Form 8.3 - Abbvie Plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchases & Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 10 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,037,406

0.21%

4,193,357

0.28%

 

(2)

Derivatives (other than options):

2,195,410

0.15%

599,700

0.04%

 

(3)

Options and agreements to
purchase/sell:

2,413,000

0.16%

1,307,800

0.09%

 
TOTAL:

7,645,816

0.52%

6,100,857

0.41%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

22

90.2600 USD
Purchase

25

89.8600 USD
Purchase

26

89.0500 USD
Purchase

100

88.8800 USD
Purchase

100

88.8700 USD
Purchase

100

89.9500 USD
Purchase

100

89.0300 USD
Purchase

100

89.0050 USD
Purchase

100

89.4100 USD
Purchase

100

89.6450 USD
Purchase

100

89.9100 USD
Purchase

103

89.6494 USD
Purchase

113

89.7367 USD
Purchase

120

88.8883 USD
Purchase

145

89.6100 USD
Purchase

200

88.8900 USD
Purchase

201

88.8898 USD
Purchase

254

88.9256 USD
Purchase

262

89.6680 USD
Purchase

300

88.9200 USD
Purchase

300

88.8633 USD
Purchase

300

89.9700 USD
Purchase

300

89.6500 USD
Purchase

313

89.5246 USD
Purchase

355

89.6297 USD
Purchase

400

88.9050 USD
Purchase

453

89.9125 USD
Purchase

500

88.9380 USD
Purchase

500

89.6270 USD
Purchase

500

88.9820 USD
Purchase

500

88.9000 USD
Purchase

602

89.6400 USD
Purchase

608

88.9461 USD
Purchase

632

89.1941 USD
Purchase

648

89.9200 USD
Purchase

748

89.9187 USD
Purchase

800

90.2163 USD
Purchase

800

90.2162 USD
Purchase

800

89.7500 USD
Purchase

885

89.6712 USD
Purchase

900

89.5850 USD
Purchase

900

88.9516 USD
Purchase

1,000

89.7220 USD
Purchase

1,000

89.6310 USD
Purchase

1,200

89.6375 USD
Purchase

1,200

89.4941 USD
Purchase

1,230

89.3235 USD
Purchase

2,100

89.0000 USD
Purchase

3,400

90.0147 USD
Purchase

3,500

86.5000 USD
Purchase

4,137

89.5322 USD
Purchase

4,320

89.1745 USD
Purchase

4,439

89.1940 USD
Purchase

4,950

89.0723 USD
Purchase

7,475

89.2102 USD
Purchase

8,087

89.6027 USD
Purchase

8,800

89.4827 USD
Purchase

9,230

89.4350 USD
Purchase

9,466

89.0600 USD
Purchase

13,630

90.0317 USD
Purchase

20,146

90.0110 USD
Purchase

20,200

89.4860 USD
Purchase

20,884

89.6954 USD
Purchase

25,239

89.8058 USD
Purchase

25,373

89.6371 USD
Purchase

29,300

89.5097 USD
Purchase

48,071

89.4976 USD
Purchase

87,988

89.3115 USD
Sale

22

90.2600 USD
Sale

33

89.5433 USD
Sale

92

89.5500 USD
Sale

100

87.0000 USD
Sale

100

88.0000 USD
Sale

100

89.3700 USD
Sale

100

89.5400 USD
Sale

100

89.9600 USD
Sale

100

89.9900 USD
Sale

100

90.0500 USD
Sale

100

90.1900 USD
Sale

100

90.2400 USD
Sale

100

90.2700 USD
Sale

100

90.5000 USD
Sale

106

89.0418 USD
Sale

148

89.5464 USD
Sale

200

89.3300 USD
Sale

200

89.1375 USD
Sale

200

90.2450 USD
Sale

200

89.3000 USD
Sale

200

89.9300 USD
Sale

200

89.9500 USD
Sale

200

89.5100 USD
Sale

200

90.0700 USD
Sale

200

89.3200 USD
Sale

200

90.1600 USD
Sale

300

89.9700 USD
Sale

300

90.0150 USD
Sale

300

89.0933 USD
Sale

300

90.1800 USD
Sale

300

88.5000 USD
Sale

300

88.8633 USD
Sale

300

89.6433 USD
Sale

300

89.8933 USD
Sale

400

89.3075 USD
Sale

400

89.5862 USD
Sale

400

89.6900 USD
Sale

400

89.7550 USD
Sale

400

89.6762 USD
Sale

407

89.7814 USD
Sale

450

89.6600 USD
Sale

464

89.5551 USD
Sale

497

88.8850 USD
Sale

500

89.0840 USD
Sale

500

89.1560 USD
Sale

552

89.0802 USD
Sale

580

89.9645 USD
Sale

600

89.4950 USD
Sale

750

89.9933 USD
Sale

800

90.2162 USD
Sale

800

89.9925 USD
Sale

850

89.1182 USD
Sale

900

89.5000 USD
Sale

902

89.5038 USD
Sale

906

89.3496 USD
Sale

1,000

89.5655 USD
Sale

1,200

89.9250 USD
Sale

1,208

89.4565 USD
Sale

1,366

89.8712 USD
Sale

1,406

89.9671 USD
Sale

1,496

89.9187 USD
Sale

1,600

90.0280 USD
Sale

1,624

89.1298 USD
Sale

1,700

90.0147 USD
Sale

2,095

89.2631 USD
Sale

2,341

90.0221 USD
Sale

2,442

89.0681 USD
Sale

2,727

90.0181 USD
Sale

2,800

90.0000 USD
Sale

3,829

89.8619 USD
Sale

3,886

88.9850 USD
Sale

4,309

88.9364 USD
Sale

4,320

89.1745 USD
Sale

4,750

89.8581 USD
Sale

5,000

89.3735 USD
Sale

8,100

89.2853 USD
Sale

10,600

89.5315 USD
Sale

10,700

89.4209 USD
Sale

12,813

89.7140 USD
Sale

14,430

90.0310 USD
Sale

17,320

89.9496 USD
Sale

20,784

89.6927 USD
Sale

21,500

89.5631 USD
Sale

22,733

89.0600 USD
Sale

186,884

89.4249 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction

Number of relevant securities

Price per

 

unit
SWAP Long

19,730

89.9687 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

 

purchasing,

of

price

date

money

 

selling,

securities

 

 

paid/

 

varying etc

to which

 

 

received

 

option

 

 

 

 

relates

 

 

 

Call Option

Purchasing

200

85 USD

American

7 Feb 2020

5.0000 USD

Call Option

Purchasing

4,500

90 USD

American

21 Feb 2020

2.2193 USD

Call Option

Purchasing

6,300

90 USD

American

21 Aug 2020

5.4900 USD

Call Option

Purchasing

1,000

91 USD

American

10 Jan 2020

0.0200 USD

Call Option

Purchasing

3,800

95 USD

American

21 Feb 2020

0.6239 USD

Call Option

Purchasing

200

95 USD

American

15 May 2020

2.2500 USD

Call Option

Selling

300

75 USD

American

21 Feb 2020

14.6700 USD

Call Option

Selling

100

80 USD

American

17 Jan 2020

9.6900 USD

Call Option

Selling

100

83 USD

American

21 Feb 2020

8.0500 USD

Call Option

Selling

100

85 USD

American

17 Jan 2020

4.8900 USD

Call Option

Selling

1,500

89 USD

American

10 Jan 2020

1.0800 USD

Call Option

Selling

1,300

89 USD

American

10 Jan 2020

1.4792 USD

Call Option

Selling

13,100

90 USD

American

10 Jan 2020

0.1892 USD

Call Option

Selling

2,000

90 USD

American

10 Jan 2020

0.4400 USD

Call Option

Selling

1,000

90 USD

American

17 Jan 2020

0.3830 USD

Call Option

Selling

100

90 USD

American

31 Jan 2020

1.5100 USD

Call Option

Selling

700

90 USD

American

31 Jan 2020

1.5628 USD

Call Option

Selling

6,100

91 USD

American

10 Jan 2020

0.1098 USD

Call Option

Selling

500

91 USD

American

17 Jan 2020

0.2900 USD

Call Option

Selling

800

91 USD

American

31 Jan 2020

1.0300 USD

Call Option

Selling

200

91 USD

American

31 Jan 2020

1.1000 USD

Call Option

Selling

400

92 USD

American

31 Jan 2020

0.9600 USD

Call Option

Selling

1,100

93 USD

American

31 Jan 2020

0.5400 USD

Put Option

Purchasing

200

89 USD

American

17 Jan 2020

1.6400 USD

Put Option

Purchasing

900

90 USD

American

10 Jan 2020

0.1833 USD

Put Option

Purchasing

500

90 USD

American

10 Jan 2020

0.4500 USD

Put Option

Purchasing

100

90 USD

American

17 Jan 2020

2.5300 USD

Put Option

Purchasing

400

91 USD

American

17 Jan 2020

2.7100 USD

Put Option

Purchasing

400

92 USD

American

31 Jan 2020

4.2800 USD

Put Option

Selling

100

85 USD

American

19 Jun 2020

4.2000 USD

Put Option

Selling

200

88 USD

American

17 Jan 2020

1.1000 USD

Put Option

Selling

100

89 USD

American

10 Jan 2020

0.0400 USD

Put Option

Selling

100

89 USD

American

17 Jan 2020

1.7800 USD

Put Option

Selling

600

89 USD

American

31 Jan 2020

2.4300 USD

Put Option

Selling

400

90 USD

American

31 Jan 2020

2.9600 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 14 Jan 2020
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise Type Expiry

 

purchased

relevant securities

price date

 

to which the option

 

or derivative

 

relates

Put Options

Written

9,200

85.5000

American Jan 31, 2020

Put Options

Written

1,200

85.0000

American Jun 19, 2020

Put Options

Written

101,800

60.0000

American Jun 19, 2020

Put Options

Written

1,000

82.5000

American Jan 15, 2021

Call Options

Purchased

600

75.0000

American May 15, 2020

Call Options

Purchased

200

50.0000

American Jan 21, 2022

Call Options

Purchased

3,300

87.5000

American May 15, 2020

Put Options

Written

363,000

65.0000

American Jan 17, 2020

Call Options

Purchased

100

67.5000

American Sep 18, 2020

Call Options

Purchased

700

50.0000

American Jan 15, 2021

Call Options

Purchased

400

94.0000

American Jan 10, 2020

Call Options

Purchased

1,100

89.5000

American Jan 10, 2020

Put Options

Written

13,300

75.0000

American Feb 21, 2020

Put Options

Written

11,300

87.5000

American Feb 21, 2020

Put Options

Written

4,500

77.5000

American Jan 17, 2020

Put Options

Written

4,000

37.5000

American Jan 21, 2022

Put Options

Written

2,600

75.0000

American Jun 19, 2020

Call Options

Purchased

200

55.0000

American Sep 18, 2020

Call Options

Purchased

100

72.5000

American Sep 18, 2020

Put Options

Written

11,700

82.5000

American Jan 17, 2020

Put Options

Written

9,500

88.0000

American Jan 31, 2020

Put Options

Written

2,900

70.0000

American May 15, 2020

Call Options

Purchased

1,000

72.5000

American Jan 15, 2021

Call Options

Purchased

4,000

72.5000

American Feb 21, 2020

Call Options

Written

-100

80.0000

American Jan 21, 2022

Put Options

Purchased

-1,000

130.0000

American Jan 15, 2021

Put Options

Purchased

-600

105.0000

American Jan 15, 2021

Put Options

Purchased

-2,800

50.0000

American Jan 15, 2021

Call Options

Written

-100

87.0000

American Jan 17, 2020

Call Options

Written

-1,700

130.0000

American Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American Jan 15, 2021

Call Options

Written

-200

105.0000

American Feb 21, 2020

Put Options

Purchased

-600

55.0000

American Sep 18, 2020

Call Options

Written

-2,300

120.0000

American Jan 15, 2021

Call Options

Written

-800

91.5000

American Jan 10, 2020

Put Options

Purchased

-2,000

86.5000

American Jan 17, 2020

Put Options

Purchased

-100

50.0000

American Jan 21, 2022

Put Options

Purchased

-2,600

89.0000

American Jan 17, 2020

Call Options

Written

-3,300

70.0000

American Feb 21, 2020

Put Options

Purchased

-5,000

47.5000

American Jun 19, 2020

Put Options

Purchased

-400

92.0000

American Jan 31, 2020

Put Options

Purchased

-3,900

57.5000

American Jan 17, 2020

Call Options

Written

-11,700

97.5000

American Jan 17, 2020

Call Options

Written

-900

135.0000

American Jan 15, 2021

Put Options

Purchased

-2,800

90.0000

American Jan 10, 2020

Call Options

Written

-4,500

115.0000

American Jan 21, 2022

Call Options

Written

-17,700

90.0000

American Jun 19, 2020

Put Options

Purchased

-100

95.0000

American May 15, 2020

Call Options

Written

-3,300

93.0000

American Jan 31, 2020

Put Options

Purchased

-48,100

85.0000

American May 15, 2020

Put Options

Written

73,000

70.0000

American Jan 17, 2020

Call Options

Purchased

1,100

72.5000

American May 15, 2020

Call Options

Purchased

3,700

95.0000

American Feb 21, 2020

Put Options

Written

3,500

47.5000

American Jan 17, 2020

Put Options

Written

600

62.5000

American Sep 18, 2020

Put Options

Written

302,100

60.0000

American Jan 15, 2021

Call Options

Purchased

4,200

85.0000

American Feb 21, 2020

Put Options

Written

600

89.0000

American Jan 31, 2020

Put Options

Written

15,400

42.5000

American Feb 21, 2020

Call Options

Purchased

9,100

95.0000

American Sep 18, 2020

Put Options

Written

4,200

45.0000

American Jan 17, 2020

Put Options

Written

49,000

95.0000

American Jan 17, 2020

Put Options

Written

1,100

82.5000

American Sep 18, 2020

Call Options

Purchased

1,000

92.5000

American Feb 21, 2020

Call Options

Purchased

800

67.5000

American Feb 21, 2020

Call Options

Purchased

1,300

55.0000

American Jun 19, 2020

Put Options

Written

2,000

57.5000

American Jan 15, 2021

Put Options

Written

1,600

88.0000

American Jan 17, 2020

Call Options

Purchased

1,000

88.0000

American Jan 17, 2020

Put Options

Written

50,000

57.5000

American Jan 17, 2020

Call Options

Purchased

6,800

92.5000

American May 15, 2020

Put Options

Written

3,900

50.0000

American Jan 17, 2020

Call Options

Purchased

400

120.0000

American Sep 18, 2020

Call Options

Purchased

8,400

95.0000

American May 15, 2020

Call Options

Purchased

33,600

80.0000

American Jan 17, 2020

Call Options

Purchased

1,300

72.5000

American Jun 19, 2020

Call Options

Purchased

1,000

145.0000

American Jun 19, 2020

Put Options

Purchased

-400

95.0000

American Sep 18, 2020

Put Options

Purchased

-100

85.0000

American Sep 18, 2020

Put Options

Purchased

-200

83.0000

American Jan 17, 2020

Call Options

Written

-300

97.5000

American Feb 21, 2020

Put Options

Purchased

-100

95.0000

American Jun 19, 2020

Call Options

Written

-11,600

130.0000

American Jan 17, 2020

Put Options

Purchased

-100

120.0000

American Jan 17, 2020

Call Options

Written

-400

88.0000

American Jan 24, 2020

Put Options

Purchased

-600

87.0000

American Jan 17, 2020

Put Options

Purchased

-1,500

75.0000

American Sep 18, 2020

Put Options

Purchased

-100

82.0000

American Jan 17, 2020

Put Options

Purchased

-400

86.0000

American Jan 10, 2020

Put Options

Purchased

-12,100

55.0000

American Jan 17, 2020

Call Options

Written

-18,200

110.0000

American Jan 15, 2021

Call Options

Written

-300

95.0000

American Jan 31, 2020

Call Options

Written

-200

91.5000

American Jan 31, 2020

Put Options

Purchased

-1,000

47.5000

American Jan 15, 2021

Call Options

Written

-18,500

90.0000

American Jan 10, 2020

Put Options

Purchased

-1,600

89.0000

American Jan 10, 2020

Put Options

Purchased

-1,200

95.0000

American Feb 7, 2020

Put Options

Purchased

-2,400

55.0000

American Jan 15, 2021

Call Options

Written

-10,000

110.0000

American Jan 17, 2020

Call Options

Purchased

1,000

60.0000

American Sep 18, 2020

Put Options

Written

16,500

62.5000

American Jan 17, 2020

Put Options

Written

2,300

80.0000

American Jan 10, 2020

Call Options

Purchased

500

62.5000

American May 15, 2020

Call Options

Purchased

3,000

97.5000

American May 15, 2020

Put Options

Written

22,200

91.0000

American Jan 17, 2020

Call Options

Purchased

2,500

60.0000

American Feb 21, 2020

Put Options

Written

1,000

88.5000

American Jan 31, 2020

Call Options

Purchased

500

70.0000

American Jun 19, 2020

Call Options

Purchased

3,000

105.0000

American Jun 19, 2020

Put Options

Written

1,800

57.5000

American Feb 21, 2020

Call Options

Purchased

300

91.0000

American Jan 17, 2020

Call Options

Purchased

16,000

72.5000

American Jan 17, 2020

Call Options

Purchased

2,300

60.0000

American Jun 19, 2020

Call Options

Purchased

100

77.5000

American Jun 19, 2020

Call Options

Written

-200

40.0000

American Jan 21, 2022

Call Options

Written

-1,900

115.0000

American Sep 18, 2020

Put Options

Purchased

-23,300

60.0000

American Jan 17, 2020

Call Options

Written

-400

110.0000

American Jun 19, 2020

Put Options

Purchased

-3,500

50.0000

American Jun 19, 2020

Put Options

Purchased

-1,700

90.0000

American Sep 18, 2020

Put Options

Purchased

-2,000

45.0000

American Sep 18, 2020

Call Options

Written

-3,000

75.0000

American Jan 15, 2021

Put Options

Purchased

-1,300

75.0000

American May 15, 2020

Call Options

Written

-1,900

97.5000

American Jan 15, 2021

Call Options

Written

-800

125.0000

American Jan 17, 2020

Call Options

Written

-900

85.0000

American Sep 18, 2020

Put Options

Purchased

-7,600

72.5000

American Feb 21, 2020

Call Options

Written

-100

100.0000

American Jan 21, 2022

Call Options

Written

-900

110.0000

American Feb 21, 2020

Call Options

Written

-13,400

95.0000

American Jan 17, 2020

Call Options

Written

-4,200

85.0000

American May 15, 2020

Put Options

Purchased

-700

80.0000

American May 15, 2020

Call Options

Written

-3,900

85.0000

American Jun 19, 2020

Put Options

Purchased

-1,600

110.0000

American Jan 15, 2021

Put Options

Purchased

-4,400

40.0000

American Jan 21, 2022

Call Options

Written

-1,200

90.5000

American Jan 31, 2020

Put Options

Purchased

-6,300

85.0000

American Jan 17, 2020

Put Options

Purchased

-120,000

85.0000

American Feb 21, 2020

Put Options

Purchased

-1,300

50.0000

American Sep 18, 2020

Put Options

Purchased

-200

85.5000

American Jan 10, 2020

Put Options

Purchased

-600

42.5000

American Sep 18, 2020

Put Options

Purchased

-3,600

97.5000

American Feb 21, 2020

Put Options

Written

37,300

57.5000

American Jun 19, 2020

Put Options

Written

400

84.0000

American Jan 10, 2020

Put Options

Written

4,000

62.5000

American Feb 21, 2020

Put Options

Written

1,000

42.5000

American Jan 21, 2022

Put Options

Written

175,000

80.0000

American Jan 15, 2021

Call Options

Purchased

1,300

92.5000

American Sep 18, 2020

Put Options

Written

100

85.0000

American Jan 31, 2020

Call Options

Purchased

6,400

90.0000

American Aug 21, 2020

Call Options

Purchased

1,300

67.5000

American Jan 15, 2021

Call Options

Purchased

5,700

90.0000

American Sep 18, 2020

Call Options

Purchased

2,500

87.5000

American Feb 21, 2020

Call Options

Purchased

3,200

55.0000

American Jan 15, 2021

Call Options

Purchased

800

155.0000

American Jan 17, 2020

Put Options

Written

400

90.0000

American Jun 19, 2020

Call Options

Purchased

100

92.0000

American Jan 10, 2020

Call Options

Purchased

7,800

80.0000

American May 15, 2020

Call Options

Purchased

1,000

65.0000

American Sep 18, 2020

Put Options

Written

300

85.0000

American May 15, 2020

Put Options

Written

156,100

65.0000

American Jun 19, 2020

Put Options

Written

600

80.0000

American Jun 19, 2020

Put Options

Written

5,100

77.5000

American Jan 15, 2021

Call Options

Purchased

1,800

82.5000

American Feb 21, 2020

Call Options

Purchased

800

85.0000

American Feb 7, 2020

Put Options

Written

2,500

47.5000

American Jan 21, 2022

Put Options

Written

400

32.5000

American Sep 18, 2020

Put Options

Written

200

37.5000

American Jan 15, 2021

Put Options

Purchased

-100

67.5000

American Sep 18, 2020

Put Options

Purchased

-200

92.5000

American Sep 18, 2020

Call Options

Written

-79,900

70.0000

American Jan 15, 2021

Call Options

Written

-100

45.0000

American Jan 21, 2022

Call Options

Written

-1,200

77.5000

American Feb 21, 2020

Call Options

Written

-2,100

97.5000

American Jun 19, 2020

Call Options

Written

-6,800

105.0000

American Jan 17, 2020

Call Options

Written

-200

70.0000

American Jan 21, 2022

Put Options

Purchased

-1,200

72.5000

American Sep 18, 2020

Put Options

Purchased

-1,300

87.0000

American Jan 10, 2020

Put Options

Purchased

-1,500

105.0000

American Jun 19, 2020

Put Options

Purchased

-2,000

70.0000

American Jan 15, 2021

Put Options

Purchased

-2,800

42.5000

American Jan 17, 2020

Call Options

Written

-8,200

75.0000

American Jan 17, 2020

Call Options

Written

-12,500

90.0000

American Jan 31, 2020

Put Options

Purchased

-200

87.5000

American Sep 18, 2020

Call Options

Written

-4,200

93.5000

American Jan 31, 2020

Put Options

Purchased

-5,000

42.5000

American Jun 19, 2020

Put Options

Purchased

-100

85.5000

American Jan 17, 2020

Call Options

Written

-51,100

92.5000

American Jan 15, 2021

Put Options

Purchased

-100

100.0000

American Jan 21, 2022

Call Options

Written

-200

110.0000

American Sep 18, 2020

Put Options

Purchased

-9,100

87.5000

American May 15, 2020

Put Options

Purchased

-1,500

88.5000

American Jan 10, 2020

Put Options

Purchased

-3,000

90.0000

American Feb 21, 2020

Put Options

Purchased

-900

89.5000

American Jan 10, 2020

Call Options

Written

-8,000

100.0000

American Jan 15, 2021

Call Options

Written

-1,200

92.5000

American Jan 31, 2020

Call Options

Written

-10,900

92.5000

American Feb 21, 2020

Call Options

Written

-400

67.5000

American Jun 19, 2020

Put Options

Purchased

-2,800

87.5000

American Jan 10, 2020

Call Options

Written

-4,600

115.0000

American Jan 17, 2020

Put Options

Purchased

-2,200

40.0000

American Sep 18, 2020

Call Options

Written

-600

89.5000

American Jan 24, 2020

Call Options

Written

-5,200

85.0000

American Jan 15, 2021

Put Options

Written

8,300

86.5000

American Jan 24, 2020

Call Options

Purchased

200

65.0000

American May 15, 2020

Put Options

Written

28,300

62.5000

American Jun 19, 2020

Call Options

Purchased

500

82.5000

American Sep 18, 2020

Put Options

Written

100

77.5000

American May 15, 2020

Put Options

Written

12,100

70.0000

American Feb 21, 2020

Call Options

Purchased

3,500

91.0000

American Jan 10, 2020

Put Options

Written

17,100

85.0000

American Jan 24, 2020

Call Options

Purchased

100

62.5000

American Sep 18, 2020

Call Options

Purchased

35,100

90.0000

American Feb 21, 2020

Call Options

Purchased

13,800

75.0000

American Sep 18, 2020

Call Options

Purchased

600

77.5000

American Sep 18, 2020

Call Options

Purchased

200

110.0000

American Jan 21, 2022

Put Options

Written

100

83.5000

American Jan 31, 2020

Put Options

Written

1,900

55.0000

American Feb 21, 2020

Call Options

Purchased

11,300

70.0000

American Jan 17, 2020

Put Options

Written

4,800

86.0000

American Jan 24, 2020

Put Options

Written

100

77.5000

American Sep 18, 2020

Call Options

Purchased

8,800

90.0000

American May 15, 2020

Call Options

Purchased

1,100

60.0000

American Jan 15, 2021

Put Options

Written

300

65.0000

American May 15, 2020

Call Options

Purchased

7,400

87.5000

American Sep 18, 2020

Call Options

Purchased

1,400

65.0000

American Feb 21, 2020

Put Options

Written

200

67.5000

American May 15, 2020

Put Options

Written

100

82.5000

American Feb 21, 2020

Put Options

Written

3,400

67.5000

American Jan 17, 2020

Put Options

Purchased

-300

97.5000

American Jan 17, 2020

Call Options

Written

-2,300

115.0000

American Jun 19, 2020

Call Options

Written

-2,500

185.0000

American Jan 17, 2020

Put Options

Purchased

-70,000

67.5000

American Jan 15, 2021

Put Options

Purchased

-200

60.0000

American Feb 21, 2020

Put Options

Purchased

-26,000

92.5000

American Jan 17, 2020

Put Options

Purchased

-3,700

75.0000

American Jan 17, 2020

Put Options

Purchased

-700

95.0000

American Jan 15, 2021

Put Options

Purchased

-700

80.0000

American Jan 15, 2021

Call Options

Written

-1,200

92.5000

American Jun 19, 2020

Call Options

Written

-2,200

130.0000

American Jun 19, 2020

Put Options

Purchased

-4,800

55.0000

American May 15, 2020

Call Options

Written

-3,600

90.5000

American Jan 10, 2020

Put Options

Purchased

-400

92.5000

American Feb 21, 2020

Put Options

Purchased

-400

94.5000

American Feb 7, 2020

Put Options

Purchased

-1,500

82.5000

American May 15, 2020

Put Options

Purchased

-1,800

100.0000

American Feb 21, 2020

Call Options

Written

-2,700

125.0000

American Jan 15, 2021

Put Options

Purchased

-700

42.5000

American Jan 15, 2021

Call Options

Written

-2,500

115.0000

American Feb 21, 2020

Put Options

Purchased

-500

84.0000

American Feb 7, 2020

Put Options

Purchased

-900

60.0000

American Sep 18, 2020

Put Options

Purchased

-400

100.0000

American Jan 15, 2021

Put Options

Purchased

-2,600

72.5000

American Jun 19, 2020

Call Options

Written

-100

37.5000

American Jan 21, 2022

Put Options

Purchased

-4,700

35.0000

American Jan 15, 2021

Call Options

Written

-100,300

120.0000

American Jan 17, 2020

Call Options

Written

-7,200

91.0000

American Jan 31, 2020

Put Options

Purchased

-400

130.0000

American Jan 17, 2020

Call Options

Written

-3,300

145.0000

American Jan 17, 2020

Call Options

Purchased

25,200

80.0000

American Feb 21, 2020

Put Options

Written

500

87.5000

American Jan 15, 2021

Put Options

Written

400

90.0000

American Jan 31, 2020

Call Options

Purchased

100

125.0000

American Jan 21, 2022

Put Options

Written

300

35.0000

American Sep 18, 2020

Put Options

Written

1,100

75.0000

American Jan 15, 2021

Call Options

Purchased

23,100

67.5000

American Jan 17, 2020

Put Options

Written

13,500

80.0000

American Jan 17, 2020

Put Options

Written

100

57.5000

American Sep 18, 2020

Call Options

Purchased

4,600

75.0000

American Feb 21, 2020

Call Options

Purchased

2,000

93.5000

American Feb 14, 2020

Put Options

Written

90,000

50.0000

American Jun 19, 2020

Put Options

Written

400

50.0000

American Feb 21, 2020

Call Options

Purchased

100

70.0000

American May 15, 2020

Call Options

Purchased

100

90.0000

American Jan 15, 2021

Put Options

Written

1,500

62.5000

American May 15, 2020

Put Options

Written

1,400

55.0000

American Jun 19, 2020

Put Options

Written

30,000

70.0000

American Jun 19, 2020

Call Options

Written

-200

62.5000

American Jun 19, 2020

Put Options

Purchased

-500

88.0000

American Jan 10, 2020

Call Options

Written

-100

180.0000

American Jan 17, 2020

Put Options

Purchased

-400

92.0000

American Jan 17, 2020

Put Options

Purchased

-4,400

70.0000

American Jan 17, 2020

Call Options

Written

-4,700

120.0000

American Jan 21, 2022

Call Options

Written

-53,800

82.5000

American Jan 17, 2020

Put Options

Purchased

-600

86.0000

American Jan 17, 2020

Call Options

Written

-300

88.5000

American Jan 10, 2020

Call Options

Written

-100

89.5000

American Jan 31, 2020

Put Options

Purchased

-6,200

87.5000

American Jan 17, 2020

Put Options

Purchased

-9,400

72.5000

American Jan 15, 2021

Call Options

Written

-18,000

95.0000

American Jun 19, 2020

Put Options

Purchased

-700

92.5000

American Jun 19, 2020

Call Options

Written

-2,000

150.0000

American Jan 17, 2020

Call Options

Written

-2,100

115.0000

American Jan 15, 2021

Put Options

Purchased

-300

60.0000

American Jan 21, 2022

Put Options

Purchased

-1,900

40.0000

American Jan 15, 2021

Call Options

Written

-2,200

62.5000

American Feb 21, 2020

Put Options

Written

100

130.0000

American Jun 19, 2020

Put Options

Written

275,000

70.0000

American Jan 15, 2021

Put Options

Written

14,500

67.5000

American Jun 19, 2020

Put Options

Written

5,000

67.5000

American Feb 21, 2020

Put Options

Written

500

45.0000

American Jan 15, 2021

Call Options

Purchased

400

57.5000

American Sep 18, 2020

Put Options

Written

300

65.0000

American Jan 15, 2021

Call Options

Purchased

200

55.0000

American Jan 21, 2022

Put Options

Written

100

65.0000

American Sep 18, 2020

Call Options

Purchased

15,400

89.0000

American Jan 17, 2020

Call Options

Purchased

1,300

105.0000

American Sep 18, 2020

Put Options

Written

500

45.0000

American Jan 21, 2022

Call Options

Purchased

2,200

105.0000

American May 15, 2020

Put Options

Written

18,800

85.0000

American Feb 21, 2020

Call Options

Purchased

12,100

90.0000

American Jan 17, 2020

Call Options

Purchased

8,600

100.0000

American Feb 21, 2020

Put Options

Written

5,800

105.0000

American Jan 17, 2020

Call Options

Purchased

1,200

57.5000

American Jun 19, 2020

Put Options

Written

1,000

77.5000

American Jun 19, 2020

Call Options

Purchased

100

94.0000

American Jan 17, 2020

Call Options

Purchased

2,300

47.5000

American Sep 18, 2020

Call Options

Purchased

4,200

80.0000

American Jun 19, 2020

Call Options

Purchased

3,500

86.5000

American Jan 10, 2020

Put Options

Written

3,500

87.5000

American Jun 19, 2020

Put Options

Purchased

-400

87.0000

American Feb 14, 2020

Put Options

Purchased

-100

75.0000

American Jan 21, 2022

Call Options

Written

-400

82.5000

American May 15, 2020

Call Options

Written

-7,500

87.5000

American Jan 17, 2020

Call Options

Written

-3,900

100.0000

American Jun 19, 2020

Call Options

Written

-800

65.0000

American Jan 17, 2020

Put Options

Purchased

-15,400

95.0000

American Feb 21, 2020

Put Options

Purchased

-300

83.0000

American Jan 31, 2020

Call Options

Written

-10,400

85.0000

American Jan 17, 2020

Call Options

Written

-100

88.0000

American Jan 10, 2020

Call Options

Written

-1,100

62.5000

American Jan 17, 2020

Call Options

Written

-6,800

105.0000

American Jan 15, 2021

Put Options

Purchased

-900

40.0000

American Jun 19, 2020

Call Options

Written

-67,400

100.0000

American Jan 17, 2020

Call Options

Written

-100

87.0000

American Jan 10, 2020

Put Options

Purchased

-1,000

115.0000

American Jan 21, 2022

Call Options

Purchased

8,000

77.5000

American Jan 17, 2020

Call Options

Purchased

500

90.0000

American Jan 21, 2022

Put Options

Written

400

85.0000

American Jan 15, 2021

Put Options

Written

1,100

45.0000

American Jun 19, 2020

Call Options

Purchased

5,000

100.0000

American May 15, 2020

Call Options

Purchased

1,500

80.0000

American Sep 18, 2020

Call Options

Purchased

7,300

77.5000

American Jan 15, 2021

Put Options

Written

600

72.5000

American May 15, 2020

Call Options

Purchased

1,900

89.0000

American Jan 10, 2020

Call Options

Purchased

100

92.0000

American Jan 17, 2020

Put Options

Written

15,700

80.0000

American Feb 21, 2020

Call Options

Purchased

1,700

57.5000

American Jan 15, 2021

Call Options

Purchased

400

82.5000

American Jun 19, 2020

Call Options

Purchased

100

85.0000

American Jan 21, 2022

Put Options

Written

1,100

67.5000

American Jan 15, 2021

Put Options

Written

17,000

65.0000

American Feb 21, 2020

Call Options

Purchased

1,300

65.0000

American Jun 19, 2020

Put Options

Purchased

-100

90.5000

American Jan 10, 2020

Call Options

Written

-500

87.5000

American Jan 21, 2022

Call Options

Written

-7,200

92.5000

American Jan 17, 2020

Call Options

Written

-400

92.0000

American Jan 31, 2020

Call Options

Written

-3,100

135.0000

American Jan 17, 2020

Call Options

Written

-4,600

100.0000

American Sep 18, 2020

Put Options

Purchased

-13,300

86.5000

American Jan 10, 2020

Call Options

Written

-1,500

110.0000

American May 15, 2020

Call Options

Written

-400

86.0000

American Jan 24, 2020

Put Options

Purchased

-700

96.0000

American Jan 17, 2020

Put Options

Purchased

-7,900

77.5000

American Feb 21, 2020

Call Options

Written

-1,700

80.0000

American Jan 15, 2021

Call Options

Written

-2,200

82.5000

American Jan 15, 2021

Put Options

Purchased

-100,000

85.0000

American Jan 15, 2021

Call Options

Written

-1,000

87.5000

American Jan 15, 2021

Put Options

Purchased

-500

47.5000

American Sep 18, 2020

Call Options

Written

-1,500

140.0000

American Jan 15, 2021

Put Options

Purchased

-24,900

90.0000

American Jan 17, 2020

Put Options

Purchased

-100

87.5000

American Jan 31, 2020

Put Options

Purchased

-9,700

100.0000

American Jan 17, 2020

Put Options

Purchased

-4,500

72.5000

American Jan 17, 2020

Call Options

Written

-5,700

95.0000

American Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 690387
Time of Receipt (offset from UTC): 20200114T150406+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC