Form 8.3 - Abbvie Amendment

LONDON--()-- 

Ap19

FORM 8.3

Amendment to Purchases

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 08 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,125,435

0.21%

4,119,564

0.28%

 

(2)

Derivatives (other than options):

2,032,460

0.14%

474,700

0.03%

 

(3)

Options and agreements to
purchase/sell:

2,396,900

0.16%

1,540,600

0.10%

 
TOTAL:

7,554,795

0.51%

6,134,864

0.41%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

35

89.8750 USD
Purchase

54

89.9800 USD
Purchase

100

89.9700 USD
Purchase

100

89.9600 USD
Purchase

100

90.0000 USD
Purchase

100

89.8900 USD
Purchase

168

89.7657 USD
Purchase

200

89.9450 USD
Purchase

225

89.9161 USD
Purchase

300

89.7533 USD
Purchase

300

89.6716 USD
Purchase

300

89.8966 USD
Purchase

302

89.4300 USD
Purchase

357

89.6790 USD
Purchase

388

89.6932 USD
Purchase

400

89.8675 USD
Purchase

401

89.9201 USD
Purchase

402

89.7795 USD
Purchase

466

89.8429 USD
Purchase

500

89.8680 USD
Purchase

500

89.8980 USD
Purchase

500

89.6070 USD
Purchase

500

89.6313 USD
Purchase

700

89.6800 USD
Purchase

700

89.6407 USD
Purchase

700

89.8800 USD
Purchase

703

89.7260 USD
Purchase

900

89.8144 USD
Purchase

997

89.0349 USD
Purchase

1,003

89.5056 USD
Purchase

1,300

89.3623 USD
Purchase

1,432

89.8227 USD
Purchase

1,469

89.7221 USD
Purchase

1,794

89.8787 USD
Purchase

2,217

89.8462 USD
Purchase

2,670

89.7379 USD
Purchase

2,715

89.2150 USD
Purchase

2,800

89.8520 USD
Purchase

3,000

89.7113 USD
Purchase

3,499

89.7163 USD
Purchase

4,247

89.7288 USD
Purchase

4,545

89.5836 USD
Purchase

4,806

89.7584 USD
Purchase

4,900

89.6628 USD
Purchase

5,196

89.5422 USD
Purchase

5,574

89.7591 USD
Purchase

6,055

89.8277 USD
Purchase

6,183

89.8708 USD
Purchase

6,500

89.6879 USD
Purchase

7,102

89.7873 USD
Purchase

8,100

89.7100 USD
Purchase

8,496

89.5792 USD
Purchase

8,873

89.8065 USD
Purchase

8,946

89.1800 USD
Purchase

10,000

89.5266 USD
Purchase

13,005

89.7696 USD
Purchase

19,023

89.5200 USD
Purchase

21,800

89.7071 USD
Purchase

26,300

89.6946 USD
Purchase

28,100

89.7588 USD
Purchase

32,299

89.7771 USD
Purchase

40,683

89.5625 USD
Purchase

43,300

89.8303 USD
Purchase

46,067

89.7328 USD
Purchase

50,000

89.8646 USD
Purchase

50,415

89.8643 USD
Purchase

58,013

89.5313 USD
Purchase

94,423

89.5904 USD
Purchase

250,000

80.0000 USD
Sale

6

89.0500 USD
Sale

53

89.8300 USD
Sale

75

89.7900 USD
Sale

91

89.0600 USD
Sale

100

89.6900 USD
Sale

100

89.8100 USD
Sale

100

89.4800 USD
Sale

100

89.8500 USD
Sale

100

89.8650 USD
Sale

100

89.6800 USD
Sale

103

89.9591 USD
Sale

122

89.8700 USD
Sale

125

90.0000 USD
Sale

177

89.5300 USD
Sale

200

89.4750 USD
Sale

200

89.7500 USD
Sale

200

89.5100 USD
Sale

200

89.7600 USD
Sale

200

89.4150 USD
Sale

223

89.7647 USD
Sale

257

89.5989 USD
Sale

300

89.5366 USD
Sale

300

89.8400 USD
Sale

300

89.6279 USD
Sale

300

89.0366 USD
Sale

300

89.7733 USD
Sale

300

89.6100 USD
Sale

364

89.5460 USD
Sale

373

89.9586 USD
Sale

400

89.7025 USD
Sale

400

89.8750 USD
Sale

400

89.8000 USD
Sale

400

88.8933 USD
Sale

400

89.5150 USD
Sale

402

89.4300 USD
Sale

403

89.8463 USD
Sale

405

89.7670 USD
Sale

500

89.8310 USD
Sale

500

89.8540 USD
Sale

500

89.5520 USD
Sale

500

89.8550 USD
Sale

500

89.8470 USD
Sale

500

89.6670 USD
Sale

545

89.6172 USD
Sale

546

89.6909 USD
Sale

568

89.5433 USD
Sale

571

89.9243 USD
Sale

597

89.8525 USD
Sale

600

89.7400 USD
Sale

600

89.0300 USD
Sale

600

89.8283 USD
Sale

625

89.7964 USD
Sale

658

89.5104 USD
Sale

700

89.1642 USD
Sale

783

89.5133 USD
Sale

800

89.8312 USD
Sale

800

89.7700 USD
Sale

881

89.3539 USD
Sale

900

89.8583 USD
Sale

986

89.8694 USD
Sale

987

89.6538 USD
Sale

991

89.5120 USD
Sale

1,100

89.5245 USD
Sale

1,227

89.6632 USD
Sale

1,241

89.8655 USD
Sale

1,256

89.5199 USD
Sale

1,306

89.7933 USD
Sale

1,400

89.8860 USD
Sale

1,402

89.8018 USD
Sale

1,600

89.6590 USD
Sale

1,613

89.7815 USD
Sale

1,700

89.5270 USD
Sale

1,700

89.8600 USD
Sale

1,716

89.7993 USD
Sale

1,771

89.8147 USD
Sale

1,798

89.6832 USD
Sale

1,812

89.8122 USD
Sale

1,812

89.7551 USD
Sale

1,990

89.7030 USD
Sale

2,017

89.8412 USD
Sale

2,071

89.5298 USD
Sale

2,300

89.6360 USD
Sale

2,479

89.5175 USD
Sale

2,500

89.8001 USD
Sale

2,500

89.9108 USD
Sale

2,620

89.7890 USD
Sale

2,715

89.2150 USD
Sale

2,875

89.8714 USD
Sale

2,935

89.5491 USD
Sale

2,969

89.8740 USD
Sale

2,988

89.8723 USD
Sale

3,064

89.5202 USD
Sale

3,200

89.7114 USD
Sale

3,245

89.5063 USD
Sale

3,268

89.9102 USD
Sale

3,292

89.8386 USD
Sale

3,516

89.8095 USD
Sale

4,200

89.5868 USD
Sale

4,290

89.5178 USD
Sale

4,841

89.8015 USD
Sale

4,896

89.5497 USD
Sale

5,205

89.8464 USD
Sale

5,331

89.6680 USD
Sale

6,796

89.7379 USD
Sale

7,032

89.7977 USD
Sale

7,532

89.8517 USD
Sale

7,755

89.5035 USD
Sale

8,500

89.7100 USD
Sale

8,946

89.1800 USD
Sale

8,973

89.7559 USD
Sale

9,500

89.7169 USD
Sale

10,160

89.8818 USD
Sale

10,221

89.5213 USD
Sale

10,600

89.7858 USD
Sale

10,900

89.8593 USD
Sale

13,893

89.7058 USD
Sale

14,500

89.6686 USD
Sale

15,237

89.6171 USD
Sale

15,658

89.7623 USD
Sale

16,566

89.5501 USD
Sale

18,000

89.7897 USD
Sale

18,100

89.6973 USD
Sale

18,809

89.5200 USD
Sale

21,650

89.8303 USD
Sale

25,400

89.7133 USD
Sale

57,596

89.6107 USD
Sale

100,000

89.8646 USD
Sale

150,756

89.6597 USD
Sale

158,282

88.8900 USD
Sale

250,000

80.0000 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction

Number of relevant securities

Price per

 

unit
SWAP Long

7,503

89.6089 USD
SWAP Long

17,320

89.7934 USD
SWAP Long

17,320

89.7303 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise Type Expiry Option
purchasing,

of

price date money
selling,

securities

paid/
varying etc

to which

received

option

relates

Call Option Purchasing

500

85 USD American 17 Jan 2020 3.8600 USD
Call Option Purchasing

300

85 USD American 7 Feb 2020 5.1500 USD
Call Option Purchasing

3,500

87 USD American 10 Jan 2020 3.3000 USD
Call Option Purchasing

300

88 USD American 10 Jan 2020 1.8700 USD
Call Option Purchasing

100

88 USD American 17 Jan 2020 2.6400 USD
Call Option Purchasing

500

89 USD American 10 Jan 2020 1.1700 USD
Call Option Purchasing

100

89 USD American 17 Jan 2020 1.3200 USD
Call Option Purchasing

100

90 USD American 10 Jan 2020 0.5400 USD
Call Option Purchasing

2,100

90 USD American 17 Jan 2020 0.8400 USD
Call Option Purchasing

100

91 USD American 10 Jan 2020 0.1700 USD
Call Option Purchasing

1,200

91 USD American 10 Jan 2020 0.2800 USD
Call Option Purchasing

100

93 USD American 17 Jan 2020 0.1900 USD
Call Option Selling

700

90 USD American 17 Jan 2020 0.6414 USD
Call Option Selling

1,000

93 USD American 17 Jan 2020 0.1500 USD
Put Option Purchasing

200

85 USD American 21 Feb 2020 1.4800 USD
Put Option Selling

4,600

80 USD American 17 Jan 2020 0.0700 USD
Put Option Selling

200

83 USD American 17 Jan 2020 0.1200 USD
Put Option Selling

100

130 USD American 19 Jun 2020 41.9000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

14 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise Type Expiry
purchased

relevant securities

price date

to which the option

or derivative

relates

Call Options Purchased

2,900

89.5000

American Jan 10, 2020
Put Options Written

363,000

65.0000

American Jan 17, 2020
Call Options Purchased

700

50.0000

American Jan 15, 2021
Call Options Purchased

400

94.0000

American Jan 10, 2020
Put Options Written

101,800

60.0000

American Jun 19, 2020
Call Options Purchased

200

55.0000

American Sep 18, 2020
Put Options Written

11,300

87.5000

American Feb 21, 2020
Call Options Purchased

100

72.5000

American Sep 18, 2020
Call Options Purchased

100

67.5000

American Sep 18, 2020
Put Options Written

9,500

88.0000

American Jan 31, 2020
Put Options Written

9,200

85.5000

American Jan 31, 2020
Call Options Purchased

4,000

72.5000

American Feb 21, 2020
Call Options Purchased

600

75.0000

American May 15, 2020
Put Options Written

13,300

75.0000

American Feb 21, 2020
Call Options Purchased

200

50.0000

American Jan 21, 2022
Put Options Written

11,600

82.5000

American Jan 17, 2020
Put Options Written

4,000

37.5000

American Jan 21, 2022
Put Options Written

4,500

77.5000

American Jan 17, 2020
Put Options Written

2,900

75.0000

American Jun 19, 2020
Put Options Written

1,000

82.5000

American Jan 15, 2021
Put Options Written

1,900

70.0000

American May 15, 2020
Put Options Written

1,100

85.0000

American Jun 19, 2020
Call Options Purchased

1,000

72.5000

American Jan 15, 2021
Call Options Purchased

3,300

87.5000

American May 15, 2020
Call Options Written

-4,500

115.0000

American Jan 21, 2022
Call Options Written

-11,700

97.5000

American Jan 17, 2020
Put Options Purchased

-600

55.0000

American Sep 18, 2020
Call Options Written

-800

91.5000

American Jan 10, 2020
Put Options Purchased

-5,000

47.5000

American Jun 19, 2020
Put Options Purchased

-600

105.0000

American Jan 15, 2021
Call Options Written

-2,300

120.0000

American Jan 15, 2021
Call Options Written

-8,300

70.0000

American Feb 21, 2020
Call Options Written

-200

105.0000

American Feb 21, 2020
Put Options Purchased

-2,000

86.5000

American Jan 17, 2020
Put Options Purchased

-2,800

50.0000

American Jan 15, 2021
Call Options Written

-17,700

90.0000

American Jun 19, 2020
Put Options Purchased

-100

95.0000

American May 15, 2020
Put Options Purchased

-1,000

130.0000

American Jan 15, 2021
Call Options Written

-2,200

93.0000

American Jan 31, 2020
Put Options Purchased

-2,300

90.0000

American Jan 10, 2020
Put Options Purchased

-2,500

89.0000

American Jan 17, 2020
Put Options Purchased

-3,000

135.0000

American Jan 15, 2021
Call Options Written

-1,700

130.0000

American Jan 15, 2021
Put Options Purchased

-100

50.0000

American Jan 21, 2022
Put Options Purchased

-48,100

85.0000

American May 15, 2020
Call Options Written

-900

135.0000

American Jan 15, 2021
Put Options Purchased

-3,900

57.5000

American Jan 17, 2020
Put Options Written

49,000

95.0000

American Jan 17, 2020
Call Options Purchased

1,300

55.0000

American Jun 19, 2020
Put Options Written

50,000

57.5000

American Jan 17, 2020
Call Options Purchased

6,700

92.5000

American May 15, 2020
Call Options Purchased

1,100

72.5000

American May 15, 2020
Call Options Purchased

800

67.5000

American Feb 21, 2020
Call Options Purchased

8,200

95.0000

American May 15, 2020
Call Options Purchased

4,200

85.0000

American Feb 21, 2020
Put Options Written

3,500

47.5000

American Jan 17, 2020
Put Options Written

4,200

45.0000

American Jan 17, 2020
Put Options Written

1,400

88.0000

American Jan 17, 2020
Call Options Purchased

1,000

92.5000

American Feb 21, 2020
Put Options Written

600

62.5000

American Sep 18, 2020
Call Options Purchased

9,100

95.0000

American Sep 18, 2020
Put Options Written

2,000

57.5000

American Jan 15, 2021
Call Options Purchased

1,300

72.5000

American Jun 19, 2020
Call Options Purchased

33,900

80.0000

American Jan 17, 2020
Put Options Written

302,100

60.0000

American Jan 15, 2021
Call Options Purchased

1,500

90.5000

American Jan 10, 2020
Put Options Written

73,000

70.0000

American Jan 17, 2020
Call Options Purchased

1,000

88.0000

American Jan 17, 2020
Put Options Written

3,900

50.0000

American Jan 17, 2020
Call Options Purchased

1,000

145.0000

American Jun 19, 2020
Put Options Written

15,400

42.5000

American Feb 21, 2020
Put Options Written

1,100

82.5000

American Sep 18, 2020
Call Options Purchased

400

120.0000

American Sep 18, 2020
Put Options Purchased

-1,600

89.0000

American Jan 10, 2020
Call Options Written

-300

95.0000

American Jan 31, 2020
Put Options Purchased

-600

87.0000

American Jan 17, 2020
Put Options Purchased

-100

82.0000

American Jan 17, 2020
Call Options Written

-10,000

110.0000

American Jan 17, 2020
Call Options Written

-5,400

90.0000

American Jan 10, 2020
Put Options Purchased

-100

85.0000

American Sep 18, 2020
Put Options Purchased

-400

95.0000

American Sep 18, 2020
Put Options Purchased

-100

120.0000

American Jan 17, 2020
Call Options Written

-200

91.5000

American Jan 31, 2020
Put Options Purchased

-1,500

75.0000

American Sep 18, 2020
Call Options Written

-11,600

130.0000

American Jan 17, 2020
Put Options Purchased

-12,100

55.0000

American Jan 17, 2020
Call Options Written

-18,200

110.0000

American Jan 15, 2021
Put Options Purchased

-1,000

47.5000

American Jan 15, 2021
Call Options Written

-300

97.5000

American Feb 21, 2020
Put Options Purchased

-400

86.0000

American Jan 10, 2020
Put Options Purchased

-1,200

95.0000

American Feb 7, 2020
Put Options Purchased

-100

95.0000

American Jun 19, 2020
Call Options Written

-400

88.0000

American Jan 24, 2020
Put Options Purchased

-200

83.0000

American Jan 17, 2020
Put Options Purchased

-2,400

55.0000

American Jan 15, 2021
Call Options Purchased

2,500

60.0000

American Feb 21, 2020
Call Options Purchased

800

91.0000

American Jan 17, 2020
Put Options Written

16,500

62.5000

American Jan 17, 2020
Put Options Written

1,000

88.5000

American Jan 31, 2020
Call Options Purchased

3,000

105.0000

American Jun 19, 2020
Call Options Purchased

16,000

72.5000

American Jan 17, 2020
Put Options Written

2,300

80.0000

American Jan 10, 2020
Call Options Purchased

500

97.5000

American May 15, 2020
Call Options Purchased

1,000

60.0000

American Sep 18, 2020
Put Options Written

22,600

91.0000

American Jan 17, 2020
Call Options Purchased

500

62.5000

American May 15, 2020
Call Options Purchased

100

77.5000

American Jun 19, 2020
Put Options Written

1,800

57.5000

American Feb 21, 2020
Call Options Purchased

2,300

60.0000

American Jun 19, 2020
Call Options Purchased

500

70.0000

American Jun 19, 2020
Put Options Purchased

-7,600

72.5000

American Feb 21, 2020
Put Options Purchased

-4,400

40.0000

American Jan 21, 2022
Put Options Purchased

-1,700

90.0000

American Sep 18, 2020
Put Options Purchased

-3,500

50.0000

American Jun 19, 2020
Call Options Written

-3,900

85.0000

American Jun 19, 2020
Put Options Purchased

-3,600

97.5000

American Feb 21, 2020
Put Options Purchased

-6,300

85.0000

American Jan 17, 2020
Call Options Written

-200

40.0000

American Jan 21, 2022
Call Options Written

-900

110.0000

American Feb 21, 2020
Put Options Purchased

-200

85.5000

American Jan 10, 2020
Put Options Purchased

-2,000

45.0000

American Sep 18, 2020
Call Options Written

-100

95.0000

American Feb 21, 2020
Call Options Written

-4,200

85.0000

American May 15, 2020
Call Options Written

-100

100.0000

American Jan 21, 2022
Call Options Written

-13,400

95.0000

American Jan 17, 2020
Call Options Written

-1,000

90.5000

American Jan 31, 2020
Call Options Written

-3,000

75.0000

American Jan 15, 2021
Put Options Purchased

-23,300

60.0000

American Jan 17, 2020
Put Options Purchased

-1,300

50.0000

American Sep 18, 2020
Put Options Purchased

-1,600

110.0000

American Jan 15, 2021
Call Options Written

-1,900

115.0000

American Sep 18, 2020
Put Options Purchased

-120,000

85.0000

American Feb 21, 2020
Call Options Written

-400

110.0000

American Jun 19, 2020
Call Options Written

-800

125.0000

American Jan 17, 2020
Call Options Written

-1,900

97.5000

American Jan 15, 2021
Put Options Purchased

-700

80.0000

American May 15, 2020
Call Options Written

-900

85.0000

American Sep 18, 2020
Put Options Purchased

-600

42.5000

American Sep 18, 2020
Put Options Purchased

-1,300

75.0000

American May 15, 2020
Put Options Written

175,000

80.0000

American Jan 15, 2021
Call Options Purchased

5,700

90.0000

American Sep 18, 2020
Put Options Written

5,100

77.5000

American Jan 15, 2021
Put Options Written

4,000

62.5000

American Feb 21, 2020
Call Options Purchased

1,300

92.5000

American Sep 18, 2020
Put Options Written

400

32.5000

American Sep 18, 2020
Put Options Written

400

84.0000

American Jan 10, 2020
Put Options Written

400

90.0000

American Jun 19, 2020
Put Options Written

37,300

57.5000

American Jun 19, 2020
Put Options Written

156,100

65.0000

American Jun 19, 2020
Call Options Purchased

3,200

55.0000

American Jan 15, 2021
Call Options Purchased

1,900

82.5000

American Feb 21, 2020
Call Options Purchased

1,000

65.0000

American Sep 18, 2020
Call Options Purchased

100

90.0000

American Aug 21, 2020
Put Options Written

2,500

47.5000

American Jan 21, 2022
Put Options Written

600

80.0000

American Jun 19, 2020
Put Options Written

200

37.5000

American Jan 15, 2021
Call Options Purchased

7,800

80.0000

American May 15, 2020
Call Options Purchased

1,300

67.5000

American Jan 15, 2021
Put Options Written

1,000

42.5000

American Jan 21, 2022
Call Options Purchased

300

85.0000

American Feb 7, 2020
Call Options Purchased

100

92.0000

American Jan 10, 2020
Call Options Purchased

2,500

87.5000

American Feb 21, 2020
Put Options Written

300

85.0000

American May 15, 2020
Put Options Written

100

85.0000

American Jan 31, 2020
Call Options Purchased

800

155.0000

American Jan 17, 2020
Put Options Purchased

-2,000

70.0000

American Jan 15, 2021
Put Options Purchased

-1,500

105.0000

American Jun 19, 2020
Put Options Purchased

-5,000

42.5000

American Jun 19, 2020
Call Options Written

-10,900

92.5000

American Feb 21, 2020
Call Options Written

-51,100

92.5000

American Jan 15, 2021
Call Options Written

-2,100

97.5000

American Jun 19, 2020
Call Options Written

-4,600

115.0000

American Jan 17, 2020
Call Options Written

-200

70.0000

American Jan 21, 2022
Put Options Purchased

-1,200

72.5000

American Sep 18, 2020
Call Options Written

-5,200

85.0000

American Jan 15, 2021
Call Options Written

-8,200

75.0000

American Jan 17, 2020
Put Options Purchased

-200

87.5000

American Sep 18, 2020
Call Options Written

-4,200

93.5000

American Jan 31, 2020
Call Options Written

-200

110.0000

American Sep 18, 2020
Put Options Purchased

-200

92.5000

American Sep 18, 2020
Call Options Written

-400

67.5000

American Jun 19, 2020
Call Options Written

-79,900

70.0000

American Jan 15, 2021
Put Options Purchased

-9,100

87.5000

American May 15, 2020
Put Options Purchased

-3,000

90.0000

American Feb 21, 2020
Call Options Written

-6,800

105.0000

American Jan 17, 2020
Call Options Written

-8,000

100.0000

American Jan 15, 2021
Put Options Purchased

-100

67.5000

American Sep 18, 2020
Put Options Purchased

-100

85.5000

American Jan 17, 2020
Call Options Written

-600

89.5000

American Jan 24, 2020
Call Options Written

-1,200

92.5000

American Jan 31, 2020
Put Options Purchased

-1,600

88.5000

American Jan 10, 2020
Put Options Purchased

-2,800

42.5000

American Jan 17, 2020
Call Options Written

-1,200

77.5000

American Feb 21, 2020
Put Options Purchased

-2,800

87.5000

American Jan 10, 2020
Call Options Written

-11,800

90.0000

American Jan 31, 2020
Call Options Written

-100

45.0000

American Jan 21, 2022
Put Options Purchased

-2,200

40.0000

American Sep 18, 2020
Put Options Purchased

-100

100.0000

American Jan 21, 2022
Put Options Purchased

-1,300

87.0000

American Jan 10, 2020
Call Options Purchased

8,400

90.0000

American May 15, 2020
Call Options Purchased

200

65.0000

American May 15, 2020
Call Options Purchased

1,100

60.0000

American Jan 15, 2021
Put Options Written

28,300

62.5000

American Jun 19, 2020
Put Options Written

12,100

70.0000

American Feb 21, 2020
Call Options Purchased

200

110.0000

American Jan 21, 2022
Put Options Written

3,400

67.5000

American Jan 17, 2020
Put Options Written

100

83.5000

American Jan 31, 2020
Call Options Purchased

1,400

65.0000

American Feb 21, 2020
Put Options Written

8,300

86.5000

American Jan 24, 2020
Put Options Written

100

77.5000

American May 15, 2020
Put Options Written

100

82.5000

American Feb 21, 2020
Put Options Written

4,800

86.0000

American Jan 24, 2020
Call Options Purchased

600

77.5000

American Sep 18, 2020
Call Options Purchased

500

82.5000

American Sep 18, 2020
Call Options Purchased

7,400

87.5000

American Sep 18, 2020
Put Options Written

100

67.5000

American May 15, 2020
Call Options Purchased

13,800

75.0000

American Sep 18, 2020
Call Options Purchased

30,600

90.0000

American Feb 21, 2020
Call Options Purchased

11,300

70.0000

American Jan 17, 2020
Put Options Written

100

77.5000

American Sep 18, 2020
Put Options Written

100

65.0000

American May 15, 2020
Put Options Written

1,900

55.0000

American Feb 21, 2020
Call Options Purchased

100

62.5000

American Sep 18, 2020
Call Options Purchased

3,200

91.0000

American Jan 10, 2020
Put Options Written

17,100

85.0000

American Jan 24, 2020
Put Options Purchased

-400

94.5000

American Feb 7, 2020
Put Options Purchased

-1,800

100.0000

American Feb 21, 2020
Put Options Purchased

-4,800

55.0000

American May 15, 2020
Put Options Purchased

-400

130.0000

American Jan 17, 2020
Call Options Written

-2,200

130.0000

American Jun 19, 2020
Put Options Purchased

-400

100.0000

American Jan 15, 2021
Put Options Purchased

-700

80.0000

American Jan 15, 2021
Call Options Written

-2,500

115.0000

American Feb 21, 2020
Put Options Purchased

-2,600

72.5000

American Jun 19, 2020
Put Options Purchased

-4,700

35.0000

American Jan 15, 2021
Put Options Purchased

-70,000

67.5000

American Jan 15, 2021
Call Options Written

-2,500

185.0000

American Jan 17, 2020
Call Options Written

-2,700

125.0000

American Jan 15, 2021
Call Options Written

-6,400

91.0000

American Jan 31, 2020
Put Options Purchased

-300

60.0000

American Feb 21, 2020
Call Options Written

-1,200

92.5000

American Jun 19, 2020
Put Options Purchased

-1,500

82.5000

American May 15, 2020
Call Options Written

-100

37.5000

American Jan 21, 2022
Call Options Written

-2,300

115.0000

American Jun 19, 2020
Call Options Written

-3,300

145.0000

American Jan 17, 2020
Put Options Purchased

-700

95.0000

American Jan 15, 2021
Put Options Purchased

-3,700

75.0000

American Jan 17, 2020
Put Options Purchased

-900

60.0000

American Sep 18, 2020
Put Options Purchased

-400

92.5000

American Feb 21, 2020
Put Options Purchased

-26,000

92.5000

American Jan 17, 2020
Call Options Written

-100,300

120.0000

American Jan 17, 2020
Put Options Purchased

-300

97.5000

American Jan 17, 2020
Put Options Purchased

-700

42.5000

American Jan 15, 2021
Put Options Written

90,000

50.0000

American Jun 19, 2020
Put Options Written

500

87.5000

American Jan 15, 2021
Call Options Purchased

100

70.0000

American May 15, 2020
Put Options Written

13,500

80.0000

American Jan 17, 2020
Put Options Written

1,500

62.5000

American May 15, 2020
Call Options Purchased

100

90.0000

American Jan 15, 2021
Put Options Written

1,100

75.0000

American Jan 15, 2021
Put Options Written

30,000

70.0000

American Jun 19, 2020
Put Options Written

300

35.0000

American Sep 18, 2020
Call Options Purchased

25,200

80.0000

American Feb 21, 2020
Put Options Written

400

50.0000

American Feb 21, 2020
Put Options Written

100

57.5000

American Sep 18, 2020
Call Options Purchased

23,000

67.5000

American Jan 17, 2020
Call Options Purchased

4,900

75.0000

American Feb 21, 2020
Call Options Purchased

100

125.0000

American Jan 21, 2022
Put Options Written

1,400

55.0000

American Jun 19, 2020
Call Options Written

-2,100

115.0000

American Jan 15, 2021
Put Options Purchased

-4,400

70.0000

American Jan 17, 2020
Call Options Written

-100

180.0000

American Jan 17, 2020
Call Options Written

-2,000

150.0000

American Jan 17, 2020
Call Options Written

-18,000

95.0000

American Jun 19, 2020
Call Options Written

-53,800

82.5000

American Jan 17, 2020
Call Options Written

-2,200

62.5000

American Feb 21, 2020
Put Options Purchased

-6,200

87.5000

American Jan 17, 2020
Put Options Purchased

-700

92.5000

American Jun 19, 2020
Put Options Purchased

-1,900

40.0000

American Jan 15, 2021
Call Options Written

-500

88.5000

American Jan 10, 2020
Call Options Written

-200

62.5000

American Jun 19, 2020
Put Options Purchased

-500

88.0000

American Jan 10, 2020
Put Options Purchased

-600

86.0000

American Jan 17, 2020
Put Options Purchased

-400

92.0000

American Jan 17, 2020
Put Options Purchased

-9,400

72.5000

American Jan 15, 2021
Put Options Purchased

-300

60.0000

American Jan 21, 2022
Call Options Written

-4,700

120.0000

American Jan 21, 2022
Call Options Purchased

3,500

86.5000

American Jan 10, 2020
Put Options Written

3,500

87.5000

American Jun 19, 2020
Call Options Purchased

2,300

47.5000

American Sep 18, 2020
Put Options Written

300

65.0000

American Jan 15, 2021
Call Options Purchased

100

94.0000

American Jan 17, 2020
Put Options Written

275,000

70.0000

American Jan 15, 2021
Put Options Written

18,800

85.0000

American Feb 21, 2020
Put Options Written

14,500

67.5000

American Jun 19, 2020
Put Options Written

500

45.0000

American Jan 15, 2021
Call Options Purchased

200

55.0000

American Jan 21, 2022
Call Options Purchased

4,200

80.0000

American Jun 19, 2020
Call Options Purchased

400

57.5000

American Sep 18, 2020
Call Options Purchased

8,600

100.0000

American Feb 21, 2020
Call Options Purchased

1,200

57.5000

American Jun 19, 2020
Put Options Written

100

130.0000

American Jun 19, 2020
Call Options Purchased

2,200

105.0000

American May 15, 2020
Put Options Written

5,000

67.5000

American Feb 21, 2020
Put Options Written

5,800

105.0000

American Jan 17, 2020
Call Options Purchased

1,300

105.0000

American Sep 18, 2020
Call Options Purchased

15,400

89.0000

American Jan 17, 2020
Call Options Purchased

13,100

90.0000

American Jan 17, 2020
Put Options Written

1,000

77.5000

American Jun 19, 2020
Put Options Written

500

45.0000

American Jan 21, 2022
Put Options Written

100

65.0000

American Sep 18, 2020
Call Options Written

-1,100

62.5000

American Jan 17, 2020
Call Options Written

-400

82.5000

American May 15, 2020
Call Options Written

-800

65.0000

American Jan 17, 2020
Put Options Purchased

-900

40.0000

American Jun 19, 2020
Call Options Written

-3,900

100.0000

American Jun 19, 2020
Put Options Purchased

-15,400

95.0000

American Feb 21, 2020
Call Options Written

-10,300

85.0000

American Jan 17, 2020
Call Options Written

-67,400

100.0000

American Jan 17, 2020
Call Options Written

-100

88.0000

American Jan 10, 2020
Call Options Written

-7,500

87.5000

American Jan 17, 2020
Put Options Purchased

-100

75.0000

American Jan 21, 2022
Put Options Purchased

-400

87.0000

American Feb 14, 2020
Call Options Written

-6,800

105.0000

American Jan 15, 2021
Call Options Written

-100

87.0000

American Jan 10, 2020
Put Options Purchased

-1,000

115.0000

American Jan 21, 2022
Put Options Purchased

-300

83.0000

American Jan 31, 2020
Put Options Written

15,700

80.0000

American Feb 21, 2020
Put Options Written

1,100

67.5000

American Jan 15, 2021
Call Options Purchased

400

82.5000

American Jun 19, 2020
Call Options Purchased

3,200

89.0000

American Jan 10, 2020
Call Options Purchased

4,700

100.0000

American May 15, 2020
Call Options Purchased

1,700

57.5000

American Jan 15, 2021
Call Options Purchased

1,300

65.0000

American Jun 19, 2020
Put Options Written

400

85.0000

American Jan 15, 2021
Call Options Purchased

500

90.0000

American Jan 21, 2022
Call Options Purchased

100

92.0000

American Jan 17, 2020
Call Options Purchased

8,000

77.5000

American Jan 17, 2020
Put Options Written

1,100

45.0000

American Jun 19, 2020
Put Options Written

17,000

65.0000

American Feb 21, 2020
Call Options Purchased

1,500

80.0000

American Sep 18, 2020
Call Options Purchased

100

85.0000

American Jan 21, 2022
Call Options Purchased

7,300

77.5000

American Jan 15, 2021
Put Options Written

600

72.5000

American May 15, 2020
Call Options Written

-5,700

95.0000

American Jan 15, 2021
Put Options Purchased

-13,300

86.5000

American Jan 10, 2020
Call Options Written

-7,200

92.5000

American Jan 17, 2020
Put Options Purchased

-24,800

90.0000

American Jan 17, 2020
Put Options Purchased

-4,500

72.5000

American Jan 17, 2020
Call Options Written

-3,100

135.0000

American Jan 17, 2020
Call Options Written

-4,700

100.0000

American Sep 18, 2020
Put Options Purchased

-700

96.0000

American Jan 17, 2020
Call Options Written

-1,700

80.0000

American Jan 15, 2021
Put Options Purchased

-9,700

100.0000

American Jan 17, 2020
Put Options Purchased

-100

90.5000

American Jan 10, 2020
Put Options Purchased

-7,900

77.5000

American Feb 21, 2020
Call Options Written

-1,000

87.5000

American Jan 15, 2021
Call Options Written

-1,500

110.0000

American May 15, 2020
Call Options Written

-2,200

82.5000

American Jan 15, 2021
Call Options Written

-400

86.0000

American Jan 24, 2020
Call Options Written

-1,500

140.0000

American Jan 15, 2021
Put Options Purchased

-100,000

85.0000

American Jan 15, 2021
Put Options Purchased

-100

87.5000

American Jan 31, 2020
Put Options Purchased

-500

47.5000

American Sep 18, 2020
Call Options Written

-500

87.5000

American Jan 21, 2022

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 690301
Time of Receipt (offset from UTC): 20200114T144727+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC