Form 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 13 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,225,913

1.29%

3,143,068

0.96%

 

(2)

Derivatives (other than options):

3,356,382

1.02%

2,536,893

0.77%

 

(3)

Options and agreements to
purchase/sell:

813,800

0.25%

497,000

0.15%

 
TOTAL:

8,396,095

2.56%

6,176,961

1.88%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

191.5700 USD

Purchase

3

191.2400 USD

Purchase

5

191.5300 USD

Purchase

52

191.0700 USD

Purchase

63

191.1488 USD

Purchase

100

191.2900 USD

Purchase

100

191.3100 USD

Purchase

100

191.2500 USD

Purchase

106

191.3188 USD

Purchase

131

191.6058 USD

Purchase

146

191.3636 USD

Purchase

190

191.3157 USD

Purchase

200

191.5800 USD

Purchase

285

191.4642 USD

Purchase

300

191.5733 USD

Purchase

300

191.4583 USD

Purchase

400

191.5787 USD

Purchase

400

191.4275 USD

Purchase

471

191.4542 USD

Purchase

664

191.4161 USD

Purchase

700

191.4257 USD

Purchase

700

191.3464 USD

Purchase

800

191.4856 USD

Purchase

800

191.2331 USD

Purchase

1,078

191.2122 USD

Purchase

1,104

191.3914 USD

Purchase

1,141

191.3697 USD

Purchase

1,233

191.3527 USD

Purchase

1,605

191.4481 USD

Purchase

1,777

191.3458 USD

Purchase

1,807

191.3684 USD

Purchase

2,600

191.6768 USD

Purchase

2,794

191.3171 USD

Purchase

3,072

191.4539 USD

Purchase

3,400

191.6300 USD

Purchase

4,009

191.3754 USD

Purchase

6,066

191.6133 USD

Purchase

12,665

191.3800 USD

Purchase

20,000

191.2494 USD

Purchase

21,840

191.3837 USD

Purchase

53,310

191.4567 USD

Purchase

53,462

191.3676 USD

Sale

1

191.5700 USD

Sale

3

191.2400 USD

Sale

5

191.5300 USD

Sale

46

191.3500 USD

Sale

100

190.8700 USD

Sale

100

191.0200 USD

Sale

100

191.3700 USD

Sale

100

191.4000 USD

Sale

100

191.7450 USD

Sale

100

192.0500 USD

Sale

104

191.0850 USD

Sale

200

191.9400 USD

Sale

200

191.9250 USD

Sale

200

191.2150 USD

Sale

200

191.1975 USD

Sale

202

191.9965 USD

Sale

300

191.0100 USD

Sale

300

191.5233 USD

Sale

400

191.1162 USD

Sale

431

191.5832 USD

Sale

492

191.1699 USD

Sale

500

191.3290 USD

Sale

608

191.4699 USD

Sale

1,300

191.8403 USD

Sale

1,348

191.3867 USD

Sale

1,409

191.5069 USD

Sale

1,500

191.5221 USD

Sale

1,700

191.1552 USD

Sale

1,885

191.3849 USD

Sale

3,000

191.3170 USD

Sale

3,200

191.6571 USD

Sale

3,375

191.3288 USD

Sale

3,381

191.4435 USD

Sale

3,701

191.3479 USD

Sale

4,165

191.3774 USD

Sale

4,735

191.3868 USD

Sale

6,135

191.4563 USD

Sale

6,376

191.3860 USD

Sale

7,508

191.1377 USD

Sale

8,060

191.3254 USD

Sale

8,218

191.3893 USD

Sale

12,042

191.3800 USD

Sale

17,059

191.4687 USD

Sale

20,299

191.3784 USD

Sale

30,111

191.3748 USD

Sale

44,147

191.4477 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Short

20,000

191.3980 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

195 USD

American

21 Feb 2020

2.0100 USD

Call Option

Selling

100

200 USD

American

21 Feb 2020

0.7100 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

14 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

1,700

190.0000

American

Feb 21, 2020

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

300

135.0000

American

Feb 21, 2020

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Call Options

Purchased

4,200

250.0000

American

Jan 17, 2020

Put Options

Written

100

120.0000

American

Jan 17, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Call Options

Purchased

300

192.5000

American

Jan 31, 2020

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options

Written

500

185.0000

American

Jun 19, 2020

Put Options

Written

300

180.0000

American

Jan 21, 2022

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-9,800

180.0000

American

Feb 21, 2020

Put Options

Written

300

175.0000

American

Feb 21, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Call Options

Purchased

100

200.0000

American

Aug 21, 2020

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Written

11,700

160.0000

American

Jun 19, 2020

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-10,500

125.0000

American

Jan 17, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Call Options

Written

-1,100

185.0000

American

Feb 21, 2020

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-2,900

110.0000

American

Jan 17, 2020

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Call Options

Written

-2,700

150.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Call Options

Written

-2,000

180.0000

American

Feb 21, 2020

Call Options

Purchased

1,000

190.0000

American

Jun 19, 2020

Put Options

Written

600

185.0000

American

May 15, 2020

Put Options

Written

13,500

165.0000

American

Jan 17, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Put Options

Written

400

65.0000

American

Jan 17, 2020

Call Options

Purchased

200

192.5000

American

Jan 24, 2020

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Put Options

Written

200

185.0000

American

Jan 17, 2020

Put Options

Written

400

125.0000

American

Jan 15, 2021

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options

Written

400

110.0000

American

Feb 21, 2020

Call Options

Purchased

5,900

160.0000

American

Jan 17, 2020

Put Options

Written

2,100

185.0000

American

Mar 20, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

200

150.0000

American

Jan 21, 2022

Call Options

Purchased

3,000

180.0000

American

Jan 17, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-2,800

175.0000

American

Jan 17, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Purchased

2,000

195.0000

American

Jan 17, 2020

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021

Put Options

Written

400

170.0000

American

Jan 15, 2021

Call Options

Purchased

100

190.0000

American

Jan 24, 2020

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options

Purchased

-3,300

100.0000

American

Jan 17, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Call Options

Written

-29,200

150.0000

American

Jan 17, 2020

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Call Options

Purchased

6,700

190.0000

American

Jan 15, 2021

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Call Options

Purchased

105,800

190.0000

American

Jan 17, 2020

Put Options

Written

33,000

140.0000

American

Jan 17, 2020

Put Options

Written

50,200

140.0000

American

Feb 21, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

7,000

160.0000

American

Jan 17, 2020

Put Options

Written

14,900

160.0000

American

Feb 21, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Call Options

Purchased

100

195.0000

American

Aug 21, 2020

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-4,200

155.0000

American

Jan 17, 2020

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Call Options

Written

-300

192.5000

American

Jan 17, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Put Options

Written

2,000

180.0000

American

Jan 17, 2020

Put Options

Written

300

185.0000

American

Feb 21, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

500

180.0000

American

May 15, 2020

Call Options

Purchased

4,200

165.0000

American

Jan 17, 2020

Put Options

Written

900

180.0000

American

Mar 20, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Call Options

Written

-200

185.0000

American

Jun 19, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Call Options

Written

-5,600

200.0000

American

Jan 17, 2020

Put Options

Purchased

-200

170.0000

American

Jan 21, 2022

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Put Options

Purchased

-2,100

175.0000

American

Jan 17, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Call Options

Written

-19,400

185.0000

American

Jan 17, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options

Written

600

135.0000

American

Jan 17, 2020

Call Options

Purchased

1,700

220.0000

American

Mar 20, 2020

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Purchased

300

195.0000

American

Feb 21, 2020

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Call Options

Written

-300

180.0000

American

Mar 20, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-19,300

95.0000

American

Jan 17, 2020

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

180.0000

American

Jan 15, 2021

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-1,100

200.0000

American

Feb 21, 2020

Put Options

Written

100,000

190.0000

American

Jan 17, 2020

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Call Options

Purchased

4,600

145.0000

American

Jan 17, 2020

Put Options

Written

43,400

170.0000

American

Jan 17, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Call Options

Purchased

11,200

195.0000

American

Jan 15, 2021

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Put Options

Written

100

150.0000

American

Mar 20, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Put Options

Purchased

-8,500

140.0000

American

Mar 20, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-100

110.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-500

130.0000

American

Jan 17, 2020

Call Options

Written

-200

200.0000

American

Jan 24, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 690294
Time of Receipt (offset from UTC): 20200114T124757+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC