Form 8.3 - Allergan plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchases & Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 10 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,350,206

1.33%

3,297,860

1.00%

 

(2)

Derivatives (other than options):

3,021,382

0.92%

2,516,893

0.77%

 

(3)

Options and agreements to
purchase/sell:

815,400

0.25%

502,400

0.15%

 
TOTAL:

8,186,988

2.49%

6,317,153

1.92%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

2

191.8000 USD
Purchase

7

192.8900 USD
Purchase

25

193.0400 USD
Purchase

30

193.3000 USD
Purchase

75

193.1400 USD
Purchase

100

192.0850 USD
Purchase

100

191.8500 USD
Purchase

100

193.1200 USD
Purchase

100

193.0900 USD
Purchase

100

192.9900 USD
Purchase

100

192.2800 USD
Purchase

104

192.1698 USD
Purchase

112

192.9682 USD
Purchase

138

192.8843 USD
Purchase

178

193.0493 USD
Purchase

200

193.0600 USD
Purchase

200

192.8200 USD
Purchase

200

193.0650 USD
Purchase

206

191.8517 USD
Purchase

207

193.0641 USD
Purchase

300

191.9433 USD
Purchase

300

192.1400 USD
Purchase

326

191.8100 USD
Purchase

342

193.1150 USD
Purchase

387

192.9106 USD
Purchase

400

193.0750 USD
Purchase

500

187.5000 USD
Purchase

500

192.5000 USD
Purchase

515

193.0560 USD
Purchase

600

192.7233 USD
Purchase

650

193.0232 USD
Purchase

698

191.8329 USD
Purchase

700

193.0635 USD
Purchase

800

191.8600 USD
Purchase

885

192.9955 USD
Purchase

886

192.5758 USD
Purchase

1,209

192.9779 USD
Purchase

1,597

192.7044 USD
Purchase

2,095

192.8611 USD
Purchase

3,245

192.9026 USD
Purchase

4,191

192.7099 USD
Purchase

4,200

192.9753 USD
Purchase

5,214

192.8581 USD
Purchase

5,300

192.7613 USD
Purchase

5,352

191.8631 USD
Purchase

6,100

192.4188 USD
Purchase

6,200

192.4594 USD
Purchase

12,342

192.7892 USD
Purchase

13,022

192.8394 USD
Purchase

15,684

193.2700 USD
Purchase

20,000

193.1459 USD
Purchase

22,784

193.1813 USD
Purchase

34,983

192.7147 USD
Purchase

93,645

192.5081 USD
Purchase

148,270

191.8313 USD
Purchase

148,540

191.8300 USD
Sale

7

192.8900 USD
Sale

8

192.9200 USD
Sale

78

191.8200 USD
Sale

99

193.0900 USD
Sale

100

192.6900 USD
Sale

100

192.7400 USD
Sale

100

192.6300 USD
Sale

100

192.8500 USD
Sale

100

192.2600 USD
Sale

100

192.9000 USD
Sale

100

191.9300 USD
Sale

101

192.9994 USD
Sale

104

192.1698 USD
Sale

105

192.6271 USD
Sale

130

193.2885 USD
Sale

144

192.9100 USD
Sale

200

192.6650 USD
Sale

200

192.8200 USD
Sale

250

192.8240 USD
Sale

300

192.6733 USD
Sale

300

192.8966 USD
Sale

300

192.2466 USD
Sale

300

192.5166 USD
Sale

369

192.7819 USD
Sale

388

191.9076 USD
Sale

395

192.7827 USD
Sale

400

192.5750 USD
Sale

400

192.3812 USD
Sale

400

192.6675 USD
Sale

500

195.0000 USD
Sale

500

190.0000 USD
Sale

552

191.9486 USD
Sale

633

192.5636 USD
Sale

700

192.7057 USD
Sale

731

192.6679 USD
Sale

872

192.6621 USD
Sale

881

191.8129 USD
Sale

900

192.5905 USD
Sale

1,021

192.6698 USD
Sale

1,025

192.0758 USD
Sale

1,036

191.8293 USD
Sale

2,000

192.8435 USD
Sale

2,295

192.7931 USD
Sale

5,500

192.4171 USD
Sale

5,500

192.4620 USD
Sale

6,048

191.8695 USD
Sale

16,184

193.2514 USD
Sale

18,597

192.5158 USD
Sale

20,476

192.6652 USD
Sale

22,784

193.1813 USD
Sale

22,784

193.1814 USD
Sale

28,202

192.6877 USD
Sale

47,677

192.8164 USD
Sale

52,166

192.4796 USD
Sale

445,422

191.8300 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

 

option

 

 

 

relates

 

 

Call Option

Purchasing

100

195 USD

American

21 Aug 2020

6.3000 USD
Call Option

Purchasing

100

200 USD

American

21 Aug 2020

4.5000 USD
Call Option

Selling

100

165 USD

American

17 Jan 2020

29.8500 USD
Call Option

Selling

100

200 USD

American

24 Jan 2020

0.4000 USD
Put Option

Purchasing

4,100

190 USD

American

10 Jan 2020

0.1482 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

14 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise Type

Expiry

 

purchased

relevant securities

price

date

 

to which the option

 

 

or derivative

 

 

relates

 

Put Options

Written

500

185.0000

American

Jun 19, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

100

120.0000

American

Jan 17, 2020

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

4,200

250.0000

American

Jan 17, 2020

Call Options

Purchased

500

187.5000

American

Jan 10, 2020

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Call Options

Purchased

300

192.5000

American

Jan 31, 2020

Put Options

Written

300

135.0000

American

Feb 21, 2020

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Call Options

Purchased

1,700

190.0000

American

Feb 21, 2020

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

300

180.0000

American

Jan 21, 2022

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-9,800

180.0000

American

Feb 21, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Purchased

300

192.5000

American

Jan 10, 2020

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

18,500

150.0000

American

May 15, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

300

175.0000

American

Feb 21, 2020

Call Options

Purchased

100

200.0000

American

Aug 21, 2020

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Put Options

Written

11,700

160.0000

American

Jun 19, 2020

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-500

195.0000

American

Jan 10, 2020

Call Options

Written

-1,100

185.0000

American

Feb 21, 2020

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-10,500

125.0000

American

Jan 17, 2020

Call Options

Written

-2,000

180.0000

American

Feb 21, 2020

Call Options

Written

-2,700

150.0000

American

Jan 15, 2021

Put Options

Purchased

-2,900

110.0000

American

Jan 17, 2020

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options

Written

400

125.0000

American

Jan 15, 2021

Call Options

Purchased

200

192.5000

American

Jan 24, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

200

185.0000

American

Jan 17, 2020

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Call Options

Purchased

5,900

160.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

180.0000

American

Jan 17, 2020

Put Options

Written

200

150.0000

American

Jan 21, 2022

Put Options

Written

2,100

185.0000

American

Mar 20, 2020

Put Options

Written

600

185.0000

American

May 15, 2020

Put Options

Written

400

110.0000

American

Feb 21, 2020

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

13,500

165.0000

American

Jan 17, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

190.0000

American

Jun 19, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-2,800

175.0000

American

Jan 17, 2020

Call Options

Purchased

2,000

195.0000

American

Jan 17, 2020

Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

100

190.0000

American

Jan 24, 2020

Put Options

Written

400

170.0000

American

Jan 15, 2021

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-29,200

150.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Put Options

Purchased

-3,300

100.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

14,900

160.0000

American

Feb 21, 2020

Put Options

Written

7,000

160.0000

American

Jan 17, 2020

Put Options

Written

50,200

140.0000

American

Feb 21, 2020

Call Options

Purchased

6,700

190.0000

American

Jan 15, 2021

Call Options

Purchased

105,800

190.0000

American

Jan 17, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Put Options

Written

33,000

140.0000

American

Jan 17, 2020

Call Options

Purchased

100

195.0000

American

Aug 21, 2020

Call Options

Purchased

200

195.0000

American

Jan 10, 2020

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-4,200

155.0000

American

Jan 17, 2020

Call Options

Written

-300

192.5000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options

Purchased

4,200

165.0000

American

Jan 17, 2020

Put Options

Written

500

192.5000

American

Jan 10, 2020

Put Options

Written

300

185.0000

American

Feb 21, 2020

Put Options

Written

2,000

180.0000

American

Jan 17, 2020

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Put Options

Written

900

180.0000

American

Mar 20, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Put Options

Written

500

180.0000

American

May 15, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-19,400

185.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Call Options

Written

-500

190.0000

American

Jan 10, 2020

Put Options

Purchased

-4,500

190.0000

American

Jan 10, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options

Purchased

-2,100

175.0000

American

Jan 17, 2020

Call Options

Written

-200

185.0000

American

Jun 19, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Call Options

Written

-5,600

200.0000

American

Jan 17, 2020

Put Options

Purchased

-200

170.0000

American

Jan 21, 2022

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Written

200

185.0000

American

Jan 10, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options

Purchased

200

195.0000

American

Feb 21, 2020

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Call Options

Purchased

1,700

220.0000

American

Mar 20, 2020

Put Options

Written

600

135.0000

American

Jan 17, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Call Options

Written

-300

180.0000

American

Mar 20, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-19,300

95.0000

American

Jan 17, 2020

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

180.0000

American

Jan 15, 2021

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

100

150.0000

American

Mar 20, 2020

Put Options

Written

100,000

190.0000

American

Jan 17, 2020

Put Options

Written

43,400

170.0000

American

Jan 17, 2020

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Call Options

Purchased

11,200

195.0000

American

Jan 15, 2021

Call Options

Purchased

4,600

145.0000

American

Jan 17, 2020

Put Options

Purchased

-8,500

140.0000

American

Mar 20, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-200

200.0000

American

Jan 24, 2020

Call Options

Written

-500

130.0000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-100

110.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 690300
Time of Receipt (offset from UTC): 20200114T144521+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC