Form 8.3 - ALLERGAN PLC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 27 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,003,427

1.22%

3,172,660

0.97%

 

(2)

Derivatives (other than options):

2,877,200

0.88%

2,652,904

0.81%

 

(3)

Options and agreements to
purchase/sell:

814,600

0.25%

488,700

0.15%

 
TOTAL:

7,695,227

2.34%

6,314,264

1.92%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

100

192.0050 USD

Purchase

100

191.3150 USD

Purchase

161

191.5800 USD

Purchase

167

191.4559 USD

Purchase

200

191.4550 USD

Purchase

300

191.4100 USD

Purchase

300

191.4566 USD

Purchase

400

191.4575 USD

Purchase

400

191.4600 USD

Purchase

421

191.4582 USD

Purchase

429

191.4554 USD

Purchase

700

191.5128 USD

Purchase

700

191.4528 USD

Purchase

900

191.4405 USD

Purchase

978

191.5032 USD

Purchase

993

191.5182 USD

Purchase

1,001

191.4862 USD

Purchase

1,500

149.9969 USD

Purchase

1,959

191.4364 USD

Purchase

2,203

191.4466 USD

Purchase

2,500

191.4285 USD

Purchase

2,600

191.4698 USD

Purchase

4,460

191.4000 USD

Purchase

5,422

191.4460 USD

Purchase

7,800

191.4341 USD

Purchase

8,973

191.5980 USD

Purchase

15,000

191.3829 USD

Purchase

21,729

191.4041 USD

Purchase

31,323

191.4577 USD

Purchase

42,014

191.4200 USD

Sale

62

191.4501 USD

Sale

69

191.2300 USD

Sale

99

191.3000 USD

Sale

100

191.3800 USD

Sale

100

192.0050 USD

Sale

100

191.6500 USD

Sale

100

191.6600 USD

Sale

100

191.3400 USD

Sale

100

191.3600 USD

Sale

106

191.2194 USD

Sale

121

191.5200 USD

Sale

200

191.3300 USD

Sale

200

190.0000 USD

Sale

200

191.4100 USD

Sale

200

191.3750 USD

Sale

223

191.4347 USD

Sale

234

191.3614 USD

Sale

255

191.3956 USD

Sale

400

191.2137 USD

Sale

700

191.4600 USD

Sale

800

191.4179 USD

Sale

952

191.4066 USD

Sale

500

150.0000 USD

Sale

1,026

191.3296 USD

Sale

1,388

191.3651 USD

Sale

1,770

191.4041 USD

Sale

2,132

191.4770 USD

Sale

2,200

191.4488 USD

Sale

2,315

191.4550 USD

Sale

2,415

191.4195 USD

Sale

2,600

191.3871 USD

Sale

2,998

191.3784 USD

Sale

3,000

191.4456 USD

Sale

3,648

191.3880 USD

Sale

6,200

191.4331 USD

Sale

8,622

191.4778 USD

Sale

11,804

191.4000 USD

Sale

15,348

191.5481 USD

Sale

15,510

191.4129 USD

Sale

25,561

191.4492 USD

Sale

41,914

191.4200 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

570,600

191.4000 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

800

130 USD

American

17 Jan 2020

56.9000 USD

Call Option

Purchasing

100

185 USD

American

20 Mar 2020

10.2100 USD

Call Option

Purchasing

6,800

193 USD

American

27 Dec 2019

0.0563 USD

Call Option

Purchasing

500

195 USD

American

3 Jan 2020

0.1420 USD

Call Option

Selling

500

190 USD

American

27 Dec 2019

1.8100 USD

Call Option

Selling

100

190 USD

American

20 Mar 2020

7.2500 USD

Put Option

Selling

2,900

140 USD

American

17 Jan 2020

0.1100 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

10 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

200

180.0000

American

Jan 15, 2021

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Call Options

Purchased

4,200

250.0000

American

Jan 17, 2020

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

100

120.0000

American

Jan 17, 2020

Call Options

Purchased

1,700

190.0000

American

Feb 21, 2020

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

300

135.0000

American

Feb 21, 2020

Put Options

Written

500

185.0000

American

Jun 19, 2020

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Call Options

Purchased

300

192.5000

American

Jan 31, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Purchased

-500

190.0000

American

Dec 27, 2019

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Written

11,700

160.0000

American

Jun 19, 2020

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Call Options

Written

-200

190.0000

American

Dec 27, 2019

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-10,500

125.0000

American

Jan 17, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Call Options

Written

-1,100

185.0000

American

Feb 21, 2020

Call Options

Written

-2,000

180.0000

American

Feb 21, 2020

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-100

185.0000

American

Jan 21, 2022

Call Options

Written

-2,700

150.0000

American

Jan 15, 2021

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Written

2,100

185.0000

American

Mar 20, 2020

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

200

185.0000

American

Jan 17, 2020

Put Options

Written

13,500

165.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

180.0000

American

Jan 17, 2020

Put Options

Written

400

65.0000

American

Jan 17, 2020

Call Options

Purchased

200

192.5000

American

Jan 24, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Put Options

Written

600

185.0000

American

May 15, 2020

Call Options

Purchased

5,900

160.0000

American

Jan 17, 2020

Put Options

Written

400

110.0000

American

Feb 21, 2020

Call Options

Purchased

1,000

190.0000

American

Jun 19, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Written

-2,800

175.0000

American

Jan 17, 2020

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Put Options

Written

400

170.0000

American

Jan 15, 2021

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

195.0000

American

Jan 17, 2020

Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021

Call Options

Purchased

100

190.0000

American

Jan 24, 2020

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-100

195.0000

American

Jan 3, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options

Written

-29,700

150.0000

American

Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Put Options

Purchased

-3,300

100.0000

American

Jan 17, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Call Options

Purchased

6,700

190.0000

American

Jan 15, 2021

Put Options

Written

14,800

160.0000

American

Feb 21, 2020

Call Options

Purchased

105,900

190.0000

American

Jan 17, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

33,000

140.0000

American

Jan 17, 2020

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Put Options

Written

50,200

140.0000

American

Feb 21, 2020

Put Options

Written

7,000

160.0000

American

Jan 17, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options

Written

-300

192.5000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-4,200

155.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options

Written

2,000

180.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

500

185.0000

American

Feb 21, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Put Options

Written

500

180.0000

American

May 15, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Put Options

Purchased

-2,100

175.0000

American

Jan 17, 2020

Call Options

Written

-19,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Call Options

Written

-5,600

200.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-200

185.0000

American

Jun 19, 2020

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Put Options

Written

500

187.5000

American

Dec 27, 2019

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Purchased

200

195.0000

American

Feb 21, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Put Options

Written

600

135.0000

American

Jan 17, 2020

Put Options

Written

200

185.0000

American

Jan 10, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options

Purchased

1,700

220.0000

American

Mar 20, 2020

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Call Options

Written

-300

180.0000

American

Mar 20, 2020

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-19,300

95.0000

American

Jan 17, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Put Options

Written

43,400

170.0000

American

Jan 17, 2020

Call Options

Purchased

8,000

192.5000

American

Dec 27, 2019

Put Options

Written

100,000

190.0000

American

Jan 17, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Call Options

Purchased

11,200

195.0000

American

Jan 15, 2021

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Put Options

Written

100

150.0000

American

Mar 20, 2020

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Call Options

Purchased

4,600

145.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Put Options

Purchased

-8,500

140.0000

American

Mar 20, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Call Options

Written

-500

130.0000

American

Jan 17, 2020

Call Options

Written

-100

110.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 690025
Time of Receipt (offset from UTC): 20200110T112246+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC