FORM 8.3 - ABBVIE INC- Amendment

LONDON--()-- 

FORM 8.3 Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

09 Jan 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,032,109

0.21%

4,161,023

0.28%

 

(2)

Derivatives (other than options):

2,100,680

0.14%

524,700

0.04%

 

(3)

Options and agreements to
purchase/sell:

2,405,200

0.16%

1,285,600

0.09%

 
TOTAL:

7,537,989

0.51%

5,971,323

0.40%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3 DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

16

89.9100 USD
Purchase

60

89.2750 USD
Purchase

100

90.2050 USD
Purchase

100

90.0800 USD
Purchase

100

90.1000 USD
Purchase

100

90.1700 USD
Purchase

101

89.9828 USD
Purchase

114

89.3538 USD
Purchase

123

90.0092 USD
Purchase

193

90.1925 USD
Purchase

194

89.6603 USD
Purchase

200

90.1100 USD
Purchase

200

89.1950 USD
Purchase

200

90.0600 USD
Purchase

218

89.6071 USD
Purchase

255

89.3592 USD
Purchase

260

89.2711 USD
Purchase

300

90.0883 USD
Purchase

300

89.9933 USD
Purchase

301

89.2700 USD
Purchase

304

90.1403 USD
Purchase

363

90.0900 USD
Purchase

384

89.7477 USD
Purchase

389

89.3264 USD
Purchase

399

89.5596 USD
Purchase

488

90.1043 USD
Purchase

500

89.2560 USD
Purchase

600

89.2716 USD
Purchase

700

89.5035 USD
Purchase

759

90.0889 USD
Purchase

800

90.1131 USD
Purchase

877

89.5195 USD
Purchase

1,085

90.1200 USD
Purchase

1,251

89.7727 USD
Purchase

1,299

89.8697 USD
Purchase

1,400

90.1500 USD
Purchase

1,473

90.1293 USD
Purchase

1,700

89.2960 USD
Purchase

1,905

89.2604 USD
Purchase

3,485

89.4356 USD
Purchase

4,000

89.8181 USD
Purchase

5,200

89.9595 USD
Purchase

5,378

89.8270 USD
Purchase

8,141

90.1496 USD
Purchase

9,400

89.9283 USD
Purchase

11,327

89.9400 USD
Purchase

11,974

89.8234 USD
Purchase

12,583

89.7824 USD
Purchase

13,354

89.8508 USD
Purchase

18,300

89.9531 USD
Purchase

19,847

89.8387 USD
Purchase

23,400

89.8588 USD
Purchase

24,101

90.2100 USD
Purchase

30,400

89.9492 USD
Purchase

31,900

90.0728 USD
Purchase

36,800

89.7076 USD
Purchase

36,900

89.7172 USD
Purchase

63,663

89.8294 USD
Purchase

75,000

89.8617 USD
Purchase

76,323

89.8625 USD
Sale

1

90.1500 USD
Sale

3

89.9100 USD
Sale

21

89.3128 USD
Sale

54

89.9700 USD
Sale

75

90.1300 USD
Sale

94

89.6500 USD
Sale

100

89.3000 USD
Sale

100

89.7000 USD
Sale

100

89.8000 USD
Sale

100

89.9000 USD
Sale

100

90.2050 USD
Sale

101

90.1781 USD
Sale

103

89.9300 USD
Sale

114

89.9875 USD
Sale

122

89.9072 USD
Sale

123

90.0750 USD
Sale

175

89.9314 USD
Sale

196

90.0798 USD
Sale

206

89.9836 USD
Sale

211

89.8782 USD
Sale

239

89.9381 USD
Sale

242

90.0900 USD
Sale

260

89.2712 USD
Sale

260

89.2711 USD
Sale

286

90.0811 USD
Sale

300

89.8800 USD
Sale

303

89.8472 USD
Sale

376

89.9972 USD
Sale

397

89.9500 USD
Sale

400

90.0225 USD
Sale

400

90.0550 USD
Sale

400

89.5350 USD
Sale

440

89.9947 USD
Sale

454

89.8644 USD
Sale

455

89.6958 USD
Sale

488

90.1044 USD
Sale

488

90.1043 USD
Sale

500

89.8450 USD
Sale

500

89.2560 USD
Sale

506

89.5905 USD
Sale

600

89.9816 USD
Sale

600

89.8850 USD
Sale

600

89.8475 USD
Sale

600

89.5550 USD
Sale

667

89.6206 USD
Sale

696

89.9277 USD
Sale

719

89.9400 USD
Sale

800

89.9418 USD
Sale

876

90.2058 USD
Sale

900

90.2067 USD
Sale

930

89.5620 USD
Sale

995

90.1030 USD
Sale

997

90.1433 USD
Sale

1,000

89.9564 USD
Sale

1,000

89.6700 USD
Sale

1,010

89.9306 USD
Sale

1,197

90.1649 USD
Sale

1,200

89.3127 USD
Sale

1,300

89.5873 USD
Sale

1,305

89.8738 USD
Sale

1,400

89.9757 USD
Sale

1,499

89.7810 USD
Sale

1,500

89.3077 USD
Sale

1,865

89.6788 USD
Sale

2,219

89.4911 USD
Sale

2,500

89.9488 USD
Sale

2,722

90.1097 USD
Sale

2,860

89.8626 USD
Sale

2,878

89.7281 USD
Sale

3,085

89.7742 USD
Sale

3,125

89.7520 USD
Sale

3,285

90.1149 USD
Sale

3,300

89.9383 USD
Sale

3,449

89.8393 USD
Sale

3,557

90.0352 USD
Sale

3,593

90.1201 USD
Sale

3,705

89.8985 USD
Sale

3,836

89.3490 USD
Sale

4,054

89.8023 USD
Sale

4,100

89.7781 USD
Sale

4,312

89.8860 USD
Sale

4,900

90.0400 USD
Sale

4,902

90.1369 USD
Sale

4,979

89.5270 USD
Sale

5,100

89.9724 USD
Sale

6,900

89.9581 USD
Sale

8,800

89.8030 USD
Sale

10,134

89.8704 USD
Sale

11,674

89.9354 USD
Sale

11,900

90.0260 USD
Sale

12,700

89.9186 USD
Sale

13,020

89.9675 USD
Sale

14,928

90.2096 USD
Sale

16,483

89.9045 USD
Sale

20,600

89.9433 USD
Sale

20,861

89.9791 USD
Sale

22,104

90.2100 USD
Sale

22,312

89.7225 USD
Sale

29,200

89.6486 USD
Sale

31,800

89.6538 USD
Sale

31,900

90.0728 USD
Sale

36,020

89.8464 USD
Sale

38,600

89.8717 USD
Sale

44,600

89.9666 USD
Sale

150,000

89.8617 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit
SWAP Long

900

89.2253 USD
SWAP Long

17,320

89.8278 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

100

68 USD American 17 Jan 2020 22.5000 USD
Call Option Purchasing

5,000

70 USD American 21 Feb 2020 20.2000 USD
Call Option Purchasing

300

85 USD American 7 Feb 2020 5.1500 USD
Call Option Purchasing

200

89 USD American 10 Jan 2020 1.1000 USD
Call Option Purchasing

1,500

89 USD American 10 Jan 2020 1.3486 USD
Call Option Purchasing

200

90 USD American 10 Jan 2020 0.6500 USD
Call Option Purchasing

400

90 USD American 15 May 2020 4.2050 USD
Call Option Purchasing

300

91 USD American 10 Jan 2020 0.0633 USD
Call Option Purchasing

100

93 USD American 15 May 2020 3.2200 USD
Call Option Purchasing

2,000

94 USD American 14 Feb 2020 0.9500 USD
Call Option Purchasing

2,500

98 USD American 15 May 2020 1.6300 USD
Call Option Purchasing

300

100 USD American 15 May 2020 1.1800 USD
Call Option Purchasing

100

100 USD American 18 Sep 2020 2.3700 USD
Call Option Selling

200

80 USD American 17 Jan 2020 9.9900 USD
Call Option Selling

100

80 USD American 21 Jan 2022 14.5700 USD
Call Option Selling

100

87 USD American 17 Jan 2020 3.1300 USD
Put Option Purchasing

300

75 USD American 19 Jun 2020 1.4600 USD
Put Option Purchasing

500

84 USD American 7 Feb 2020 1.0800 USD
Put Option Selling

100

60 USD American 21 Feb 2020 0.0500 USD
Put Option Selling

200

65 USD American 15 May 2020 0.3900 USD
Put Option Selling

100

68 USD American 15 May 2020 0.4800 USD
Put Option Selling

1,000

70 USD American 15 May 2020 0.6700 USD
Put Option Selling

100

83 USD American 17 Jan 2020 0.1100 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

13 Jan 2020

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Written

4,500

77.5000

American Jan 17, 2020
Call Options Purchased

1,000

72.5000

American Jan 15, 2021
Call Options Purchased

600

75.0000

American May 15, 2020
Put Options Written

363,000

65.0000

American Jan 17, 2020
Put Options Written

13,300

75.0000

American Feb 21, 2020
Put Options Written

101,800

60.0000

American Jun 19, 2020
Call Options Purchased

4,000

72.5000

American Feb 21, 2020
Put Options Written

2,600

75.0000

American Jun 19, 2020
Call Options Purchased

700

50.0000

American Jan 15, 2021
Put Options Written

1,000

82.5000

American Jan 15, 2021
Call Options Purchased

400

94.0000

American Jan 10, 2020
Call Options Purchased

200

55.0000

American Sep 18, 2020
Put Options Written

11,300

87.5000

American Feb 21, 2020
Call Options Purchased

200

50.0000

American Jan 21, 2022
Call Options Purchased

100

72.5000

American Sep 18, 2020
Put Options Written

2,900

70.0000

American May 15, 2020
Call Options Purchased

3,300

87.5000

American May 15, 2020
Put Options Written

1,100

85.0000

American Jun 19, 2020
Put Options Written

9,200

85.5000

American Jan 31, 2020
Put Options Written

4,000

37.5000

American Jan 21, 2022
Put Options Written

11,700

82.5000

American Jan 17, 2020
Put Options Written

9,500

88.0000

American Jan 31, 2020
Call Options Purchased

3,100

89.5000

American Jan 10, 2020
Call Options Purchased

100

67.5000

American Sep 18, 2020
Put Options Purchased

-600

55.0000

American Sep 18, 2020
Put Options Purchased

-2,500

89.0000

American Jan 17, 2020
Call Options Written

-1,700

130.0000

American Jan 15, 2021
Call Options Written

-4,500

115.0000

American Jan 21, 2022
Put Options Purchased

-100

50.0000

American Jan 21, 2022
Call Options Written

-2,200

93.0000

American Jan 31, 2020
Put Options Purchased

-2,300

90.0000

American Jan 10, 2020
Call Options Written

-3,300

70.0000

American Feb 21, 2020
Put Options Purchased

-5,000

47.5000

American Jun 19, 2020
Call Options Written

-200

105.0000

American Feb 21, 2020
Put Options Purchased

-3,000

135.0000

American Jan 15, 2021
Call Options Written

-17,700

90.0000

American Jun 19, 2020
Call Options Written

-100

87.0000

American Jan 17, 2020
Call Options Written

-2,300

120.0000

American Jan 15, 2021
Put Options Purchased

-3,900

57.5000

American Jan 17, 2020
Put Options Purchased

-1,000

130.0000

American Jan 15, 2021
Put Options Purchased

-48,100

85.0000

American May 15, 2020
Put Options Purchased

-2,800

50.0000

American Jan 15, 2021
Call Options Written

-100

80.0000

American Jan 21, 2022
Put Options Purchased

-100

95.0000

American May 15, 2020
Call Options Written

-800

91.5000

American Jan 10, 2020
Put Options Purchased

-2,000

86.5000

American Jan 17, 2020
Call Options Written

-900

135.0000

American Jan 15, 2021
Call Options Written

-11,700

97.5000

American Jan 17, 2020
Put Options Purchased

-600

105.0000

American Jan 15, 2021
Put Options Written

302,100

60.0000

American Jan 15, 2021
Put Options Written

73,000

70.0000

American Jan 17, 2020
Put Options Written

4,200

45.0000

American Jan 17, 2020
Put Options Written

3,500

47.5000

American Jan 17, 2020
Call Options Purchased

1,100

72.5000

American May 15, 2020
Put Options Written

15,400

42.5000

American Feb 21, 2020
Put Options Written

49,000

95.0000

American Jan 17, 2020
Call Options Purchased

1,500

90.5000

American Jan 10, 2020
Call Options Purchased

8,200

95.0000

American May 15, 2020
Call Options Purchased

1,300

55.0000

American Jun 19, 2020
Call Options Purchased

800

67.5000

American Feb 21, 2020
Call Options Purchased

1,000

92.5000

American Feb 21, 2020
Put Options Written

50,000

57.5000

American Jan 17, 2020
Call Options Purchased

1,300

72.5000

American Jun 19, 2020
Call Options Purchased

1,000

88.5000

American Jan 10, 2020
Call Options Purchased

4,200

85.0000

American Feb 21, 2020
Call Options Purchased

9,100

95.0000

American Sep 18, 2020
Call Options Purchased

6,800

92.5000

American May 15, 2020
Put Options Written

3,900

50.0000

American Jan 17, 2020
Put Options Written

2,000

57.5000

American Jan 15, 2021
Put Options Written

1,400

88.0000

American Jan 17, 2020
Call Options Purchased

1,000

145.0000

American Jun 19, 2020
Put Options Written

600

62.5000

American Sep 18, 2020
Call Options Purchased

33,700

80.0000

American Jan 17, 2020
Call Options Purchased

400

120.0000

American Sep 18, 2020
Call Options Purchased

1,000

88.0000

American Jan 17, 2020
Put Options Written

1,100

82.5000

American Sep 18, 2020
Call Options Written

-5,400

90.0000

American Jan 10, 2020
Put Options Purchased

-12,100

55.0000

American Jan 17, 2020
Call Options Written

-18,200

110.0000

American Jan 15, 2021
Call Options Written

-300

97.5000

American Feb 21, 2020
Put Options Purchased

-600

87.0000

American Jan 17, 2020
Put Options Purchased

-1,000

47.5000

American Jan 15, 2021
Put Options Purchased

-200

83.0000

American Jan 17, 2020
Call Options Written

-400

88.0000

American Jan 24, 2020
Call Options Written

-11,600

130.0000

American Jan 17, 2020
Call Options Written

-300

95.0000

American Jan 31, 2020
Put Options Purchased

-400

86.0000

American Jan 10, 2020
Put Options Purchased

-100

95.0000

American Jun 19, 2020
Put Options Purchased

-100

120.0000

American Jan 17, 2020
Put Options Purchased

-100

82.0000

American Jan 17, 2020
Put Options Purchased

-1,500

75.0000

American Sep 18, 2020
Put Options Purchased

-400

95.0000

American Sep 18, 2020
Call Options Written

-10,000

110.0000

American Jan 17, 2020
Put Options Purchased

-100

85.0000

American Sep 18, 2020
Put Options Purchased

-1,600

89.0000

American Jan 10, 2020
Put Options Purchased

-2,400

55.0000

American Jan 15, 2021
Call Options Written

-200

91.5000

American Jan 31, 2020
Put Options Purchased

-1,200

95.0000

American Feb 7, 2020
Put Options Written

22,600

91.0000

American Jan 17, 2020
Call Options Purchased

1,000

60.0000

American Sep 18, 2020
Put Options Written

1,800

57.5000

American Feb 21, 2020
Call Options Purchased

16,000

72.5000

American Jan 17, 2020
Call Options Purchased

500

62.5000

American May 15, 2020
Call Options Purchased

800

91.0000

American Jan 17, 2020
Put Options Written

16,500

62.5000

American Jan 17, 2020
Call Options Purchased

2,300

60.0000

American Jun 19, 2020
Call Options Purchased

2,500

60.0000

American Feb 21, 2020
Call Options Purchased

100

77.5000

American Jun 19, 2020
Put Options Written

2,300

80.0000

American Jan 10, 2020
Put Options Written

1,000

88.5000

American Jan 31, 2020
Call Options Purchased

3,000

105.0000

American Jun 19, 2020
Call Options Purchased

500

70.0000

American Jun 19, 2020
Call Options Purchased

3,000

97.5000

American May 15, 2020
Call Options Written

-1,000

90.5000

American Jan 31, 2020
Call Options Written

-1,900

97.5000

American Jan 15, 2021
Call Options Written

-13,400

95.0000

American Jan 17, 2020
Put Options Purchased

-23,300

60.0000

American Jan 17, 2020
Put Options Purchased

-700

80.0000

American May 15, 2020
Put Options Purchased

-1,300

75.0000

American May 15, 2020
Call Options Written

-900

85.0000

American Sep 18, 2020
Call Options Written

-400

110.0000

American Jun 19, 2020
Call Options Written

-3,900

85.0000

American Jun 19, 2020
Call Options Written

-200

40.0000

American Jan 21, 2022
Call Options Written

-900

110.0000

American Feb 21, 2020
Put Options Purchased

-120,000

85.0000

American Feb 21, 2020
Put Options Purchased

-1,300

50.0000

American Sep 18, 2020
Put Options Purchased

-4,400

40.0000

American Jan 21, 2022
Put Options Purchased

-200

85.5000

American Jan 10, 2020
Put Options Purchased

-1,700

90.0000

American Sep 18, 2020
Put Options Purchased

-2,000

45.0000

American Sep 18, 2020
Call Options Written

-3,000

75.0000

American Jan 15, 2021
Put Options Purchased

-3,600

97.5000

American Feb 21, 2020
Put Options Purchased

-3,500

50.0000

American Jun 19, 2020
Call Options Written

-100

95.0000

American Feb 21, 2020
Call Options Written

-4,200

85.0000

American May 15, 2020
Put Options Purchased

-6,300

85.0000

American Jan 17, 2020
Put Options Purchased

-7,600

72.5000

American Feb 21, 2020
Call Options Written

-100

100.0000

American Jan 21, 2022
Put Options Purchased

-1,600

110.0000

American Jan 15, 2021
Call Options Written

-1,900

115.0000

American Sep 18, 2020
Put Options Purchased

-600

42.5000

American Sep 18, 2020
Call Options Written

-800

125.0000

American Jan 17, 2020
Call Options Purchased

600

85.0000

American Feb 7, 2020
Put Options Written

400

84.0000

American Jan 10, 2020
Call Options Purchased

5,700

90.0000

American Sep 18, 2020
Call Options Purchased

3,200

55.0000

American Jan 15, 2021
Call Options Purchased

800

155.0000

American Jan 17, 2020
Put Options Written

200

37.5000

American Jan 15, 2021
Put Options Written

600

80.0000

American Jun 19, 2020
Call Options Purchased

2,500

87.5000

American Feb 21, 2020
Call Options Purchased

1,000

65.0000

American Sep 18, 2020
Put Options Written

400

90.0000

American Jun 19, 2020
Put Options Written

37,300

57.5000

American Jun 19, 2020
Put Options Written

175,000

80.0000

American Jan 15, 2021
Put Options Written

5,100

77.5000

American Jan 15, 2021
Call Options Purchased

1,300

92.5000

American Sep 18, 2020
Put Options Written

400

32.5000

American Sep 18, 2020
Put Options Written

300

85.0000

American May 15, 2020
Put Options Written

100

85.0000

American Jan 31, 2020
Put Options Written

1,000

42.5000

American Jan 21, 2022
Put Options Written

2,500

47.5000

American Jan 21, 2022
Put Options Written

156,100

65.0000

American Jun 19, 2020
Call Options Purchased

1,900

82.5000

American Feb 21, 2020
Call Options Purchased

7,800

80.0000

American May 15, 2020
Put Options Written

4,000

62.5000

American Feb 21, 2020
Call Options Purchased

1,300

67.5000

American Jan 15, 2021
Call Options Purchased

100

90.0000

American Aug 21, 2020
Call Options Purchased

100

92.0000

American Jan 10, 2020
Call Options Written

-4,200

93.5000

American Jan 31, 2020
Call Options Written

-11,800

90.0000

American Jan 31, 2020
Put Options Purchased

-200

87.5000

American Sep 18, 2020
Put Options Purchased

-200

92.5000

American Sep 18, 2020
Call Options Written

-79,900

70.0000

American Jan 15, 2021
Put Options Purchased

-1,300

87.0000

American Jan 10, 2020
Put Options Purchased

-2,200

40.0000

American Sep 18, 2020
Put Options Purchased

-3,000

90.0000

American Feb 21, 2020
Call Options Written

-5,200

85.0000

American Jan 15, 2021
Call Options Written

-51,100

92.5000

American Jan 15, 2021
Call Options Written

-200

110.0000

American Sep 18, 2020
Put Options Purchased

-1,500

105.0000

American Jun 19, 2020
Put Options Purchased

-1,600

88.5000

American Jan 10, 2020
Call Options Written

-8,200

75.0000

American Jan 17, 2020
Call Options Written

-600

89.5000

American Jan 24, 2020
Put Options Purchased

-2,000

70.0000

American Jan 15, 2021
Call Options Written

-4,600

115.0000

American Jan 17, 2020
Call Options Written

-8,000

100.0000

American Jan 15, 2021
Call Options Written

-1,200

92.5000

American Jan 31, 2020
Put Options Purchased

-2,800

42.5000

American Jan 17, 2020
Call Options Written

-10,900

92.5000

American Feb 21, 2020
Put Options Purchased

-100

67.5000

American Sep 18, 2020
Put Options Purchased

-100

85.5000

American Jan 17, 2020
Call Options Written

-2,100

97.5000

American Jun 19, 2020
Put Options Purchased

-2,800

87.5000

American Jan 10, 2020
Put Options Purchased

-9,100

87.5000

American May 15, 2020
Call Options Written

-200

70.0000

American Jan 21, 2022
Call Options Written

-400

67.5000

American Jun 19, 2020
Put Options Purchased

-100

100.0000

American Jan 21, 2022
Call Options Written

-100

45.0000

American Jan 21, 2022
Call Options Written

-1,200

77.5000

American Feb 21, 2020
Put Options Purchased

-1,200

72.5000

American Sep 18, 2020
Put Options Purchased

-5,000

42.5000

American Jun 19, 2020
Call Options Written

-6,800

105.0000

American Jan 17, 2020
Put Options Written

17,100

85.0000

American Jan 24, 2020
Put Options Written

3,400

67.5000

American Jan 17, 2020
Call Options Purchased

1,100

60.0000

American Jan 15, 2021
Call Options Purchased

30,600

90.0000

American Feb 21, 2020
Call Options Purchased

1,400

65.0000

American Feb 21, 2020
Call Options Purchased

13,800

75.0000

American Sep 18, 2020
Put Options Written

8,300

86.5000

American Jan 24, 2020
Call Options Purchased

3,500

91.0000

American Jan 10, 2020
Call Options Purchased

600

77.5000

American Sep 18, 2020
Call Options Purchased

500

82.5000

American Sep 18, 2020
Put Options Written

200

67.5000

American May 15, 2020
Put Options Written

100

77.5000

American Sep 18, 2020
Put Options Written

100

77.5000

American May 15, 2020
Put Options Written

100

82.5000

American Feb 21, 2020
Call Options Purchased

11,300

70.0000

American Jan 17, 2020
Call Options Purchased

200

110.0000

American Jan 21, 2022
Put Options Written

100

83.5000

American Jan 31, 2020
Call Options Purchased

7,400

87.5000

American Sep 18, 2020
Call Options Purchased

100

62.5000

American Sep 18, 2020
Put Options Written

28,300

62.5000

American Jun 19, 2020
Call Options Purchased

200

65.0000

American May 15, 2020
Call Options Purchased

8,800

90.0000

American May 15, 2020
Put Options Written

300

65.0000

American May 15, 2020
Put Options Written

12,100

70.0000

American Feb 21, 2020
Put Options Written

4,800

86.0000

American Jan 24, 2020
Put Options Written

1,900

55.0000

American Feb 21, 2020
Call Options Written

-1,200

92.5000

American Jun 19, 2020
Put Options Purchased

-1,500

82.5000

American May 15, 2020
Put Options Purchased

-4,700

35.0000

American Jan 15, 2021
Call Options Written

-100

37.5000

American Jan 21, 2022
Call Options Written

-2,700

125.0000

American Jan 15, 2021
Call Options Written

-3,300

145.0000

American Jan 17, 2020
Put Options Purchased

-200

60.0000

American Feb 21, 2020
Put Options Purchased

-400

92.5000

American Feb 21, 2020
Put Options Purchased

-700

42.5000

American Jan 15, 2021
Put Options Purchased

-900

60.0000

American Sep 18, 2020
Call Options Written

-6,400

91.0000

American Jan 31, 2020
Put Options Purchased

-3,700

75.0000

American Jan 17, 2020
Put Options Purchased

-400

130.0000

American Jan 17, 2020
Put Options Purchased

-1,800

100.0000

American Feb 21, 2020
Put Options Purchased

-2,600

72.5000

American Jun 19, 2020
Put Options Purchased

-500

84.0000

American Feb 7, 2020
Put Options Purchased

-700

80.0000

American Jan 15, 2021
Call Options Written

-2,500

115.0000

American Feb 21, 2020
Put Options Purchased

-400

100.0000

American Jan 15, 2021
Call Options Written

-2,500

185.0000

American Jan 17, 2020
Put Options Purchased

-26,000

92.5000

American Jan 17, 2020
Call Options Written

-2,300

115.0000

American Jun 19, 2020
Put Options Purchased

-4,800

55.0000

American May 15, 2020
Put Options Purchased

-70,000

67.5000

American Jan 15, 2021
Put Options Purchased

-400

94.5000

American Feb 7, 2020
Call Options Written

-2,200

130.0000

American Jun 19, 2020
Put Options Purchased

-700

95.0000

American Jan 15, 2021
Call Options Written

-100,300

120.0000

American Jan 17, 2020
Put Options Purchased

-300

97.5000

American Jan 17, 2020
Call Options Purchased

2,000

93.5000

American Feb 14, 2020
Put Options Written

1,100

75.0000

American Jan 15, 2021
Call Options Purchased

100

125.0000

American Jan 21, 2022
Put Options Written

100

57.5000

American Sep 18, 2020
Put Options Written

90,000

50.0000

American Jun 19, 2020
Put Options Written

13,500

80.0000

American Jan 17, 2020
Call Options Purchased

4,900

75.0000

American Feb 21, 2020
Put Options Written

1,500

62.5000

American May 15, 2020
Put Options Written

30,000

70.0000

American Jun 19, 2020
Put Options Written

500

87.5000

American Jan 15, 2021
Call Options Purchased

25,200

80.0000

American Feb 21, 2020
Put Options Written

400

50.0000

American Feb 21, 2020
Call Options Purchased

23,100

67.5000

American Jan 17, 2020
Call Options Purchased

100

70.0000

American May 15, 2020
Put Options Written

300

35.0000

American Sep 18, 2020
Put Options Written

1,400

55.0000

American Jun 19, 2020
Call Options Purchased

100

90.0000

American Jan 15, 2021
Call Options Written

-53,800

82.5000

American Jan 17, 2020
Put Options Purchased

-400

92.0000

American Jan 17, 2020
Call Options Written

-2,000

150.0000

American Jan 17, 2020
Call Options Written

-18,000

95.0000

American Jun 19, 2020
Call Options Written

-4,700

120.0000

American Jan 21, 2022
Put Options Purchased

-6,200

87.5000

American Jan 17, 2020
Put Options Purchased

-300

60.0000

American Jan 21, 2022
Put Options Purchased

-1,900

40.0000

American Jan 15, 2021
Put Options Purchased

-600

86.0000

American Jan 17, 2020
Call Options Written

-100

180.0000

American Jan 17, 2020
Put Options Purchased

-500

88.0000

American Jan 10, 2020
Call Options Written

-200

62.5000

American Jun 19, 2020
Put Options Purchased

-9,400

72.5000

American Jan 15, 2021
Put Options Purchased

-700

92.5000

American Jun 19, 2020
Call Options Written

-2,200

62.5000

American Feb 21, 2020
Put Options Purchased

-4,400

70.0000

American Jan 17, 2020
Call Options Written

-2,100

115.0000

American Jan 15, 2021
Put Options Written

5,000

67.5000

American Feb 21, 2020
Call Options Purchased

2,200

105.0000

American May 15, 2020
Put Options Written

100

130.0000

American Jun 19, 2020
Put Options Written

18,800

85.0000

American Feb 21, 2020
Put Options Written

275,000

70.0000

American Jan 15, 2021
Call Options Purchased

3,500

86.5000

American Jan 10, 2020
Call Options Purchased

1,200

57.5000

American Jun 19, 2020
Call Options Purchased

400

57.5000

American Sep 18, 2020
Call Options Purchased

2,300

47.5000

American Sep 18, 2020
Put Options Written

500

45.0000

American Jan 21, 2022
Call Options Purchased

1,300

105.0000

American Sep 18, 2020
Put Options Written

500

45.0000

American Jan 15, 2021
Call Options Purchased

200

55.0000

American Jan 21, 2022
Put Options Written

100

65.0000

American Sep 18, 2020
Put Options Written

14,500

67.5000

American Jun 19, 2020
Call Options Purchased

100

94.0000

American Jan 17, 2020
Call Options Purchased

8,600

100.0000

American Feb 21, 2020
Call Options Purchased

4,200

80.0000

American Jun 19, 2020
Put Options Written

3,500

87.5000

American Jun 19, 2020
Put Options Written

300

65.0000

American Jan 15, 2021
Call Options Purchased

15,400

89.0000

American Jan 17, 2020
Put Options Written

5,800

105.0000

American Jan 17, 2020
Call Options Purchased

13,100

90.0000

American Jan 17, 2020
Put Options Written

1,000

77.5000

American Jun 19, 2020
Put Options Purchased

-400

87.0000

American Feb 14, 2020
Call Options Written

-100

88.0000

American Jan 10, 2020
Call Options Written

-3,900

100.0000

American Jun 19, 2020
Call Options Written

-100

87.0000

American Jan 10, 2020
Call Options Written

-400

82.5000

American May 15, 2020
Call Options Written

-6,800

105.0000

American Jan 15, 2021
Call Options Written

-67,400

100.0000

American Jan 17, 2020
Put Options Purchased

-300

83.0000

American Jan 31, 2020
Put Options Purchased

-900

40.0000

American Jun 19, 2020
Call Options Written

-1,100

62.5000

American Jan 17, 2020
Call Options Written

-800

65.0000

American Jan 17, 2020
Call Options Written

-7,500

87.5000

American Jan 17, 2020
Put Options Purchased

-100

75.0000

American Jan 21, 2022
Put Options Purchased

-15,400

95.0000

American Feb 21, 2020
Call Options Written

-10,300

85.0000

American Jan 17, 2020
Put Options Purchased

-1,000

115.0000

American Jan 21, 2022
Call Options Purchased

1,700

57.5000

American Jan 15, 2021
Call Options Purchased

500

90.0000

American Jan 21, 2022
Put Options Written

17,000

65.0000

American Feb 21, 2020
Call Options Purchased

8,000

77.5000

American Jan 17, 2020
Put Options Written

600

72.5000

American May 15, 2020
Put Options Written

400

85.0000

American Jan 15, 2021
Call Options Purchased

5,000

100.0000

American May 15, 2020
Call Options Purchased

3,400

89.0000

American Jan 10, 2020
Call Options Purchased

1,500

80.0000

American Sep 18, 2020
Call Options Purchased

100

92.0000

American Jan 17, 2020
Put Options Written

15,700

80.0000

American Feb 21, 2020
Call Options Purchased

1,300

65.0000

American Jun 19, 2020
Call Options Purchased

100

85.0000

American Jan 21, 2022
Call Options Purchased

400

82.5000

American Jun 19, 2020
Put Options Written

1,100

45.0000

American Jun 19, 2020
Put Options Written

1,100

67.5000

American Jan 15, 2021
Call Options Purchased

7,300

77.5000

American Jan 15, 2021
Call Options Written

-7,200

92.5000

American Jan 17, 2020
Put Options Purchased

-13,300

86.5000

American Jan 10, 2020
Put Options Purchased

-24,800

90.0000

American Jan 17, 2020
Call Options Written

-400

86.0000

American Jan 24, 2020
Call Options Written

-1,500

140.0000

American Jan 15, 2021
Call Options Written

-3,100

135.0000

American Jan 17, 2020
Call Options Written

-2,200

82.5000

American Jan 15, 2021
Put Options Purchased

-100

87.5000

American Jan 31, 2020
Call Options Written

-1,700

80.0000

American Jan 15, 2021
Put Options Purchased

-100,000

85.0000

American Jan 15, 2021
Put Options Purchased

-4,500

72.5000

American Jan 17, 2020
Put Options Purchased

-7,900

77.5000

American Feb 21, 2020
Put Options Purchased

-100

90.5000

American Jan 10, 2020
Put Options Purchased

-500

47.5000

American Sep 18, 2020
Call Options Written

-1,500

110.0000

American May 15, 2020
Call Options Written

-4,600

100.0000

American Sep 18, 2020
Put Options Purchased

-9,700

100.0000

American Jan 17, 2020
Call Options Written

-500

87.5000

American Jan 21, 2022
Call Options Written

-1,000

87.5000

American Jan 15, 2021
Call Options Written

-5,700

95.0000

American Jan 15, 2021
Put Options Purchased

-700

96.0000

American Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 690167
Time of Receipt (offset from UTC): 20200113T143409+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC