Form 8.3 - Abbvie Plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 08 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,875,435

0.19%

4,119,564

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,032,460

0.14%

474,700

0.03%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,396,900

0.16%

1,540,600

0.10%

 

 

 

 

TOTAL:

 

 

 

 

7,304,795

0.49%

6,134,864

0.41%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

35

89.8750 USD

Purchase

54

89.9800 USD

Purchase

100

89.8900 USD

Purchase

100

89.9700 USD

Purchase

100

89.9600 USD

Purchase

100

90.0000 USD

Purchase

168

89.7657 USD

Purchase

200

89.9450 USD

Purchase

225

89.9161 USD

Purchase

300

89.6716 USD

Purchase

300

89.8966 USD

Purchase

300

89.7533 USD

Purchase

302

89.4300 USD

Purchase

357

89.6790 USD

Purchase

388

89.6932 USD

Purchase

400

89.8675 USD

Purchase

401

89.9201 USD

Purchase

402

89.7795 USD

Purchase

466

89.8429 USD

Purchase

500

89.8680 USD

Purchase

500

89.8980 USD

Purchase

500

89.6313 USD

Purchase

500

89.6070 USD

Purchase

700

89.6407 USD

Purchase

700

89.8800 USD

Purchase

700

89.6800 USD

Purchase

703

89.7260 USD

Purchase

900

89.8144 USD

Purchase

997

89.0349 USD

Purchase

1,003

89.5056 USD

Purchase

1,300

89.3623 USD

Purchase

1,432

89.8227 USD

Purchase

1,469

89.7221 USD

Purchase

1,794

89.8787 USD

Purchase

2,217

89.8462 USD

Purchase

2,670

89.7379 USD

Purchase

2,715

89.2150 USD

Purchase

2,800

89.8520 USD

Purchase

3,000

89.7113 USD

Purchase

3,499

89.7163 USD

Purchase

4,247

89.7288 USD

Purchase

4,545

89.5836 USD

Purchase

4,806

89.7584 USD

Purchase

4,900

89.6628 USD

Purchase

5,196

89.5422 USD

Purchase

5,574

89.7591 USD

Purchase

6,055

89.8277 USD

Purchase

6,183

89.8708 USD

Purchase

6,500

89.6879 USD

Purchase

7,102

89.7873 USD

Purchase

8,100

89.7100 USD

Purchase

8,496

89.5792 USD

Purchase

8,873

89.8065 USD

Purchase

8,946

89.1800 USD

Purchase

10,000

89.5266 USD

Purchase

13,005

89.7696 USD

Purchase

19,023

89.5200 USD

Purchase

21,800

89.7071 USD

Purchase

26,300

89.6946 USD

Purchase

28,100

89.7588 USD

Purchase

32,299

89.7771 USD

Purchase

40,683

89.5625 USD

Purchase

43,300

89.8303 USD

Purchase

46,067

89.7328 USD

Purchase

50,000

89.8646 USD

Purchase

50,415

89.8643 USD

Purchase

58,013

89.5313 USD

Purchase

94,423

89.5904 USD

Sale

6

89.0500 USD

Sale

53

89.8300 USD

Sale

75

89.7900 USD

Sale

91

89.0600 USD

Sale

100

89.6900 USD

Sale

100

89.8100 USD

Sale

100

89.4800 USD

Sale

100

89.8500 USD

Sale

100

89.8650 USD

Sale

100

89.6800 USD

Sale

103

89.9591 USD

Sale

122

89.8700 USD

Sale

125

90.0000 USD

Sale

177

89.5300 USD

Sale

200

89.4750 USD

Sale

200

89.7500 USD

Sale

200

89.5100 USD

Sale

200

89.7600 USD

Sale

200

89.4150 USD

Sale

223

89.7647 USD

Sale

257

89.5989 USD

Sale

300

89.5366 USD

Sale

300

89.8400 USD

Sale

300

89.6279 USD

Sale

300

89.0366 USD

Sale

300

89.7733 USD

Sale

300

89.6100 USD

Sale

364

89.5460 USD

Sale

373

89.9586 USD

Sale

400

89.7025 USD

Sale

400

89.8750 USD

Sale

400

89.8000 USD

Sale

400

88.8933 USD

Sale

400

89.5150 USD

Sale

402

89.4300 USD

Sale

403

89.8463 USD

Sale

405

89.7670 USD

Sale

500

89.8310 USD

Sale

500

89.8540 USD

Sale

500

89.5520 USD

Sale

500

89.8550 USD

Sale

500

89.8470 USD

Sale

500

89.6670 USD

Sale

545

89.6172 USD

Sale

546

89.6909 USD

Sale

568

89.5433 USD

Sale

571

89.9243 USD

Sale

597

89.8525 USD

Sale

600

89.7400 USD

Sale

600

89.0300 USD

Sale

600

89.8283 USD

Sale

625

89.7964 USD

Sale

658

89.5104 USD

Sale

700

89.1642 USD

Sale

783

89.5133 USD

Sale

800

89.8312 USD

Sale

800

89.7700 USD

Sale

881

89.3539 USD

Sale

900

89.8583 USD

Sale

986

89.8694 USD

Sale

987

89.6538 USD

Sale

991

89.5120 USD

Sale

1,100

89.5245 USD

Sale

1,227

89.6632 USD

Sale

1,241

89.8655 USD

Sale

1,256

89.5199 USD

Sale

1,306

89.7933 USD

Sale

1,400

89.8860 USD

Sale

1,402

89.8018 USD

Sale

1,600

89.6590 USD

Sale

1,613

89.7815 USD

Sale

1,700

89.5270 USD

Sale

1,700

89.8600 USD

Sale

1,716

89.7993 USD

Sale

1,771

89.8147 USD

Sale

1,798

89.6832 USD

Sale

1,812

89.8122 USD

Sale

1,812

89.7551 USD

Sale

1,990

89.7030 USD

Sale

2,017

89.8412 USD

Sale

2,071

89.5298 USD

Sale

2,300

89.6360 USD

Sale

2,479

89.5175 USD

Sale

2,500

89.8001 USD

Sale

2,500

89.9108 USD

Sale

2,620

89.7890 USD

Sale

2,715

89.2150 USD

Sale

2,875

89.8714 USD

Sale

2,935

89.5491 USD

Sale

2,969

89.8740 USD

Sale

2,988

89.8723 USD

Sale

3,064

89.5202 USD

Sale

3,200

89.7114 USD

Sale

3,245

89.5063 USD

Sale

3,268

89.9102 USD

Sale

3,292

89.8386 USD

Sale

3,516

89.8095 USD

Sale

4,200

89.5868 USD

Sale

4,290

89.5178 USD

Sale

4,841

89.8015 USD

Sale

4,896

89.5497 USD

Sale

5,205

89.8464 USD

Sale

5,331

89.6680 USD

Sale

6,796

89.7379 USD

Sale

7,032

89.7977 USD

Sale

7,532

89.8517 USD

Sale

7,755

89.5035 USD

Sale

8,500

89.7100 USD

Sale

8,946

89.1800 USD

Sale

8,973

89.7559 USD

Sale

9,500

89.7169 USD

Sale

10,160

89.8818 USD

Sale

10,221

89.5213 USD

Sale

10,600

89.7858 USD

Sale

10,900

89.8593 USD

Sale

13,893

89.7058 USD

Sale

14,500

89.6686 USD

Sale

15,237

89.6171 USD

Sale

15,658

89.7623 USD

Sale

16,566

89.5501 USD

Sale

18,000

89.7897 USD

Sale

18,100

89.6973 USD

Sale

18,809

89.5200 USD

Sale

21,650

89.8303 USD

Sale

25,400

89.7133 USD

Sale

57,596

89.6107 USD

Sale

100,000

89.8646 USD

Sale

150,756

89.6597 USD

Sale

158,282

88.8900 USD

Sale

250,000

80.0000 USD

(b) Derivatives transactions (other than options transactions)

Product Name

Nature of transaction

Number of relevant securities

Price per

 

 

unit

SWAP

Long

7,503

89.6089 USD

SWAP

Long

17,320

89.7934 USD

SWAP

Long

17,320

89.7303 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

500

85 USD

American

17 Jan 2020

3.8600 USD

Call Option

Purchasing

300

85 USD

American

7 Feb 2020

5.1500 USD

Call Option

Purchasing

3,500

87 USD

American

10 Jan 2020

3.3000 USD

Call Option

Purchasing

300

88 USD

American

10 Jan 2020

1.8700 USD

Call Option

Purchasing

100

88 USD

American

17 Jan 2020

2.6400 USD

Call Option

Purchasing

500

89 USD

American

10 Jan 2020

1.1700 USD

Call Option

Purchasing

100

89 USD

American

17 Jan 2020

1.3200 USD

Call Option

Purchasing

100

90 USD

American

10 Jan 2020

0.5400 USD

Call Option

Purchasing

2,100

90 USD

American

17 Jan 2020

0.8400 USD

Call Option

Purchasing

100

91 USD

American

10 Jan 2020

0.1700 USD

Call Option

Purchasing

1,200

91 USD

American

10 Jan 2020

0.2800 USD

Call Option

Purchasing

100

93 USD

American

17 Jan 2020

0.1900 USD

Call Option

Selling

700

90 USD

American

17 Jan 2020

0.6414 USD

Call Option

Selling

1,000

93 USD

American

17 Jan 2020

0.1500 USD

Put Option

Purchasing

200

85 USD

American

21 Feb 2020

1.4800 USD

Put Option

Selling

4,600

80 USD

American

17 Jan 2020

0.0700 USD

Put Option

Selling

200

83 USD

American

17 Jan 2020

0.1200 USD

Put Option

Selling

100

130 USD

American

19 Jun 2020

41.9000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

10 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Call Options

  Purchased

2,900

89.5000  

American

Jan 10, 2020

Put Options

  Written

363,000

65.0000  

American

Jan 17, 2020

Call Options

  Purchased

700

50.0000  

American

Jan 15, 2021

Call Options

  Purchased

400

94.0000  

American

Jan 10, 2020

Put Options

  Written

101,800

60.0000  

American

Jun 19, 2020

Call Options

  Purchased

200

55.0000  

American

Sep 18, 2020

Put Options

  Written

11,300

87.5000  

American

Feb 21, 2020

Call Options

  Purchased

100

72.5000  

American

Sep 18, 2020

Call Options

  Purchased

100

67.5000  

American

Sep 18, 2020

Put Options

  Written

9,500

88.0000  

American

Jan 31, 2020

Put Options

  Written

9,200

85.5000  

American

Jan 31, 2020

Call Options

  Purchased

4,000

72.5000  

American

Feb 21, 2020

Call Options

  Purchased

600

75.0000  

American

May 15, 2020

Put Options

  Written

13,300

75.0000  

American

Feb 21, 2020

Call Options

  Purchased

200

50.0000  

American

Jan 21, 2022

Put Options

  Written

11,600

82.5000  

American

Jan 17, 2020

Put Options

  Written

4,000

37.5000  

American

Jan 21, 2022

Put Options

  Written

4,500

77.5000  

American

Jan 17, 2020

Put Options

  Written

2,900

75.0000  

American

Jun 19, 2020

Put Options

  Written

1,000

82.5000  

American

Jan 15, 2021

Put Options

  Written

1,900

70.0000  

American

May 15, 2020

Put Options

  Written

1,100

85.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,000

72.5000  

American

Jan 15, 2021

Call Options

  Purchased

3,300

87.5000  

American

May 15, 2020

Call Options

  Written

-4,500

115.0000  

American

Jan 21, 2022

Call Options

  Written

-11,700

97.5000  

American

Jan 17, 2020

Put Options

  Purchased

-600

55.0000  

American

Sep 18, 2020

Call Options

  Written

-800

91.5000  

American

Jan 10, 2020

Put Options

  Purchased

-5,000

47.5000  

American

Jun 19, 2020

Put Options

  Purchased

-600

105.0000  

American

Jan 15, 2021

Call Options

  Written

-2,300

120.0000  

American

Jan 15, 2021

Call Options

  Written

-8,300

70.0000  

American

Feb 21, 2020

Call Options

  Written

-200

105.0000  

American

Feb 21, 2020

Put Options

  Purchased

-2,000

86.5000  

American

Jan 17, 2020

Put Options

  Purchased

-2,800

50.0000  

American

Jan 15, 2021

Call Options

  Written

-17,700

90.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

95.0000  

American

May 15, 2020

Put Options

  Purchased

-1,000

130.0000  

American

Jan 15, 2021

Call Options

  Written

-2,200

93.0000  

American

Jan 31, 2020

Put Options

  Purchased

-2,300

90.0000  

American

Jan 10, 2020

Put Options

  Purchased

-2,500

89.0000  

American

Jan 17, 2020

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Call Options

  Written

-1,700

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

50.0000  

American

Jan 21, 2022

Put Options

  Purchased

-48,100

85.0000  

American

May 15, 2020

Call Options

  Written

-900

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,900

57.5000  

American

Jan 17, 2020

Put Options

  Written

49,000

95.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,300

55.0000  

American

Jun 19, 2020

Put Options

  Written

50,000

57.5000  

American

Jan 17, 2020

Call Options

  Purchased

6,700

92.5000  

American

May 15, 2020

Call Options

  Purchased

1,100

72.5000  

American

May 15, 2020

Call Options

  Purchased

800

67.5000  

American

Feb 21, 2020

Call Options

  Purchased

8,200

95.0000  

American

May 15, 2020

Call Options

  Purchased

4,200

85.0000  

American

Feb 21, 2020

Put Options

  Written

3,500

47.5000  

American

Jan 17, 2020

Put Options

  Written

4,200

45.0000  

American

Jan 17, 2020

Put Options

  Written

1,400

88.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,000

92.5000  

American

Feb 21, 2020

Put Options

  Written

600

62.5000  

American

Sep 18, 2020

Call Options

  Purchased

9,100

95.0000  

American

Sep 18, 2020

Put Options

  Written

2,000

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,300

72.5000  

American

Jun 19, 2020

Call Options

  Purchased

33,900

80.0000  

American

Jan 17, 2020

Put Options

  Written

302,100

60.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,500

90.5000  

American

Jan 10, 2020

Put Options

  Written

73,000

70.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,000

88.0000  

American

Jan 17, 2020

Put Options

  Written

3,900

50.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,000

145.0000  

American

Jun 19, 2020

Put Options

  Written

15,400

42.5000  

American

Feb 21, 2020

Put Options

  Written

1,100

82.5000  

American

Sep 18, 2020

Call Options

  Purchased

400

120.0000  

American

Sep 18, 2020

Put Options

  Purchased

-1,600

89.0000  

American

Jan 10, 2020

Call Options

  Written

-300

95.0000  

American

Jan 31, 2020

Put Options

  Purchased

-600

87.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

82.0000  

American

Jan 17, 2020

Call Options

  Written

-10,000

110.0000  

American

Jan 17, 2020

Call Options

  Written

-5,400

90.0000  

American

Jan 10, 2020

Put Options

  Purchased

-100

85.0000  

American

Sep 18, 2020

Put Options

  Purchased

-400

95.0000  

American

Sep 18, 2020

Put Options

  Purchased

-100

120.0000  

American

Jan 17, 2020

Call Options

  Written

-200

91.5000  

American

Jan 31, 2020

Put Options

  Purchased

-1,500

75.0000  

American

Sep 18, 2020

Call Options

  Written

-11,600

130.0000  

American

Jan 17, 2020

Put Options

  Purchased

-12,100

55.0000  

American

Jan 17, 2020

Call Options

  Written

-18,200

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,000

47.5000  

American

Jan 15, 2021

Call Options

  Written

-300

97.5000  

American

Feb 21, 2020

Put Options

  Purchased

-400

86.0000  

American

Jan 10, 2020

Put Options

  Purchased

-1,200

95.0000  

American

Feb 7, 2020

Put Options

  Purchased

-100

95.0000  

American

Jun 19, 2020

Call Options

  Written

-400

88.0000  

American

Jan 24, 2020

Put Options

  Purchased

-200

83.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,400

55.0000  

American

Jan 15, 2021

Call Options

  Purchased

2,500

60.0000  

American

Feb 21, 2020

Call Options

  Purchased

800

91.0000  

American

Jan 17, 2020

Put Options

  Written

16,500

62.5000  

American

Jan 17, 2020

Put Options

  Written

1,000

88.5000  

American

Jan 31, 2020

Call Options

  Purchased

3,000

105.0000  

American

Jun 19, 2020

Call Options

  Purchased

16,000

72.5000  

American

Jan 17, 2020

Put Options

  Written

2,300

80.0000  

American

Jan 10, 2020

Call Options

  Purchased

500

97.5000  

American

May 15, 2020

Call Options

  Purchased

1,000

60.0000  

American

Sep 18, 2020

Put Options

  Written

22,600

91.0000  

American

Jan 17, 2020

Call Options

  Purchased

500

62.5000  

American

May 15, 2020

Call Options

  Purchased

100

77.5000  

American

Jun 19, 2020

Put Options

  Written

1,800

57.5000  

American

Feb 21, 2020

Call Options

  Purchased

2,300

60.0000  

American

Jun 19, 2020

Call Options

  Purchased

500

70.0000  

American

Jun 19, 2020

Put Options

  Purchased

-7,600

72.5000  

American

Feb 21, 2020

Put Options

  Purchased

-4,400

40.0000  

American

Jan 21, 2022

Put Options

  Purchased

-1,700

90.0000  

American

Sep 18, 2020

Put Options

  Purchased

-3,500

50.0000  

American

Jun 19, 2020

Call Options

  Written

-3,900

85.0000  

American

Jun 19, 2020

Put Options

  Purchased

-3,600

97.5000  

American

Feb 21, 2020

Put Options

  Purchased

-6,300

85.0000  

American

Jan 17, 2020

Call Options

  Written

-200

40.0000  

American

Jan 21, 2022

Call Options

  Written

-900

110.0000  

American

Feb 21, 2020

Put Options

  Purchased

-200

85.5000  

American

Jan 10, 2020

Put Options

  Purchased

-2,000

45.0000  

American

Sep 18, 2020

Call Options

  Written

-100

95.0000  

American

Feb 21, 2020

Call Options

  Written

-4,200

85.0000  

American

May 15, 2020

Call Options

  Written

-100

100.0000  

American

Jan 21, 2022

Call Options

  Written

-13,400

95.0000  

American

Jan 17, 2020

Call Options

  Written

-1,000

90.5000  

American

Jan 31, 2020

Call Options

  Written

-3,000

75.0000  

American

Jan 15, 2021

Put Options

  Purchased

-23,300

60.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,300

50.0000  

American

Sep 18, 2020

Put Options

  Purchased

-1,600

110.0000  

American

Jan 15, 2021

Call Options

  Written

-1,900

115.0000  

American

Sep 18, 2020

Put Options

  Purchased

-120,000

85.0000  

American

Feb 21, 2020

Call Options

  Written

-400

110.0000  

American

Jun 19, 2020

Call Options

  Written

-800

125.0000  

American

Jan 17, 2020

Call Options

  Written

-1,900

97.5000  

American

Jan 15, 2021

Put Options

  Purchased

-700

80.0000  

American

May 15, 2020

Call Options

  Written

-900

85.0000  

American

Sep 18, 2020

Put Options

  Purchased

-600

42.5000  

American

Sep 18, 2020

Put Options

  Purchased

-1,300

75.0000  

American

May 15, 2020

Put Options

  Written

175,000

80.0000  

American

Jan 15, 2021

Call Options

  Purchased

5,700

90.0000  

American

Sep 18, 2020

Put Options

  Written

5,100

77.5000  

American

Jan 15, 2021

Put Options

  Written

4,000

62.5000  

American

Feb 21, 2020

Call Options

  Purchased

1,300

92.5000  

American

Sep 18, 2020

Put Options

  Written

400

32.5000  

American

Sep 18, 2020

Put Options

  Written

400

84.0000  

American

Jan 10, 2020

Put Options

  Written

400

90.0000  

American

Jun 19, 2020

Put Options

  Written

37,300

57.5000  

American

Jun 19, 2020

Put Options

  Written

156,100

65.0000  

American

Jun 19, 2020

Call Options

  Purchased

3,200

55.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,900

82.5000  

American

Feb 21, 2020

Call Options

  Purchased

1,000

65.0000  

American

Sep 18, 2020

Call Options

  Purchased

100

90.0000  

American

Aug 21, 2020

Put Options

  Written

2,500

47.5000  

American

Jan 21, 2022

Put Options

  Written

600

80.0000  

American

Jun 19, 2020

Put Options

  Written

200

37.5000  

American

Jan 15, 2021

Call Options

  Purchased

7,800

80.0000  

American

May 15, 2020

Call Options

  Purchased

1,300

67.5000  

American

Jan 15, 2021

Put Options

  Written

1,000

42.5000  

American

Jan 21, 2022

Call Options

  Purchased

300

85.0000  

American

Feb 7, 2020

Call Options

  Purchased

100

92.0000  

American

Jan 10, 2020

Call Options

  Purchased

2,500

87.5000  

American

Feb 21, 2020

Put Options

  Written

300

85.0000  

American

May 15, 2020

Put Options

  Written

100

85.0000  

American

Jan 31, 2020

Call Options

  Purchased

800

155.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,000

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,500

105.0000  

American

Jun 19, 2020

Put Options

  Purchased

-5,000

42.5000  

American

Jun 19, 2020

Call Options

  Written

-10,900

92.5000  

American

Feb 21, 2020

Call Options

  Written

-51,100

92.5000  

American

Jan 15, 2021

Call Options

  Written

-2,100

97.5000  

American

Jun 19, 2020

Call Options

  Written

-4,600

115.0000  

American

Jan 17, 2020

Call Options

  Written

-200

70.0000  

American

Jan 21, 2022

Put Options

  Purchased

-1,200

72.5000  

American

Sep 18, 2020

Call Options

  Written

-5,200

85.0000  

American

Jan 15, 2021

Call Options

  Written

-8,200

75.0000  

American

Jan 17, 2020

Put Options

  Purchased

-200

87.5000  

American

Sep 18, 2020

Call Options

  Written

-4,200

93.5000  

American

Jan 31, 2020

Call Options

  Written

-200

110.0000  

American

Sep 18, 2020

Put Options

  Purchased

-200

92.5000  

American

Sep 18, 2020

Call Options

  Written

-400

67.5000  

American

Jun 19, 2020

Call Options

  Written

-79,900

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-9,100

87.5000  

American

May 15, 2020

Put Options

  Purchased

-3,000

90.0000  

American

Feb 21, 2020

Call Options

  Written

-6,800

105.0000  

American

Jan 17, 2020

Call Options

  Written

-8,000

100.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

67.5000  

American

Sep 18, 2020

Put Options

  Purchased

-100

85.5000  

American

Jan 17, 2020

Call Options

  Written

-600

89.5000  

American

Jan 24, 2020

Call Options

  Written

-1,200

92.5000  

American

Jan 31, 2020

Put Options

  Purchased

-1,600

88.5000  

American

Jan 10, 2020

Put Options

  Purchased

-2,800

42.5000  

American

Jan 17, 2020

Call Options

  Written

-1,200

77.5000  

American

Feb 21, 2020

Put Options

  Purchased

-2,800

87.5000  

American

Jan 10, 2020

Call Options

  Written

-11,800

90.0000  

American

Jan 31, 2020

Call Options

  Written

-100

45.0000  

American

Jan 21, 2022

Put Options

  Purchased

-2,200

40.0000  

American

Sep 18, 2020

Put Options

  Purchased

-100

100.0000  

American

Jan 21, 2022

Put Options

  Purchased

-1,300

87.0000  

American

Jan 10, 2020

Call Options

  Purchased

8,400

90.0000  

American

May 15, 2020

Call Options

  Purchased

200

65.0000  

American

May 15, 2020

Call Options

  Purchased

1,100

60.0000  

American

Jan 15, 2021

Put Options

  Written

28,300

62.5000  

American

Jun 19, 2020

Put Options

  Written

12,100

70.0000  

American

Feb 21, 2020

Call Options

  Purchased

200

110.0000  

American

Jan 21, 2022

Put Options

  Written

3,400

67.5000  

American

Jan 17, 2020

Put Options

  Written

100

83.5000  

American

Jan 31, 2020

Call Options

  Purchased

1,400

65.0000  

American

Feb 21, 2020

Put Options

  Written

8,300

86.5000  

American

Jan 24, 2020

Put Options

  Written

100

77.5000  

American

May 15, 2020

Put Options

  Written

100

82.5000  

American

Feb 21, 2020

Put Options

  Written

4,800

86.0000  

American

Jan 24, 2020

Call Options

  Purchased

600

77.5000  

American

Sep 18, 2020

Call Options

  Purchased

500

82.5000  

American

Sep 18, 2020

Call Options

  Purchased

7,400

87.5000  

American

Sep 18, 2020

Put Options

  Written

100

67.5000  

American

May 15, 2020

Call Options

  Purchased

13,800

75.0000  

American

Sep 18, 2020

Call Options

  Purchased

30,600

90.0000  

American

Feb 21, 2020

Call Options

  Purchased

11,300

70.0000  

American

Jan 17, 2020

Put Options

  Written

100

77.5000  

American

Sep 18, 2020

Put Options

  Written

100

65.0000  

American

May 15, 2020

Put Options

  Written

1,900

55.0000  

American

Feb 21, 2020

Call Options

  Purchased

100

62.5000  

American

Sep 18, 2020

Call Options

  Purchased

3,200

91.0000  

American

Jan 10, 2020

Put Options

  Written

17,100

85.0000  

American

Jan 24, 2020

Put Options

  Purchased

-400

94.5000  

American

Feb 7, 2020

Put Options

  Purchased

-1,800

100.0000  

American

Feb 21, 2020

Put Options

  Purchased

-4,800

55.0000  

American

May 15, 2020

Put Options

  Purchased

-400

130.0000  

American

Jan 17, 2020

Call Options

  Written

-2,200

130.0000  

American

Jun 19, 2020

Put Options

  Purchased

-400

100.0000  

American

Jan 15, 2021

Put Options

  Purchased

-700

80.0000  

American

Jan 15, 2021

Call Options

  Written

-2,500

115.0000  

American

Feb 21, 2020

Put Options

  Purchased

-2,600

72.5000  

American

Jun 19, 2020

Put Options

  Purchased

-4,700

35.0000  

American

Jan 15, 2021

Put Options

  Purchased

-70,000

67.5000  

American

Jan 15, 2021

Call Options

  Written

-2,500

185.0000  

American

Jan 17, 2020

Call Options

  Written

-2,700

125.0000  

American

Jan 15, 2021

Call Options

  Written

-6,400

91.0000  

American

Jan 31, 2020

Put Options

  Purchased

-300

60.0000  

American

Feb 21, 2020

Call Options

  Written

-1,200

92.5000  

American

Jun 19, 2020

Put Options

  Purchased

-1,500

82.5000  

American

May 15, 2020

Call Options

  Written

-100

37.5000  

American

Jan 21, 2022

Call Options

  Written

-2,300

115.0000  

American

Jun 19, 2020

Call Options

  Written

-3,300

145.0000  

American

Jan 17, 2020

Put Options

  Purchased

-700

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,700

75.0000  

American

Jan 17, 2020

Put Options

  Purchased

-900

60.0000  

American

Sep 18, 2020

Put Options

  Purchased

-400

92.5000  

American

Feb 21, 2020

Put Options

  Purchased

-26,000

92.5000  

American

Jan 17, 2020

Call Options

  Written

-100,300

120.0000  

American

Jan 17, 2020

Put Options

  Purchased

-300

97.5000  

American

Jan 17, 2020

Put Options

  Purchased

-700

42.5000  

American

Jan 15, 2021

Put Options

  Written

90,000

50.0000  

American

Jun 19, 2020

Put Options

  Written

500

87.5000  

American

Jan 15, 2021

Call Options

  Purchased

100

70.0000  

American

May 15, 2020

Put Options

  Written

13,500

80.0000  

American

Jan 17, 2020

Put Options

  Written

1,500

62.5000  

American

May 15, 2020

Call Options

  Purchased

100

90.0000  

American

Jan 15, 2021

Put Options

  Written

1,100

75.0000  

American

Jan 15, 2021

Put Options

  Written

30,000

70.0000  

American

Jun 19, 2020

Put Options

  Written

300

35.0000  

American

Sep 18, 2020

Call Options

  Purchased

25,200

80.0000  

American

Feb 21, 2020

Put Options

  Written

400

50.0000  

American

Feb 21, 2020

Put Options

  Written

100

57.5000  

American

Sep 18, 2020

Call Options

  Purchased

23,000

67.5000  

American

Jan 17, 2020

Call Options

  Purchased

4,900

75.0000  

American

Feb 21, 2020

Call Options

  Purchased

100

125.0000  

American

Jan 21, 2022

Put Options

  Written

1,400

55.0000  

American

Jun 19, 2020

Call Options

  Written

-2,100

115.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,400

70.0000  

American

Jan 17, 2020

Call Options

  Written

-100

180.0000  

American

Jan 17, 2020

Call Options

  Written

-2,000

150.0000  

American

Jan 17, 2020

Call Options

  Written

-18,000

95.0000  

American

Jun 19, 2020

Call Options

  Written

-53,800

82.5000  

American

Jan 17, 2020

Call Options

  Written

-2,200

62.5000  

American

Feb 21, 2020

Put Options

  Purchased

-6,200

87.5000  

American

Jan 17, 2020

Put Options

  Purchased

-700

92.5000  

American

Jun 19, 2020

Put Options

  Purchased

-1,900

40.0000  

American

Jan 15, 2021

 

  UNKNOWN

-250,000

 

 

Jan 17, 2020

Call Options

  Written

-500

88.5000  

American

Jan 10, 2020

Call Options

  Written

-200

62.5000  

American

Jun 19, 2020

Put Options

  Purchased

-500

88.0000  

American

Jan 10, 2020

Put Options

  Purchased

-600

86.0000  

American

Jan 17, 2020

Put Options

  Purchased

-400

92.0000  

American

Jan 17, 2020

Put Options

  Purchased

-9,400

72.5000  

American

Jan 15, 2021

Put Options

  Purchased

-300

60.0000  

American

Jan 21, 2022

Call Options

  Written

-4,700

120.0000  

American

Jan 21, 2022

Call Options

  Purchased

3,500

86.5000  

American

Jan 10, 2020

Put Options

  Written

3,500

87.5000  

American

Jun 19, 2020

Call Options

  Purchased

2,300

47.5000  

American

Sep 18, 2020

Put Options

  Written

300

65.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

94.0000  

American

Jan 17, 2020

Put Options

  Written

275,000

70.0000  

American

Jan 15, 2021

Put Options

  Written

18,800

85.0000  

American

Feb 21, 2020

Put Options

  Written

14,500

67.5000  

American

Jun 19, 2020

Put Options

  Written

500

45.0000  

American

Jan 15, 2021

Call Options

  Purchased

200

55.0000  

American

Jan 21, 2022

Call Options

  Purchased

4,200

80.0000  

American

Jun 19, 2020

Call Options

  Purchased

400

57.5000  

American

Sep 18, 2020

Call Options

  Purchased

8,600

100.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,200

57.5000  

American

Jun 19, 2020

Put Options

  Written

100

130.0000  

American

Jun 19, 2020

Call Options

  Purchased

2,200

105.0000  

American

May 15, 2020

Put Options

  Written

5,000

67.5000  

American

Feb 21, 2020

Put Options

  Written

5,800

105.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,300

105.0000  

American

Sep 18, 2020

Call Options

  Purchased

15,400

89.0000  

American

Jan 17, 2020

Call Options

  Purchased

13,100

90.0000  

American

Jan 17, 2020

Put Options

  Written

1,000

77.5000  

American

Jun 19, 2020

Put Options

  Written

500

45.0000  

American

Jan 21, 2022

Put Options

  Written

100

65.0000  

American

Sep 18, 2020

Call Options

  Written

-1,100

62.5000  

American

Jan 17, 2020

Call Options

  Written

-400

82.5000  

American

May 15, 2020

Call Options

  Written

-800

65.0000  

American

Jan 17, 2020

Put Options

  Purchased

-900

40.0000  

American

Jun 19, 2020

Call Options

  Written

-3,900

100.0000  

American

Jun 19, 2020

Put Options

  Purchased

-15,400

95.0000  

American

Feb 21, 2020

Call Options

  Written

-10,300

85.0000  

American

Jan 17, 2020

Call Options

  Written

-67,400

100.0000  

American

Jan 17, 2020

Call Options

  Written

-100

88.0000  

American

Jan 10, 2020

Call Options

  Written

-7,500

87.5000  

American

Jan 17, 2020

Put Options

  Purchased

-100

75.0000  

American

Jan 21, 2022

Put Options

  Purchased

-400

87.0000  

American

Feb 14, 2020

Call Options

  Written

-6,800

105.0000  

American

Jan 15, 2021

Call Options

  Written

-100

87.0000  

American

Jan 10, 2020

Put Options

  Purchased

-1,000

115.0000  

American

Jan 21, 2022

Put Options

  Purchased

-300

83.0000  

American

Jan 31, 2020

Put Options

  Written

15,700

80.0000  

American

Feb 21, 2020

Put Options

  Written

1,100

67.5000  

American

Jan 15, 2021

Call Options

  Purchased

400

82.5000  

American

Jun 19, 2020

Call Options

  Purchased

3,200

89.0000  

American

Jan 10, 2020

Call Options

  Purchased

4,700

100.0000  

American

May 15, 2020

Call Options

  Purchased

1,700

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,300

65.0000  

American

Jun 19, 2020

Put Options

  Written

400

85.0000  

American

Jan 15, 2021

Call Options

  Purchased

500

90.0000  

American

Jan 21, 2022

Call Options

  Purchased

100

92.0000  

American

Jan 17, 2020

Call Options

  Purchased

8,000

77.5000  

American

Jan 17, 2020

Put Options

  Written

1,100

45.0000  

American

Jun 19, 2020

Put Options

  Written

17,000

65.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,500

80.0000  

American

Sep 18, 2020

Call Options

  Purchased

100

85.0000  

American

Jan 21, 2022

Call Options

  Purchased

7,300

77.5000  

American

Jan 15, 2021

Put Options

  Written

600

72.5000  

American

May 15, 2020

Call Options

  Written

-5,700

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-13,300

86.5000  

American

Jan 10, 2020

Call Options

  Written

-7,200

92.5000  

American

Jan 17, 2020

Put Options

  Purchased

-24,800

90.0000  

American

Jan 17, 2020

Put Options

  Purchased

-4,500

72.5000  

American

Jan 17, 2020

Call Options

  Written

-3,100

135.0000  

American

Jan 17, 2020

Call Options

  Written

-4,700

100.0000  

American

Sep 18, 2020

Put Options

  Purchased

-700

96.0000  

American

Jan 17, 2020

Call Options

  Written

-1,700

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-9,700

100.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

90.5000  

American

Jan 10, 2020

Put Options

  Purchased

-7,900

77.5000  

American

Feb 21, 2020

Call Options

  Written

-1,000

87.5000  

American

Jan 15, 2021

Call Options

  Written

-1,500

110.0000  

American

May 15, 2020

Call Options

  Written

-2,200

82.5000  

American

Jan 15, 2021

Call Options

  Written

-400

86.0000  

American

Jan 24, 2020

Call Options

  Written

-1,500

140.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100,000

85.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

87.5000  

American

Jan 31, 2020

Put Options

  Purchased

-500

47.5000  

American

Sep 18, 2020

Call Options

  Written

-500

87.5000  

American

Jan 21, 2022

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 690038
Time of Receipt (offset from UTC): 20200110T140452+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC