FORM 8.3 - ABBVIE INC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 13 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,520,451

0.24%

4,097,992

0.28%

 

(2)

Derivatives (other than options):

2,212,730

0.15%

1,434,400

0.10%

 

(3)

Options and agreements to
purchase/sell:

2,254,400

0.15%

1,289,400

0.09%

 
TOTAL:

7,987,581

0.54%

6,821,792

0.46%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

50

88.8200 USD

Purchase

66

88.6900 USD

Purchase

84

88.7133 USD

Purchase

90

88.1625 USD

Purchase

100

88.3700 USD

Purchase

100

88.1500 USD

Purchase

100

88.5400 USD

Purchase

100

88.7500 USD

Purchase

100

88.8000 USD

Purchase

100

88.4700 USD

Purchase

100

88.4750 USD

Purchase

100

88.4900 USD

Purchase

101

88.4100 USD

Purchase

102

88.3283 USD

Purchase

130

88.4176 USD

Purchase

174

88.5000 USD

Purchase

195

88.7200 USD

Purchase

200

88.8100 USD

Purchase

200

88.5500 USD

Purchase

223

88.7203 USD

Purchase

300

88.8133 USD

Purchase

320

88.4262 USD

Purchase

348

88.5042 USD

Purchase

400

88.4575 USD

Purchase

400

88.7050 USD

Purchase

400

88.8175 USD

Purchase

500

88.5240 USD

Purchase

500

88.4660 USD

Purchase

597

88.4589 USD

Purchase

600

88.7033 USD

Purchase

600

62.5000 USD

Purchase

600

88.4591 USD

Purchase

700

50.0000 USD

Purchase

829

88.2595 USD

Purchase

961

88.7100 USD

Purchase

1,207

88.7129 USD

Purchase

1,471

88.1948 USD

Purchase

1,500

55.0000 USD

Purchase

1,600

57.5000 USD

Purchase

2,111

88.3281 USD

Purchase

2,200

89.1800 USD

Purchase

2,300

47.5000 USD

Purchase

2,598

88.3608 USD

Purchase

2,800

88.4986 USD

Purchase

2,900

65.0000 USD

Purchase

3,004

88.3180 USD

Purchase

4,600

75.0000 USD

Purchase

5,800

60.0000 USD

Purchase

7,200

88.5370 USD

Purchase

8,000

77.5000 USD

Purchase

9,300

88.4206 USD

Purchase

11,900

88.4500 USD

Purchase

11,900

70.0000 USD

Purchase

15,000

88.1073 USD

Purchase

17,320

88.4827 USD

Purchase

20,317

88.4887 USD

Purchase

20,900

72.5000 USD

Purchase

23,900

67.5000 USD

Purchase

24,136

88.2794 USD

Purchase

32,998

88.4932 USD

Purchase

51,700

88.4164 USD

Purchase

52,200

88.4041 USD

Purchase

58,800

80.0000 USD

Purchase

73,690

88.5200 USD

Purchase

97,262

88.4792 USD

Purchase

198,048

88.5206 USD

Sale

1

88.7200 USD

Sale

45

88.1900 USD

Sale

45

88.1350 USD

Sale

100

88.5700 USD

Sale

100

88.7400 USD

Sale

100

88.3800 USD

Sale

100

88.1200 USD

Sale

100

88.4900 USD

Sale

100

88.6800 USD

Sale

200

88.3600 USD

Sale

200

88.5850 USD

Sale

230

88.4426 USD

Sale

268

88.5771 USD

Sale

298

88.3767 USD

Sale

300

88.3766 USD

Sale

300

88.3733 USD

Sale

401

88.3002 USD

Sale

403

88.4544 USD

Sale

419

88.2002 USD

Sale

500

88.3680 USD

Sale

515

88.0342 USD

Sale

550

88.5350 USD

Sale

588

88.4700 USD

Sale

595

88.1400 USD

Sale

596

88.5179 USD

Sale

600

88.0866 USD

Sale

749

88.0704 USD

Sale

815

88.0666 USD

Sale

891

88.3511 USD

Sale

900

88.3400 USD

Sale

900

88.4272 USD

Sale

933

88.0792 USD

Sale

938

88.4166 USD

Sale

948

88.5184 USD

Sale

1,050

88.8133 USD

Sale

1,200

88.2854 USD

Sale

1,207

88.7130 USD

Sale

1,207

88.7129 USD

Sale

1,241

88.0110 USD

Sale

1,300

88.5919 USD

Sale

1,327

88.7075 USD

Sale

1,535

88.5525 USD

Sale

1,604

88.4575 USD

Sale

1,668

88.3984 USD

Sale

1,700

88.1538 USD

Sale

2,329

88.4914 USD

Sale

2,703

88.4291 USD

Sale

2,900

88.4777 USD

Sale

4,326

88.5950 USD

Sale

5,733

88.1421 USD

Sale

5,852

88.5377 USD

Sale

8,100

88.4407 USD

Sale

8,989

88.5268 USD

Sale

11,900

88.4500 USD

Sale

13,000

88.3465 USD

Sale

16,700

88.4980 USD

Sale

18,000

88.4118 USD

Sale

20,306

88.4649 USD

Sale

20,700

88.4643 USD

Sale

22,436

88.5200 USD

Sale

27,106

88.4107 USD

Sale

42,600

88.3895 USD

Sale

42,883

88.5037 USD

Sale

62,533

88.5081 USD

Sale

64,769

88.3896 USD

Sale

198,048

88.5206 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

17,320

88.4728 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

88 USD

American

24 Jan 2020

0.8800 USD

Call Option

Purchasing

300

90 USD

American

17 Jan 2020

0.1866 USD

Call Option

Purchasing

200

90 USD

American

21 Feb 2020

1.7000 USD

Call Option

Purchasing

900

91 USD

American

28 Feb 2020

1.5700 USD

Call Option

Purchasing

20,000

92 USD

American

31 Jan 2020

0.5300 USD

Call Option

Purchasing

100

93 USD

American

21 Feb 2020

1.0000 USD

Call Option

Purchasing

200

95 USD

American

17 Jan 2020

0.0200 USD

Call Option

Purchasing

100

95 USD

American

21 Feb 2020

0.4600 USD

Call Option

Selling

2,300

48 USD

American

18 Sep 2020

40.9500 USD

Call Option

Selling

700

50 USD

American

15 Jan 2021

39.5700 USD

Call Option

Selling

1,300

55 USD

American

19 Jun 2020

33.3000 USD

Call Option

Selling

200

55 USD

American

18 Sep 2020

31.7000 USD

Call Option

Selling

1,200

58 USD

American

19 Jun 2020

30.8500 USD

Call Option

Selling

400

58 USD

American

18 Sep 2020

29.1000 USD

Call Option

Selling

2,500

60 USD

American

21 Feb 2020

30.4000 USD

Call Option

Selling

2,300

60 USD

American

19 Jun 2020

28.4100 USD

Call Option

Selling

1,000

60 USD

American

18 Sep 2020

29.8000 USD

Call Option

Selling

500

63 USD

American

15 May 2020

27.0000 USD

Call Option

Selling

100

63 USD

American

18 Sep 2020

26.2500 USD

Call Option

Selling

1,400

65 USD

American

21 Feb 2020

24.5500 USD

Call Option

Selling

200

65 USD

American

15 May 2020

22.0000 USD

Call Option

Selling

1,300

65 USD

American

19 Jun 2020

25.2000 USD

Call Option

Selling

23,100

68 USD

American

17 Jan 2020

22.3000 USD

Call Option

Selling

800

68 USD

American

21 Feb 2020

22.4000 USD

Call Option

Selling

11,300

70 USD

American

17 Jan 2020

19.1000 USD

Call Option

Selling

100

70 USD

American

15 May 2020

19.0900 USD

Call Option

Selling

500

70 USD

American

19 Jun 2020

19.9500 USD

Call Option

Selling

16,000

73 USD

American

17 Jan 2020

16.4000 USD

Call Option

Selling

200

73 USD

American

21 Feb 2020

15.9700 USD

Call Option

Selling

3,800

73 USD

American

21 Feb 2020

16.4200 USD

Call Option

Selling

1,100

73 USD

American

15 May 2020

16.9800 USD

Call Option

Selling

100

75 USD

American

17 Jan 2020

13.7700 USD

Call Option

Selling

4,600

75 USD

American

21 Feb 2020

14.2500 USD

Call Option

Selling

8,000

78 USD

American

17 Jan 2020

12.1500 USD

Call Option

Selling

33,600

80 USD

American

17 Jan 2020

9.3000 USD

Call Option

Selling

25,200

80 USD

American

21 Feb 2020

9.3000 USD

Call Option

Selling

600

88 USD

American

17 Jan 2020

0.5700 USD

Call Option

Selling

8,600

89 USD

American

17 Jan 2020

0.5183 USD

Call Option

Selling

13,100

90 USD

American

17 Jan 2020

0.2519 USD

Call Option

Selling

1,700

91 USD

American

17 Jan 2020

0.1700 USD

Call Option

Selling

100

92 USD

American

17 Jan 2020

0.1000 USD

Call Option

Selling

20,000

92 USD

American

7 Feb 2020

0.8800 USD

Call Option

Selling

500

93 USD

American

17 Jan 2020

0.0640 USD

Call Option

Selling

200

100 USD

American

21 Feb 2020

0.1100 USD

Call Option

Selling

5,000

100 USD

American

15 Jan 2021

3.7000 USD

Put Option

Purchasing

100

80 USD

American

21 Feb 2020

0.5400 USD

Put Option

Purchasing

2,800

82 USD

American

7 Feb 2020

0.5700 USD

Put Option

Purchasing

100

83 USD

American

21 Feb 2020

1.0800 USD

Put Option

Purchasing

200

83 USD

American

18 Sep 2020

5.0000 USD

Put Option

Purchasing

200

86 USD

American

17 Jan 2020

0.6500 USD

Put Option

Purchasing

100

88 USD

American

17 Jan 2020

1.0800 USD

Put Option

Purchasing

1,000

88 USD

American

31 Jan 2020

1.9800 USD

Put Option

Purchasing

200

89 USD

American

17 Jan 2020

2.0500 USD

Put Option

Purchasing

100

89 USD

American

31 Jan 2020

2.4500 USD

Put Option

Purchasing

2,000

89 USD

American

31 Jan 2020

2.7600 USD

Put Option

Purchasing

1,100

90 USD

American

17 Jan 2020

2.9063 USD

Put Option

Selling

300

75 USD

American

21 Feb 2020

0.2800 USD

Put Option

Selling

100

80 USD

American

21 Feb 2020

0.6700 USD

Put Option

Selling

200

86 USD

American

17 Jan 2020

0.5200 USD

Put Option

Selling

200

86 USD

American

17 Jan 2020

0.5500 USD

Put Option

Selling

700

87 USD

American

17 Jan 2020

0.6857 USD

Put Option

Selling

1,000

88 USD

American

17 Jan 2020

1.1200 USD

Put Option

Selling

1,000

88 USD

American

17 Jan 2020

1.4400 USD

Put Option

Selling

200

89 USD

American

17 Jan 2020

1.9750 USD

Put Option

Selling

100

95 USD

American

21 Feb 2020

7.5400 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

14 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

363,000

65.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Call Options

Purchased

100

67.5000

American

Sep 18, 2020

Put Options

Written

13,600

75.0000

American

Feb 21, 2020

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Call Options

Purchased

200

50.0000

American

Jan 21, 2022

Put Options

Written

11,700

82.5000

American

Jan 17, 2020

Call Options

Purchased

600

75.0000

American

May 15, 2020

Put Options

Written

11,300

87.5000

American

Feb 21, 2020

Put Options

Written

2,900

70.0000

American

May 15, 2020

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Call Options

Purchased

3,300

87.5000

American

May 15, 2020

Put Options

Written

2,600

75.0000

American

Jun 19, 2020

Put Options

Written

4,000

37.5000

American

Jan 21, 2022

Put Options

Written

9,200

85.5000

American

Jan 31, 2020

Put Options

Written

4,500

77.5000

American

Jan 17, 2020

Put Options

Written

1,200

85.0000

American

Jun 19, 2020

Put Options

Written

8,500

88.0000

American

Jan 31, 2020

Call Options

Written

-100

80.0000

American

Jan 21, 2022

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Call Options

Written

-200

105.0000

American

Feb 21, 2020

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Call Options

Written

-1,400

91.0000

American

Jan 17, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options

Purchased

-1,300

86.5000

American

Jan 17, 2020

Put Options

Purchased

-400

92.0000

American

Jan 31, 2020

Put Options

Purchased

-3,900

57.5000

American

Jan 17, 2020

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Call Options

Written

-3,300

70.0000

American

Feb 21, 2020

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

89.0000

American

Jan 17, 2020

Call Options

Written

-17,700

90.0000

American

Jun 19, 2020

Call Options

Written

-100

87.0000

American

Jan 17, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-1,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-3,300

93.0000

American

Jan 31, 2020

Call Options

Written

-11,700

97.5000

American

Jan 17, 2020

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Call Options

Written

-20,000

92.0000

American

Feb 7, 2020

Put Options

Written

2,500

88.0000

American

Jan 17, 2020

Put Options

Written

600

62.5000

American

Sep 18, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Put Options

Written

3,900

50.0000

American

Jan 17, 2020

Put Options

Written

900

82.5000

American

Sep 18, 2020

Call Options

Purchased

4,200

85.0000

American

Feb 21, 2020

Call Options

Purchased

400

120.0000

American

Sep 18, 2020

Call Options

Purchased

19,600

92.0000

American

Jan 31, 2020

Put Options

Written

3,500

47.5000

American

Jan 17, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

49,000

95.0000

American

Jan 17, 2020

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Call Options

Purchased

3,800

95.0000

American

Feb 21, 2020

Put Options

Written

100

85.5000

American

Jan 17, 2020

Call Options

Purchased

1,300

72.5000

American

Jun 19, 2020

Call Options

Purchased

1,000

92.5000

American

Feb 21, 2020

Call Options

Purchased

400

88.0000

American

Jan 17, 2020

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Call Options

Purchased

9,100

95.0000

American

Sep 18, 2020

Call Options

Purchased

8,400

95.0000

American

May 15, 2020

Call Options

Purchased

6,800

92.5000

American

May 15, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-11,600

130.0000

American

Jan 17, 2020

Call Options

Written

-300

95.0000

American

Jan 31, 2020

Put Options

Purchased

-100

82.0000

American

Jan 17, 2020

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Put Options

Purchased

-200

83.0000

American

Jan 17, 2020

Call Options

Written

-300

97.5000

American

Feb 21, 2020

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Call Options

Written

-200

91.5000

American

Jan 31, 2020

Put Options

Purchased

-1,200

95.0000

American

Feb 7, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Call Options

Written

-300

88.0000

American

Jan 24, 2020

Put Options

Purchased

-600

87.0000

American

Jan 17, 2020

Put Options

Purchased

-12,100

55.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Put Options

Purchased

-100

85.0000

American

Sep 18, 2020

Put Options

Purchased

-1,400

89.0000

American

Jan 31, 2020

Call Options

Purchased

3,000

97.5000

American

May 15, 2020

Put Options

Written

900

88.5000

American

Jan 31, 2020

Call Options

Purchased

900

90.5000

American

Feb 28, 2020

Call Options

Purchased

3,000

105.0000

American

Jun 19, 2020

Put Options

Written

16,500

62.5000

American

Jan 17, 2020

Put Options

Written

1,800

57.5000

American

Feb 21, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Put Options

Written

22,200

91.0000

American

Jan 17, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-1,700

90.0000

American

Sep 18, 2020

Call Options

Written

-3,900

85.0000

American

Jun 19, 2020

Call Options

Written

-13,200

95.0000

American

Jan 17, 2020

Put Options

Purchased

-120,000

85.0000

American

Feb 21, 2020

Put Options

Purchased

-7,600

72.5000

American

Feb 21, 2020

Call Options

Written

-900

110.0000

American

Feb 21, 2020

Put Options

Purchased

-6,300

85.0000

American

Jan 17, 2020

Call Options

Written

-200

40.0000

American

Jan 21, 2022

Call Options

Written

-1,200

90.5000

American

Jan 31, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-4,200

85.0000

American

May 15, 2020

Put Options

Purchased

-23,300

60.0000

American

Jan 17, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Put Options

Purchased

-3,600

97.5000

American

Feb 21, 2020

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-900

85.0000

American

Sep 18, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Put Options

Purchased

-4,400

40.0000

American

Jan 21, 2022

Put Options

Purchased

-700

80.0000

American

May 15, 2020

Put Options

Purchased

-1,300

75.0000

American

May 15, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Put Options

Written

600

80.0000

American

Jun 19, 2020

Put Options

Written

400

90.0000

American

Jun 19, 2020

Put Options

Written

300

85.0000

American

May 15, 2020

Put Options

Written

156,100

65.0000

American

Jun 19, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

5,700

90.0000

American

Sep 18, 2020

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Call Options

Purchased

7,800

80.0000

American

May 15, 2020

Put Options

Written

5,100

77.5000

American

Jan 15, 2021

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

67.5000

American

Jan 15, 2021

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

1,800

82.5000

American

Feb 21, 2020

Put Options

Written

175,000

80.0000

American

Jan 15, 2021

Call Options

Purchased

2,500

87.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Put Options

Written

200

37.5000

American

Jan 15, 2021

Call Options

Purchased

6,400

90.0000

American

Aug 21, 2020

Call Options

Purchased

800

85.0000

American

Feb 7, 2020

Put Options

Written

100

85.0000

American

Jan 31, 2020

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Call Options

Written

-8,300

75.0000

American

Jan 17, 2020

Call Options

Written

-13,000

100.0000

American

Jan 15, 2021

Call Options

Written

-51,100

92.5000

American

Jan 15, 2021

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-2,000

70.0000

American

Jan 15, 2021

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-4,200

93.5000

American

Jan 31, 2020

Call Options

Written

-79,900

70.0000

American

Jan 15, 2021

Call Options

Written

-1,200

92.5000

American

Jan 31, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options

Written

-4,600

115.0000

American

Jan 17, 2020

Call Options

Written

-6,800

105.0000

American

Jan 17, 2020

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-1,200

77.5000

American

Feb 21, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Call Options

Written

-12,500

90.0000

American

Jan 31, 2020

Call Options

Written

-200

110.0000

American

Sep 18, 2020

Put Options

Purchased

-200

87.5000

American

Sep 18, 2020

Call Options

Written

-600

89.5000

American

Jan 24, 2020

Put Options

Purchased

-200

92.5000

American

Sep 18, 2020

Call Options

Written

-5,200

85.0000

American

Jan 15, 2021

Call Options

Written

-100

45.0000

American

Jan 21, 2022

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-3,000

90.0000

American

Feb 21, 2020

Put Options

Purchased

-9,100

87.5000

American

May 15, 2020

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Call Options

Written

-10,800

92.5000

American

Feb 21, 2020

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Call Options

Purchased

8,800

90.0000

American

May 15, 2020

Put Options

Written

3,400

67.5000

American

Jan 17, 2020

Put Options

Written

200

67.5000

American

May 15, 2020

Put Options

Written

17,100

85.0000

American

Jan 24, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Put Options

Written

12,100

70.0000

American

Feb 21, 2020

Put Options

Written

8,300

86.5000

American

Jan 24, 2020

Put Options

Written

100

77.5000

American

May 15, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

13,800

75.0000

American

Sep 18, 2020

Put Options

Written

100

77.5000

American

Sep 18, 2020

Call Options

Purchased

35,300

90.0000

American

Feb 21, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Put Options

Written

300

65.0000

American

May 15, 2020

Put Options

Written

100

83.5000

American

Jan 31, 2020

Put Options

Written

4,800

86.0000

American

Jan 24, 2020

Call Options

Written

-100

37.5000

American

Jan 21, 2022

Put Options

Purchased

-400

100.0000

American

Jan 15, 2021

Put Options

Purchased

-400

92.5000

American

Feb 21, 2020

Put Options

Purchased

-400

130.0000

American

Jan 17, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Call Options

Written

-7,200

91.0000

American

Jan 31, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-2,200

130.0000

American

Jun 19, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-700

95.0000

American

Jan 15, 2021

Put Options

Purchased

-200

60.0000

American

Feb 21, 2020

Put Options

Purchased

-400

94.5000

American

Feb 7, 2020

Call Options

Written

-3,300

145.0000

American

Jan 17, 2020

Put Options

Purchased

-700

80.0000

American

Jan 15, 2021

Put Options

Purchased

-1,800

100.0000

American

Feb 21, 2020

Put Options

Purchased

-3,700

75.0000

American

Jan 17, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Call Options

Written

-100,300

120.0000

American

Jan 17, 2020

Put Options

Purchased

-500

84.0000

American

Feb 7, 2020

Put Options

Purchased

-1,500

82.5000

American

May 15, 2020

Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-26,000

92.5000

American

Jan 17, 2020

Put Options

Purchased

-300

97.5000

American

Jan 17, 2020

Call Options

Written

-1,200

92.5000

American

Jun 19, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Call Options

Purchased

100

90.0000

American

Jan 15, 2021

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

500

87.5000

American

Jan 15, 2021

Put Options

Written

400

50.0000

American

Feb 21, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Put Options

Written

1,100

75.0000

American

Jan 15, 2021

Put Options

Written

13,500

80.0000

American

Jan 17, 2020

Call Options

Purchased

2,000

93.5000

American

Feb 14, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Put Options

Written

30,000

70.0000

American

Jun 19, 2020

Put Options

Written

400

90.0000

American

Jan 31, 2020

Put Options

Written

100

57.5000

American

Sep 18, 2020

Put Options

Purchased

-400

92.0000

American

Jan 17, 2020

Put Options

Purchased

-600

86.0000

American

Jan 17, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Call Options

Written

-100

89.5000

American

Jan 31, 2020

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Call Options

Written

-18,000

95.0000

American

Jun 19, 2020

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Call Options

Written

-53,800

82.5000

American

Jan 17, 2020

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Purchased

-2,800

81.5000

American

Feb 7, 2020

Put Options

Purchased

-4,400

70.0000

American

Jan 17, 2020

Put Options

Purchased

-5,200

87.5000

American

Jan 17, 2020

Call Options

Purchased

200

55.0000

American

Jan 21, 2022

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Put Options

Written

300

65.0000

American

Jan 15, 2021

Put Options

Written

5,000

67.5000

American

Feb 21, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Put Options

Written

18,800

85.0000

American

Feb 21, 2020

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Put Options

Written

1,000

77.5000

American

Jun 19, 2020

Call Options

Purchased

1,300

105.0000

American

Sep 18, 2020

Put Options

Written

14,500

67.5000

American

Jun 19, 2020

Call Options

Purchased

2,200

105.0000

American

May 15, 2020

Call Options

Purchased

6,800

89.0000

American

Jan 17, 2020

Put Options

Written

5,800

105.0000

American

Jan 17, 2020

Call Options

Purchased

100

94.0000

American

Jan 17, 2020

Call Options

Purchased

8,400

100.0000

American

Feb 21, 2020

Put Options

Written

100

65.0000

American

Sep 18, 2020

Put Options

Written

100

130.0000

American

Jun 19, 2020

Call Options

Written

-800

65.0000

American

Jan 17, 2020

Call Options

Written

-7,500

87.5000

American

Jan 17, 2020

Call Options

Written

-67,400

100.0000

American

Jan 17, 2020

Put Options

Purchased

-300

83.0000

American

Jan 31, 2020

Call Options

Written

-1,100

62.5000

American

Jan 17, 2020

Call Options

Written

-6,800

105.0000

American

Jan 15, 2021

Put Options

Purchased

-400

87.0000

American

Feb 14, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Call Options

Written

-3,900

100.0000

American

Jun 19, 2020

Call Options

Written

-400

82.5000

American

May 15, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Written

-10,400

85.0000

American

Jan 17, 2020

Put Options

Purchased

-15,300

95.0000

American

Feb 21, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Written

600

72.5000

American

May 15, 2020

Put Options

Written

15,700

80.0000

American

Feb 21, 2020

Call Options

Purchased

400

82.5000

American

Jun 19, 2020

Put Options

Written

17,000

65.0000

American

Feb 21, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

400

85.0000

American

Jan 15, 2021

Call Options

Purchased

100

92.0000

American

Jan 17, 2020

Call Options

Purchased

7,300

77.5000

American

Jan 15, 2021

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Call Options

Purchased

1,500

80.0000

American

Sep 18, 2020

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Call Options

Purchased

5,000

100.0000

American

May 15, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-1,700

80.0000

American

Jan 15, 2021

Call Options

Written

-7,700

92.5000

American

Jan 17, 2020

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-400

86.0000

American

Jan 24, 2020

Call Options

Written

-1,500

110.0000

American

May 15, 2020

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Call Options

Written

-100

91.5000

American

Jan 17, 2020

Call Options

Written

-700

90.0000

American

Jan 17, 2020

Put Options

Purchased

-7,900

77.5000

American

Feb 21, 2020

Put Options

Purchased

-100,000

85.0000

American

Jan 15, 2021

Put Options

Purchased

-700

96.0000

American

Jan 17, 2020

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

72.5000

American

Jan 17, 2020

Put Options

Purchased

-26,000

90.0000

American

Jan 17, 2020

Call Options

Written

-4,600

100.0000

American

Sep 18, 2020

Call Options

Written

-5,700

95.0000

American

Jan 15, 2021

Put Options

Purchased

-100

87.5000

American

Jan 31, 2020

Put Options

Purchased

-9,700

100.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 690212
Time of Receipt (offset from UTC): 20200114T125930+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC