Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 07 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,110,298

1.25%

3,146,551

0.96%

 

(2)

Derivatives (other than options):

2,877,200

0.88%

2,281,711

0.70%

 

(3)

Options and agreements to
purchase/sell:

814,400

0.25%

488,000

0.15%

 
TOTAL:

7,801,898

2.38%

5,916,262

1.80%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

2

191.5000 USD
Purchase

10

190.8100 USD
Purchase

15

190.8500 USD
Purchase

17

190.4800 USD
Purchase

27

190.4700 USD
Purchase

100

191.5300 USD
Purchase

100

190.8300 USD
Purchase

100

190.7900 USD
Purchase

101

190.7898 USD
Purchase

103

190.5375 USD
Purchase

104

190.7750 USD
Purchase

146

191.6050 USD
Purchase

150

191.4250 USD
Purchase

200

190.7700 USD
Purchase

200

191.0000 USD
Purchase

200

190.8575 USD
Purchase

232

190.9172 USD
Purchase

318

190.8307 USD
Purchase

323

190.8271 USD
Purchase

400

190.9875 USD
Purchase

400

190.8200 USD
Purchase

400

190.8841 USD
Purchase

400

191.0913 USD
Purchase

438

190.9643 USD
Purchase

500

190.7820 USD
Purchase

500

190.8430 USD
Purchase

500

190.9800 USD
Purchase

700

191.1785 USD
Purchase

700

191.0771 USD
Purchase

800

191.0293 USD
Purchase

803

190.9960 USD
Purchase

900

190.8188 USD
Purchase

925

191.4854 USD
Purchase

950

190.9700 USD
Purchase

957

191.4922 USD
Purchase

1,010

191.4421 USD
Purchase

1,024

190.8114 USD
Purchase

1,105

190.8703 USD
Purchase

1,113

191.3037 USD
Purchase

1,200

190.9339 USD
Purchase

1,415

191.4121 USD
Purchase

1,519

190.9109 USD
Purchase

1,749

191.4779 USD
Purchase

1,963

190.9945 USD
Purchase

2,003

190.8328 USD
Purchase

2,152

190.8896 USD
Purchase

2,170

191.5074 USD
Purchase

2,315

190.7938 USD
Purchase

2,330

190.8940 USD
Purchase

2,573

191.5099 USD
Purchase

2,704

191.5225 USD
Purchase

2,811

190.9442 USD
Purchase

2,900

190.8074 USD
Purchase

3,000

190.9675 USD
Purchase

3,015

190.8729 USD
Purchase

3,069

190.8985 USD
Purchase

3,307

191.0048 USD
Purchase

3,629

190.7910 USD
Purchase

3,630

190.9062 USD
Purchase

3,800

191.4315 USD
Purchase

4,234

190.9193 USD
Purchase

4,700

190.9738 USD
Purchase

4,738

190.8906 USD
Purchase

4,799

190.9633 USD
Purchase

5,060

190.7735 USD
Purchase

5,675

190.7886 USD
Purchase

5,907

190.9915 USD
Purchase

6,400

190.8929 USD
Purchase

7,301

191.4909 USD
Purchase

8,178

190.8470 USD
Purchase

9,139

190.8937 USD
Purchase

9,727

190.5703 USD
Purchase

10,400

190.8025 USD
Purchase

10,500

191.0942 USD
Purchase

18,441

190.9894 USD
Purchase

25,000

191.4000 USD
Purchase

50,000

190.8428 USD
Purchase

55,000

191.1361 USD
Purchase

57,383

190.5285 USD
Purchase

84,037

190.9028 USD
Sale

2

191.5000 USD
Sale

4

190.7100 USD
Sale

5

190.7800 USD
Sale

15

190.8500 USD
Sale

17

190.4800 USD
Sale

19

191.2700 USD
Sale

40

190.9500 USD
Sale

60

191.0100 USD
Sale

95

190.7700 USD
Sale

100

190.8700 USD
Sale

199

190.8801 USD
Sale

200

190.8900 USD
Sale

200

191.1550 USD
Sale

300

190.8200 USD
Sale

300

191.0200 USD
Sale

300

190.8433 USD
Sale

300

191.1900 USD
Sale

303

190.7900 USD
Sale

400

191.3600 USD
Sale

500

190.8960 USD
Sale

595

190.8141 USD
Sale

676

190.7330 USD
Sale

800

191.2959 USD
Sale

1,200

190.9339 USD
Sale

1,475

190.8336 USD
Sale

1,600

190.8262 USD
Sale

1,659

190.8372 USD
Sale

1,699

190.8335 USD
Sale

2,100

190.8279 USD
Sale

2,295

190.8916 USD
Sale

2,400

190.8554 USD
Sale

2,500

190.8300 USD
Sale

2,564

190.6877 USD
Sale

2,600

190.9771 USD
Sale

2,879

190.8269 USD
Sale

2,906

190.4700 USD
Sale

3,029

190.6526 USD
Sale

3,400

191.4400 USD
Sale

3,449

190.8331 USD
Sale

3,577

190.8593 USD
Sale

4,012

190.8608 USD
Sale

4,256

190.8417 USD
Sale

4,400

190.9679 USD
Sale

5,600

190.9210 USD
Sale

5,822

190.8668 USD
Sale

7,543

190.8983 USD
Sale

9,364

190.8495 USD
Sale

9,663

190.8356 USD
Sale

10,121

190.5945 USD
Sale

10,420

190.9004 USD
Sale

12,928

190.8455 USD
Sale

15,973

190.9940 USD
Sale

25,000

190.9232 USD
Sale

25,000

191.4000 USD
Sale

26,063

190.9687 USD
Sale

54,009

190.8683 USD
Sale

55,000

191.1361 USD
Sale

69,275

190.6015 USD

(b) Derivatives transactions (other than options transactions)

Product Name

Nature of transaction

Number of relevant securities

Price per

 

 

unit

SWAP

Short

6,000

190.7837 USD

SWAP

Short

8,000

190.8058 USD

SWAP

Short

20,000

190.8140 USD

SWAP

Short

20,000

191.0273 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

 

purchasing,

of

price

 

date

money

 

selling,

securities

 

 

paid/

 

varying etc

to which

 

 

received

 

option

 

 

 

relates

 

 

Put Option

Selling

100

160 USD

American

21 Feb 2020

1.0000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

8 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

 

purchased

relevant securities

price

 

date

 

 

to which the option

 

 

 

 

 

or derivative

 

 

 

 

 

relates

 

 

 

Put Options

Written

300

180.0000

American

Jan 21, 2022

Call Options

Purchased

4,200

250.0000

American

Jan 17, 2020

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Put Options

Written

300

135.0000

American

Feb 21, 2020

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

1,700

190.0000

American

Feb 21, 2020

Put Options

Written

100

120.0000

American

Jan 17, 2020

Put Options

Written

500

185.0000

American

Jun 19, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Call Options

Purchased

500

187.5000

American

Jan 10, 2020

Call Options

Purchased

300

192.5000

American

Jan 31, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

18,500

150.0000

American

May 15, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

300

192.5000

American

Jan 10, 2020

Put Options

Written

11,700

160.0000

American

Jun 19, 2020

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Call Options

Written

-2,700

150.0000

American

Jan 15, 2021

Put Options

Purchased

-10,500

125.0000

American

Jan 17, 2020

Call Options

Written

-1,100

185.0000

American

Feb 21, 2020

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-500

195.0000

American

Jan 10, 2020

Call Options

Written

-2,000

180.0000

American

Feb 21, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-2,900

110.0000

American

Jan 17, 2020

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Put Options

Written

200

185.0000

American

Jan 17, 2020

Call Options

Purchased

200

192.5000

American

Jan 24, 2020

Put Options

Written

200

150.0000

American

Jan 21, 2022

Put Options

Written

13,500

165.0000

American

Jan 17, 2020

Put Options

Written

2,100

185.0000

American

Mar 20, 2020

Call Options

Purchased

5,900

160.0000

American

Jan 17, 2020

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

400

65.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

190.0000

American

Jun 19, 2020

Put Options

Written

600

185.0000

American

May 15, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Call Options

Purchased

3,000

180.0000

American

Jan 17, 2020

Put Options

Written

400

110.0000

American

Feb 21, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-2,800

175.0000

American

Jan 17, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Put Options

Written

400

170.0000

American

Jan 15, 2021

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021

Call Options

Purchased

100

190.0000

American

Jan 24, 2020

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Call Options

Purchased

2,000

195.0000

American

Jan 17, 2020

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-29,200

150.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Purchased

-3,300

100.0000

American

Jan 17, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

6,700

190.0000

American

Jan 15, 2021

Call Options

Purchased

200

195.0000

American

Jan 10, 2020

Call Options

Purchased

105,900

190.0000

American

Jan 17, 2020

Put Options

Written

7,000

160.0000

American

Jan 17, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

33,000

140.0000

American

Jan 17, 2020

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Put Options

Written

50,200

140.0000

American

Feb 21, 2020

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

14,900

160.0000

American

Feb 21, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Call Options

Written

-300

192.5000

American

Jan 17, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-4,200

155.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Put Options

Written

2,000

180.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

500

180.0000

American

May 15, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Put Options

Written

500

185.0000

American

Feb 21, 2020

Put Options

Written

500

192.5000

American

Jan 10, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Call Options

Written

-200

185.0000

American

Jun 19, 2020

Put Options

Purchased

-200

170.0000

American

Jan 21, 2022

Call Options

Written

-5,600

200.0000

American

Jan 17, 2020

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Call Options

Written

-500

190.0000

American

Jan 10, 2020

Put Options

Purchased

-2,100

175.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Call Options

Written

-19,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options

Purchased

200

195.0000

American

Feb 21, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Put Options

Written

200

185.0000

American

Jan 10, 2020

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Put Options

Written

600

135.0000

American

Jan 17, 2020

Call Options

Purchased

1,700

220.0000

American

Mar 20, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Put Options

Purchased

-19,300

95.0000

American

Jan 17, 2020

Call Options

Written

-300

180.0000

American

Mar 20, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

180.0000

American

Jan 15, 2021

Put Options

Written

100,000

190.0000

American

Jan 17, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Call Options

Purchased

11,200

195.0000

American

Jan 15, 2021

Put Options

Written

100

150.0000

American

Mar 20, 2020

Put Options

Written

43,400

170.0000

American

Jan 17, 2020

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Call Options

Purchased

4,600

145.0000

American

Jan 17, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Put Options

Purchased

-8,500

140.0000

American

Mar 20, 2020

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-100

110.0000

American

Jan 17, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-500

130.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 689828
Time of Receipt (offset from UTC): 20200108T124712+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC