Form 8.3 - Abbvie Plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 06 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,124,643

0.21%

4,244,601

0.29%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,955,677

0.13%

474,700

0.03%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,921,300

0.13%

1,262,500

0.09%

 

 

 

 

TOTAL:

 

 

 

 

7,001,620

0.47%

5,981,801

0.40%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

88.8300 USD

Purchase

1

88.5900 USD

Purchase

1

88.6100 USD

Purchase

58

88.6460 USD

Purchase

60

88.5800 USD

Purchase

100

88.6900 USD

Purchase

100

89.3400 USD

Purchase

100

89.3800 USD

Purchase

100

88.1600 USD

Purchase

100

89.3350 USD

Purchase

100

89.2250 USD

Purchase

100

89.2400 USD

Purchase

100

89.2500 USD

Purchase

128

89.1656 USD

Purchase

153

89.3269 USD

Purchase

200

88.9875 USD

Purchase

200

89.0750 USD

Purchase

200

89.2850 USD

Purchase

201

89.2602 USD

Purchase

237

89.3615 USD

Purchase

300

88.5633 USD

Purchase

300

89.3300 USD

Purchase

348

89.3290 USD

Purchase

353

89.2683 USD

Purchase

400

89.3675 USD

Purchase

410

89.2651 USD

Purchase

480

89.3283 USD

Purchase

487

89.2541 USD

Purchase

500

89.0170 USD

Purchase

500

89.3510 USD

Purchase

528

89.3378 USD

Purchase

534

89.3625 USD

Purchase

638

89.1474 USD

Purchase

700

89.3150 USD

Purchase

722

89.3550 USD

Purchase

814

88.9943 USD

Purchase

824

89.2944 USD

Purchase

900

89.0133 USD

Purchase

999

89.3635 USD

Purchase

1,025

88.9494 USD

Purchase

1,100

89.3168 USD

Purchase

1,101

89.3644 USD

Purchase

1,300

88.8269 USD

Purchase

1,300

89.3000 USD

Purchase

1,356

89.3113 USD

Purchase

1,400

88.5514 USD

Purchase

2,321

89.3558 USD

Purchase

2,772

88.6366 USD

Purchase

3,036

88.7225 USD

Purchase

3,200

89.1131 USD

Purchase

3,218

88.6096 USD

Purchase

4,114

88.9602 USD

Purchase

4,500

88.5253 USD

Purchase

5,524

88.5710 USD

Purchase

8,367

88.5468 USD

Purchase

11,357

88.0588 USD

Purchase

18,882

88.9658 USD

Purchase

21,655

88.7555 USD

Purchase

21,784

88.9395 USD

Purchase

23,300

88.8241 USD

Purchase

23,700

88.8979 USD

Purchase

26,777

88.6866 USD

Purchase

31,194

89.3954 USD

Purchase

35,196

88.5211 USD

Purchase

52,722

89.1622 USD

Purchase

63,918

89.0763 USD

Purchase

103,946

89.4000 USD

Sale

16

88.0700 USD

Sale

43

88.5400 USD

Sale

48

88.7100 USD

Sale

87

88.4641 USD

Sale

96

88.6715 USD

Sale

100

89.3650 USD

Sale

100

89.4100 USD

Sale

100

89.3600 USD

Sale

100

88.6050 USD

Sale

100

88.0300 USD

Sale

100

88.6100 USD

Sale

108

88.6755 USD

Sale

132

88.6200 USD

Sale

175

88.6800 USD

Sale

200

88.2850 USD

Sale

200

88.5175 USD

Sale

200

88.5550 USD

Sale

200

88.6450 USD

Sale

200

88.6500 USD

Sale

200

88.9300 USD

Sale

200

89.2275 USD

Sale

200

89.3800 USD

Sale

200

89.4825 USD

Sale

226

88.1966 USD

Sale

241

89.0876 USD

Sale

276

88.5771 USD

Sale

300

89.3500 USD

Sale

300

89.3700 USD

Sale

300

88.6166 USD

Sale

322

89.2696 USD

Sale

364

88.6512 USD

Sale

398

88.8957 USD

Sale

400

88.4675 USD

Sale

400

89.3675 USD

Sale

460

88.5800 USD

Sale

462

88.7066 USD

Sale

500

88.3060 USD

Sale

500

88.7810 USD

Sale

509

89.3921 USD

Sale

545

88.6783 USD

Sale

549

88.8568 USD

Sale

582

88.8074 USD

Sale

600

88.7233 USD

Sale

600

88.8650 USD

Sale

602

88.7790 USD

Sale

765

88.6146 USD

Sale

788

88.3824 USD

Sale

800

88.4643 USD

Sale

856

88.8709 USD

Sale

977

88.7453 USD

Sale

1,000

88.5810 USD

Sale

1,052

89.0304 USD

Sale

1,067

89.3936 USD

Sale

1,072

88.9273 USD

Sale

1,300

89.3000 USD

Sale

1,559

88.7497 USD

Sale

1,815

88.7242 USD

Sale

2,100

88.7056 USD

Sale

2,214

88.6227 USD

Sale

2,400

89.2072 USD

Sale

2,416

89.1449 USD

Sale

2,438

88.8204 USD

Sale

2,800

88.8048 USD

Sale

3,779

89.1169 USD

Sale

3,817

88.9418 USD

Sale

4,605

89.3203 USD

Sale

4,900

89.0462 USD

Sale

5,750

89.2449 USD

Sale

9,800

88.0822 USD

Sale

10,972

89.0556 USD

Sale

11,682

88.6988 USD

Sale

13,829

89.3982 USD

Sale

17,900

88.8844 USD

Sale

23,100

88.7999 USD

Sale

23,874

89.1298 USD

Sale

36,001

89.0780 USD

Sale

86,307

88.8299 USD

Sale

97,434

88.9393 USD

Sale

103,423

89.4000 USD

(b) Derivatives transactions (other than options transactions)

Product Name

Nature of transaction

Number of relevant securities

Price per

 

 

unit

SWAP

Long

17,320

88.8108 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

73 USD

American

19 Jun 2020

16.2400 USD

Call Option

Purchasing

1,900

75 USD

American

18 Sep 2020

14.4500 USD

Call Option

Purchasing

1,400

80 USD

American

21 Feb 2020

9.1585 USD

Call Option

Purchasing

100

85 USD

American

21 Feb 2020

4.6500 USD

Call Option

Purchasing

400

88 USD

American

21 Feb 2020

3.0000 USD

Call Option

Purchasing

300

90 USD

American

10 Jan 2020

0.2000 USD

Call Option

Purchasing

200

90 USD

American

10 Jan 2020

0.5550 USD

Call Option

Purchasing

5,300

90 USD

American

21 Feb 2020

2.0622 USD

Call Option

Purchasing

100

90 USD

American

21 Aug 2020

5.0200 USD

Call Option

Purchasing

400

91 USD

American

10 Jan 2020

0.1300 USD

Call Option

Purchasing

100

91 USD

American

17 Jan 2020

0.2800 USD

Call Option

Purchasing

200

92 USD

American

10 Jan 2020

0.1500 USD

Call Option

Purchasing

100

93 USD

American

21 Feb 2020

1.0300 USD

Call Option

Purchasing

300

95 USD

American

21 Feb 2020

0.6300 USD

Call Option

Purchasing

200

100 USD

American

3 Jan 2020

0.0200 USD

Call Option

Purchasing

5,000

100 USD

American

21 Feb 2020

0.1500 USD

Call Option

Selling

400

89 USD

American

10 Jan 2020

0.8600 USD

Call Option

Selling

700

89 USD

American

10 Jan 2020

1.1442 USD

Call Option

Selling

1,700

91 USD

American

31 Jan 2020

1.1500 USD

Call Option

Selling

200

92 USD

American

31 Jan 2020

0.9400 USD

Call Option

Selling

2,200

93 USD

American

31 Jan 2020

0.6200 USD

Put Option

Purchasing

300

83 USD

American

31 Jan 2020

0.8400 USD

Put Option

Purchasing

100

83 USD

American

21 Feb 2020

1.2800 USD

Put Option

Purchasing

100

86 USD

American

10 Jan 2020

0.0900 USD

Put Option

Purchasing

100

86 USD

American

17 Jan 2020

0.7700 USD

Put Option

Purchasing

100

88 USD

American

10 Jan 2020

0.6000 USD

Put Option

Purchasing

100

88 USD

American

17 Jan 2020

1.8000 USD

Put Option

Purchasing

400

89 USD

American

10 Jan 2020

0.8300 USD

Put Option

Purchasing

100

89 USD

American

17 Jan 2020

2.5900 USD

Put Option

Purchasing

100

90 USD

American

21 Feb 2020

4.0400 USD

Put Option

Selling

200

65 USD

American

19 Jun 2020

0.5400 USD

Put Option

Selling

400

84 USD

American

10 Jan 2020

0.1000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

9 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

313,000

65.0000  

American

Jan 17, 2020

Put Options

  Written

9,500

88.0000  

American

Jan 31, 2020

Put Options

  Written

146,800

60.0000  

American

Jun 19, 2020

Put Options

  Written

9,200

85.5000  

American

Jan 31, 2020

Call Options

  Purchased

3,300

87.5000  

American

May 15, 2020

Put Options

  Written

4,000

37.5000  

American

Jan 21, 2022

Call Options

  Purchased

600

75.0000  

American

May 15, 2020

Call Options

  Purchased

200

55.0000  

American

Sep 18, 2020

Call Options

  Purchased

200

50.0000  

American

Jan 21, 2022

Call Options

  Purchased

100

72.5000  

American

Sep 18, 2020

Put Options

  Written

11,400

82.5000  

American

Jan 17, 2020

Put Options

  Written

4,500

77.5000  

American

Jan 17, 2020

Put Options

  Written

1,100

85.0000  

American

Jun 19, 2020

Put Options

  Written

1,000

82.5000  

American

Jan 15, 2021

Put Options

  Written

11,300

87.5000  

American

Feb 21, 2020

Call Options

  Purchased

400

94.0000  

American

Jan 10, 2020

Put Options

  Written

13,300

75.0000  

American

Feb 21, 2020

Call Options

  Purchased

100

67.5000  

American

Sep 18, 2020

Put Options

  Written

2,900

75.0000  

American

Jun 19, 2020

Call Options

  Purchased

2,900

89.5000  

American

Jan 10, 2020

Call Options

  Purchased

1,000

72.5000  

American

Jan 15, 2021

Call Options

  Purchased

4,000

72.5000  

American

Feb 21, 2020

Call Options

  Purchased

700

50.0000  

American

Jan 15, 2021

Put Options

  Written

1,900

70.0000  

American

May 15, 2020

Call Options

  Written

-1,700

130.0000  

American

Jan 15, 2021

Call Options

  Written

-11,700

97.5000  

American

Jan 17, 2020

Put Options

  Purchased

-100

95.0000  

American

May 15, 2020

Put Options

  Purchased

-600

55.0000  

American

Sep 18, 2020

Put Options

  Purchased

-1,000

130.0000  

American

Jan 15, 2021

Call Options

  Written

-200

105.0000  

American

Feb 21, 2020

Call Options

  Written

-800

91.5000  

American

Jan 10, 2020

Call Options

  Written

-4,500

115.0000  

American

Jan 21, 2022

Call Options

  Written

-900

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

50.0000  

American

Jan 21, 2022

Call Options

  Written

-2,300

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,800

50.0000  

American

Jan 15, 2021

Call Options

  Written

-8,300

70.0000  

American

Feb 21, 2020

Put Options

  Purchased

-600

105.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,300

90.0000  

American

Jan 10, 2020

Put Options

  Purchased

-5,000

47.5000  

American

Jun 19, 2020

Call Options

  Written

-2,200

93.0000  

American

Jan 31, 2020

Put Options

  Purchased

-3,900

57.5000  

American

Jan 17, 2020

Call Options

  Written

-17,700

90.0000  

American

Jun 19, 2020

Put Options

  Purchased

-2,000

86.5000  

American

Jan 17, 2020

Put Options

  Purchased

-2,500

89.0000  

American

Jan 17, 2020

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-48,100

85.0000  

American

May 15, 2020

Put Options

  Written

3,900

50.0000  

American

Jan 17, 2020

Put Options

  Written

2,100

60.0000  

American

Jan 15, 2021

Call Options

  Purchased

400

120.0000  

American

Sep 18, 2020

Put Options

  Written

2,000

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,300

72.5000  

American

Jun 19, 2020

Call Options

  Purchased

33,900

80.0000  

American

Jan 17, 2020

Call Options

  Purchased

6,700

92.5000  

American

May 15, 2020

Put Options

  Written

15,400

42.5000  

American

Feb 21, 2020

Call Options

  Purchased

7,200

95.0000  

American

May 15, 2020

Put Options

  Written

600

62.5000  

American

Sep 18, 2020

Put Options

  Written

109,500

70.0000  

American

Jan 17, 2020

Call Options

  Purchased

800

67.5000  

American

Feb 21, 2020

Put Options

  Written

4,200

45.0000  

American

Jan 17, 2020

Put Options

  Written

1,400

88.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,000

92.5000  

American

Feb 21, 2020

Call Options

  Purchased

4,200

85.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,100

72.5000  

American

May 15, 2020

Call Options

  Purchased

300

90.5000  

American

Jan 10, 2020

Call Options

  Purchased

9,100

95.0000  

American

Sep 18, 2020

Put Options

  Written

400

83.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,300

55.0000  

American

Jun 19, 2020

Put Options

  Written

75,000

57.5000  

American

Jan 17, 2020

Put Options

  Written

9,000

95.0000  

American

Jan 17, 2020

Put Options

  Written

3,500

47.5000  

American

Jan 17, 2020

Call Options

  Purchased

1,000

145.0000  

American

Jun 19, 2020

Put Options

  Written

1,100

82.5000  

American

Sep 18, 2020

Put Options

  Purchased

-100

85.0000  

American

Sep 18, 2020

Put Options

  Purchased

-2,400

55.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

95.0000  

American

Jun 19, 2020

Call Options

  Written

-5,600

90.0000  

American

Jan 10, 2020

Put Options

  Purchased

-100

82.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,100

89.0000  

American

Jan 10, 2020

Put Options

  Purchased

-1,200

95.0000  

American

Feb 7, 2020

Call Options

  Written

-10,000

110.0000  

American

Jan 17, 2020

Put Options

  Purchased

-300

86.0000  

American

Jan 10, 2020

Put Options

  Purchased

-600

87.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,000

47.5000  

American

Jan 15, 2021

Call Options

  Written

-200

97.5000  

American

Feb 21, 2020

Call Options

  Written

-200

91.5000  

American

Jan 31, 2020

Put Options

  Purchased

-400

95.0000  

American

Sep 18, 2020

Call Options

  Written

-18,200

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-12,100

55.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

120.0000  

American

Jan 17, 2020

Call Options

  Written

-300

95.0000  

American

Jan 31, 2020

Put Options

  Purchased

-1,500

75.0000  

American

Sep 18, 2020

Call Options

  Written

-11,600

130.0000  

American

Jan 17, 2020

Put Options

  Written

2,300

80.0000  

American

Jan 10, 2020

Put Options

  Written

1,800

57.5000  

American

Feb 21, 2020

Call Options

  Purchased

500

97.5000  

American

May 15, 2020

Call Options

  Purchased

100

77.5000  

American

Jun 19, 2020

Call Options

  Purchased

2,300

60.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,000

60.0000  

American

Sep 18, 2020

Put Options

  Written

16,500

62.5000  

American

Jan 17, 2020

Call Options

  Purchased

3,000

105.0000  

American

Jun 19, 2020

Call Options

  Purchased

800

91.0000  

American

Jan 17, 2020

Call Options

  Purchased

500

70.0000  

American

Jun 19, 2020

Call Options

  Purchased

2,500

60.0000  

American

Feb 21, 2020

Put Options

  Written

1,000

88.5000  

American

Jan 31, 2020

Call Options

  Purchased

500

62.5000  

American

May 15, 2020

Call Options

  Purchased

16,000

72.5000  

American

Jan 17, 2020

Put Options

  Written

22,600

91.0000  

American

Jan 17, 2020

Put Options

  Purchased

-600

42.5000  

American

Sep 18, 2020

Put Options

  Purchased

-23,300

60.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,700

90.0000  

American

Sep 18, 2020

Call Options

  Written

-100

100.0000  

American

Jan 21, 2022

Put Options

  Purchased

-200

85.5000  

American

Jan 10, 2020

Put Options

  Purchased

-1,300

75.0000  

American

May 15, 2020

Put Options

  Purchased

-1,600

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,000

45.0000  

American

Sep 18, 2020

Put Options

  Purchased

-3,600

97.5000  

American

Feb 21, 2020

Put Options

  Purchased

-7,600

72.5000  

American

Feb 21, 2020

Put Options

  Purchased

-120,000

85.0000  

American

Feb 21, 2020

Put Options

  Purchased

-3,500

50.0000  

American

Jun 19, 2020

Call Options

  Written

-3,900

85.0000  

American

Jun 19, 2020

Call Options

  Written

-4,200

85.0000  

American

May 15, 2020

Call Options

  Written

-200

40.0000  

American

Jan 21, 2022

Call Options

  Written

-400

110.0000  

American

Jun 19, 2020

Call Options

  Written

-800

125.0000  

American

Jan 17, 2020

Call Options

  Written

-1,900

115.0000  

American

Sep 18, 2020

Call Options

  Written

-900

85.0000  

American

Sep 18, 2020

Put Options

  Purchased

-1,300

50.0000  

American

Sep 18, 2020

Call Options

  Written

-1,900

97.5000  

American

Jan 15, 2021

Call Options

  Written

-13,400

95.0000  

American

Jan 17, 2020

Call Options

  Written

-3,000

75.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,400

40.0000  

American

Jan 21, 2022

Put Options

  Purchased

-6,400

85.0000  

American

Jan 17, 2020

Put Options

  Purchased

-700

80.0000  

American

May 15, 2020

Call Options

  Written

-200

95.0000  

American

Feb 21, 2020

Call Options

  Written

-900

110.0000  

American

Feb 21, 2020

Call Options

  Written

-1,000

90.5000  

American

Jan 31, 2020

Put Options

  Written

400

84.0000  

American

Jan 10, 2020

Call Options

  Purchased

7,700

80.0000  

American

May 15, 2020

Call Options

  Purchased

3,200

55.0000  

American

Jan 15, 2021

Put Options

  Written

5,100

77.5000  

American

Jan 15, 2021

Put Options

  Written

400

32.5000  

American

Sep 18, 2020

Put Options

  Written

200

37.5000  

American

Jan 15, 2021

Call Options

  Purchased

100

92.0000  

American

Jan 10, 2020

Put Options

  Written

6,100

65.0000  

American

Jun 19, 2020

Put Options

  Written

4,000

62.5000  

American

Feb 21, 2020

Call Options

  Purchased

1,300

67.5000  

American

Jan 15, 2021

Put Options

  Written

2,500

47.5000  

American

Jan 21, 2022

Call Options

  Purchased

1,900

82.5000  

American

Feb 21, 2020

Call Options

  Purchased

800

155.0000  

American

Jan 17, 2020

Put Options

  Written

37,300

57.5000  

American

Jun 19, 2020

Call Options

  Purchased

1,300

92.5000  

American

Sep 18, 2020

Put Options

  Written

75,000

80.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,000

65.0000  

American

Sep 18, 2020

Put Options

  Written

600

80.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

90.0000  

American

Aug 21, 2020

Put Options

  Written

1,000

42.5000  

American

Jan 21, 2022

Call Options

  Purchased

5,700

90.0000  

American

Sep 18, 2020

Put Options

  Written

400

90.0000  

American

Jun 19, 2020

Call Options

  Purchased

2,500

87.5000  

American

Feb 21, 2020

Put Options

  Written

300

85.0000  

American

May 15, 2020

Put Options

  Written

100

85.0000  

American

Jan 31, 2020

Put Options

  Purchased

-100

85.5000  

American

Jan 17, 2020

Put Options

  Purchased

-100

88.5000  

American

Jan 10, 2020

Call Options

  Written

-4,600

115.0000  

American

Jan 17, 2020

Put Options

  Purchased

-9,100

87.5000  

American

May 15, 2020

Put Options

  Purchased

-1,500

105.0000  

American

Jun 19, 2020

Call Options

  Written

-200

70.0000  

American

Jan 21, 2022

Put Options

  Purchased

-200

92.5000  

American

Sep 18, 2020

Call Options

  Written

-600

89.5000  

American

Jan 24, 2020

Call Options

  Written

-76,100

92.5000  

American

Jan 15, 2021

Call Options

  Written

-1,200

92.5000  

American

Jan 31, 2020

Put Options

  Purchased

-2,200

40.0000  

American

Sep 18, 2020

Call Options

  Written

-11,400

92.5000  

American

Feb 21, 2020

Call Options

  Written

-4,900

70.0000  

American

Jan 15, 2021

Call Options

  Written

-200

110.0000  

American

Sep 18, 2020

Call Options

  Written

-6,800

105.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

67.5000  

American

Sep 18, 2020

Call Options

  Written

-2,100

97.5000  

American

Jun 19, 2020

Call Options

  Written

-4,200

93.5000  

American

Jan 31, 2020

Put Options

  Purchased

-100

100.0000  

American

Jan 21, 2022

Put Options

  Purchased

-3,000

90.0000  

American

Feb 21, 2020

Put Options

  Purchased

-5,000

42.5000  

American

Jun 19, 2020

Call Options

  Written

-400

67.5000  

American

Jun 19, 2020

Put Options

  Purchased

-2,800

42.5000  

American

Jan 17, 2020

Put Options

  Purchased

-2,800

87.5000  

American

Jan 10, 2020

Call Options

  Written

-5,200

85.0000  

American

Jan 15, 2021

Call Options

  Written

-8,200

75.0000  

American

Jan 17, 2020

Call Options

  Written

-1,200

77.5000  

American

Feb 21, 2020

Put Options

  Purchased

-1,200

87.0000  

American

Jan 10, 2020

Call Options

  Written

-100

45.0000  

American

Jan 21, 2022

Put Options

  Purchased

-2,000

70.0000  

American

Jan 15, 2021

Call Options

  Written

-11,800

90.0000  

American

Jan 31, 2020

Put Options

  Purchased

-200

87.5000  

American

Sep 18, 2020

Put Options

  Purchased

-1,200

72.5000  

American

Sep 18, 2020

Call Options

  Written

-8,000

100.0000  

American

Jan 15, 2021

Put Options

  Written

1,900

55.0000  

American

Feb 21, 2020

Call Options

  Purchased

200

65.0000  

American

May 15, 2020

Put Options

  Written

3,400

67.5000  

American

Jan 17, 2020

Call Options

  Purchased

200

110.0000  

American

Jan 21, 2022

Put Options

  Written

100

67.5000  

American

May 15, 2020

Put Options

  Written

8,300

86.5000  

American

Jan 24, 2020

Call Options

  Purchased

1,100

60.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

62.5000  

American

Sep 18, 2020

Put Options

  Written

100

65.0000  

American

May 15, 2020

Put Options

  Written

28,300

62.5000  

American

Jun 19, 2020

Put Options

  Written

17,100

85.0000  

American

Jan 24, 2020

Put Options

  Written

4,800

86.0000  

American

Jan 24, 2020

Put Options

  Written

100

82.5000  

American

Feb 21, 2020

Call Options

  Purchased

600

77.5000  

American

Sep 18, 2020

Put Options

  Written

12,100

70.0000  

American

Feb 21, 2020

Put Options

  Written

100

77.5000  

American

Sep 18, 2020

Call Options

  Purchased

13,800

75.0000  

American

Sep 18, 2020

Call Options

  Purchased

30,600

90.0000  

American

Feb 21, 2020

Call Options

  Purchased

7,400

87.5000  

American

Sep 18, 2020

Call Options

  Purchased

1,400

65.0000  

American

Feb 21, 2020

Call Options

  Purchased

500

82.5000  

American

Sep 18, 2020

Call Options

  Purchased

8,400

90.0000  

American

May 15, 2020

Call Options

  Purchased

3,100

91.0000  

American

Jan 10, 2020

Put Options

  Written

100

83.5000  

American

Jan 31, 2020

Call Options

  Purchased

11,400

70.0000  

American

Jan 17, 2020

Put Options

  Purchased

-400

94.5000  

American

Feb 7, 2020

Call Options

  Written

-100

37.5000  

American

Jan 21, 2022

Put Options

  Purchased

-400

130.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,800

100.0000  

American

Feb 21, 2020

Put Options

  Purchased

-400

92.5000  

American

Feb 21, 2020

Call Options

  Written

-2,500

115.0000  

American

Feb 21, 2020

Call Options

  Written

-6,300

91.0000  

American

Jan 31, 2020

Put Options

  Purchased

-700

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-900

60.0000  

American

Sep 18, 2020

Call Options

  Written

-2,700

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,700

75.0000  

American

Jan 17, 2020

Call Options

  Written

-2,200

130.0000  

American

Jun 19, 2020

Put Options

  Purchased

-4,800

55.0000  

American

May 15, 2020

Put Options

  Purchased

-400

100.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

97.5000  

American

Jan 17, 2020

Call Options

  Written

-1,200

92.5000  

American

Jun 19, 2020

Put Options

  Purchased

-1,500

82.5000  

American

May 15, 2020

Put Options

  Purchased

-700

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-26,000

92.5000  

American

Jan 17, 2020

Put Options

  Purchased

-2,600

72.5000  

American

Jun 19, 2020

Call Options

  Written

-3,300

145.0000  

American

Jan 17, 2020

Put Options

  Purchased

-70,000

67.5000  

American

Jan 15, 2021

Call Options

  Written

-2,300

115.0000  

American

Jun 19, 2020

Call Options

  Written

-2,500

185.0000  

American

Jan 17, 2020

Put Options

  Purchased

-4,700

35.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

60.0000  

American

Feb 21, 2020

Put Options

  Purchased

-700

42.5000  

American

Jan 15, 2021

Call Options

  Written

-100,300

120.0000  

American

Jan 17, 2020

Put Options

  Written

100

57.5000  

American

Sep 18, 2020

Put Options

  Written

8,900

80.0000  

American

Jan 17, 2020

Put Options

  Written

300

35.0000  

American

Sep 18, 2020

Put Options

  Written

1,100

75.0000  

American

Jan 15, 2021

Put Options

  Written

400

50.0000  

American

Feb 21, 2020

Call Options

  Purchased

100

125.0000  

American

Jan 21, 2022

Call Options

  Purchased

23,000

67.5000  

American

Jan 17, 2020

Call Options

  Purchased

100

90.0000  

American

Jan 15, 2021

Put Options

  Written

30,000

70.0000  

American

Jun 19, 2020

Call Options

  Purchased

4,900

75.0000  

American

Feb 21, 2020

Put Options

  Written

1,400

55.0000  

American

Jun 19, 2020

Call Options

  Purchased

25,200

80.0000  

American

Feb 21, 2020

Put Options

  Written

135,000

50.0000  

American

Jun 19, 2020

Put Options

  Written

1,500

62.5000  

American

May 15, 2020

Call Options

  Purchased

100

70.0000  

American

May 15, 2020

Call Options

  Written

-78,800

82.5000  

American

Jan 17, 2020

Call Options

  Written

-18,000

95.0000  

American

Jun 19, 2020

Call Options

  Written

-200

62.5000  

American

Jun 19, 2020

Call Options

  Written

-100

180.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,900

40.0000  

American

Jan 15, 2021

Put Options

  Purchased

-500

88.0000  

American

Jan 10, 2020

Call Options

  Written

-2,200

62.5000  

American

Feb 21, 2020

Put Options

  Purchased

-9,400

72.5000  

American

Jan 15, 2021

Put Options

  Purchased

-500

86.0000  

American

Jan 17, 2020

Put Options

  Purchased

-700

92.5000  

American

Jun 19, 2020

Put Options

  Purchased

-400

92.0000  

American

Jan 17, 2020

Call Options

  Written

-600

88.5000  

American

Jan 10, 2020

Call Options

  Written

-4,700

120.0000  

American

Jan 21, 2022

Call Options

  Written

-2,000

150.0000  

American

Jan 17, 2020

Put Options

  Purchased

-300

60.0000  

American

Jan 21, 2022

Call Options

  Written

-2,100

115.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,100

87.5000  

American

Jan 17, 2020

Put Options

  Purchased

-4,400

70.0000  

American

Jan 17, 2020

Put Options

  Written

1,000

77.5000  

American

Jun 19, 2020

Call Options

  Purchased

15,400

89.0000  

American

Jan 17, 2020

Put Options

  Written

3,500

87.5000  

American

Jun 19, 2020

Put Options

  Written

5,000

67.5000  

American

Feb 21, 2020

Put Options

  Written

100

65.0000  

American

Sep 18, 2020

Call Options

  Purchased

4,200

80.0000  

American

Jun 19, 2020

Call Options

  Purchased

2,200

105.0000  

American

May 15, 2020

Put Options

  Written

500

45.0000  

American

Jan 21, 2022

Call Options

  Purchased

200

55.0000  

American

Jan 21, 2022

Call Options

  Purchased

1,200

57.5000  

American

Jun 19, 2020

Put Options

  Written

500

45.0000  

American

Jan 15, 2021

Call Options

  Purchased

400

57.5000  

American

Sep 18, 2020

Call Options

  Purchased

100

94.0000  

American

Jan 17, 2020

Put Options

  Written

19,000

85.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,300

105.0000  

American

Sep 18, 2020

Call Options

  Purchased

8,600

100.0000  

American

Feb 21, 2020

Call Options

  Purchased

13,000

90.0000  

American

Jan 17, 2020

Put Options

  Written

5,800

105.0000  

American

Jan 17, 2020

Call Options

  Purchased

2,300

47.5000  

American

Sep 18, 2020

Put Options

  Written

300,000

70.0000  

American

Jan 15, 2021

Put Options

  Written

14,500

67.5000  

American

Jun 19, 2020

Put Options

  Written

300

65.0000  

American

Jan 15, 2021

Call Options

  Written

-400

82.5000  

American

May 15, 2020

Call Options

  Written

-10,800

85.0000  

American

Jan 17, 2020

Call Options

  Written

-400

88.0000  

American

Jan 10, 2020

Put Options

  Purchased

-1,000

115.0000  

American

Jan 21, 2022

Put Options

  Purchased

-300

83.0000  

American

Jan 31, 2020

Call Options

  Written

-1,100

62.5000  

American

Jan 17, 2020

Call Options

  Written

-800

65.0000  

American

Jan 17, 2020

Call Options

  Written

-100

87.0000  

American

Jan 10, 2020

Call Options

  Written

-6,800

105.0000  

American

Jan 15, 2021

Call Options

  Written

-8,600

87.5000  

American

Jan 17, 2020

Put Options

  Purchased

-100

75.0000  

American

Jan 21, 2022

Put Options

  Purchased

-400

87.0000  

American

Feb 14, 2020

Put Options

  Purchased

-900

40.0000  

American

Jun 19, 2020

Call Options

  Written

-4,000

100.0000  

American

Jun 19, 2020

Put Options

  Purchased

-15,400

95.0000  

American

Feb 21, 2020

Call Options

  Written

-67,400

100.0000  

American

Jan 17, 2020

Call Options

  Purchased

8,000

77.5000  

American

Jan 17, 2020

Call Options

  Purchased

1,700

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

100

85.0000  

American

Jan 21, 2022

Put Options

  Written

15,700

80.0000  

American

Feb 21, 2020

Put Options

  Written

600

72.5000  

American

May 15, 2020

Put Options

  Written

17,000

65.0000  

American

Feb 21, 2020

Put Options

  Written

1,100

67.5000  

American

Jan 15, 2021

Put Options

  Written

1,100

45.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,500

80.0000  

American

Sep 18, 2020

Call Options

  Purchased

1,300

65.0000  

American

Jun 19, 2020

Call Options

  Purchased

400

82.5000  

American

Jun 19, 2020

Call Options

  Purchased

3,200

89.0000  

American

Jan 10, 2020

Call Options

  Purchased

7,300

77.5000  

American

Jan 15, 2021

Call Options

  Purchased

100

92.0000  

American

Jan 17, 2020

Call Options

  Purchased

500

90.0000  

American

Jan 21, 2022

Put Options

  Written

400

85.0000  

American

Jan 15, 2021

Call Options

  Purchased

4,700

100.0000  

American

May 15, 2020

Put Options

  Purchased

-24,800

90.0000  

American

Jan 17, 2020

Call Options

  Written

-1,500

140.0000  

American

Jan 15, 2021

Put Options

  Purchased

-700

96.0000  

American

Jan 17, 2020

Call Options

  Written

-3,100

135.0000  

American

Jan 17, 2020

Call Options

  Written

-6,300

92.5000  

American

Jan 17, 2020

Put Options

  Purchased

-9,700

100.0000  

American

Jan 17, 2020

Call Options

  Written

-4,700

100.0000  

American

Sep 18, 2020

Call Options

  Written

-5,700

95.0000  

American

Jan 15, 2021

Call Options

  Written

-1,700

80.0000  

American

Jan 15, 2021

Call Options

  Written

-1,500

110.0000  

American

May 15, 2020

Put Options

  Purchased

-4,500

72.5000  

American

Jan 17, 2020

Put Options

  Purchased

-13,300

86.5000  

American

Jan 10, 2020

Put Options

  Purchased

-100,000

85.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

87.5000  

American

Jan 31, 2020

Call Options

  Written

-1,000

87.5000  

American

Jan 15, 2021

Put Options

  Purchased

-7,900

77.5000  

American

Feb 21, 2020

Put Options

  Purchased

-100

90.5000  

American

Jan 10, 2020

Call Options

  Written

-400

86.0000  

American

Jan 24, 2020

Call Options

  Written

-500

87.5000  

American

Jan 21, 2022

Put Options

  Purchased

-500

47.5000  

American

Sep 18, 2020

Call Options

  Written

-2,200

82.5000  

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 689754
Time of Receipt (offset from UTC): 20200109T083617+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC