Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 09 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,107,109

0.21%

4,161,023

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,100,680

0.14%

524,700

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,405,200

0.16%

1,285,600

0.09%

 

 

 

 

TOTAL:

 

 

 

 

7,612,989

0.51%

5,971,323

0.40%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

16

89.9100 USD

Purchase

60

89.2750 USD

Purchase

100

90.2050 USD

Purchase

100

90.0800 USD

Purchase

100

90.1000 USD

Purchase

100

90.1700 USD

Purchase

101

89.9828 USD

Purchase

114

89.3538 USD

Purchase

123

90.0092 USD

Purchase

193

90.1925 USD

Purchase

194

89.6603 USD

Purchase

200

90.1100 USD

Purchase

200

89.1950 USD

Purchase

200

90.0600 USD

Purchase

218

89.6071 USD

Purchase

255

89.3592 USD

Purchase

260

89.2711 USD

Purchase

300

90.0883 USD

Purchase

300

89.9933 USD

Purchase

301

89.2700 USD

Purchase

304

90.1403 USD

Purchase

363

90.0900 USD

Purchase

384

89.7477 USD

Purchase

389

89.3264 USD

Purchase

399

89.5596 USD

Purchase

488

90.1043 USD

Purchase

500

89.2560 USD

Purchase

600

89.2716 USD

Purchase

700

89.5035 USD

Purchase

759

90.0889 USD

Purchase

800

90.1131 USD

Purchase

877

89.5195 USD

Purchase

1,085

90.1200 USD

Purchase

1,251

89.7727 USD

Purchase

1,299

89.8697 USD

Purchase

1,400

90.1500 USD

Purchase

1,473

90.1293 USD

Purchase

1,700

89.2960 USD

Purchase

1,905

89.2604 USD

Purchase

3,485

89.4356 USD

Purchase

4,000

89.8181 USD

Purchase

5,200

89.9595 USD

Purchase

5,378

89.8270 USD

Purchase

8,141

90.1496 USD

Purchase

9,400

89.9283 USD

Purchase

11,327

89.9400 USD

Purchase

11,974

89.8234 USD

Purchase

12,583

89.7824 USD

Purchase

13,354

89.8508 USD

Purchase

18,300

89.9531 USD

Purchase

19,847

89.8387 USD

Purchase

23,400

89.8588 USD

Purchase

24,101

90.2100 USD

Purchase

30,400

89.9492 USD

Purchase

31,900

90.0728 USD

Purchase

36,800

89.7076 USD

Purchase

36,900

89.7172 USD

Purchase

63,663

89.8294 USD

Purchase

75,000

89.8617 USD

Purchase

76,323

89.8625 USD

Sale

1

90.1500 USD

Sale

3

89.9100 USD

Sale

21

89.3128 USD

Sale

54

89.9700 USD

Sale

75

90.1300 USD

Sale

94

89.6500 USD

Sale

100

89.3000 USD

Sale

100

89.7000 USD

Sale

100

89.8000 USD

Sale

100

89.9000 USD

Sale

100

90.2050 USD

Sale

101

90.1781 USD

Sale

103

89.9300 USD

Sale

114

89.9875 USD

Sale

122

89.9072 USD

Sale

123

90.0750 USD

Sale

175

89.9314 USD

Sale

196

90.0798 USD

Sale

206

89.9836 USD

Sale

211

89.8782 USD

Sale

239

89.9381 USD

Sale

242

90.0900 USD

Sale

260

89.2712 USD

Sale

260

89.2711 USD

Sale

286

90.0811 USD

Sale

300

89.8800 USD

Sale

303

89.8472 USD

Sale

376

89.9972 USD

Sale

397

89.9500 USD

Sale

400

90.0225 USD

Sale

400

90.0550 USD

Sale

400

89.5350 USD

Sale

440

89.9947 USD

Sale

454

89.8644 USD

Sale

455

89.6958 USD

Sale

488

90.1044 USD

Sale

488

90.1043 USD

Sale

500

89.8450 USD

Sale

500

89.2560 USD

Sale

506

89.5905 USD

Sale

600

89.9816 USD

Sale

600

89.8850 USD

Sale

600

89.8475 USD

Sale

600

89.5550 USD

Sale

667

89.6206 USD

Sale

696

89.9277 USD

Sale

719

89.9400 USD

Sale

800

89.9418 USD

Sale

876

90.2058 USD

Sale

900

90.2067 USD

Sale

930

89.5620 USD

Sale

995

90.1030 USD

Sale

997

90.1433 USD

Sale

1,000

89.9564 USD

Sale

1,000

89.6700 USD

Sale

1,010

89.9306 USD

Sale

1,197

90.1649 USD

Sale

1,200

89.3127 USD

Sale

1,300

89.5873 USD

Sale

1,305

89.8738 USD

Sale

1,400

89.9757 USD

Sale

1,499

89.7810 USD

Sale

1,500

89.3077 USD

Sale

1,865

89.6788 USD

Sale

2,219

89.4911 USD

Sale

2,500

89.9488 USD

Sale

2,722

90.1097 USD

Sale

2,860

89.8626 USD

Sale

2,878

89.7281 USD

Sale

3,085

89.7742 USD

Sale

3,125

89.7520 USD

Sale

3,285

90.1149 USD

Sale

3,300

89.9383 USD

Sale

3,449

89.8393 USD

Sale

3,557

90.0352 USD

Sale

3,593

90.1201 USD

Sale

3,705

89.8985 USD

Sale

3,836

89.3490 USD

Sale

4,054

89.8023 USD

Sale

4,100

89.7781 USD

Sale

4,312

89.8860 USD

Sale

4,900

90.0400 USD

Sale

4,902

90.1369 USD

Sale

4,979

89.5270 USD

Sale

5,100

89.9724 USD

Sale

6,900

89.9581 USD

Sale

8,800

89.8030 USD

Sale

10,134

89.8704 USD

Sale

11,674

89.9354 USD

Sale

11,900

90.0260 USD

Sale

12,700

89.9186 USD

Sale

13,020

89.9675 USD

Sale

14,928

90.2096 USD

Sale

16,483

89.9045 USD

Sale

20,600

89.9433 USD

Sale

20,861

89.9791 USD

Sale

22,104

90.2100 USD

Sale

22,312

89.7225 USD

Sale

29,200

89.6486 USD

Sale

31,800

89.6538 USD

Sale

31,900

90.0728 USD

Sale

36,020

89.8464 USD

Sale

38,600

89.8717 USD

Sale

44,600

89.9666 USD

Sale

75,000

89.8617 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

900

89.2253 USD

SWAP

Long

17,320

89.8278 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

68 USD

American

17 Jan 2020

22.5000 USD

Call Option

Purchasing

5,000

70 USD

American

21 Feb 2020

20.2000 USD

Call Option

Purchasing

300

85 USD

American

7 Feb 2020

5.1500 USD

Call Option

Purchasing

200

89 USD

American

10 Jan 2020

1.1000 USD

Call Option

Purchasing

1,500

89 USD

American

10 Jan 2020

1.3486 USD

Call Option

Purchasing

200

90 USD

American

10 Jan 2020

0.6500 USD

Call Option

Purchasing

400

90 USD

American

15 May 2020

4.2050 USD

Call Option

Purchasing

300

91 USD

American

10 Jan 2020

0.0633 USD

Call Option

Purchasing

100

93 USD

American

15 May 2020

3.2200 USD

Call Option

Purchasing

2,000

94 USD

American

14 Feb 2020

0.9500 USD

Call Option

Purchasing

2,500

98 USD

American

15 May 2020

1.6300 USD

Call Option

Purchasing

300

100 USD

American

15 May 2020

1.1800 USD

Call Option

Purchasing

100

100 USD

American

18 Sep 2020

2.3700 USD

Call Option

Selling

200

80 USD

American

17 Jan 2020

9.9900 USD

Call Option

Selling

100

80 USD

American

21 Jan 2022

14.5700 USD

Call Option

Selling

100

87 USD

American

17 Jan 2020

3.1300 USD

Put Option

Purchasing

300

75 USD

American

19 Jun 2020

1.4600 USD

Put Option

Purchasing

500

84 USD

American

7 Feb 2020

1.0800 USD

Put Option

Selling

100

60 USD

American

21 Feb 2020

0.0500 USD

Put Option

Selling

200

65 USD

American

15 May 2020

0.3900 USD

Put Option

Selling

100

68 USD

American

15 May 2020

0.4800 USD

Put Option

Selling

1,000

70 USD

American

15 May 2020

0.6700 USD

Put Option

Selling

100

83 USD

American

17 Jan 2020

0.1100 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

10 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

4,500

77.5000

American

Jan 17, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Call Options

Purchased

600

75.0000

American

May 15, 2020

Put Options

Written

363,000

65.0000

American

Jan 17, 2020

Put Options

Written

13,300

75.0000

American

Feb 21, 2020

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Call Options

Purchased

4,000

72.5000

American

Feb 21, 2020

Put Options

Written

2,600

75.0000

American

Jun 19, 2020

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Call Options

Purchased

400

94.0000

American

Jan 10, 2020

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Put Options

Written

11,300

87.5000

American

Feb 21, 2020

Call Options

Purchased

200

50.0000

American

Jan 21, 2022

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

2,900

70.0000

American

May 15, 2020

Call Options

Purchased

3,300

87.5000

American

May 15, 2020

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Put Options

Written

9,200

85.5000

American

Jan 31, 2020

Put Options

Written

4,000

37.5000

American

Jan 21, 2022

Put Options

Written

11,700

82.5000

American

Jan 17, 2020

Put Options

Written

9,500

88.0000

American

Jan 31, 2020

Call Options

Purchased

3,100

89.5000

American

Jan 10, 2020

Call Options

Purchased

100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-2,500

89.0000

American

Jan 17, 2020

Call Options

Written

-1,700

130.0000

American

Jan 15, 2021

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Call Options

Written

-2,200

93.0000

American

Jan 31, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 10, 2020

Call Options

Written

-3,300

70.0000

American

Feb 21, 2020

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-200

105.0000

American

Feb 21, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-17,700

90.0000

American

Jun 19, 2020

Call Options

Written

-100

87.0000

American

Jan 17, 2020

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Put Options

Purchased

-3,900

57.5000

American

Jan 17, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Call Options

Written

-100

80.0000

American

Jan 21, 2022

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Call Options

Written

-800

91.5000

American

Jan 10, 2020

Put Options

Purchased

-2,000

86.5000

American

Jan 17, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Call Options

Written

-11,700

97.5000

American

Jan 17, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Put Options

Written

3,500

47.5000

American

Jan 17, 2020

Call Options

Purchased

1,100

72.5000

American

May 15, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Put Options

Written

49,000

95.0000

American

Jan 17, 2020

Call Options

Purchased

1,500

90.5000

American

Jan 10, 2020

Call Options

Purchased

8,200

95.0000

American

May 15, 2020

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options

Purchased

800

67.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

92.5000

American

Feb 21, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Call Options

Purchased

1,300

72.5000

American

Jun 19, 2020

Call Options

Purchased

1,000

88.5000

American

Jan 10, 2020

Call Options

Purchased

4,200

85.0000

American

Feb 21, 2020

Call Options

Purchased

9,100

95.0000

American

Sep 18, 2020

Call Options

Purchased

6,800

92.5000

American

May 15, 2020

Put Options

Written

3,900

50.0000

American

Jan 17, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Put Options

Written

1,400

88.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

600

62.5000

American

Sep 18, 2020

Call Options

Purchased

33,700

80.0000

American

Jan 17, 2020

Call Options

Purchased

400

120.0000

American

Sep 18, 2020

Call Options

Purchased

1,000

88.0000

American

Jan 17, 2020

Put Options

Written

1,100

82.5000

American

Sep 18, 2020

Call Options

Written

-5,400

90.0000

American

Jan 10, 2020

Put Options

Purchased

-12,100

55.0000

American

Jan 17, 2020

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Call Options

Written

-300

97.5000

American

Feb 21, 2020

Put Options

Purchased

-600

87.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-200

83.0000

American

Jan 17, 2020

Call Options

Written

-400

88.0000

American

Jan 24, 2020

Call Options

Written

-11,600

130.0000

American

Jan 17, 2020

Call Options

Written

-300

95.0000

American

Jan 31, 2020

Put Options

Purchased

-400

86.0000

American

Jan 10, 2020

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-100

82.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Put Options

Purchased

-100

85.0000

American

Sep 18, 2020

Put Options

Purchased

-1,600

89.0000

American

Jan 10, 2020

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Call Options

Written

-200

91.5000

American

Jan 31, 2020

Put Options

Purchased

-1,200

95.0000

American

Feb 7, 2020

Put Options

Written

22,600

91.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Put Options

Written

1,800

57.5000

American

Feb 21, 2020

Call Options

Purchased

16,000

72.5000

American

Jan 17, 2020

Call Options

Purchased

500

62.5000

American

May 15, 2020

Call Options

Purchased

800

91.0000

American

Jan 17, 2020

Put Options

Written

16,500

62.5000

American

Jan 17, 2020

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Put Options

Written

2,300

80.0000

American

Jan 10, 2020

Put Options

Written

1,000

88.5000

American

Jan 31, 2020

Call Options

Purchased

3,000

105.0000

American

Jun 19, 2020

Call Options

Purchased

500

70.0000

American

Jun 19, 2020

Call Options

Purchased

3,000

97.5000

American

May 15, 2020

Call Options

Written

-1,000

90.5000

American

Jan 31, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Written

-13,400

95.0000

American

Jan 17, 2020

Put Options

Purchased

-23,300

60.0000

American

Jan 17, 2020

Put Options

Purchased

-700

80.0000

American

May 15, 2020

Put Options

Purchased

-1,300

75.0000

American

May 15, 2020

Call Options

Written

-900

85.0000

American

Sep 18, 2020

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Call Options

Written

-3,900

85.0000

American

Jun 19, 2020

Call Options

Written

-200

40.0000

American

Jan 21, 2022

Call Options

Written

-900

110.0000

American

Feb 21, 2020

Put Options

Purchased

-120,000

85.0000

American

Feb 21, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options

Purchased

-4,400

40.0000

American

Jan 21, 2022

Put Options

Purchased

-200

85.5000

American

Jan 10, 2020

Put Options

Purchased

-1,700

90.0000

American

Sep 18, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Put Options

Purchased

-3,600

97.5000

American

Feb 21, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options

Written

-100

95.0000

American

Feb 21, 2020

Call Options

Written

-4,200

85.0000

American

May 15, 2020

Put Options

Purchased

-6,300

85.0000

American

Jan 17, 2020

Put Options

Purchased

-7,600

72.5000

American

Feb 21, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Call Options

Purchased

600

85.0000

American

Feb 7, 2020

Put Options

Written

400

84.0000

American

Jan 10, 2020

Call Options

Purchased

5,700

90.0000

American

Sep 18, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Put Options

Written

200

37.5000

American

Jan 15, 2021

Put Options

Written

600

80.0000

American

Jun 19, 2020

Call Options

Purchased

2,500

87.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Put Options

Written

400

90.0000

American

Jun 19, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Put Options

Written

175,000

80.0000

American

Jan 15, 2021

Put Options

Written

5,100

77.5000

American

Jan 15, 2021

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

300

85.0000

American

May 15, 2020

Put Options

Written

100

85.0000

American

Jan 31, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Put Options

Written

156,100

65.0000

American

Jun 19, 2020

Call Options

Purchased

1,900

82.5000

American

Feb 21, 2020

Call Options

Purchased

7,800

80.0000

American

May 15, 2020

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

67.5000

American

Jan 15, 2021

Call Options

Purchased

100

90.0000

American

Aug 21, 2020

Call Options

Purchased

100

92.0000

American

Jan 10, 2020

Call Options

Written

-4,200

93.5000

American

Jan 31, 2020

Call Options

Written

-11,800

90.0000

American

Jan 31, 2020

Put Options

Purchased

-200

87.5000

American

Sep 18, 2020

Put Options

Purchased

-200

92.5000

American

Sep 18, 2020

Call Options

Written

-79,900

70.0000

American

Jan 15, 2021

Put Options

Purchased

-1,300

87.0000

American

Jan 10, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-3,000

90.0000

American

Feb 21, 2020

Call Options

Written

-5,200

85.0000

American

Jan 15, 2021

Call Options

Written

-51,100

92.5000

American

Jan 15, 2021

Call Options

Written

-200

110.0000

American

Sep 18, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Put Options

Purchased

-1,600

88.5000

American

Jan 10, 2020

Call Options

Written

-8,200

75.0000

American

Jan 17, 2020

Call Options

Written

-600

89.5000

American

Jan 24, 2020

Put Options

Purchased

-2,000

70.0000

American

Jan 15, 2021

Call Options

Written

-4,600

115.0000

American

Jan 17, 2020

Call Options

Written

-8,000

100.0000

American

Jan 15, 2021

Call Options

Written

-1,200

92.5000

American

Jan 31, 2020

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options

Written

-10,900

92.5000

American

Feb 21, 2020

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-100

85.5000

American

Jan 17, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-2,800

87.5000

American

Jan 10, 2020

Put Options

Purchased

-9,100

87.5000

American

May 15, 2020

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-100

45.0000

American

Jan 21, 2022

Call Options

Written

-1,200

77.5000

American

Feb 21, 2020

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-6,800

105.0000

American

Jan 17, 2020

Put Options

Written

17,100

85.0000

American

Jan 24, 2020

Put Options

Written

3,400

67.5000

American

Jan 17, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

30,600

90.0000

American

Feb 21, 2020

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

13,800

75.0000

American

Sep 18, 2020

Put Options

Written

8,300

86.5000

American

Jan 24, 2020

Call Options

Purchased

3,500

91.0000

American

Jan 10, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Put Options

Written

200

67.5000

American

May 15, 2020

Put Options

Written

100

77.5000

American

Sep 18, 2020

Put Options

Written

100

77.5000

American

May 15, 2020

Put Options

Written

100

82.5000

American

Feb 21, 2020

Call Options

Purchased

11,300

70.0000

American

Jan 17, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Put Options

Written

100

83.5000

American

Jan 31, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

200

65.0000

American

May 15, 2020

Call Options

Purchased

8,800

90.0000

American

May 15, 2020

Put Options

Written

300

65.0000

American

May 15, 2020

Put Options

Written

12,100

70.0000

American

Feb 21, 2020

Put Options

Written

4,800

86.0000

American

Jan 24, 2020

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Call Options

Written

-1,200

92.5000

American

Jun 19, 2020

Put Options

Purchased

-1,500

82.5000

American

May 15, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Call Options

Written

-100

37.5000

American

Jan 21, 2022

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Call Options

Written

-3,300

145.0000

American

Jan 17, 2020

Put Options

Purchased

-200

60.0000

American

Feb 21, 2020

Put Options

Purchased

-400

92.5000

American

Feb 21, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Call Options

Written

-6,400

91.0000

American

Jan 31, 2020

Put Options

Purchased

-3,700

75.0000

American

Jan 17, 2020

Put Options

Purchased

-400

130.0000

American

Jan 17, 2020

Put Options

Purchased

-1,800

100.0000

American

Feb 21, 2020

Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020

Put Options

Purchased

-500

84.0000

American

Feb 7, 2020

Put Options

Purchased

-700

80.0000

American

Jan 15, 2021

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Put Options

Purchased

-400

100.0000

American

Jan 15, 2021

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-26,000

92.5000

American

Jan 17, 2020

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-400

94.5000

American

Feb 7, 2020

Call Options

Written

-2,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-700

95.0000

American

Jan 15, 2021

Call Options

Written

-100,300

120.0000

American

Jan 17, 2020

Put Options

Purchased

-300

97.5000

American

Jan 17, 2020

Call Options

Purchased

2,000

93.5000

American

Feb 14, 2020

Put Options

Written

1,100

75.0000

American

Jan 15, 2021

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Put Options

Written

100

57.5000

American

Sep 18, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

13,500

80.0000

American

Jan 17, 2020

Call Options

Purchased

4,900

75.0000

American

Feb 21, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Put Options

Written

30,000

70.0000

American

Jun 19, 2020

Put Options

Written

500

87.5000

American

Jan 15, 2021

Call Options

Purchased

25,200

80.0000

American

Feb 21, 2020

Put Options

Written

400

50.0000

American

Feb 21, 2020

Call Options

Purchased

23,100

67.5000

American

Jan 17, 2020

Call Options

Purchased

100

70.0000

American

May 15, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Call Options

Purchased

100

90.0000

American

Jan 15, 2021

Call Options

Written

-53,800

82.5000

American

Jan 17, 2020

Put Options

Purchased

-400

92.0000

American

Jan 17, 2020

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Call Options

Written

-18,000

95.0000

American

Jun 19, 2020

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Purchased

-6,200

87.5000

American

Jan 17, 2020

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Purchased

-600

86.0000

American

Jan 17, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Put Options

Purchased

-500

88.0000

American

Jan 10, 2020

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Put Options

Purchased

-4,400

70.0000

American

Jan 17, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Written

5,000

67.5000

American

Feb 21, 2020

Call Options

Purchased

2,200

105.0000

American

May 15, 2020

Put Options

Written

100

130.0000

American

Jun 19, 2020

Put Options

Written

18,800

85.0000

American

Feb 21, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

3,500

86.5000

American

Jan 10, 2020

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Purchased

1,300

105.0000

American

Sep 18, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Purchased

200

55.0000

American

Jan 21, 2022

Put Options

Written

100

65.0000

American

Sep 18, 2020

Put Options

Written

14,500

67.5000

American

Jun 19, 2020

Call Options

Purchased

100

94.0000

American

Jan 17, 2020

Call Options

Purchased

8,600

100.0000

American

Feb 21, 2020

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Put Options

Written

300

65.0000

American

Jan 15, 2021

Call Options

Purchased

15,400

89.0000

American

Jan 17, 2020

Put Options

Written

5,800

105.0000

American

Jan 17, 2020

Call Options

Purchased

13,100

90.0000

American

Jan 17, 2020

Put Options

Written

1,000

77.5000

American

Jun 19, 2020

Put Options

Purchased

-400

87.0000

American

Feb 14, 2020

Call Options

Written

-100

88.0000

American

Jan 10, 2020

Call Options

Written

-3,900

100.0000

American

Jun 19, 2020

Call Options

Written

-100

87.0000

American

Jan 10, 2020

Call Options

Written

-400

82.5000

American

May 15, 2020

Call Options

Written

-6,800

105.0000

American

Jan 15, 2021

Call Options

Written

-67,400

100.0000

American

Jan 17, 2020

Put Options

Purchased

-300

83.0000

American

Jan 31, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-1,100

62.5000

American

Jan 17, 2020

Call Options

Written

-800

65.0000

American

Jan 17, 2020

Call Options

Written

-7,500

87.5000

American

Jan 17, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Put Options

Purchased

-15,400

95.0000

American

Feb 21, 2020

Call Options

Written

-10,300

85.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Put Options

Written

17,000

65.0000

American

Feb 21, 2020

Call Options

Purchased

8,000

77.5000

American

Jan 17, 2020

Put Options

Written

600

72.5000

American

May 15, 2020

Put Options

Written

400

85.0000

American

Jan 15, 2021

Call Options

Purchased

5,000

100.0000

American

May 15, 2020

Call Options

Purchased

3,400

89.0000

American

Jan 10, 2020

Call Options

Purchased

1,500

80.0000

American

Sep 18, 2020

Call Options

Purchased

100

92.0000

American

Jan 17, 2020

Put Options

Written

15,700

80.0000

American

Feb 21, 2020

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Call Options

Purchased

400

82.5000

American

Jun 19, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Call Options

Purchased

7,300

77.5000

American

Jan 15, 2021

Call Options

Written

-7,200

92.5000

American

Jan 17, 2020

Put Options

Purchased

-13,300

86.5000

American

Jan 10, 2020

Put Options

Purchased

-24,800

90.0000

American

Jan 17, 2020

Call Options

Written

-400

86.0000

American

Jan 24, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Put Options

Purchased

-100

87.5000

American

Jan 31, 2020

Call Options

Written

-1,700

80.0000

American

Jan 15, 2021

Put Options

Purchased

-100,000

85.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

72.5000

American

Jan 17, 2020

Put Options

Purchased

-7,900

77.5000

American

Feb 21, 2020

Put Options

Purchased

-100

90.5000

American

Jan 10, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-1,500

110.0000

American

May 15, 2020

Call Options

Written

-4,600

100.0000

American

Sep 18, 2020

Put Options

Purchased

-9,700

100.0000

American

Jan 17, 2020

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Call Options

Written

-5,700

95.0000

American

Jan 15, 2021

Put Options

Purchased

-700

96.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 690021
Time of Receipt (offset from UTC): 20200110T104143+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC