Form 8.3 - Allergan plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 07 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,055,298

1.23%

3,146,551

0.96%

 

(2)

Derivatives (other than options):

2,877,200

0.88%

2,281,711

0.70%

 

(3)

Options and agreements to
purchase/sell:

814,400

0.25%

488,000

0.15%

 
TOTAL:

7,746,898

2.36%

5,916,262

1.80%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

2

191.5000 USD

Purchase

10

190.8100 USD

Purchase

15

190.8500 USD

Purchase

17

190.4800 USD

Purchase

27

190.4700 USD

Purchase

100

191.5300 USD

Purchase

100

190.8300 USD

Purchase

100

190.7900 USD

Purchase

101

190.7898 USD

Purchase

103

190.5375 USD

Purchase

104

190.7750 USD

Purchase

146

191.6050 USD

Purchase

150

191.4250 USD

Purchase

200

190.7700 USD

Purchase

200

191.0000 USD

Purchase

200

190.8575 USD

Purchase

232

190.9172 USD

Purchase

318

190.8307 USD

Purchase

323

190.8271 USD

Purchase

400

190.9875 USD

Purchase

400

190.8200 USD

Purchase

400

190.8841 USD

Purchase

400

191.0913 USD

Purchase

438

190.9643 USD

Purchase

500

190.7820 USD

Purchase

500

190.8430 USD

Purchase

500

190.9800 USD

Purchase

700

191.1785 USD

Purchase

700

191.0771 USD

Purchase

800

191.0293 USD

Purchase

803

190.9960 USD

Purchase

900

190.8188 USD

Purchase

925

191.4854 USD

Purchase

950

190.9700 USD

Purchase

957

191.4922 USD

Purchase

1,010

191.4421 USD

Purchase

1,024

190.8114 USD

Purchase

1,105

190.8703 USD

Purchase

1,113

191.3037 USD

Purchase

1,200

190.9339 USD

Purchase

1,415

191.4121 USD

Purchase

1,519

190.9109 USD

Purchase

1,749

191.4779 USD

Purchase

1,963

190.9945 USD

Purchase

2,003

190.8328 USD

Purchase

2,152

190.8896 USD

Purchase

2,170

191.5074 USD

Purchase

2,315

190.7938 USD

Purchase

2,330

190.8940 USD

Purchase

2,573

191.5099 USD

Purchase

2,704

191.5225 USD

Purchase

2,811

190.9442 USD

Purchase

2,900

190.8074 USD

Purchase

3,000

190.9675 USD

Purchase

3,015

190.8729 USD

Purchase

3,069

190.8985 USD

Purchase

3,307

191.0048 USD

Purchase

3,629

190.7910 USD

Purchase

3,630

190.9062 USD

Purchase

3,800

191.4315 USD

Purchase

4,234

190.9193 USD

Purchase

4,700

190.9738 USD

Purchase

4,738

190.8906 USD

Purchase

4,799

190.9633 USD

Purchase

5,060

190.7735 USD

Purchase

5,675

190.7886 USD

Purchase

5,907

190.9915 USD

Purchase

6,400

190.8929 USD

Purchase

7,301

191.4909 USD

Purchase

8,178

190.8470 USD

Purchase

9,139

190.8937 USD

Purchase

9,727

190.5703 USD

Purchase

10,400

190.8025 USD

Purchase

10,500

191.0942 USD

Purchase

18,441

190.9894 USD

Purchase

25,000

191.4000 USD

Purchase

50,000

190.8428 USD

Purchase

55,000

191.1361 USD

Purchase

57,383

190.5285 USD

Purchase

84,037

190.9028 USD

Sale

2

191.5000 USD

Sale

4

190.7100 USD

Sale

5

190.7800 USD

Sale

15

190.8500 USD

Sale

17

190.4800 USD

Sale

19

191.2700 USD

Sale

40

190.9500 USD

Sale

60

191.0100 USD

Sale

95

190.7700 USD

Sale

100

190.8700 USD

Sale

199

190.8801 USD

Sale

200

190.8900 USD

Sale

200

191.1550 USD

Sale

300

190.8200 USD

Sale

300

191.0200 USD

Sale

300

190.8433 USD

Sale

300

191.1900 USD

Sale

303

190.7900 USD

Sale

400

191.3600 USD

Sale

500

190.8960 USD

Sale

595

190.8141 USD

Sale

676

190.7330 USD

Sale

800

191.2959 USD

Sale

1,200

190.9339 USD

Sale

1,475

190.8336 USD

Sale

1,600

190.8262 USD

Sale

1,659

190.8372 USD

Sale

1,699

190.8335 USD

Sale

2,100

190.8279 USD

Sale

2,295

190.8916 USD

Sale

2,400

190.8554 USD

Sale

2,500

190.8300 USD

Sale

2,564

190.6877 USD

Sale

2,600

190.9771 USD

Sale

2,879

190.8269 USD

Sale

2,906

190.4700 USD

Sale

3,029

190.6526 USD

Sale

3,400

191.4400 USD

Sale

3,449

190.8331 USD

Sale

3,577

190.8593 USD

Sale

4,012

190.8608 USD

Sale

4,256

190.8417 USD

Sale

4,400

190.9679 USD

Sale

5,600

190.9210 USD

Sale

5,822

190.8668 USD

Sale

7,543

190.8983 USD

Sale

9,364

190.8495 USD

Sale

9,663

190.8356 USD

Sale

10,121

190.5945 USD

Sale

10,420

190.9004 USD

Sale

12,928

190.8455 USD

Sale

15,973

190.9940 USD

Sale

25,000

190.9232 USD

Sale

26,063

190.9687 USD

Sale

30,000

190.9162 USD

Sale

50,000

191.4000 USD

Sale

54,009

190.8683 USD

Sale

55,000

191.1361 USD

Sale

69,275

190.6015 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction

Number of relevant securities

Price per

 

unit

SWAP Short

6,000

190.7837 USD

SWAP Short

8,000

190.8058 USD

SWAP Short

14,000

190.7963 USD

SWAP Short

20,000

191.0273 USD

SWAP Short

20,000

190.8140 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

option

 

 

 

 

relates

 

 

 

 

Put Option Selling

100

160 USD

American

21 Feb 2020

1.0000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

10 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise Type

Expiry

 

purchased

relevant securities

price

date

 

to which the option

 

 

or derivative

 

 

relates

 

Put Options

Written

300

180.0000

American

Jan 21, 2022

Call Options

Purchased

4,200

250.0000

American

Jan 17, 2020

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Put Options

Written

300

135.0000

American

Feb 21, 2020

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

1,700

190.0000

American

Feb 21, 2020

Put Options

Written

100

120.0000

American

Jan 17, 2020

Put Options

Written

500

185.0000

American

Jun 19, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Call Options

Purchased

500

187.5000

American

Jan 10, 2020

Call Options

Purchased

300

192.5000

American

Jan 31, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

18,500

150.0000

American

May 15, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

300

192.5000

American

Jan 10, 2020

Put Options

Written

11,700

160.0000

American

Jun 19, 2020

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Call Options

Written

-2,700

150.0000

American

Jan 15, 2021

Put Options

Purchased

-10,500

125.0000

American

Jan 17, 2020

Call Options

Written

-1,100

185.0000

American

Feb 21, 2020

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-500

195.0000

American

Jan 10, 2020

Call Options

Written

-2,000

180.0000

American

Feb 21, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-2,900

110.0000

American

Jan 17, 2020

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Put Options

Written

200

185.0000

American

Jan 17, 2020

Call Options

Purchased

200

192.5000

American

Jan 24, 2020

Put Options

Written

200

150.0000

American

Jan 21, 2022

Put Options

Written

13,500

165.0000

American

Jan 17, 2020

Put Options

Written

2,100

185.0000

American

Mar 20, 2020

Call Options

Purchased

5,900

160.0000

American

Jan 17, 2020

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

400

65.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

190.0000

American

Jun 19, 2020

Put Options

Written

600

185.0000

American

May 15, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Call Options

Purchased

3,000

180.0000

American

Jan 17, 2020

Put Options

Written

400

110.0000

American

Feb 21, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-2,800

175.0000

American

Jan 17, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Put Options

Written

400

170.0000

American

Jan 15, 2021

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021

Call Options

Purchased

100

190.0000

American

Jan 24, 2020

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Call Options

Purchased

2,000

195.0000

American

Jan 17, 2020

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-29,200

150.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Purchased

-3,300

100.0000

American

Jan 17, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

6,700

190.0000

American

Jan 15, 2021

Call Options

Purchased

200

195.0000

American

Jan 10, 2020

Call Options

Purchased

105,900

190.0000

American

Jan 17, 2020

Put Options

Written

7,000

160.0000

American

Jan 17, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

33,000

140.0000

American

Jan 17, 2020

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Put Options

Written

50,200

140.0000

American

Feb 21, 2020

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

14,900

160.0000

American

Feb 21, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Call Options

Written

-300

192.5000

American

Jan 17, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-4,200

155.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Put Options

Written

2,000

180.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

500

180.0000

American

May 15, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Put Options

Written

500

185.0000

American

Feb 21, 2020

Put Options

Written

500

192.5000

American

Jan 10, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Call Options

Written

-200

185.0000

American

Jun 19, 2020

Put Options

Purchased

-200

170.0000

American

Jan 21, 2022

Call Options

Written

-5,600

200.0000

American

Jan 17, 2020

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Call Options

Written

-500

190.0000

American

Jan 10, 2020

Put Options

Purchased

-2,100

175.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Call Options

Written

-19,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options

Purchased

200

195.0000

American

Feb 21, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Put Options

Written

200

185.0000

American

Jan 10, 2020

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Put Options

Written

600

135.0000

American

Jan 17, 2020

Call Options

Purchased

1,700

220.0000

American

Mar 20, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Put Options

Purchased

-19,300

95.0000

American

Jan 17, 2020

Call Options

Written

-300

180.0000

American

Mar 20, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

180.0000

American

Jan 15, 2021

Put Options

Written

100,000

190.0000

American

Jan 17, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Call Options

Purchased

11,200

195.0000

American

Jan 15, 2021

Put Options

Written

100

150.0000

American

Mar 20, 2020

Put Options

Written

43,400

170.0000

American

Jan 17, 2020

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Call Options

Purchased

4,600

145.0000

American

Jan 17, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Put Options

Purchased

-8,500

140.0000

American

Mar 20, 2020

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-100

110.0000

American

Jan 17, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-500

130.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 690035
Time of Receipt (offset from UTC): 20200110T132606+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC