Form 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 08 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,169,371

1.27%

3,152,109

0.96%

 

(2)

Derivatives (other than options):

2,877,200

0.88%

2,352,711

0.72%

 

(3)

Options and agreements to
purchase/sell:

814,400

0.25%

488,000

0.15%

 
TOTAL:

7,860,971

2.39%

5,992,820

1.83%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

191.3400 USD

Purchase

13

191.8250 USD

Purchase

68

191.6700 USD

Purchase

76

191.3500 USD

Purchase

100

191.9650 USD

Purchase

100

191.9050 USD

Purchase

100

191.9000 USD

Purchase

100

191.8600 USD

Purchase

100

191.8400 USD

Purchase

100

192.0400 USD

Purchase

100

191.5000 USD

Purchase

100

191.7400 USD

Purchase

100

191.2150 USD

Purchase

100

192.0500 USD

Purchase

100

191.8000 USD

Purchase

109

191.3300 USD

Purchase

120

191.7700 USD

Purchase

123

191.7906 USD

Purchase

200

191.2250 USD

Purchase

200

191.8750 USD

Purchase

209

191.5901 USD

Purchase

221

191.8095 USD

Purchase

300

191.7200 USD

Purchase

300

191.7783 USD

Purchase

301

191.6984 USD

Purchase

310

191.8900 USD

Purchase

400

191.9675 USD

Purchase

400

191.7250 USD

Purchase

418

191.7630 USD

Purchase

536

191.9151 USD

Purchase

600

191.8033 USD

Purchase

601

191.8331 USD

Purchase

800

191.7518 USD

Purchase

808

191.8342 USD

Purchase

867

191.7738 USD

Purchase

935

191.7274 USD

Purchase

942

191.8298 USD

Purchase

1,015

191.7715 USD

Purchase

1,047

191.7702 USD

Purchase

1,062

191.5512 USD

Purchase

1,080

191.7272 USD

Purchase

1,157

191.7460 USD

Purchase

1,238

191.7477 USD

Purchase

1,300

191.7300 USD

Purchase

1,400

191.7453 USD

Purchase

1,458

191.7983 USD

Purchase

1,500

191.8263 USD

Purchase

1,558

191.6980 USD

Purchase

1,606

191.7925 USD

Purchase

1,630

191.7851 USD

Purchase

2,000

191.7275 USD

Purchase

2,002

191.8323 USD

Purchase

2,035

191.7949 USD

Purchase

2,252

191.7859 USD

Purchase

2,400

191.6685 USD

Purchase

2,401

191.7856 USD

Purchase

2,769

191.7810 USD

Purchase

2,970

191.8075 USD

Purchase

2,985

191.7800 USD

Purchase

3,316

191.8117 USD

Purchase

3,692

191.8339 USD

Purchase

3,700

191.8395 USD

Purchase

4,051

191.8399 USD

Purchase

4,100

191.7747 USD

Purchase

4,152

191.1500 USD

Purchase

4,504

191.8509 USD

Purchase

4,961

191.7673 USD

Purchase

5,303

191.8285 USD

Purchase

5,432

191.7439 USD

Purchase

5,700

191.6087 USD

Purchase

6,077

191.8987 USD

Purchase

6,300

191.8850 USD

Purchase

6,490

191.6786 USD

Purchase

6,579

191.8073 USD

Purchase

6,715

191.8679 USD

Purchase

8,700

191.6749 USD

Purchase

9,000

191.6793 USD

Purchase

10,292

191.8162 USD

Purchase

14,700

191.6465 USD

Purchase

16,383

191.6805 USD

Purchase

18,289

191.8171 USD

Purchase

19,250

191.5001 USD

Purchase

25,000

191.8325 USD

Purchase

26,120

191.6003 USD

Purchase

30,615

191.7419 USD

Purchase

54,009

191.4923 USD

Purchase

57,737

191.8104 USD

Purchase

179,946

191.8079 USD

Purchase

179,946

191.8078 USD

Sale

34

191.6700 USD

Sale

40

191.8900 USD

Sale

78

192.1700 USD

Sale

100

191.4200 USD

Sale

100

191.1800 USD

Sale

100

192.0500 USD

Sale

100

191.9650 USD

Sale

100

191.9200 USD

Sale

100

191.7800 USD

Sale

120

191.7700 USD

Sale

122

192.0306 USD

Sale

200

191.8000 USD

Sale

300

191.4600 USD

Sale

300

191.5166 USD

Sale

300

191.8800 USD

Sale

400

191.4975 USD

Sale

600

191.4800 USD

Sale

676

191.8089 USD

Sale

700

191.7357 USD

Sale

700

191.8903 USD

Sale

800

191.7975 USD

Sale

900

191.6927 USD

Sale

1,000

191.6330 USD

Sale

1,100

191.4704 USD

Sale

1,159

191.7340 USD

Sale

1,190

191.6865 USD

Sale

1,500

191.7913 USD

Sale

1,900

191.7647 USD

Sale

2,000

191.5555 USD

Sale

2,175

191.5090 USD

Sale

2,400

191.6685 USD

Sale

2,400

191.8716 USD

Sale

2,580

191.7854 USD

Sale

2,723

191.5019 USD

Sale

2,900

191.6727 USD

Sale

3,200

191.6378 USD

Sale

3,500

191.7698 USD

Sale

3,790

191.6246 USD

Sale

3,990

191.6166 USD

Sale

4,158

191.1500 USD

Sale

4,397

191.6484 USD

Sale

4,481

191.5724 USD

Sale

4,681

191.4808 USD

Sale

5,700

191.8002 USD

Sale

7,755

191.5036 USD

Sale

7,864

191.7464 USD

Sale

8,624

191.7715 USD

Sale

8,855

191.5000 USD

Sale

9,699

191.7912 USD

Sale

9,980

191.7225 USD

Sale

11,202

191.7283 USD

Sale

16,900

191.6132 USD

Sale

18,723

191.7828 USD

Sale

25,000

191.8325 USD

Sale

25,770

191.6339 USD

Sale

32,359

191.3872 USD

Sale

33,463

191.7974 USD

Sale

38,339

191.7044 USD

Sale

45,315

191.7110 USD

Sale

57,737

191.8104 USD

Sale

58,537

191.8102 USD

Sale

79,788

191.7251 USD

Sale

179,946

191.8078 USD

(b) Derivatives transactions (other than options transactions)

Product Name

Nature of transaction

Number of relevant securities

Price per

 

 

 

unit

SWAP

Short

6,000

191.3628 USD

SWAP

Short

20,000

191.9153 USD

SWAP

Short

20,000

191.8094 USD

SWAP

Short

25,000

191.8600 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

9 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

1,700

190.0000

American

Feb 21, 2020

Call Options

Purchased

4,200

250.0000

American

Jan 17, 2020

Put Options

Written

100

120.0000

American

Jan 17, 2020

Call Options

Purchased

300

192.5000

American

Jan 31, 2020

Put Options

Written

500

185.0000

American

Jun 19, 2020

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

300

135.0000

American

Feb 21, 2020

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

500

187.5000

American

Jan 10, 2020

Put Options

Written

300

180.0000

American

Jan 21, 2022

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

11,700

160.0000

American

Jun 19, 2020

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Call Options

Purchased

300

192.5000

American

Jan 10, 2020

Put Options

Purchased

-10,500

125.0000

American

Jan 17, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Call Options

Written

-1,100

185.0000

American

Feb 21, 2020

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Written

-2,000

180.0000

American

Feb 21, 2020

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-2,900

110.0000

American

Jan 17, 2020

Put Options

Purchased

-500

195.0000

American

Jan 10, 2020

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Call Options

Written

-2,700

150.0000

American

Jan 15, 2021

Put Options

Written

200

150.0000

American

Jan 21, 2022

Call Options

Purchased

200

192.5000

American

Jan 24, 2020

Put Options

Written

2,100

185.0000

American

Mar 20, 2020

Call Options

Purchased

1,000

190.0000

American

Jun 19, 2020

Put Options

Written

400

110.0000

American

Feb 21, 2020

Put Options

Written

400

65.0000

American

Jan 17, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

600

185.0000

American

May 15, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Put Options

Written

13,500

165.0000

American

Jan 17, 2020

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options

Written

400

125.0000

American

Jan 15, 2021

Call Options

Purchased

5,900

160.0000

American

Jan 17, 2020

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Call Options

Purchased

3,000

180.0000

American

Jan 17, 2020

Put Options

Written

200

185.0000

American

Jan 17, 2020

Call Options

Written

-2,800

175.0000

American

Jan 17, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Call Options

Purchased

2,000

195.0000

American

Jan 17, 2020

Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021

Put Options

Written

400

170.0000

American

Jan 15, 2021

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Call Options

Purchased

100

190.0000

American

Jan 24, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Call Options

Written

-29,200

150.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-3,300

100.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Call Options

Purchased

105,900

190.0000

American

Jan 17, 2020

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Call Options

Purchased

6,700

190.0000

American

Jan 15, 2021

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Put Options

Written

7,000

160.0000

American

Jan 17, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

50,200

140.0000

American

Feb 21, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Call Options

Purchased

200

195.0000

American

Jan 10, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

33,000

140.0000

American

Jan 17, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Put Options

Written

14,900

160.0000

American

Feb 21, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options

Written

-4,200

155.0000

American

Jan 17, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-300

192.5000

American

Jan 17, 2020

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Put Options

Written

500

180.0000

American

May 15, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options

Written

2,000

180.0000

American

Jan 17, 2020

Put Options

Written

500

192.5000

American

Jan 10, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Put Options

Written

500

185.0000

American

Feb 21, 2020

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Call Options

Written

-19,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Call Options

Written

-500

190.0000

American

Jan 10, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Call Options

Written

-200

185.0000

American

Jun 19, 2020

Put Options

Purchased

-2,100

175.0000

American

Jan 17, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Put Options

Purchased

-200

170.0000

American

Jan 21, 2022

Call Options

Written

-5,600

200.0000

American

Jan 17, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Call Options

Purchased

1,700

220.0000

American

Mar 20, 2020

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Put Options

Written

600

135.0000

American

Jan 17, 2020

Put Options

Written

200

185.0000

American

Jan 10, 2020

Call Options

Purchased

200

195.0000

American

Feb 21, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Call Options

Written

-300

180.0000

American

Mar 20, 2020

Put Options

Purchased

-19,300

95.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Put Options

Purchased

-1,000

180.0000

American

Jan 15, 2021

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Put Options

Written

100,000

190.0000

American

Jan 17, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Call Options

Purchased

4,600

145.0000

American

Jan 17, 2020

Put Options

Written

100

150.0000

American

Mar 20, 2020

Put Options

Written

43,400

170.0000

American

Jan 17, 2020

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Call Options

Purchased

11,200

195.0000

American

Jan 15, 2021

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-100

110.0000

American

Jan 17, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Put Options

Purchased

-8,500

140.0000

American

Mar 20, 2020

Call Options

Written

-500

130.0000

American

Jan 17, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 689978
Time of Receipt (offset from UTC): 20200109T164118+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC