Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 09 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,263,030

1.30%

3,157,709

0.96%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,934,777

0.89%

2,430,288

0.74%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

815,300

0.25%

498,200

0.15%

 

 

 

 

TOTAL:

 

 

 

 

8,013,107

2.44%

6,086,197

1.85%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

192.5700 USD

Purchase

9

192.1500 USD

Purchase

40

192.0700 USD

Purchase

49

192.2000 USD

Purchase

75

192.1200 USD

Purchase

100

192.3700 USD

Purchase

100

192.1300 USD

Purchase

128

191.5815 USD

Purchase

163

192.1970 USD

Purchase

200

191.4950 USD

Purchase

200

192.2749 USD

Purchase

200

192.2400 USD

Purchase

200

192.1678 USD

Purchase

200

192.6500 USD

Purchase

240

192.2080 USD

Purchase

300

192.1833 USD

Purchase

303

192.3666 USD

Purchase

316

192.2088 USD

Purchase

400

192.0075 USD

Purchase

401

192.0233 USD

Purchase

406

191.4078 USD

Purchase

500

192.2240 USD

Purchase

505

191.3680 USD

Purchase

522

191.9834 USD

Purchase

527

192.1010 USD

Purchase

576

191.8531 USD

Purchase

622

192.0131 USD

Purchase

707

192.0950 USD

Purchase

765

192.3390 USD

Purchase

900

192.0772 USD

Purchase

966

192.1189 USD

Purchase

1,039

191.4098 USD

Purchase

1,079

192.5172 USD

Purchase

1,400

192.1442 USD

Purchase

1,500

192.1875 USD

Purchase

1,556

192.1880 USD

Purchase

1,823

191.5541 USD

Purchase

2,070

192.2681 USD

Purchase

2,196

192.2680 USD

Purchase

2,200

192.1377 USD

Purchase

2,200

192.1490 USD

Purchase

2,296

192.4149 USD

Purchase

2,297

192.0814 USD

Purchase

2,350

192.2856 USD

Purchase

2,500

192.1658 USD

Purchase

2,672

192.3288 USD

Purchase

2,900

191.5320 USD

Purchase

2,941

192.4367 USD

Purchase

3,287

192.3045 USD

Purchase

3,303

192.3930 USD

Purchase

3,500

192.0990 USD

Purchase

4,021

192.1469 USD

Purchase

4,450

192.3046 USD

Purchase

4,466

192.2897 USD

Purchase

4,649

192.0462 USD

Purchase

4,729

192.0899 USD

Purchase

4,857

192.1231 USD

Purchase

5,100

192.4890 USD

Purchase

6,626

192.2149 USD

Purchase

6,796

192.1386 USD

Purchase

8,600

192.1505 USD

Purchase

8,692

192.0355 USD

Purchase

9,062

192.2982 USD

Purchase

9,177

192.0205 USD

Purchase

9,600

192.5051 USD

Purchase

9,900

192.0520 USD

Purchase

11,167

191.9806 USD

Purchase

11,894

192.0831 USD

Purchase

18,290

192.1662 USD

Purchase

19,500

192.1731 USD

Purchase

26,698

192.0706 USD

Purchase

31,187

192.3182 USD

Purchase

36,836

192.3706 USD

Purchase

45,443

192.0666 USD

Purchase

86,605

192.0573 USD

Sale

3

192.5300 USD

Sale

100

192.2000 USD

Sale

100

192.1300 USD

Sale

100

191.5200 USD

Sale

100

192.3700 USD

Sale

100

192.3650 USD

Sale

100

192.2200 USD

Sale

100

191.7500 USD

Sale

104

191.3626 USD

Sale

109

192.1500 USD

Sale

140

192.0700 USD

Sale

200

192.1050 USD

Sale

200

192.4475 USD

Sale

200

192.1550 USD

Sale

200

192.1450 USD

Sale

200

192.1250 USD

Sale

200

192.1200 USD

Sale

300

191.4366 USD

Sale

300

192.1833 USD

Sale

320

192.1562 USD

Sale

324

191.6575 USD

Sale

337

192.2252 USD

Sale

345

191.4527 USD

Sale

392

191.4463 USD

Sale

400

192.1475 USD

Sale

400

191.5025 USD

Sale

400

192.0900 USD

Sale

545

191.5833 USD

Sale

775

191.5819 USD

Sale

957

191.6338 USD

Sale

970

191.7604 USD

Sale

989

192.0366 USD

Sale

1,012

191.6902 USD

Sale

1,039

191.4098 USD

Sale

1,100

191.8684 USD

Sale

1,195

191.5291 USD

Sale

1,800

191.6683 USD

Sale

1,816

191.6235 USD

Sale

1,861

191.5890 USD

Sale

1,960

192.6500 USD

Sale

2,500

192.1658 USD

Sale

2,500

192.1472 USD

Sale

2,900

191.5320 USD

Sale

3,013

192.3647 USD

Sale

3,117

192.0717 USD

Sale

3,400

192.1177 USD

Sale

3,712

192.0500 USD

Sale

4,400

191.8994 USD

Sale

5,500

192.4936 USD

Sale

17,600

192.2980 USD

Sale

23,303

192.1401 USD

Sale

25,311

192.3655 USD

Sale

36,836

192.3706 USD

Sale

81,001

192.1160 USD

Sale

173,210

192.0573 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Short

20,000

192.0660 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

185 USD

American

17 Jan 2020

6.8800 USD

Call Option

Selling

100

190 USD

American

17 Jan 2020

2.6300 USD

Call Option

Selling

100

200 USD

American

24 Jan 2020

0.3400 USD

Put Option

Purchasing

9,800

180 USD

American

21 Feb 2020

2.2000 USD

Put Option

Purchasing

200

185 USD

American

21 Feb 2020

2.6900 USD

Put Option

Purchasing

400

190 USD

American

10 Jan 2020

0.1000 USD

Put Option

Selling

300

175 USD

American

21 Feb 2020

1.9100 USD

Put Option

Selling

900

180 USD

American

20 Mar 2020

2.8000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

10 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

300

180.0000

American

Jan 21, 2022

Put Options

Written

100

120.0000

American

Jan 17, 2020

Call Options

Purchased

1,700

190.0000

American

Feb 21, 2020

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

500

187.5000

American

Jan 10, 2020

Call Options

Purchased

4,200

250.0000

American

Jan 17, 2020

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

500

185.0000

American

Jun 19, 2020

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Call Options

Purchased

300

192.5000

American

Jan 31, 2020

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

300

135.0000

American

Feb 21, 2020

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-9,800

180.0000

American

Feb 21, 2020

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Written

300

175.0000

American

Feb 21, 2020

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Written

11,700

160.0000

American

Jun 19, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Call Options

Purchased

300

192.5000

American

Jan 10, 2020

Put Options

Purchased

-10,500

125.0000

American

Jan 17, 2020

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-2,900

110.0000

American

Jan 17, 2020

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Written

-2,000

180.0000

American

Feb 21, 2020

Call Options

Written

-2,700

150.0000

American

Jan 15, 2021

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Put Options

Purchased

-500

195.0000

American

Jan 10, 2020

Call Options

Written

-1,100

185.0000

American

Feb 21, 2020

Call Options

Purchased

200

192.5000

American

Jan 24, 2020

Put Options

Written

400

65.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

180.0000

American

Jan 17, 2020

Put Options

Written

2,100

185.0000

American

Mar 20, 2020

Call Options

Purchased

5,900

160.0000

American

Jan 17, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

400

110.0000

American

Feb 21, 2020

Put Options

Written

200

185.0000

American

Jan 17, 2020

Put Options

Written

200

150.0000

American

Jan 21, 2022

Put Options

Written

13,500

165.0000

American

Jan 17, 2020

Put Options

Written

600

185.0000

American

May 15, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

190.0000

American

Jun 19, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-2,800

175.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Put Options

Written

400

170.0000

American

Jan 15, 2021

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

2,000

195.0000

American

Jan 17, 2020

Call Options

Purchased

100

190.0000

American

Jan 24, 2020

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Call Options

Written

-29,200

150.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-3,300

100.0000

American

Jan 17, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Put Options

Written

7,000

160.0000

American

Jan 17, 2020

Put Options

Written

50,200

140.0000

American

Feb 21, 2020

Call Options

Purchased

6,700

190.0000

American

Jan 15, 2021

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Put Options

Written

33,000

140.0000

American

Jan 17, 2020

Call Options

Purchased

105,800

190.0000

American

Jan 17, 2020

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

14,900

160.0000

American

Feb 21, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Call Options

Purchased

200

195.0000

American

Jan 10, 2020

Call Options

Written

-300

192.5000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-4,200

155.0000

American

Jan 17, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Put Options

Written

2,000

180.0000

American

Jan 17, 2020

Put Options

Written

900

180.0000

American

Mar 20, 2020

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Put Options

Written

500

180.0000

American

May 15, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

300

185.0000

American

Feb 21, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

500

192.5000

American

Jan 10, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Call Options

Written

-19,400

185.0000

American

Jan 17, 2020

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Put Options

Purchased

-400

190.0000

American

Jan 10, 2020

Put Options

Purchased

-2,100

175.0000

American

Jan 17, 2020

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Call Options

Written

-5,600

200.0000

American

Jan 17, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Call Options

Written

-500

190.0000

American

Jan 10, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Call Options

Written

-200

185.0000

American

Jun 19, 2020

Put Options

Purchased

-200

170.0000

American

Jan 21, 2022

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options

Purchased

1,700

220.0000

American

Mar 20, 2020

Put Options

Written

200

185.0000

American

Jan 10, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Put Options

Written

600

135.0000

American

Jan 17, 2020

Call Options

Purchased

200

195.0000

American

Feb 21, 2020

Put Options

Purchased

-19,300

95.0000

American

Jan 17, 2020

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

180.0000

American

Jan 15, 2021

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-300

180.0000

American

Mar 20, 2020

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Put Options

Written

100,000

190.0000

American

Jan 17, 2020

Call Options

Purchased

11,200

195.0000

American

Jan 15, 2021

Put Options

Written

43,400

170.0000

American

Jan 17, 2020

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Call Options

Purchased

4,600

145.0000

American

Jan 17, 2020

Put Options

Written

100

150.0000

American

Mar 20, 2020

Call Options

Written

-100

200.0000

American

Jan 24, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-500

130.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Call Options

Written

-100

110.0000

American

Jan 17, 2020

Put Options

Purchased

-8,500

140.0000

American

Mar 20, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 690016
Time of Receipt (offset from UTC): 20200110T102935+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC