FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 03 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,005,935

1.22%

3,171,652

0.97%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,877,200

0.88%

2,207,711

0.67%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

815,900

0.25%

486,700

0.15%

 

 

 

 

(4)

TOTAL:

 

 

 

 

7,699,035

2.35%

5,866,063

1.79%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

9

191.1100 USD
Purchase

12

190.6800 USD
Purchase

17

191.3900 USD
Purchase

86

191.4500 USD
Purchase

100

191.3800 USD
Purchase

100

191.3400 USD
Purchase

100

191.4000 USD
Purchase

149

191.2236 USD
Purchase

150

191.3200 USD
Purchase

200

191.3425 USD
Purchase

200

191.3350 USD
Purchase

200

190.9250 USD
Purchase

300

191.2266 USD
Purchase

500

191.3360 USD
Purchase

500

191.4319 USD
Purchase

578

191.3120 USD
Purchase

600

191.5100 USD
Purchase

757

191.4763 USD
Purchase

900

191.6088 USD
Purchase

1,496

191.0719 USD
Purchase

1,511

191.0767 USD
Purchase

1,514

190.8364 USD
Purchase

1,557

191.5094 USD
Purchase

1,653

191.2527 USD
Purchase

1,700

191.3179 USD
Purchase

3,800

191.3432 USD
Purchase

4,600

191.3416 USD
Purchase

4,809

191.4177 USD
Purchase

6,127

191.3744 USD
Purchase

7,048

191.0800 USD
Purchase

13,993

191.4170 USD
Purchase

14,029

191.0803 USD
Purchase

14,849

191.1927 USD
Purchase

14,919

191.1229 USD
Sale

6

190.2600 USD
Sale

9

191.1100 USD
Sale

10

191.2800 USD
Sale

12

190.6800 USD
Sale

13

191.4669 USD
Sale

100

190.6400 USD
Sale

122

191.3200 USD
Sale

200

191.4900 USD
Sale

200

191.8200 USD
Sale

200

191.2200 USD
Sale

300

191.2266 USD
Sale

500

191.2270 USD
Sale

540

191.4925 USD
Sale

556

191.2900 USD
Sale

572

191.2396 USD
Sale

600

191.2158 USD
Sale

1,280

191.4544 USD
Sale

3,159

191.0821 USD
Sale

3,745

191.0903 USD
Sale

3,800

191.3750 USD
Sale

4,100

191.3556 USD
Sale

4,353

191.2786 USD
Sale

7,902

191.2404 USD
Sale

20,002

191.4148 USD
Sale

21,479

191.0800 USD
Sale

25,058

191.1943 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per

 

 

 

unit

SWAP

Short

20,000

191.4248 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option

 

 

relates

 

 

 

 

Call Option

Purchasing

100

190 USD

American

3 Jan 2020

1.2200 USD

Call Option

Purchasing

500

193 USD

American

3 Jan 2020

0.0100 USD

Call Option

Purchasing

3,200

195 USD

American

3 Jan 2020

0.0100 USD

Call Option

Selling

500

190 USD

American

3 Jan 2020

1.8900 USD

Put Option

Purchasing

500

120 USD

American

21 Aug 2020

0.4000 USD

Put Option

Purchasing

300

185 USD

American

21 Jan 2022

12.1300 USD

Put Option

Selling

300

180 USD

American

21 Jan 2022

11.6300 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

6 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option

 

 

or derivative

 

 

relates

Call Options

Purchased

300

192.5000

American Jan 31, 2020

Put Options

Written

700

95.0000

American Jan 15, 2021

Put Options

Written

5,000

115.0000

American Mar 20, 2020

Put Options

Written

300

135.0000

American Feb 21, 2020

Put Options

Written

900

90.0000

American Feb 21, 2020

Call Options

Purchased

1,700

190.0000

American Feb 21, 2020

Put Options

Written

300

180.0000

American Jan 21, 2022

Call Options

Purchased

9,100

185.0000

American Jan 15, 2021

Put Options

Written

100

120.0000

American Jan 17, 2020

Call Options

Purchased

200

190.0000

American Jan 21, 2022

Call Options

Purchased

1,300

100.0000

American Jan 15, 2021

Put Options

Written

200

180.0000

American Jan 15, 2021

Call Options

Purchased

2,500

175.0000

American Jan 15, 2021

Put Options

Written

1,100

100.0000

American Feb 21, 2020

Put Options

Written

700

100.0000

American Jan 15, 2021

Call Options

Purchased

4,200

250.0000

American Jan 17, 2020

Put Options

Written

500

185.0000

American Jun 19, 2020

Call Options

Written

-5,500

160.0000

American Mar 20, 2020

Call Options

Written

-600

220.0000

American May 15, 2020

Put Options

Purchased

-4,500

70.0000

American Jan 15, 2021

Put Options

Purchased

-700

155.0000

American Jan 17, 2020

Put Options

Purchased

-50,000

160.0000

American Feb 21, 2020

Call Options

Written

-2,100

125.0000

American Jan 15, 2021

Put Options

Purchased

-300

165.0000

American Jan 15, 2021

Put Options

Purchased

-1,500

155.0000

American Feb 21, 2020

Put Options

Written

500

80.0000

American Feb 21, 2020

Put Options

Written

18,500

150.0000

American May 15, 2020

Put Options

Written

66,500

140.0000

American Mar 20, 2020

Put Options

Written

36,400

105.0000

American Jan 15, 2021

Call Options

Purchased

3,400

170.0000

American Jan 15, 2021

Put Options

Written

11,700

160.0000

American Jun 19, 2020

Put Options

Purchased

-100

155.0000

American Jan 15, 2021

Put Options

Purchased

-10,500

125.0000

American Jan 17, 2020

Put Options

Purchased

-1,200

65.0000

American Jan 15, 2021

Put Options

Purchased

-2,900

110.0000

American Jan 17, 2020

Call Options

Written

-1,100

290.0000

American Jan 17, 2020

Put Options

Purchased

-1,700

110.0000

American Jan 15, 2021

Put Options

Purchased

-400

185.0000

American Jan 21, 2022

Call Options

Written

-300

150.0000

American Feb 21, 2020

Put Options

Purchased

-300

80.0000

American Jan 15, 2021

Call Options

Written

-1,100

185.0000

American Feb 21, 2020

Put Options

Purchased

-2,200

70.0000

American Jan 17, 2020

Call Options

Written

-2,000

180.0000

American Feb 21, 2020

Call Options

Written

-2,700

150.0000

American Jan 15, 2021

Put Options

Purchased

-16,800

115.0000

American Jan 15, 2021

Call Options

Purchased

3,000

180.0000

American Jan 17, 2020

Put Options

Written

400

110.0000

American Feb 21, 2020

Call Options

Purchased

5,100

170.0000

American Feb 21, 2020

Call Options

Purchased

3,100

195.0000

American Jan 3, 2020

Call Options

Purchased

9,500

170.0000

American Jun 19, 2020

Call Options

Purchased

300

192.5000

American Jan 3, 2020

Put Options

Written

200

150.0000

American Jan 21, 2022

Put Options

Written

100

145.0000

American Jan 15, 2021

Put Options

Written

13,500

165.0000

American Jan 17, 2020

Put Options

Written

600

185.0000

American May 15, 2020

Put Options

Written

2,100

185.0000

American Mar 20, 2020

Put Options

Written

200

185.0000

American Jan 17, 2020

Put Options

Written

400

125.0000

American Jan 15, 2021

Call Options

Purchased

3,300

165.0000

American Jan 15, 2021

Call Options

Purchased

1,000

190.0000

American Jun 19, 2020

Put Options

Written

200

177.5000

American Jan 3, 2020

Call Options

Purchased

200

192.5000

American Jan 24, 2020

Call Options

Purchased

5,900

160.0000

American Jan 17, 2020

Put Options

Written

400

65.0000

American Jan 17, 2020

Call Options

Written

-2,800

175.0000

American Jan 17, 2020

Put Options

Purchased

-66,500

160.0000

American Mar 20, 2020

Call Options

Written

-200

140.0000

American Feb 21, 2020

Call Options

Written

-4,500

220.0000

American Jan 17, 2020

Put Options

Written

6,400

95.0000

American Jun 19, 2020

Call Options

Purchased

500

220.0000

American Jan 21, 2022

Call Options

Purchased

1,300

195.0000

American Jan 17, 2020

Put Options

Written

48,000

140.0000

American Jun 19, 2020

Call Options

Purchased

1,900

180.0000

American Jan 15, 2021

Call Options

Purchased

300

145.0000

American Jan 15, 2021

Call Options

Purchased

800

160.0000

American Jan 21, 2022

Put Options

Written

400

170.0000

American Jan 15, 2021

Call Options

Purchased

100

165.0000

American Feb 21, 2020

Put Options

Written

3,800

165.0000

American Jun 19, 2020

Call Options

Purchased

100

190.0000

American Jan 24, 2020

Call Options

Purchased

4,100

170.0000

American Jan 17, 2020

Put Options

Purchased

-2,300

170.0000

American Jun 19, 2020

Call Options

Written

-500

220.0000

American Jan 15, 2021

Call Options

Written

-100

135.0000

American Jan 15, 2021

Put Options

Purchased

-1,500

150.0000

American Jan 17, 2020

Put Options

Purchased

-3,300

100.0000

American Jan 17, 2020

Call Options

Written

-2,000

130.0000

American Feb 21, 2020

Put Options

Purchased

-2,600

75.0000

American Jan 15, 2021

Call Options

Written

-29,200

150.0000

American Jan 17, 2020

Call Options

Written

-7,000

300.0000

American Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American Jan 17, 2020

Put Options

Written

14,300

160.0000

American Mar 20, 2020

Put Options

Written

1,800

145.0000

American Jun 19, 2020

Call Options

Purchased

100

195.0000

American Jan 10, 2020

Put Options

Written

33,000

140.0000

American Jan 17, 2020

Put Options

Written

500

187.5000

American Jan 3, 2020

Put Options

Written

50,200

140.0000

American Feb 21, 2020

Call Options

Purchased

105,900

190.0000

American Jan 17, 2020

Put Options

Written

7,000

160.0000

American Jan 17, 2020

Put Options

Written

6,700

140.0000

American Jan 15, 2021

Put Options

Written

14,800

160.0000

American Feb 21, 2020

Call Options

Purchased

400

200.0000

American Jan 15, 2021

Call Options

Purchased

100

190.0000

American Jan 3, 2020

Call Options

Purchased

1,400

180.0000

American Jan 21, 2022

Put Options

Written

2,500

120.0000

American Feb 21, 2020

Put Options

Written

2,000

115.0000

American Feb 21, 2020

Put Options

Written

7,000

120.0000

American Jun 19, 2020

Call Options

Purchased

6,700

190.0000

American Jan 15, 2021

Put Options

Written

4,700

80.0000

American Jan 17, 2020

Call Options

Written

-100

120.0000

American Jan 15, 2021

Call Options

Written

-100

165.0000

American Jun 19, 2020

Call Options

Written

-300

192.5000

American Jan 17, 2020

Call Options

Written

-600

205.0000

American Jan 17, 2020

Put Options

Purchased

-12,400

150.0000

American Jan 15, 2021

Call Options

Written

-100

240.0000

American Jan 17, 2020

Call Options

Written

-4,200

155.0000

American Jan 17, 2020

Put Options

Purchased

-500

190.0000

American Jan 3, 2020

Call Options

Written

-1,500

270.0000

American Jan 17, 2020

Call Options

Written

-200

140.0000

American Jun 19, 2020

Call Options

Written

-1,700

225.0000

American Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American Jan 15, 2021

Put Options

Written

500

180.0000

American May 15, 2020

Put Options

Written

500

185.0000

American Feb 21, 2020

Put Options

Written

100

165.0000

American May 15, 2020

Call Options

Purchased

4,300

165.0000

American Jan 17, 2020

Put Options

Written

3,300

165.0000

American Mar 20, 2020

Put Options

Written

2,000

180.0000

American Jan 17, 2020

Put Options

Written

13,700

75.0000

American Jan 17, 2020

Put Options

Purchased

-100

85.0000

American Jan 17, 2020

Call Options

Written

-22,800

210.0000

American Jan 17, 2020

Put Options

Purchased

-400

120.0000

American Jan 15, 2021

Call Options

Written

-900

175.0000

American Jun 19, 2020

Call Options

Written

-100

160.0000

American Jun 19, 2020

Put Options

Purchased

-200

170.0000

American Jan 21, 2022

Put Options

Purchased

-1,700

185.0000

American Jan 15, 2021

Put Options

Purchased

-2,100

175.0000

American Jan 17, 2020

Call Options

Written

-2,400

165.0000

American Mar 20, 2020

Put Options

Purchased

-500

120.0000

American Aug 21, 2020

Call Options

Written

-5,600

200.0000

American Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American Jan 15, 2021

Call Options

Written

-200

110.0000

American Jan 15, 2021

Call Options

Written

-200

185.0000

American Jun 19, 2020

Put Options

Purchased

-400

115.0000

American Jan 17, 2020

Call Options

Written

-2,800

230.0000

American Jan 17, 2020

Put Options

Purchased

-100

150.0000

American Jun 19, 2020

Call Options

Written

-19,500

185.0000

American Jan 17, 2020

Put Options

Purchased

-200

182.5000

American Jan 3, 2020

Put Options

Purchased

-300

160.0000

American Jan 15, 2021

Call Options

Purchased

3,800

175.0000

American Feb 21, 2020

Put Options

Written

8,400

170.0000

American Feb 21, 2020

Put Options

Written

200

185.0000

American Jan 10, 2020

Put Options

Written

600

135.0000

American Jan 17, 2020

Put Options

Written

7,100

145.0000

American Jan 17, 2020

Call Options

Purchased

1,700

220.0000

American Mar 20, 2020

Put Options

Written

1,300

90.0000

American Jan 17, 2020

Call Options

Purchased

200

195.0000

American Feb 21, 2020

Put Options

Purchased

-100

130.0000

American Jan 15, 2021

Call Options

Written

-300

180.0000

American Mar 20, 2020

Call Options

Written

-100

185.0000

American Mar 20, 2020

Put Options

Purchased

-100

175.0000

American Jan 15, 2021

Put Options

Purchased

-106,300

130.0000

American Jan 17, 2020

Put Options

Purchased

-19,300

95.0000

American Jan 17, 2020

Call Options

Written

-200

180.0000

American Jun 19, 2020

Call Options

Written

-100

215.0000

American Jan 17, 2020

Call Options

Written

-1,000

200.0000

American Feb 21, 2020

Put Options

Written

100,000

190.0000

American Jan 17, 2020

Put Options

Written

25,000

150.0000

American Jan 17, 2020

Put Options

Written

43,400

170.0000

American Jan 17, 2020

Call Options

Purchased

11,200

195.0000

American Jan 15, 2021

Put Options

Written

31,900

150.0000

American Feb 21, 2020

Call Options

Purchased

4,600

145.0000

American Jan 17, 2020

Put Options

Written

100

150.0000

American Mar 20, 2020

Put Options

Written

5,600

145.0000

American Feb 21, 2020

Call Options

Written

-100

110.0000

American Jan 17, 2020

Call Options

Written

-4,500

260.0000

American Jan 17, 2020

Call Options

Written

-1,500

140.0000

American Jan 15, 2021

Call Options

Written

-600

250.0000

American Jan 15, 2021

Call Options

Written

-1,000

185.0000

American May 15, 2020

Put Options

Purchased

-4,500

130.0000

American Feb 21, 2020

Call Options

Written

-500

130.0000

American Jan 17, 2020

Put Options

Purchased

-8,500

140.0000

American Mar 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 689865
Time of Receipt (offset from UTC): 20200106T105001+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC