Form 8.3 - Abbvie Plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 07 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,001,378

0.20%

4,193,789

0.28%

 

(2)

Derivatives (other than options):

1,990,317

0.13%

474,700

0.03%

 

(3)

Options and agreements to
purchase/sell:

2,635,600

0.18%

1,291,200

0.09%

 
TOTAL:

7,627,295

0.52%

5,959,689

0.40%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

14

88.9000 USD

Purchase

25

88.4300 USD

Purchase

25

88.5400 USD

Purchase

52

88.5600 USD

Purchase

55

88.4800 USD

Purchase

100

89.1600 USD

Purchase

100

88.9900 USD

Purchase

100

88.6000 USD

Purchase

100

88.6500 USD

Purchase

100

88.5700 USD

Purchase

145

88.8700 USD

Purchase

186

88.9093 USD

Purchase

200

88.8100 USD

Purchase

200

88.6225 USD

Purchase

200

88.8950 USD

Purchase

200

88.6250 USD

Purchase

200

88.4200 USD

Purchase

200

88.7650 USD

Purchase

227

88.6926 USD

Purchase

254

88.6278 USD

Purchase

282

88.3974 USD

Purchase

300

88.3383 USD

Purchase

300

88.7666 USD

Purchase

318

88.6322 USD

Purchase

319

88.6200 USD

Purchase

400

88.6375 USD

Purchase

400

88.6400 USD

Purchase

404

88.9775 USD

Purchase

498

88.9250 USD

Purchase

500

88.3690 USD

Purchase

576

88.6483 USD

Purchase

600

88.3891 USD

Purchase

609

88.6268 USD

Purchase

700

89.1800 USD

Purchase

745

88.6854 USD

Purchase

1,093

88.5941 USD

Purchase

1,100

88.6709 USD

Purchase

1,369

88.9113 USD

Purchase

1,800

88.5438 USD

Purchase

1,838

88.8053 USD

Purchase

1,900

88.6476 USD

Purchase

2,100

88.7095 USD

Purchase

2,308

88.7057 USD

Purchase

2,435

88.9521 USD

Purchase

2,700

88.9525 USD

Purchase

2,900

88.8300 USD

Purchase

3,346

88.7382 USD

Purchase

3,733

88.8419 USD

Purchase

4,000

88.8367 USD

Purchase

4,200

88.6756 USD

Purchase

4,564

88.8157 USD

Purchase

4,600

88.7256 USD

Purchase

4,717

88.8060 USD

Purchase

5,600

88.9500 USD

Purchase

6,063

88.8016 USD

Purchase

7,701

89.0499 USD

Purchase

11,243

88.7447 USD

Purchase

11,381

88.6942 USD

Purchase

11,600

88.8182 USD

Purchase

13,075

88.6979 USD

Purchase

17,889

88.7520 USD

Purchase

19,100

88.6538 USD

Purchase

20,115

88.6554 USD

Purchase

20,409

88.8900 USD

Purchase

25,414

88.9603 USD

Purchase

27,089

88.9690 USD

Purchase

29,500

88.7080 USD

Purchase

33,774

88.7122 USD

Purchase

38,509

88.6911 USD

Purchase

92,153

88.7444 USD

Purchase

132,272

88.8405 USD

Sale

39

89.1900 USD

Sale

52

88.5600 USD

Sale

90

89.0500 USD

Sale

100

88.5500 USD

Sale

100

88.7300 USD

Sale

100

88.7500 USD

Sale

100

88.9000 USD

Sale

100

88.9800 USD

Sale

100

89.0700 USD

Sale

100

89.1700 USD

Sale

100

89.5000 USD

Sale

128

88.8620 USD

Sale

134

88.8749 USD

Sale

145

88.8700 USD

Sale

170

89.1147 USD

Sale

200

89.0550 USD

Sale

200

89.1100 USD

Sale

200

89.0400 USD

Sale

200

89.0150 USD

Sale

200

88.9250 USD

Sale

200

88.8250 USD

Sale

204

88.9750 USD

Sale

205

88.5946 USD

Sale

300

89.0433 USD

Sale

300

88.9400 USD

Sale

300

89.0200 USD

Sale

330

88.8504 USD

Sale

400

88.6287 USD

Sale

400

88.9500 USD

Sale

413

88.7100 USD

Sale

460

88.5000 USD

Sale

472

88.9377 USD

Sale

577

89.3244 USD

Sale

600

88.9933 USD

Sale

645

88.9039 USD

Sale

731

88.8270 USD

Sale

735

89.0396 USD

Sale

800

89.0437 USD

Sale

864

88.9825 USD

Sale

1,000

88.9990 USD

Sale

1,000

89.0390 USD

Sale

1,305

88.7618 USD

Sale

1,320

88.4029 USD

Sale

1,382

88.8871 USD

Sale

1,400

88.9307 USD

Sale

1,400

89.0367 USD

Sale

1,472

88.6278 USD

Sale

1,649

88.8967 USD

Sale

1,685

88.7401 USD

Sale

1,800

88.6763 USD

Sale

1,800

88.5438 USD

Sale

1,887

88.7992 USD

Sale

1,900

88.7400 USD

Sale

2,000

88.6268 USD

Sale

2,000

88.3832 USD

Sale

2,080

88.8153 USD

Sale

2,100

88.7442 USD

Sale

2,325

88.6296 USD

Sale

2,429

88.6648 USD

Sale

2,537

88.6849 USD

Sale

2,800

88.9539 USD

Sale

2,806

89.0691 USD

Sale

2,900

88.8300 USD

Sale

2,971

88.5860 USD

Sale

3,000

88.7371 USD

Sale

3,057

88.6198 USD

Sale

3,090

88.9416 USD

Sale

3,355

89.0379 USD

Sale

4,560

88.7322 USD

Sale

5,015

88.8468 USD

Sale

5,504

88.7396 USD

Sale

5,700

88.9459 USD

Sale

5,800

88.6593 USD

Sale

6,149

88.7208 USD

Sale

7,049

88.6748 USD

Sale

7,132

88.6305 USD

Sale

7,704

88.7427 USD

Sale

7,770

88.8783 USD

Sale

7,948

88.7376 USD

Sale

9,323

88.6453 USD

Sale

10,720

88.6510 USD

Sale

12,800

88.7777 USD

Sale

13,600

88.6119 USD

Sale

14,270

89.0981 USD

Sale

14,700

88.7030 USD

Sale

19,673

88.6747 USD

Sale

20,000

88.7366 USD

Sale

20,853

88.8900 USD

Sale

25,414

88.9603 USD

Sale

27,089

88.9690 USD

Sale

27,691

88.7716 USD

Sale

37,325

88.8575 USD

Sale

41,977

88.8466 USD

Sale

56,522

88.7289 USD

Sale

88,722

88.7257 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction

Number of relevant securities

Price per

 

unit

SWAP Long

17,320

88.7157 USD

SWAP Long

17,320

88.6010 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise Type

Expiry

Option

 

purchasing,

of

price

date

money

 

selling,

securities

 

paid/

 

varying etc

to which

 

received

 

option

 

 

relates

 

Call Option

Purchasing

100

80 USD American

15 May 2020

9.8200 USD

Call Option

Purchasing

1,000

88 USD American

17 Jan 2020

1.7800 USD

Call Option

Purchasing

1,000

88 USD American

17 Jan 2020

2.1000 USD

Call Option

Purchasing

100

89 USD American

10 Jan 2020

0.7400 USD

Call Option

Purchasing

100

90 USD American

10 Jan 2020

0.3800 USD

Call Option

Purchasing

500

93 USD American

21 Feb 2020

1.3500 USD

Call Option

Purchasing

100

95 USD American

21 Feb 2020

0.7200 USD

Call Option

Purchasing

1,000

95 USD American

15 May 2020

2.0200 USD

Call Option

Purchasing

100

100 USD American

19 Jun 2020

1.3900 USD

Call Option

Selling

100

70 USD American

17 Jan 2020

18.7500 USD

Call Option

Selling

400

88 USD American

24 Jan 2020

2.5100 USD

Call Option

Selling

500

89 USD American

10 Jan 2020

1.3100 USD

Call Option

Selling

100

89 USD American

17 Jan 2020

1.3100 USD

Call Option

Selling

1,300

90 USD American

17 Jan 2020

0.5515 USD

Call Option

Selling

100

91 USD American

31 Jan 2020

1.1400 USD

Call Option

Selling

100

98 USD American

21 Feb 2020

0.3800 USD

Put Option

Purchasing

600

83 USD American

17 Jan 2020

0.2800 USD

Put Option

Purchasing

100

86 USD American

10 Jan 2020

0.1700 USD

Put Option

Purchasing

100

86 USD American

17 Jan 2020

0.8300 USD

Put Option

Purchasing

100

87 USD American

10 Jan 2020

0.3100 USD

Put Option

Purchasing

2,100

88 USD American

17 Jan 2020

1.3357 USD

Put Option

Purchasing

500

89 USD American

10 Jan 2020

0.6200 USD

Put Option

Purchasing

1,500

89 USD American

10 Jan 2020

0.6300 USD

Put Option

Selling

100

78 USD American

15 May 2020

1.8200 USD

Put Option

Selling

100

85 USD American

17 Jan 2020

0.5800 USD

Put Option

Selling

500

88 USD American

15 Jan 2021

10.7000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

8 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise Type

Expiry

 

purchased

relevant securities

price

date

 

to which the option

 

 

or derivative

 

 

relates

 

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Put Options

Written

13,300

75.0000

American

Feb 21, 2020

Put Options

Written

363,000

65.0000

American

Jan 17, 2020

Call Options

Purchased

400

94.0000

American

Jan 10, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Call Options

Purchased

3,300

87.5000

American

May 15, 2020

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Put Options

Written

11,300

87.5000

American

Feb 21, 2020

Put Options

Written

9,500

88.0000

American

Jan 31, 2020

Put Options

Written

1,900

70.0000

American

May 15, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Call Options

Purchased

200

50.0000

American

Jan 21, 2022

Call Options

Purchased

600

75.0000

American

May 15, 2020

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Put Options

Written

9,200

85.5000

American

Jan 31, 2020

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Put Options

Written

2,900

75.0000

American

Jun 19, 2020

Call Options

Purchased

100

67.5000

American

Sep 18, 2020

Call Options

Purchased

4,000

72.5000

American

Feb 21, 2020

Put Options

Written

4,000

37.5000

American

Jan 21, 2022

Put Options

Written

4,500

77.5000

American

Jan 17, 2020

Call Options

Purchased

2,900

89.5000

American

Jan 10, 2020

Put Options

Written

11,400

82.5000

American

Jan 17, 2020

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Put Options

Purchased

-2,500

89.0000

American

Jan 17, 2020

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-17,700

90.0000

American

Jun 19, 2020

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-8,300

70.0000

American

Feb 21, 2020

Call Options

Written

-11,700

97.5000

American

Jan 17, 2020

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-2,200

93.0000

American

Jan 31, 2020

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Put Options

Purchased

-3,900

57.5000

American

Jan 17, 2020

Call Options

Written

-800

91.5000

American

Jan 10, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

90.0000

American

Jan 10, 2020

Put Options

Purchased

-2,000

86.5000

American

Jan 17, 2020

Call Options

Written

-200

105.0000

American

Feb 21, 2020

Call Options

Written

-1,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Call Options

Purchased

283,900

80.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

92.5000

American

Feb 21, 2020

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Put Options

Written

600

62.5000

American

Sep 18, 2020

Put Options

Written

3,500

47.5000

American

Jan 17, 2020

Call Options

Purchased

1,100

72.5000

American

May 15, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Call Options

Purchased

300

90.5000

American

Jan 10, 2020

Call Options

Purchased

8,200

95.0000

American

May 15, 2020

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

4,200

85.0000

American

Feb 21, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,000

88.0000

American

Jan 17, 2020

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Put Options

Written

1,400

88.0000

American

Jan 17, 2020

Put Options

Written

1,100

82.5000

American

Sep 18, 2020

Call Options

Purchased

9,100

95.0000

American

Sep 18, 2020

Put Options

Written

3,900

50.0000

American

Jan 17, 2020

Call Options

Purchased

6,700

92.5000

American

May 15, 2020

Call Options

Purchased

800

67.5000

American

Feb 21, 2020

Put Options

Written

49,000

95.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

1,300

72.5000

American

Jun 19, 2020

Call Options

Purchased

400

120.0000

American

Sep 18, 2020

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Call Options

Written

-11,600

130.0000

American

Jan 17, 2020

Put Options

Purchased

-600

87.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Call Options

Written

-300

95.0000

American

Jan 31, 2020

Put Options

Purchased

-400

86.0000

American

Jan 10, 2020

Put Options

Purchased

-200

83.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-400

88.0000

American

Jan 24, 2020

Put Options

Purchased

-12,100

55.0000

American

Jan 17, 2020

Put Options

Purchased

-1,600

89.0000

American

Jan 10, 2020

Put Options

Purchased

-100

82.0000

American

Jan 17, 2020

Call Options

Written

-200

91.5000

American

Jan 31, 2020

Call Options

Written

-5,500

90.0000

American

Jan 10, 2020

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-100

85.0000

American

Sep 18, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-1,200

95.0000

American

Feb 7, 2020

Call Options

Written

-300

97.5000

American

Feb 21, 2020

Call Options

Purchased

16,000

72.5000

American

Jan 17, 2020

Call Options

Purchased

500

97.5000

American

May 15, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

800

91.0000

American

Jan 17, 2020

Put Options

Written

22,600

91.0000

American

Jan 17, 2020

Put Options

Written

1,000

88.5000

American

Jan 31, 2020

Put Options

Written

1,800

57.5000

American

Feb 21, 2020

Call Options

Purchased

500

70.0000

American

Jun 19, 2020

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Put Options

Written

2,300

80.0000

American

Jan 10, 2020

Call Options

Purchased

3,000

105.0000

American

Jun 19, 2020

Call Options

Purchased

500

62.5000

American

May 15, 2020

Put Options

Written

16,500

62.5000

American

Jan 17, 2020

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Call Options

Written

-4,200

85.0000

American

May 15, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-7,600

72.5000

American

Feb 21, 2020

Call Options

Written

-200

40.0000

American

Jan 21, 2022

Call Options

Written

-3,900

85.0000

American

Jun 19, 2020

Call Options

Written

-900

85.0000

American

Sep 18, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Written

-13,400

95.0000

American

Jan 17, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Call Options

Written

-900

110.0000

American

Feb 21, 2020

Call Options

Written

-1,000

90.5000

American

Jan 31, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-1,300

75.0000

American

May 15, 2020

Put Options

Purchased

-6,300

85.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

90.0000

American

Sep 18, 2020

Put Options

Purchased

-120,000

85.0000

American

Feb 21, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Put Options

Purchased

-700

80.0000

American

May 15, 2020

Put Options

Purchased

-3,600

97.5000

American

Feb 21, 2020

Call Options

Written

-100

95.0000

American

Feb 21, 2020

Put Options

Purchased

-200

85.5000

American

Jan 10, 2020

Put Options

Purchased

-23,300

60.0000

American

Jan 17, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Put Options

Purchased

-4,400

40.0000

American

Jan 21, 2022

Call Options

Purchased

1,900

82.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Put Options

Written

175,000

80.0000

American

Jan 15, 2021

Call Options

Purchased

5,700

90.0000

American

Sep 18, 2020

Put Options

Written

156,100

65.0000

American

Jun 19, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

100

92.0000

American

Jan 10, 2020

Call Options

Purchased

7,800

80.0000

American

May 15, 2020

Call Options

Purchased

1,300

67.5000

American

Jan 15, 2021

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Put Options

Written

200

37.5000

American

Jan 15, 2021

Call Options

Purchased

100

90.0000

American

Aug 21, 2020

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Put Options

Written

400

90.0000

American

Jun 19, 2020

Put Options

Written

400

84.0000

American

Jan 10, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Put Options

Written

5,100

77.5000

American

Jan 15, 2021

Put Options

Written

300

85.0000

American

May 15, 2020

Put Options

Written

100

85.0000

American

Jan 31, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

2,500

87.5000

American

Feb 21, 2020

Put Options

Written

600

80.0000

American

Jun 19, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Put Options

Purchased

-1,600

88.5000

American

Jan 10, 2020

Put Options

Purchased

-2,000

70.0000

American

Jan 15, 2021

Call Options

Written

-10,900

92.5000

American

Feb 21, 2020

Call Options

Written

-79,900

70.0000

American

Jan 15, 2021

Call Options

Written

-100

45.0000

American

Jan 21, 2022

Call Options

Written

-1,200

77.5000

American

Feb 21, 2020

Put Options

Purchased

-100

85.5000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Sep 18, 2020

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Call Options

Written

-51,100

92.5000

American

Jan 15, 2021

Call Options

Written

-5,200

85.0000

American

Jan 15, 2021

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-200

87.5000

American

Sep 18, 2020

Put Options

Purchased

-1,300

87.0000

American

Jan 10, 2020

Call Options

Written

-600

89.5000

American

Jan 24, 2020

Call Options

Written

-8,200

75.0000

American

Jan 17, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-2,800

87.5000

American

Jan 10, 2020

Put Options

Purchased

-9,100

87.5000

American

May 15, 2020

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options

Written

-8,000

100.0000

American

Jan 15, 2021

Put Options

Purchased

-200

92.5000

American

Sep 18, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-3,000

90.0000

American

Feb 21, 2020

Call Options

Written

-11,800

90.0000

American

Jan 31, 2020

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-6,800

105.0000

American

Jan 17, 2020

Call Options

Written

-1,200

92.5000

American

Jan 31, 2020

Call Options

Written

-4,200

93.5000

American

Jan 31, 2020

Call Options

Written

-4,600

115.0000

American

Jan 17, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Purchased

13,800

75.0000

American

Sep 18, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Written

100

83.5000

American

Jan 31, 2020

Put Options

Written

17,100

85.0000

American

Jan 24, 2020

Put Options

Written

100

77.5000

American

Sep 18, 2020

Put Options

Written

100

82.5000

American

Feb 21, 2020

Put Options

Written

12,100

70.0000

American

Feb 21, 2020

Call Options

Purchased

30,600

90.0000

American

Feb 21, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

200

65.0000

American

May 15, 2020

Put Options

Written

100

67.5000

American

May 15, 2020

Call Options

Purchased

11,300

70.0000

American

Jan 17, 2020

Put Options

Written

8,300

86.5000

American

Jan 24, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

8,400

90.0000

American

May 15, 2020

Put Options

Written

100

77.5000

American

May 15, 2020

Put Options

Written

4,800

86.0000

American

Jan 24, 2020

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Put Options

Written

3,400

67.5000

American

Jan 17, 2020

Call Options

Purchased

3,100

91.0000

American

Jan 10, 2020

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Put Options

Written

100

65.0000

American

May 15, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Put Options

Purchased

-700

95.0000

American

Jan 15, 2021

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-400

130.0000

American

Jan 17, 2020

Call Options

Written

-2,200

130.0000

American

Jun 19, 2020

Call Options

Written

-3,300

145.0000

American

Jan 17, 2020

Put Options

Purchased

-400

100.0000

American

Jan 15, 2021

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Put Options

Purchased

-400

92.5000

American

Feb 21, 2020

Put Options

Purchased

-26,000

92.5000

American

Jan 17, 2020

Call Options

Written

-6,400

91.0000

American

Jan 31, 2020

Put Options

Purchased

-400

94.5000

American

Feb 7, 2020

Put Options

Purchased

-700

80.0000

American

Jan 15, 2021

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Call Options

Written

-1,200

92.5000

American

Jun 19, 2020

Call Options

Written

-100,300

120.0000

American

Jan 17, 2020

Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-300

60.0000

American

Feb 21, 2020

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Call Options

Written

-100

37.5000

American

Jan 21, 2022

Put Options

Purchased

-3,700

75.0000

American

Jan 17, 2020

Put Options

Purchased

-300

97.5000

American

Jan 17, 2020

Put Options

Purchased

-1,500

82.5000

American

May 15, 2020

Put Options

Purchased

-1,800

100.0000

American

Feb 21, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Put Options

Written

30,000

70.0000

American

Jun 19, 2020

Call Options

Purchased

100

90.0000

American

Jan 15, 2021

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

1,100

75.0000

American

Jan 15, 2021

Put Options

Written

500

87.5000

American

Jan 15, 2021

Call Options

Purchased

100

70.0000

American

May 15, 2020

Call Options

Purchased

25,200

80.0000

American

Feb 21, 2020

Put Options

Written

100

57.5000

American

Sep 18, 2020

Call Options

Purchased

4,900

75.0000

American

Feb 21, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Call Options

Purchased

23,000

67.5000

American

Jan 17, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Written

8,900

80.0000

American

Jan 17, 2020

Put Options

Written

400

50.0000

American

Feb 21, 2020

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Put Options

Purchased

-600

86.0000

American

Jan 17, 2020

Put Options

Purchased

-6,200

87.5000

American

Jan 17, 2020

Call Options

Written

-53,800

82.5000

American

Jan 17, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Put Options

Purchased

-4,400

70.0000

American

Jan 17, 2020

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Put Options

Purchased

-400

92.0000

American

Jan 17, 2020

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Call Options

Written

-18,000

95.0000

American

Jun 19, 2020

Put Options

Purchased

-500

88.0000

American

Jan 10, 2020

Call Options

Written

-1,000

88.5000

American

Jan 10, 2020

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Put Options

Written

1,000

77.5000

American

Jun 19, 2020

Put Options

Written

300

65.0000

American

Jan 15, 2021

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

5,000

67.5000

American

Feb 21, 2020

Put Options

Written

100

65.0000

American

Sep 18, 2020

Put Options

Written

19,000

85.0000

American

Feb 21, 2020

Call Options

Purchased

1,300

105.0000

American

Sep 18, 2020

Call Options

Purchased

11,700

90.0000

American

Jan 17, 2020

Call Options

Purchased

200

55.0000

American

Jan 21, 2022

Call Options

Purchased

2,200

105.0000

American

May 15, 2020

Call Options

Purchased

15,300

89.0000

American

Jan 17, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Put Options

Written

14,500

67.5000

American

Jun 19, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Purchased

8,600

100.0000

American

Feb 21, 2020

Call Options

Purchased

100

94.0000

American

Jan 17, 2020

Put Options

Written

5,800

105.0000

American

Jan 17, 2020

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Put Options

Purchased

-400

87.0000

American

Feb 14, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Written

-67,400

100.0000

American

Jan 17, 2020

Call Options

Written

-800

65.0000

American

Jan 17, 2020

Put Options

Purchased

-15,400

95.0000

American

Feb 21, 2020

Call Options

Written

-7,600

87.5000

American

Jan 17, 2020

Call Options

Written

-100

87.0000

American

Jan 10, 2020

Call Options

Written

-400

82.5000

American

May 15, 2020

Call Options

Written

-1,100

62.5000

American

Jan 17, 2020

Call Options

Written

-400

88.0000

American

Jan 10, 2020

Put Options

Purchased

-300

83.0000

American

Jan 31, 2020

Call Options

Written

-6,800

105.0000

American

Jan 15, 2021

Call Options

Written

-10,800

85.0000

American

Jan 17, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-3,900

100.0000

American

Jun 19, 2020

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Call Options

Purchased

3,200

89.0000

American

Jan 10, 2020

Put Options

Written

600

72.5000

American

May 15, 2020

Put Options

Written

17,000

65.0000

American

Feb 21, 2020

Call Options

Purchased

4,700

100.0000

American

May 15, 2020

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Call Options

Purchased

400

82.5000

American

Jun 19, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

15,700

80.0000

American

Feb 21, 2020

Call Options

Purchased

8,000

77.5000

American

Jan 17, 2020

Put Options

Written

400

85.0000

American

Jan 15, 2021

Call Options

Purchased

1,500

80.0000

American

Sep 18, 2020

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Purchased

100

92.0000

American

Jan 17, 2020

Call Options

Purchased

7,300

77.5000

American

Jan 15, 2021

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Purchased

-9,700

100.0000

American

Jan 17, 2020

Call Options

Written

-4,700

100.0000

American

Sep 18, 2020

Call Options

Written

-6,300

92.5000

American

Jan 17, 2020

Put Options

Purchased

-7,900

77.5000

American

Feb 21, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-100

90.5000

American

Jan 10, 2020

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Put Options

Purchased

-100

87.5000

American

Jan 31, 2020

Call Options

Written

-1,700

80.0000

American

Jan 15, 2021

Put Options

Purchased

-13,300

86.5000

American

Jan 10, 2020

Call Options

Written

-400

86.0000

American

Jan 24, 2020

Put Options

Purchased

-700

96.0000

American

Jan 17, 2020

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Put Options

Purchased

-24,800

90.0000

American

Jan 17, 2020

Put Options

Purchased

-100,000

85.0000

American

Jan 15, 2021

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-5,700

95.0000

American

Jan 15, 2021

Call Options

Written

-1,500

110.0000

American

May 15, 2020

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

72.5000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 689829
Time of Receipt (offset from UTC): 20200108T131153+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC