Form 8.3 - ALLERGAN AMENDMENT

LONDON--()-- 

FORM 8.3 Amendment to Purchases & Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

09 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,348,596

1.32%

3,157,709

0.96%

 

(2)

Derivatives (other than options):

2,934,777

0.89%

2,430,288

0.74%

 

(3)

Options and agreements to
purchase/sell:

815,300

0.25%

498,200

0.15%

 
TOTAL:

8,098,673

2.47%

6,086,197

1.85%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

1

192.5700 USD
Purchase

9

192.1500 USD
Purchase

40

192.0700 USD
Purchase

49

192.2000 USD
Purchase

75

192.1200 USD
Purchase

100

192.3700 USD
Purchase

100

192.1300 USD
Purchase

128

191.5815 USD
Purchase

163

192.1970 USD
Purchase

200

191.4950 USD
Purchase

200

192.2749 USD
Purchase

200

192.2400 USD
Purchase

200

192.1678 USD
Purchase

200

192.6500 USD
Purchase

240

192.2080 USD
Purchase

300

192.1833 USD
Purchase

303

192.3666 USD
Purchase

316

192.2088 USD
Purchase

400

192.0075 USD
Purchase

401

192.0233 USD
Purchase

406

191.4078 USD
Purchase

500

192.2240 USD
Purchase

505

191.3680 USD
Purchase

522

191.9834 USD
Purchase

527

192.1010 USD
Purchase

576

191.8531 USD
Purchase

622

192.0131 USD
Purchase

707

192.0950 USD
Purchase

765

192.3390 USD
Purchase

900

192.0772 USD
Purchase

966

192.1189 USD
Purchase

1,039

191.4098 USD
Purchase

1,079

192.5172 USD
Purchase

1,400

192.1442 USD
Purchase

1,500

192.1875 USD
Purchase

1,556

192.1880 USD
Purchase

1,823

191.5541 USD
Purchase

2,070

192.2681 USD
Purchase

2,196

192.2680 USD
Purchase

2,200

192.1377 USD
Purchase

2,200

192.1490 USD
Purchase

2,296

192.4149 USD
Purchase

2,297

192.0814 USD
Purchase

2,350

192.2856 USD
Purchase

2,500

192.1658 USD
Purchase

2,672

192.3288 USD
Purchase

2,900

191.5320 USD
Purchase

2,941

192.4367 USD
Purchase

3,287

192.3045 USD
Purchase

3,303

192.3930 USD
Purchase

3,500

192.0990 USD
Purchase

4,021

192.1469 USD
Purchase

4,450

192.3046 USD
Purchase

4,466

192.2897 USD
Purchase

4,649

192.0462 USD
Purchase

4,729

192.0899 USD
Purchase

4,857

192.1231 USD
Purchase

5,100

192.4890 USD
Purchase

6,626

192.2149 USD
Purchase

6,796

192.1386 USD
Purchase

8,600

192.1505 USD
Purchase

8,692

192.0355 USD
Purchase

9,062

192.2982 USD
Purchase

9,177

192.0205 USD
Purchase

9,600

192.5051 USD
Purchase

9,900

192.0520 USD
Purchase

11,167

191.9806 USD
Purchase

11,894

192.0831 USD
Purchase

18,290

192.1662 USD
Purchase

19,500

192.1731 USD
Purchase

26,698

192.0706 USD
Purchase

31,187

192.3182 USD
Purchase

36,836

192.3706 USD
Purchase

45,443

192.0666 USD
Purchase

173,210

192.0573 USD
Sale

3

192.5300 USD
Sale

100

192.2200 USD
Sale

100

192.1300 USD
Sale

100

191.7500 USD
Sale

100

192.2000 USD
Sale

100

192.3650 USD
Sale

100

192.3700 USD
Sale

100

191.5200 USD
Sale

104

191.3626 USD
Sale

109

192.1500 USD
Sale

140

192.0700 USD
Sale

200

192.1200 USD
Sale

200

192.1050 USD
Sale

200

192.1250 USD
Sale

200

192.1450 USD
Sale

200

192.4475 USD
Sale

200

192.1550 USD
Sale

300

192.1833 USD
Sale

300

191.4366 USD
Sale

320

192.1562 USD
Sale

324

191.6575 USD
Sale

337

192.2252 USD
Sale

345

191.4527 USD
Sale

392

191.4463 USD
Sale

400

191.5025 USD
Sale

400

192.0900 USD
Sale

400

192.1475 USD
Sale

545

191.5833 USD
Sale

775

191.5819 USD
Sale

957

191.6338 USD
Sale

970

191.7604 USD
Sale

989

192.0366 USD
Sale

1,012

191.6902 USD
Sale

1,039

191.4099 USD
Sale

1,039

191.4098 USD
Sale

1,100

191.8684 USD
Sale

1,195

191.5291 USD
Sale

1,800

191.6683 USD
Sale

1,816

191.6235 USD
Sale

1,861

191.5890 USD
Sale

1,960

192.6500 USD
Sale

2,500

192.1472 USD
Sale

2,500

192.1658 USD
Sale

2,900

191.5320 USD
Sale

3,013

192.3647 USD
Sale

3,117

192.0717 USD
Sale

3,400

192.1177 USD
Sale

3,712

192.0500 USD
Sale

4,400

191.8994 USD
Sale

5,500

192.4936 USD
Sale

17,600

192.2980 USD
Sale

23,303

192.1401 USD
Sale

25,311

192.3655 USD
Sale

36,836

192.3706 USD
Sale

81,001

192.1160 USD
Sale

173,210

192.0573 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit
SWAP Short

20,000

192.0660 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

100

185 USD American 17 Jan 2020 6.8800 USD
Call Option Selling

100

190 USD American 17 Jan 2020 2.6300 USD
Call Option Selling

100

200 USD American 24 Jan 2020 0.3400 USD
Put Option Purchasing

9,800

180 USD American 21 Feb 2020 2.2000 USD
Put Option Purchasing

200

185 USD American 21 Feb 2020 2.6900 USD
Put Option Purchasing

400

190 USD American 10 Jan 2020 0.1000 USD
Put Option Selling

300

175 USD American 21 Feb 2020 1.9100 USD
Put Option Selling

900

180 USD American 20 Mar 2020 2.8000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES/NO

Date of disclosure

13 Jan 2020

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Call Options Purchased

9,100

185.0000

American Jan 15, 2021
Put Options Written

300

180.0000

American Jan 21, 2022
Put Options Written

100

120.0000

American Jan 17, 2020
Call Options Purchased

1,700

190.0000

American Feb 21, 2020
Put Options Written

700

95.0000

American Jan 15, 2021
Call Options Purchased

500

187.5000

American Jan 10, 2020
Call Options Purchased

4,200

250.0000

American Jan 17, 2020
Put Options Written

5,000

115.0000

American Mar 20, 2020
Call Options Purchased

200

190.0000

American Jan 21, 2022
Call Options Purchased

2,500

175.0000

American Jan 15, 2021
Put Options Written

700

100.0000

American Jan 15, 2021
Put Options Written

500

185.0000

American Jun 19, 2020
Put Options Written

1,100

100.0000

American Feb 21, 2020
Call Options Purchased

300

192.5000

American Jan 31, 2020
Call Options Purchased

1,300

100.0000

American Jan 15, 2021
Put Options Written

900

90.0000

American Feb 21, 2020
Put Options Written

300

135.0000

American Feb 21, 2020
Put Options Purchased

-1,500

155.0000

American Feb 21, 2020
Put Options Purchased

-4,500

70.0000

American Jan 15, 2021
Put Options Purchased

-9,800

180.0000

American Feb 21, 2020
Put Options Purchased

-50,000

160.0000

American Feb 21, 2020
Put Options Purchased

-300

165.0000

American Jan 15, 2021
Call Options Written

-5,500

160.0000

American Mar 20, 2020
Put Options Purchased

-700

155.0000

American Jan 17, 2020
Call Options Written

-2,100

125.0000

American Jan 15, 2021
Call Options Written

-600

220.0000

American May 15, 2020
Put Options Written

300

175.0000

American Feb 21, 2020
Put Options Written

66,500

140.0000

American Mar 20, 2020
Put Options Written

500

80.0000

American Feb 21, 2020
Put Options Written

36,400

105.0000

American Jan 15, 2021
Put Options Written

18,500

150.0000

American May 15, 2020
Put Options Written

11,700

160.0000

American Jun 19, 2020
Call Options Purchased

3,400

170.0000

American Jan 15, 2021
Call Options Purchased

300

192.5000

American Jan 10, 2020
Put Options Purchased

-10,500

125.0000

American Jan 17, 2020
Call Options Written

-1,100

290.0000

American Jan 17, 2020
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Put Options Purchased

-2,900

110.0000

American Jan 17, 2020
Put Options Purchased

-2,200

70.0000

American Jan 17, 2020
Put Options Purchased

-1,700

110.0000

American Jan 15, 2021
Call Options Written

-2,000

180.0000

American Feb 21, 2020
Call Options Written

-2,700

150.0000

American Jan 15, 2021
Put Options Purchased

-16,800

115.0000

American Jan 15, 2021
Call Options Written

-300

150.0000

American Feb 21, 2020
Put Options Purchased

-100

155.0000

American Jan 15, 2021
Put Options Purchased

-300

80.0000

American Jan 15, 2021
Put Options Purchased

-400

185.0000

American Jan 21, 2022
Put Options Purchased

-500

195.0000

American Jan 10, 2020
Call Options Written

-1,100

185.0000

American Feb 21, 2020
Call Options Purchased

200

192.5000

American Jan 24, 2020
Put Options Written

400

65.0000

American Jan 17, 2020
Call Options Purchased

3,000

180.0000

American Jan 17, 2020
Put Options Written

2,100

185.0000

American Mar 20, 2020
Call Options Purchased

5,900

160.0000

American Jan 17, 2020
Call Options Purchased

9,500

170.0000

American Jun 19, 2020
Call Options Purchased

5,100

170.0000

American Feb 21, 2020
Put Options Written

400

125.0000

American Jan 15, 2021
Put Options Written

400

110.0000

American Feb 21, 2020
Put Options Written

200

185.0000

American Jan 17, 2020
Put Options Written

200

150.0000

American Jan 21, 2022
Put Options Written

13,500

165.0000

American Jan 17, 2020
Put Options Written

600

185.0000

American May 15, 2020
Put Options Written

100

145.0000

American Jan 15, 2021
Call Options Purchased

3,300

165.0000

American Jan 15, 2021
Call Options Purchased

1,000

190.0000

American Jun 19, 2020
Call Options Written

-4,500

220.0000

American Jan 17, 2020
Put Options Purchased

-66,500

160.0000

American Mar 20, 2020
Call Options Written

-2,800

175.0000

American Jan 17, 2020
Call Options Written

-200

140.0000

American Feb 21, 2020
Put Options Written

3,800

165.0000

American Jun 19, 2020
Call Options Purchased

1,900

180.0000

American Jan 15, 2021
Call Options Purchased

4,100

170.0000

American Jan 17, 2020
Call Options Purchased

500

220.0000

American Jan 21, 2022
Put Options Written

400

170.0000

American Jan 15, 2021
Call Options Purchased

800

160.0000

American Jan 21, 2022
Call Options Purchased

300

145.0000

American Jan 15, 2021
Put Options Written

48,000

140.0000

American Jun 19, 2020
Put Options Written

6,400

95.0000

American Jun 19, 2020
Call Options Purchased

2,000

195.0000

American Jan 17, 2020
Call Options Purchased

100

190.0000

American Jan 24, 2020
Call Options Purchased

100

165.0000

American Feb 21, 2020
Call Options Written

-2,000

130.0000

American Feb 21, 2020
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Put Options Purchased

-1,500

150.0000

American Jan 17, 2020
Call Options Written

-29,200

150.0000

American Jan 17, 2020
Call Options Written

-500

220.0000

American Jan 15, 2021
Put Options Purchased

-2,300

170.0000

American Jun 19, 2020
Put Options Purchased

-22,500

105.0000

American Jan 17, 2020
Call Options Written

-100

135.0000

American Jan 15, 2021
Call Options Written

-7,000

300.0000

American Jan 17, 2020
Put Options Purchased

-3,300

100.0000

American Jan 17, 2020
Put Options Written

4,700

80.0000

American Jan 17, 2020
Call Options Purchased

1,400

180.0000

American Jan 21, 2022
Put Options Written

7,000

160.0000

American Jan 17, 2020
Put Options Written

50,200

140.0000

American Feb 21, 2020
Call Options Purchased

6,700

190.0000

American Jan 15, 2021
Put Options Written

14,300

160.0000

American Mar 20, 2020
Put Options Written

33,000

140.0000

American Jan 17, 2020
Call Options Purchased

105,800

190.0000

American Jan 17, 2020
Call Options Purchased

400

200.0000

American Jan 15, 2021
Put Options Written

2,000

115.0000

American Feb 21, 2020
Put Options Written

14,900

160.0000

American Feb 21, 2020
Put Options Written

1,800

145.0000

American Jun 19, 2020
Put Options Written

7,000

120.0000

American Jun 19, 2020
Put Options Written

2,500

120.0000

American Feb 21, 2020
Put Options Written

6,700

140.0000

American Jan 15, 2021
Call Options Purchased

200

195.0000

American Jan 10, 2020
Call Options Written

-300

192.5000

American Jan 17, 2020
Call Options Written

-200

140.0000

American Jun 19, 2020
Call Options Written

-4,200

155.0000

American Jan 17, 2020
Call Options Written

-600

205.0000

American Jan 17, 2020
Call Options Written

-1,500

270.0000

American Jan 17, 2020
Call Options Written

-1,700

225.0000

American Jan 17, 2020
Call Options Written

-100

120.0000

American Jan 15, 2021
Call Options Written

-100

240.0000

American Jan 17, 2020
Call Options Written

-100

165.0000

American Jun 19, 2020
Put Options Purchased

-12,400

150.0000

American Jan 15, 2021
Put Options Written

2,000

180.0000

American Jan 17, 2020
Put Options Written

900

180.0000

American Mar 20, 2020
Put Options Written

3,300

165.0000

American Mar 20, 2020
Put Options Written

500

180.0000

American May 15, 2020
Put Options Written

13,700

75.0000

American Jan 17, 2020
Call Options Purchased

4,300

165.0000

American Jan 17, 2020
Call Options Purchased

4,000

160.0000

American Jan 15, 2021
Put Options Written

300

185.0000

American Feb 21, 2020
Put Options Written

100

165.0000

American May 15, 2020
Put Options Written

500

192.5000

American Jan 10, 2020
Call Options Written

-200

110.0000

American Jan 15, 2021
Call Options Written

-22,800

210.0000

American Jan 17, 2020
Put Options Purchased

-2,300

90.0000

American Jan 15, 2021
Put Options Purchased

-100

150.0000

American Jun 19, 2020
Call Options Written

-19,400

185.0000

American Jan 17, 2020
Call Options Written

-100

160.0000

American Jun 19, 2020
Put Options Purchased

-400

120.0000

American Jan 15, 2021
Put Options Purchased

-400

190.0000

American Jan 10, 2020
Put Options Purchased

-2,100

175.0000

American Jan 17, 2020
Put Options Purchased

-500

120.0000

American Aug 21, 2020
Call Options Written

-2,400

165.0000

American Mar 20, 2020
Call Options Written

-5,600

200.0000

American Jan 17, 2020
Put Options Purchased

-400

115.0000

American Jan 17, 2020
Call Options Written

-2,800

230.0000

American Jan 17, 2020
Call Options Written

-900

175.0000

American Jun 19, 2020
Put Options Purchased

-1,700

185.0000

American Jan 15, 2021
Call Options Written

-500

190.0000

American Jan 10, 2020
Put Options Purchased

-100

85.0000

American Jan 17, 2020
Call Options Written

-200

185.0000

American Jun 19, 2020
Put Options Purchased

-200

170.0000

American Jan 21, 2022
Put Options Purchased

-300

160.0000

American Jan 15, 2021
Call Options Purchased

700

200.0000

American Jun 19, 2020
Call Options Purchased

3,800

175.0000

American Feb 21, 2020
Call Options Purchased

1,700

220.0000

American Mar 20, 2020
Put Options Written

200

185.0000

American Jan 10, 2020
Put Options Written

8,400

170.0000

American Feb 21, 2020
Put Options Written

1,300

90.0000

American Jan 17, 2020
Put Options Written

7,100

145.0000

American Jan 17, 2020
Put Options Written

600

135.0000

American Jan 17, 2020
Call Options Purchased

200

195.0000

American Feb 21, 2020
Put Options Purchased

-19,300

95.0000

American Jan 17, 2020
Put Options Purchased

-106,300

130.0000

American Jan 17, 2020
Put Options Purchased

-1,000

180.0000

American Jan 15, 2021
Call Options Written

-1,000

200.0000

American Feb 21, 2020
Call Options Written

-100

215.0000

American Jan 17, 2020
Put Options Purchased

-100

175.0000

American Jan 15, 2021
Call Options Written

-300

180.0000

American Mar 20, 2020
Call Options Written

-200

180.0000

American Jun 19, 2020
Call Options Written

-100

185.0000

American Mar 20, 2020
Put Options Purchased

-100

130.0000

American Jan 15, 2021
Put Options Written

31,900

150.0000

American Feb 21, 2020
Put Options Written

100,000

190.0000

American Jan 17, 2020
Call Options Purchased

11,200

195.0000

American Jan 15, 2021
Put Options Written

43,400

170.0000

American Jan 17, 2020
Put Options Written

5,600

145.0000

American Feb 21, 2020
Put Options Written

25,000

150.0000

American Jan 17, 2020
Call Options Purchased

4,600

145.0000

American Jan 17, 2020
Put Options Written

100

150.0000

American Mar 20, 2020
Call Options Written

-100

200.0000

American Jan 24, 2020
Call Options Written

-4,500

260.0000

American Jan 17, 2020
Call Options Written

-500

130.0000

American Jan 17, 2020
Put Options Purchased

-4,500

130.0000

American Feb 21, 2020
Call Options Written

-1,500

140.0000

American Jan 15, 2021
Call Options Written

-1,000

185.0000

American May 15, 2020
Call Options Written

-100

110.0000

American Jan 17, 2020
Put Options Purchased

-8,500

140.0000

American Mar 20, 2020
Call Options Written

-600

250.0000

American Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 690265
Time of Receipt (offset from UTC): 20200113T142230+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC