Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 06 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

4,025,254

1.23%

3,180,861

0.97%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,877,200

0.88%

2,227,711

0.68%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

919,300

0.28%

473,500

0.14%

 

 

 

 

TOTAL:

 

 

 

 

7,821,754

2.38%

5,882,072

1.79%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

191.4300 USD

Purchase

2

191.5650 USD

Purchase

2

191.7100 USD

Purchase

2

191.7250 USD

Purchase

2

191.6250 USD

Purchase

10

191.0400 USD

Purchase

14

191.5007 USD

Purchase

100

190.7400 USD

Purchase

100

191.2200 USD

Purchase

100

191.4850 USD

Purchase

100

191.6300 USD

Purchase

200

191.1850 USD

Purchase

200

191.3600 USD

Purchase

229

191.4242 USD

Purchase

301

191.0802 USD

Purchase

303

191.3876 USD

Purchase

400

191.7800 USD

Purchase

600

191.2150 USD

Purchase

700

191.3178 USD

Purchase

701

191.3971 USD

Purchase

1,066

191.2753 USD

Purchase

1,125

191.3984 USD

Purchase

1,146

191.3854 USD

Purchase

1,237

191.1500 USD

Purchase

2,178

191.1820 USD

Purchase

2,668

191.1958 USD

Purchase

3,223

191.0732 USD

Purchase

4,324

191.2322 USD

Purchase

6,400

191.5625 USD

Purchase

6,600

191.5604 USD

Purchase

6,916

191.4191 USD

Purchase

13,721

191.2930 USD

Purchase

20,109

191.5000 USD

Purchase

39,548

191.3557 USD

Purchase

69,484

191.4848 USD

Sale

10

191.0400 USD

Sale

100

191.4850 USD

Sale

100

191.8450 USD

Sale

100

191.6100 USD

Sale

100

191.6300 USD

Sale

100

191.5493 USD

Sale

100

191.0600 USD

Sale

162

191.0932 USD

Sale

200

191.0000 USD

Sale

200

191.6500 USD

Sale

200

191.1750 USD

Sale

300

191.1800 USD

Sale

300

191.5133 USD

Sale

300

191.0366 USD

Sale

301

191.1140 USD

Sale

310

191.2587 USD

Sale

400

191.6650 USD

Sale

600

191.2600 USD

Sale

688

190.9424 USD

Sale

1,100

190.7736 USD

Sale

1,528

191.6700 USD

Sale

2,300

191.4671 USD

Sale

3,052

190.9112 USD

Sale

3,504

191.3485 USD

Sale

4,400

191.6014 USD

Sale

6,200

191.5597 USD

Sale

9,659

191.4645 USD

Sale

11,457

191.2287 USD

Sale

20,092

191.3058 USD

Sale

22,613

191.5000 USD

Sale

24,037

191.4716 USD

Sale

78,390

191.4442 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Short

20,000

191.3171 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

500

188 USD

American

10 Jan 2020

4.0400 USD

Call Option

Purchasing

300

193 USD

American

10 Jan 2020

0.6000 USD

Call Option

Purchasing

100

195 USD

American

10 Jan 2020

0.0700 USD

Call Option

Purchasing

700

195 USD

American

17 Jan 2020

0.4000 USD

Call Option

Purchasing

700

200 USD

American

19 Jun 2020

3.1000 USD

Call Option

Selling

500

190 USD

American

10 Jan 2020

2.5000 USD

Put Option

Purchasing

1,200

180 USD

American

15 Jan 2021

7.0500 USD

Put Option

Purchasing

500

195 USD

American

10 Jan 2020

3.6600 USD

Put Option

Selling

500

193 USD

American

10 Jan 2020

2.2000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 7 Jan 2020
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

300

135.0000

American

Feb 21, 2020

Put Options

Written

300

180.0000

American

Jan 21, 2022

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

4,200

250.0000

American

Jan 17, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

500

185.0000

American

Jun 19, 2020

Call Options

Purchased

500

187.5000

American

Jan 10, 2020

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Call Options

Purchased

300

192.5000

American

Jan 31, 2020

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Put Options

Written

100

120.0000

American

Jan 17, 2020

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Call Options

Purchased

1,700

190.0000

American

Feb 21, 2020

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options

Purchased

300

192.5000

American

Jan 10, 2020

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Written

11,700

160.0000

American

Jun 19, 2020

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Call Options

Written

-2,000

180.0000

American

Feb 21, 2020

Put Options

Purchased

-2,900

110.0000

American

Jan 17, 2020

Put Options

Purchased

-500

195.0000

American

Jan 10, 2020

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-10,500

125.0000

American

Jan 17, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Call Options

Written

-1,100

185.0000

American

Feb 21, 2020

Call Options

Written

-2,700

150.0000

American

Jan 15, 2021

Put Options

Written

200

150.0000

American

Jan 21, 2022

Put Options

Written

200

185.0000

American

Jan 17, 2020

Call Options

Purchased

5,900

160.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

180.0000

American

Jan 17, 2020

Put Options

Written

400

125.0000

American

Jan 15, 2021

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options

Written

2,100

185.0000

American

Mar 20, 2020

Put Options

Written

400

65.0000

American

Jan 17, 2020

Call Options

Purchased

200

192.5000

American

Jan 24, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Put Options

Written

600

185.0000

American

May 15, 2020

Put Options

Written

13,500

165.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

190.0000

American

Jun 19, 2020

Put Options

Written

400

110.0000

American

Feb 21, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-2,800

175.0000

American

Jan 17, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

2,000

195.0000

American

Jan 17, 2020

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Put Options

Written

400

170.0000

American

Jan 15, 2021

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Call Options

Purchased

100

190.0000

American

Jan 24, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Call Options

Written

-4,700

150.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Purchased

-3,300

100.0000

American

Jan 17, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Call Options

Purchased

200

195.0000

American

Jan 10, 2020

Call Options

Purchased

155,900

190.0000

American

Jan 17, 2020

Put Options

Written

43,000

140.0000

American

Jan 17, 2020

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Put Options

Written

50,200

140.0000

American

Feb 21, 2020

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

14,800

160.0000

American

Feb 21, 2020

Call Options

Purchased

6,700

190.0000

American

Jan 15, 2021

Put Options

Written

7,000

160.0000

American

Jan 17, 2020

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Call Options

Written

-4,200

155.0000

American

Jan 17, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options

Written

-300

192.5000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options

Written

2,000

180.0000

American

Jan 17, 2020

Put Options

Written

500

192.5000

American

Jan 10, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Put Options

Written

500

180.0000

American

May 15, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

500

185.0000

American

Feb 21, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Call Options

Written

-32,800

210.0000

American

Jan 17, 2020

Call Options

Written

-5,600

200.0000

American

Jan 17, 2020

Call Options

Written

-500

190.0000

American

Jan 10, 2020

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Call Options

Written

-200

185.0000

American

Jun 19, 2020

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Put Options

Purchased

-2,100

175.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-200

170.0000

American

Jan 21, 2022

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Call Options

Written

-19,500

185.0000

American

Jan 17, 2020

Put Options

Written

200

185.0000

American

Jan 10, 2020

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Call Options

Purchased

1,700

220.0000

American

Mar 20, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Purchased

200

195.0000

American

Feb 21, 2020

Put Options

Written

600

135.0000

American

Jan 17, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Call Options

Written

-300

180.0000

American

Mar 20, 2020

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Put Options

Purchased

-1,000

180.0000

American

Jan 15, 2021

Put Options

Purchased

-19,300

95.0000

American

Jan 17, 2020

Call Options

Purchased

4,600

145.0000

American

Jan 17, 2020

Put Options

Written

63,400

170.0000

American

Jan 17, 2020

Put Options

Written

150,000

190.0000

American

Jan 17, 2020

Call Options

Purchased

11,200

195.0000

American

Jan 15, 2021

Put Options

Written

100

150.0000

American

Mar 20, 2020

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-100

110.0000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-500

130.0000

American

Jan 17, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Put Options

Purchased

-8,500

140.0000

American

Mar 20, 2020

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 689698
Time of Receipt (offset from UTC): 20200107T122020+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC