21 Feb 2020

0.4850 USD

Put Option

Selling

3,400

80 USD

American

15 Jan 2021

6.5958 USD

Put Option

Selling

2,200

83 USD

American

21 Feb 2020

0.7745 USD

Put Option

Selling

300

85 USD

American

17 Jan 2020

0.1700 USD

Put Option

Selling

500

88 USD

American

21 Feb 2020

2.0500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

16 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

363,000

65.0000  

American

Jan 17, 2020

Put Options

  Written

101,800

60.0000  

American

Jun 19, 2020

Call Options

  Purchased

400

89.5000  

American

Jan 24, 2020

Put Options

  Written

11,600

75.0000  

American

Feb 21, 2020

Call Options

  Purchased

200

50.0000  

American

Jan 21, 2022

Put Options

  Written

11,300

87.5000  

American

Feb 21, 2020

Put Options

  Written

9,200

85.5000  

American

Jan 31, 2020

Put Options

  Written

8,500

88.0000  

American

Jan 31, 2020

Put Options

  Written

1,200

85.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,000

72.5000  

American

Jan 15, 2021

Call Options

  Purchased

100

67.5000  

American

Sep 18, 2020

Put Options

  Written

2,600

75.0000  

American

Jun 19, 2020

Put Options

  Written

2,900

70.0000  

American

May 15, 2020

Call Options

  Purchased

600

75.0000  

American

May 15, 2020

Put Options

  Written

11,700

82.5000  

American

Jan 17, 2020

Put Options

  Written

1,000

82.5000  

American

Jan 15, 2021

Call Options

  Purchased

100

72.5000  

American

Sep 18, 2020

Call Options

  Purchased

3,300

87.5000  

American

May 15, 2020

Put Options

  Written

4,500

77.5000  

American

Jan 17, 2020

Put Options

  Written

4,000

37.5000  

American

Jan 21, 2022

Put Options

  Purchased

-300

84.0000  

American

Jan 17, 2020

Call Options

  Written

-100

80.0000  

American

Jan 21, 2022

Call Options

  Written

-900

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,000

130.0000  

American

Jan 15, 2021

Call Options

  Written

-3,700

130.0000  

American

Jan 15, 2021

Call Options

  Written

-4,500

115.0000  

American

Jan 21, 2022

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-48,100

85.0000  

American

May 15, 2020

Put Options

  Purchased

-100

50.0000  

American

Jan 21, 2022

Call Options

  Written

-2,300

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

95.0000  

American

May 15, 2020

Put Options

  Purchased

-400

92.0000  

American

Jan 31, 2020

Call Options

  Written

-1,000

90.0000  

American

Jan 24, 2020

Put Options

  Purchased

-1,400

89.0000  

American

Jan 17, 2020

Put Options

  Purchased

-600

105.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,800

50.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,000

47.5000  

American

Jun 19, 2020

Call Options

  Written

-1,200

87.0000  

American

Jan 17, 2020

Call Options

  Written

-11,700

97.5000  

American

Jan 17, 2020

Call Options

  Written

-17,700

90.0000  

American

Jun 19, 2020

Put Options

  Purchased

-3,900

57.5000  

American

Jan 17, 2020

Call Options

  Written

-200

105.0000  

American

Feb 21, 2020

Put Options

  Purchased

-600

55.0000  

American

Sep 18, 2020

Call Options

  Written

-8,600

91.0000  

American

Jan 17, 2020

Call Options

  Written

-20,000

92.0000  

American

Feb 7, 2020

Put Options

  Purchased

-1,300

86.5000  

American

Jan 17, 2020

Call Options

  Written

-100

70.0000  

American

Feb 21, 2020

Call Options

  Written

-3,300

93.0000  

American

Jan 31, 2020

Call Options

  Purchased

1,000

145.0000  

American

Jun 19, 2020

Put Options

  Written

50,000

57.5000  

American

Jan 17, 2020

Call Options

  Purchased

9,100

95.0000  

American

Sep 18, 2020

Put Options

  Written

2,600

88.0000  

American

Jan 17, 2020

Call Options

  Purchased

19,600

92.0000  

American

Jan 31, 2020

Put Options

  Written

3,500

47.5000  

American

Jan 17, 2020

Call Options

  Purchased

300

120.0000  

American

Sep 18, 2020

Put Options

  Written

15,400

42.5000  

American

Feb 21, 2020

Call Options

  Purchased

1,300

72.5000  

American

Jun 19, 2020

Put Options

  Written

900

82.5000  

American

Sep 18, 2020

Put Options

  Written

73,000

70.0000  

American

Jan 17, 2020

Call Options

  Purchased

6,800

92.5000  

American

May 15, 2020

Put Options

  Written

5,000

62.5000  

American

Jan 15, 2021

Call Options

  Purchased

3,700

95.0000  

American

Feb 21, 2020

Put Options

  Written

41,500

95.0000  

American

Jan 17, 2020

Put Options

  Written

100

85.5000  

American

Jan 17, 2020

Call Options

  Purchased

1,000

92.5000  

American

Feb 21, 2020

Call Options

  Purchased

8,400

95.0000  

American

May 15, 2020

Put Options

  Written

4,000

57.5000  

American

Jan 15, 2021

Put Options

  Written

3,900

50.0000  

American

Jan 17, 2020

Put Options

  Written

4,200

45.0000  

American

Jan 17, 2020

Put Options

  Written

302,100

60.0000  

American

Jan 15, 2021

Put Options

  Written

600

62.5000  

American

Sep 18, 2020

Call Options

  Purchased

4,200

85.0000  

American

Feb 21, 2020

Call Options

  Written

-200

91.5000  

American

Jan 31, 2020

Call Options

  Written

-300

88.0000  

American

Jan 24, 2020

Put Options

  Purchased

-12,100

55.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,000

47.5000  

American

Jan 15, 2021

Put Options

  Purchased

-1,500

75.0000  

American

Sep 18, 2020

Call Options

  Written

-11,600

130.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

95.0000  

American

Jun 19, 2020

Put Options

  Purchased

-400

95.0000  

American

Sep 18, 2020

Put Options

  Purchased

-400

87.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,400

89.0000  

American

Jan 31, 2020

Call Options

  Written

-300

95.0000  

American

Jan 31, 2020

Call Options

  Written

-10,000

110.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

85.0000  

American

Sep 18, 2020

Call Options

  Written

-200

97.5000  

American

Feb 21, 2020

Call Options

  Written

-18,200

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

120.0000  

American

Jan 17, 2020

Put Options

  Purchased

-200

83.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,400

55.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

82.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,200

95.0000  

American

Feb 7, 2020

Call Options

  Purchased

900

90.5000  

American

Feb 28, 2020

Put Options

  Written

400

87.5000  

American

Feb 7, 2020

Put Options

  Written

1,800

57.5000  

American

Feb 21, 2020

Put Options

  Written

16,500

62.5000  

American

Jan 17, 2020

Call Options

  Purchased

3,000

105.0000  

American

Jun 19, 2020

Call Options

  Purchased

2,200

95.0000  

American

Mar 20, 2020

Put Options

  Written

900

88.5000  

American

Jan 31, 2020

Call Options

  Purchased

3,000

97.5000  

American

May 15, 2020

Call Options

  Purchased

100

77.5000  

American

Jun 19, 2020

Put Options

  Written

22,200

91.0000  

American

Jan 17, 2020

Call Options

  Written

-900

110.0000  

American

Feb 21, 2020

Call Options

  Written

-1,900

115.0000  

American

Sep 18, 2020

Put Options

  Purchased

-3,600

97.5000  

American

Feb 21, 2020

Call Options

  Written

-100

100.0000  

American

Jan 21, 2022

Call Options

  Written

-900

85.0000  

American

Sep 18, 2020

Put Options

  Purchased

-23,300

60.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,000

45.0000  

American

Sep 18, 2020

Put Options

  Purchased

-700

80.0000  

American

May 15, 2020

Call Options

  Written

-1,200

90.5000  

American

Jan 31, 2020

Call Options

  Written

-3,000

75.0000  

American

Jan 15, 2021

Put Options

  Purchased

-7,600

72.5000  

American

Feb 21, 2020

Put Options

  Purchased

-1,300

75.0000  

American

May 15, 2020

Put Options

  Purchased

-6,000

85.0000  

American

Jan 17, 2020

Put Options

  Purchased

-120,000

85.0000  

American

Feb 21, 2020

Call Options

  Written

-3,900

85.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,600

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,700

90.0000  

American

Sep 18, 2020

Put Options

  Purchased

-3,500

50.0000  

American

Jun 19, 2020

Put Options

  Purchased

-600

42.5000  

American

Sep 18, 2020

Call Options

  Written

-1,900

97.5000  

American

Jan 15, 2021

Put Options

  Purchased

-1,300

50.0000  

American

Sep 18, 2020

Call Options

  Written

-4,200

85.0000  

American

May 15, 2020

Put Options

  Purchased

-4,400

40.0000  

American

Jan 21, 2022

Call Options

  Written

-13,200

95.0000  

American

Jan 17, 2020

Call Options

  Written

-300

110.0000  

American

Jun 19, 2020

Call Options

  Written

-800

125.0000  

American

Jan 17, 2020

Call Options

  Purchased

6,400

90.0000  

American

Aug 21, 2020

Put Options

  Written

400

32.5000  

American

Sep 18, 2020

Put Options

  Written

177,700

80.0000  

American

Jan 15, 2021

Put Options

  Written

156,100

65.0000  

American

Jun 19, 2020

Put Options

  Written

600

80.0000  

American

Jun 19, 2020

Put Options

  Written

400

90.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,300

67.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,300

92.5000  

American

Sep 18, 2020

Put Options

  Written

2,500

47.5000  

American

Jan 21, 2022

Put Options

  Written

100

85.0000  

American

Jan 31, 2020

Put Options

  Written

4,000

62.5000  

American

Feb 21, 2020

Put Options

  Written

300

85.0000  

American

May 15, 2020

Call Options

  Purchased

5,700

90.0000  

American

Sep 18, 2020

Call Options

  Purchased

1,800

82.5000  

American

Feb 21, 2020

Call Options

  Purchased

7,800

80.0000  

American

May 15, 2020

Call Options

  Purchased

1,000

65.0000  

American

Sep 18, 2020

Call Options

  Purchased

800

85.0000  

American

Feb 7, 2020

Put Options

  Written

5,100

77.5000  

American

Jan 15, 2021

Call Options

  Purchased

800

155.0000  

American

Jan 17, 2020

Put Options

  Written

37,300

57.5000  

American

Jun 19, 2020

Put Options

  Written

200

37.5000  

American

Jan 15, 2021

Call Options

  Purchased

2,700

87.5000  

American

Feb 21, 2020

Call Options

  Purchased

3,200

55.0000  

American

Jan 15, 2021

Put Options

  Written

1,000

42.5000  

American

Jan 21, 2022

Call Options

  Written

-12,500

90.0000  

American

Jan 31, 2020

Call Options

  Written

-79,900

70.0000  

American

Jan 15, 2021

Call Options

  Written

-15,900

88.0000  

American

Jan 17, 2020

Call Options

  Written

-200

110.0000  

American

Sep 18, 2020

Put Options

  Purchased

-200

87.5000  

American

Sep 18, 2020

Put Options

  Purchased

-1,200

72.5000  

American

Sep 18, 2020

Call Options

  Written

-51,100

92.5000  

American

Jan 15, 2021

Call Options

  Written

-2,100

97.5000  

American

Jun 19, 2020

Put Options

  Purchased

-9,100

87.5000  

American

May 15, 2020

Call Options

  Written

-1,200

92.5000  

American

Jan 31, 2020

Call Options

  Written

-5,200

85.0000  

American

Jan 15, 2021

Call Options

  Written

-10,900

92.5000  

American

Feb 21, 2020

Put Options

  Purchased

-2,200

40.0000  

American

Sep 18, 2020

Call Options

  Written

-200

70.0000  

American

Jan 21, 2022

Put Options

  Purchased

-2,800

42.5000  

American

Jan 17, 2020

Put Options

  Purchased

-3,000

90.0000  

American

Feb 21, 2020

Put Options

  Purchased

-100

67.5000  

American

Sep 18, 2020

Put Options

  Purchased

-200

92.5000  

American

Sep 18, 2020

Put Options

  Purchased

-1,500

105.0000  

American

Jun 19, 2020

Call Options

  Written

-4,600

115.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,000

70.0000  

American

Jan 15, 2021

Call Options

  Written

-4,200

93.5000  

American

Jan 31, 2020

Put Options

  Purchased

-5,000

42.5000  

American

Jun 19, 2020

Call Options

  Written

-6,800

105.0000  

American

Jan 17, 2020

Call Options

  Written

-13,000

100.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

100.0000  

American

Jan 21, 2022

Call Options

  Purchased

35,500

90.0000  

American

Feb 21, 2020

Call Options

  Purchased

7,400

87.5000  

American

Sep 18, 2020

Put Options

  Written

100

83.5000  

American

Jan 31, 2020

Call Options

  Purchased

500

82.5000  

American

Sep 18, 2020

Call Options

  Purchased

8,700

90.0000  

American

May 15, 2020

Put Options

  Written

12,100

70.0000  

American

Feb 21, 2020

Put Options

  Written

17,100

85.0000  

American

Jan 24, 2020

Call Options

  Purchased

13,800

75.0000  

American

Sep 18, 2020

Put Options

  Written

8,300

86.5000  

American

Jan 24, 2020

Put Options

  Written

4,800

86.0000  

American

Jan 24, 2020

Call Options

  Purchased

1,100

60.0000  

American

Jan 15, 2021

Put Options

  Written

100

77.5000  

American

Sep 18, 2020

Put Options

  Written

1,900

55.0000  

American

Feb 21, 2020

Put Options

  Written

3,400

67.5000  

American

Jan 17, 2020

Put Options

  Written

300

65.0000  

American

May 15, 2020

Put Options

  Written

200

67.5000  

American

May 15, 2020

Put Options

  Written

100

77.5000  

American

May 15, 2020

Put Options

  Written

2,200

82.5000  

American

Feb 21, 2020

Call Options

  Purchased

200

110.0000  

American

Jan 21, 2022

Put Options

  Written

28,300

62.5000  

American

Jun 19, 2020

Call Options

  Purchased

600

77.5000  

American

Sep 18, 2020

Put Options

  Purchased

-300

97.5000  

American

Jan 17, 2020

Put Options

  Purchased

-400

92.5000  

American

Feb 21, 2020

Put Options

  Purchased

-1,500

82.5000  

American

May 15, 2020

Call Options

  Written

-2,700

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-700

42.5000  

American

Jan 15, 2021

Call Options

  Written

-1,200

92.5000  

American

Jun 19, 2020

Call Options

  Written

-2,200

130.0000  

American

Jun 19, 2020

Call Options

  Written

-6,700

91.0000  

American

Jan 31, 2020

Put Options

  Purchased

-200

70.0000  

American

Aug 21, 2020

Put Options

  Purchased

-1,800

100.0000  

American

Feb 21, 2020

Put Options

  Purchased

-70,000

67.5000  

American

Jan 15, 2021

Put Options

  Purchased

-500

84.0000  

American

Feb 7, 2020

Put Options

  Purchased

-900

60.0000  

American

Sep 18, 2020

Put Options

  Purchased

-400

100.0000  

American

Jan 15, 2021

Call Options

  Written

-100,300

120.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

60.0000  

American

Feb 21, 2020

Call Options

  Written

-2,300

115.0000  

American

Jun 19, 2020

Call Options

  Written

-2,500

115.0000  

American

Feb 21, 2020

Put Options

  Purchased

-2,600

72.5000  

American

Jun 19, 2020

Put Options

  Purchased

-4,700

35.0000  

American

Jan 15, 2021

Call Options

  Written

-3,300

145.0000  

American

Jan 17, 2020

Put Options

  Purchased

-3,700

75.0000  

American

Jan 17, 2020

Put Options

  Purchased

-26,000

92.5000  

American

Jan 17, 2020

Put Options

  Purchased

-400

94.5000  

American

Feb 7, 2020

Put Options

  Purchased

-700

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,800

55.0000  

American

May 15, 2020

Call Options

  Written

-2,500

185.0000  

American

Jan 17, 2020

Put Options

  Written

30,100

70.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

125.0000  

American

Jan 21, 2022

Call Options

  Purchased

100

90.0000  

American

Jan 15, 2021

Put Options

  Written

400

50.0000  

American

Feb 21, 2020

Put Options

  Written

90,000

50.0000  

American

Jun 19, 2020

Put Options

  Written

500

87.5000  

American

Jan 15, 2021

Put Options

  Written

300

35.0000  

American

Sep 18, 2020

Call Options

  Purchased

2,000

93.5000  

American

Feb 14, 2020

Put Options

  Written

1,100

75.0000  

American

Jan 15, 2021

Put Options

  Written

100

57.5000  

American

Sep 18, 2020

Put Options

  Written

1,400

55.0000  

American

Jun 19, 2020

Put Options

  Written

1,500

62.5000  

American

May 15, 2020

Put Options

  Written

13,500

80.0000  

American

Jan 17, 2020

Put Options

  Written

400

90.0000  

American

Jan 31, 2020

Call Options

  Written

-100

89.5000  

American

Jan 31, 2020

Put Options

  Purchased

-4,400

70.0000  

American

Jan 17, 2020

Call Options

  Written

-400

82.5000  

American

Jan 17, 2020

Put Options

  Purchased

-1,900

40.0000  

American

Jan 15, 2021

Put Options

  Purchased

-700

92.5000  

American

Jun 19, 2020

Call Options

  Written

-2,000

150.0000  

American

Jan 17, 2020

Put Options

  Purchased

-300

60.0000  

American

Jan 21, 2022

Call Options

  Written

-100

180.0000  

American

Jan 17, 2020

Put Options

  Purchased

-400

92.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,800

81.5000  

American

Feb 7, 2020

Call Options

  Written

-18,000

95.0000  

American

Jun 19, 2020

Put Options

  Purchased

-600

86.0000  

American

Jan 17, 2020

Put Options

  Purchased

-3,800

87.5000  

American

Jan 17, 2020

Call Options

  Written

-4,700

120.0000  

American

Jan 21, 2022

Put Options

  Purchased

-9,400

72.5000  

American

Jan 15, 2021

Call Options

  Written

-1,100

92.0000  

American

Jan 17, 2020

Call Options

  Written

-2,100

115.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,300

105.0000  

American

Sep 18, 2020

Put Options

  Written

3,500

87.5000  

American

Jun 19, 2020

Call Options

  Purchased

200

55.0000  

American

Jan 21, 2022

Call Options

  Purchased

2,200

105.0000  

American

May 15, 2020

Put Options

  Written

300

65.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

95.0000  

American

Aug 21, 2020

Call Options

  Purchased

100

94.0000  

American

Jan 17, 2020

Put Options

  Written

100

65.0000  

American

Sep 18, 2020

Put Options

  Written

17,900

85.0000  

American

Feb 21, 2020

Put Options

  Written

1,000

77.5000  

American

Jun 19, 2020

Put Options

  Written

5,000

67.5000  

American

Feb 21, 2020

Put Options

  Written

275,000

70.0000  

American

Jan 15, 2021

Put Options

  Written

500

45.0000  

American

Jan 15, 2021

Call Options

  Purchased

8,400

100.0000  

American

Feb 21, 2020

Put Options

  Written

500

45.0000  

American

Jan 21, 2022

Put Options

  Written

100

130.0000  

American

Jun 19, 2020

Call Options

  Purchased

4,200

80.0000  

American

Jun 19, 2020

Put Options

  Written

14,500

67.5000  

American

Jun 19, 2020

Put Options

  Purchased

-300

83.0000  

American

Jan 31, 2020

Call Options

  Written

-3,900

100.0000  

American

Jun 19, 2020

Put Options

  Purchased

-400

87.0000  

American

Feb 14, 2020

Call Options

  Written

-100

85.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

75.0000  

American

Jan 21, 2022

Call Options

  Written

-400

82.5000  

American

May 15, 2020

Put Options

  Purchased

-15,300

95.0000  

American

Feb 21, 2020

Put Options

  Purchased

-1,000

115.0000  

American

Jan 21, 2022

Call Options

  Written

-4,100

87.5000  

American

Jan 17, 2020

Put Options

  Purchased

-900

40.0000  

American

Jun 19, 2020

Call Options

  Written

-67,400

100.0000  

American

Jan 17, 2020

Call Options

  Written

-23,600

89.0000  

American

Jan 17, 2020

Call Options

  Written

-6,800

105.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,700

57.5000  

American

Jan 15, 2021

Put Options

  Written

600

72.5000  

American

May 15, 2020

Put Options

  Written

1,100

67.5000  

American

Jan 15, 2021

Call Options

  Purchased

500

90.0000  

American

Jan 21, 2022

Call Options

  Purchased

100

85.0000  

American

Jan 21, 2022

Call Options

  Purchased

7,300

77.5000  

American

Jan 15, 2021

Call Options

  Purchased

400

82.5000  

American

Jun 19, 2020

Put Options

  Written

17,000

65.0000  

American

Feb 21, 2020

Call Options

  Purchased

5,000

100.0000  

American

May 15, 2020

Put Options

  Written

16,100

80.0000  

American

Feb 21, 2020

Put Options

  Written

400

85.0000  

American

Jan 15, 2021

Put Options

  Written

1,100

45.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,500

80.0000  

American

Sep 18, 2020

Call Options

  Written

-500

87.5000  

American

Jan 21, 2022

Call Options

  Written

-7,700

92.5000  

American

Jan 17, 2020

Call Options

  Written

-1,500

140.0000  

American

Jan 15, 2021

Call Options

  Written

-1,000

87.5000  

American

Jan 15, 2021

Call Options

  Written

-1,700

80.0000  

American

Jan 15, 2021

Call Options

  Written

-100

85.0000  

American

Aug 21, 2020

Call Options

  Written

-2,200

82.5000  

American

Jan 15, 2021

Put Options

  Purchased

-9,700

100.0000  

American

Jan 17, 2020

Put Options

  Purchased

-26,000

90.0000  

American

Jan 17, 2020

Put Options

  Purchased

-500

47.5000  

American

Sep 18, 2020

Call Options

  Written

-3,100

135.0000  

American

Jan 17, 2020

Put Options

  Purchased

-4,500

72.5000  

American

Jan 17, 2020

Call Options

  Written

-9,200

90.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100,000

85.0000  

American

Jan 15, 2021

Put Options

  Purchased

-7,900

77.5000  

American

Feb 21, 2020

Call Options

  Written

-1,400

91.5000  

American

Jan 17, 2020

Put Options

  Purchased

-100

87.5000  

American

Jan 31, 2020

Put Options

  Purchased

-700

96.0000  

American

Jan 17, 2020

Call Options

  Written

-1,500

110.0000  

American

May 15, 2020

Call Options

  Written

-4,600

100.0000  

American

Sep 18, 2020

Call Options

  Written

-5,600

95.0000  

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 690480
Time of Receipt (offset from UTC): 20200116T095918+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC