FORM 8.3 - ABBVIE PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 03 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,098,015

0.21%

4,182,614

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,938,357

0.13%

474,700

0.03%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,639,800

0.18%

1,310,100

0.09%

 

 

 

 

(4)

TOTAL:

 

 

 

 

7,676,172

0.52%

5,967,414

0.40%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

19

88.5500 USD
Purchase

23

88.3400 USD
Purchase

26

88.7900 USD
Purchase

35

88.7600 USD
Purchase

39

88.7700 USD
Purchase

62

88.2000 USD
Purchase

73

88.7923 USD
Purchase

100

89.2800 USD
Purchase

100

89.1200 USD
Purchase

100

88.8000 USD
Purchase

100

88.6700 USD
Purchase

128

88.4168 USD
Purchase

129

88.5119 USD
Purchase

144

88.4500 USD
Purchase

200

88.8150 USD
Purchase

200

88.1600 USD
Purchase

200

88.8350 USD
Purchase

300

88.7466 USD
Purchase

300

88.7500 USD
Purchase

400

88.4450 USD
Purchase

400

88.3012 USD
Purchase

425

88.9104 USD
Purchase

500

88.7400 USD
Purchase

600

88.7350 USD
Purchase

600

89.0783 USD
Purchase

701

88.7300 USD
Purchase

887

88.6987 USD
Purchase

901

88.5395 USD
Purchase

1,100

88.7118 USD
Purchase

1,300

88.6065 USD
Purchase

1,400

89.0192 USD
Purchase

1,603

88.8057 USD
Purchase

2,717

88.6788 USD
Purchase

4,227

88.7181 USD
Purchase

5,264

88.7197 USD
Purchase

6,526

88.7012 USD
Purchase

10,894

88.7000 USD
Purchase

13,008

88.7361 USD
Purchase

14,300

88.8077 USD
Purchase

18,100

88.7772 USD
Purchase

19,901

88.7005 USD
Purchase

20,966

88.7813 USD
Purchase

22,260

88.7496 USD
Purchase

26,134

88.7124 USD
Purchase

41,243

88.7021 USD
Purchase

78,577

88.7194 USD
Purchase

89,866

88.7154 USD
Sale

1

88.5900 USD
Sale

19

88.5500 USD
Sale

62

88.2000 USD
Sale

72

88.8700 USD
Sale

72

88.4500 USD
Sale

73

88.7923 USD
Sale

75

88.9136 USD
Sale

92

88.9000 USD
Sale

99

88.7800 USD
Sale

100

88.8100 USD
Sale

100

88.5950 USD
Sale

100

88.1300 USD
Sale

100

88.7500 USD
Sale

108

88.9200 USD
Sale

128

88.2134 USD
Sale

152

88.8984 USD
Sale

200

88.7200 USD
Sale

200

88.3550 USD
Sale

200

88.9300 USD
Sale

200

88.6100 USD
Sale

257

88.4646 USD
Sale

279

88.6796 USD
Sale

288

89.1351 USD
Sale

300

88.7492 USD
Sale

400

88.4450 USD
Sale

500

88.6120 USD
Sale

528

88.6818 USD
Sale

634

88.6741 USD
Sale

680

88.7400 USD
Sale

695

88.8087 USD
Sale

700

88.7450 USD
Sale

775

88.5622 USD
Sale

800

88.5200 USD
Sale

900

88.7077 USD
Sale

1,000

88.5820 USD
Sale

1,000

88.6960 USD
Sale

1,085

88.7548 USD
Sale

1,100

88.4636 USD
Sale

1,489

88.8437 USD
Sale

1,500

88.8106 USD
Sale

1,668

88.7222 USD
Sale

1,700

88.8470 USD
Sale

1,729

88.7079 USD
Sale

1,729

88.7717 USD
Sale

1,900

88.6976 USD
Sale

2,019

88.7438 USD
Sale

2,119

88.6980 USD
Sale

2,827

88.7371 USD
Sale

3,138

88.8158 USD
Sale

3,290

88.6592 USD
Sale

3,500

88.8053 USD
Sale

4,983

88.7414 USD
Sale

6,100

88.9313 USD
Sale

7,000

88.6391 USD
Sale

7,021

88.6937 USD
Sale

7,026

88.7378 USD
Sale

8,399

88.7000 USD
Sale

9,300

88.6844 USD
Sale

9,600

88.8992 USD
Sale

14,974

88.7104 USD
Sale

20,986

88.6619 USD
Sale

24,536

88.8853 USD
Sale

29,828

88.7039 USD
Sale

38,288

88.6691 USD
Sale

67,598

88.7070 USD
Sale

90,928

88.7342 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

17,320

88.7999 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option

 

 

relates

 

 

Call Option

Purchasing

200

73 USD

American

17 Jan 2020 15.3000 USD

Call Option

Purchasing

400

75 USD

American

18 Sep 2020 15.1000 USD

Call Option

Purchasing

1,000

89 USD

American

3 Jan 2020 0.5500 USD

Call Option

Purchasing

3,100

89 USD

American

10 Jan 2020 0.8425 USD

Call Option

Purchasing

600

89 USD

American

17 Jan 2020 1.0850 USD

Call Option

Purchasing

200

90 USD

American

3 Jan 2020 0.1000 USD

Call Option

Purchasing

2,700

90 USD

American

10 Jan 2020 0.7259 USD

Call Option

Purchasing

600

90 USD

American

17 Jan 2020 0.8383 USD

Call Option

Purchasing

400

90 USD

American

21 Feb 2020 2.0975 USD

Call Option

Purchasing

2,600

91 USD

American

10 Jan 2020 0.2500 USD

Call Option

Purchasing

400

93 USD

American

21 Feb 2020 1.1175 USD

Call Option

Purchasing

100

95 USD

American

21 Feb 2020 0.6400 USD

Call Option

Purchasing

100

95 USD

American

19 Jun 2020 2.4800 USD

Call Option

Selling

200

75 USD

American

17 Jan 2020 13.5000 USD

Call Option

Selling

200

89 USD

American

3 Jan 2020 0.1650 USD

Call Option

Selling

100

91 USD

American

10 Jan 2020 0.5400 USD

Call Option

Selling

100

91 USD

American

17 Jan 2020 0.4300 USD

Call Option

Selling

100

93 USD

American

17 Jan 2020 0.2000 USD

Call Option

Selling

500

95 USD

American

17 Jan 2020 0.0840 USD

Call Option

Selling

100

105 USD

American

15 Jan 2021 2.9000 USD

Put Option

Purchasing

2,000

78 USD

American

21 Feb 2020 0.5100 USD

Put Option

Purchasing

500

80 USD

American

21 Feb 2020 0.8400 USD

Put Option

Purchasing

200

83 USD

American

21 Feb 2020 1.4400 USD

Put Option

Purchasing

400

87 USD

American

14 Feb 2020 2.4325 USD

Put Option

Purchasing

100

88 USD

American

3 Jan 2020 0.0400 USD

Put Option

Purchasing

2,100

88 USD

American

10 Jan 2020 0.4400 USD

Put Option

Purchasing

100

88 USD

American

10 Jan 2020 0.6300 USD

Put Option

Purchasing

400

89 USD

American

10 Jan 2020 0.8200 USD

Put Option

Purchasing

200

89 USD

American

10 Jan 2020 1.0400 USD

Put Option

Purchasing

300

90 USD

American

17 Jan 2020 2.9400 USD

Put Option

Purchasing

400

92 USD

American

17 Jan 2020 4.7000 USD

Put Option

Selling

100

70 USD

American

15 Jan 2021 3.6000 USD

Put Option

Selling

500

85 USD

American

15 May 2020 4.0500 USD

Put Option

Selling

100

85 USD

American

18 Sep 2020 6.4000 USD

Put Option

Selling

100

89 USD

American

3 Jan 2020 0.1200 USD

Put Option

Selling

4,200

90 USD

American

3 Jan 2020 1.3500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

6 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option

 

 

or derivative

 

 

 

relates

 

Put Options

Written

363,000

65.0000

American Jan 17, 2020

Put Options

Written

101,800

60.0000

American Jun 19, 2020

Put Options

Written

1,900

70.0000

American May 15, 2020

Call Options

Purchased

200

50.0000

American Jan 21, 2022

Put Options

Written

13,300

75.0000

American Feb 21, 2020

Put Options

Written

4,000

37.5000

American Jan 21, 2022

Call Options

Purchased

1,000

72.5000

American Jan 15, 2021

Put Options

Written

2,900

75.0000

American Jun 19, 2020

Call Options

Purchased

2,700

89.5000

American Jan 10, 2020

Call Options

Purchased

100

72.5000

American Sep 18, 2020

Put Options

Written

11,300

87.5000

American Feb 21, 2020

Put Options

Written

4,500

77.5000

American Jan 17, 2020

Put Options

Written

9,500

88.0000

American Jan 31, 2020

Call Options

Purchased

200

55.0000

American Sep 18, 2020

Call Options

Purchased

200

94.0000

American Jan 3, 2020

Put Options

Written

11,400

82.5000

American Jan 17, 2020

Put Options

Written

1,100

85.0000

American Jun 19, 2020

Call Options

Purchased

700

50.0000

American Jan 15, 2021

Call Options

Purchased

3,300

87.5000

American May 15, 2020

Call Options

Purchased

100

67.5000

American Sep 18, 2020

Put Options

Written

9,200

85.5000

American Jan 31, 2020

Call Options

Purchased

4,000

72.5000

American Feb 21, 2020

Call Options

Purchased

200

90.5000

American Jan 3, 2020

Call Options

Purchased

400

94.0000

American Jan 10, 2020

Put Options

Written

1,000

82.5000

American Jan 15, 2021

Call Options

Purchased

600

75.0000

American May 15, 2020

Call Options

Written

-900

135.0000

American Jan 15, 2021

Call Options

Written

-4,500

115.0000

American Jan 21, 2022

Call Options

Written

-11,700

97.5000

American Jan 17, 2020

Call Options

Written

-200

100.0000

American Jan 3, 2020

Call Options

Written

-1,000

91.5000

American Jan 10, 2020

Call Options

Written

-200

105.0000

American Feb 21, 2020

Put Options

Purchased

-200

88.5000

American Jan 3, 2020

Put Options

Purchased

-2,000

86.5000

American Jan 17, 2020

Call Options

Written

-17,700

90.0000

American Jun 19, 2020

Put Options

Purchased

-100

95.0000

American May 15, 2020

Call Options

Written

-1,700

130.0000

American Jan 15, 2021

Put Options

Purchased

-2,400

83.0000

American Jan 3, 2020

Put Options

Purchased

-100

50.0000

American Jan 21, 2022

Put Options

Purchased

-600

105.0000

American Jan 15, 2021

Put Options

Purchased

-1,000

130.0000

American Jan 15, 2021

Put Options

Purchased

-3,900

57.5000

American Jan 17, 2020

Put Options

Purchased

-5,000

47.5000

American Jun 19, 2020

Put Options

Purchased

-2,300

90.0000

American Jan 10, 2020

Put Options

Purchased

-2,400

89.0000

American Jan 17, 2020

Put Options

Purchased

-3,000

135.0000

American Jan 15, 2021

Call Options

Written

-8,300

70.0000

American Feb 21, 2020

Call Options

Written

-2,300

120.0000

American Jan 15, 2021

Put Options

Purchased

-48,100

85.0000

American May 15, 2020

Put Options

Purchased

-600

55.0000

American Sep 18, 2020

Put Options

Purchased

-2,800

50.0000

American Jan 15, 2021

Put Options

Purchased

-3,300

88.0000

American Jan 3, 2020

Call Options

Purchased

1,300

55.0000

American Jun 19, 2020

Put Options

Written

400

83.0000

American Jan 17, 2020

Call Options

Purchased

283,900

80.0000

American Jan 17, 2020

Put Options

Written

2,000

57.5000

American Jan 15, 2021

Put Options

Written

49,000

95.0000

American Jan 17, 2020

Put Options

Written

4,200

45.0000

American Jan 17, 2020

Call Options

Purchased

1,000

145.0000

American Jun 19, 2020

Call Options

Purchased

1,000

91.0000

American Jan 3, 2020

Put Options

Written

302,100

60.0000

American Jan 15, 2021

Call Options

Purchased

1,200

72.5000

American Jun 19, 2020

Call Options

Purchased

9,100

95.0000

American Sep 18, 2020

Call Options

Purchased

1,000

92.5000

American Feb 21, 2020

Call Options

Purchased

800

67.5000

American Feb 21, 2020

Call Options

Purchased

7,200

95.0000

American May 15, 2020

Put Options

Written

3,500

47.5000

American Jan 17, 2020

Put Options

Written

50,000

57.5000

American Jan 17, 2020

Call Options

Purchased

4,100

85.0000

American Feb 21, 2020

Put Options

Written

600

62.5000

American Sep 18, 2020

Call Options

Purchased

400

120.0000

American Sep 18, 2020

Put Options

Written

73,000

70.0000

American Jan 17, 2020

Put Options

Written

1,100

82.5000

American Sep 18, 2020

Call Options

Purchased

100

88.5000

American Jan 10, 2020

Put Options

Written

15,400

42.5000

American Feb 21, 2020

Call Options

Purchased

6,700

92.5000

American May 15, 2020

Put Options

Written

3,900

50.0000

American Jan 17, 2020

Put Options

Written

1,500

88.0000

American Jan 17, 2020

Call Options

Purchased

1,100

72.5000

American May 15, 2020

Put Options

Purchased

-600

87.0000

American Jan 17, 2020

Call Options

Written

-5,900

90.0000

American Jan 10, 2020

Call Options

Written

-10,000

110.0000

American Jan 17, 2020

Put Options

Purchased

-100

85.0000

American Sep 18, 2020

Call Options

Written

-300

95.0000

American Jan 31, 2020

Call Options

Written

-200

97.5000

American Feb 21, 2020

Put Options

Purchased

-100

120.0000

American Jan 17, 2020

Put Options

Purchased

-400

95.0000

American Sep 18, 2020

Put Options

Purchased

-1,200

95.0000

American Feb 7, 2020

Put Options

Purchased

-800

90.5000

American Jan 3, 2020

Put Options

Purchased

-700

89.0000

American Jan 10, 2020

Put Options

Purchased

-100

95.0000

American Jun 19, 2020

Put Options

Purchased

-1,000

47.5000

American Jan 15, 2021

Put Options

Purchased

-12,100

55.0000

American Jan 17, 2020

Put Options

Purchased

-300

86.0000

American Jan 10, 2020

Call Options

Written

-18,200

110.0000

American Jan 15, 2021

Put Options

Purchased

-100

82.0000

American Jan 17, 2020

Put Options

Purchased

-1,500

75.0000

American Sep 18, 2020

Call Options

Written

-11,600

130.0000

American Jan 17, 2020

Put Options

Purchased

-2,400

55.0000

American Jan 15, 2021

Call Options

Purchased

1,000

92.0000

American Jan 3, 2020

Put Options

Written

16,500

62.5000

American Jan 17, 2020

Put Options

Written

1,800

57.5000

American Feb 21, 2020

Call Options

Purchased

500

70.0000

American Jun 19, 2020

Call Options

Purchased

100

77.5000

American Jun 19, 2020

Put Options

Written

22,600

91.0000

American Jan 17, 2020

Call Options

Purchased

2,500

60.0000

American Feb 21, 2020

Put Options

Written

1,000

88.5000

American Jan 31, 2020

Call Options

Purchased

500

97.5000

American May 15, 2020

Call Options

Purchased

500

62.5000

American May 15, 2020

Call Options

Purchased

1,000

60.0000

American Sep 18, 2020

Call Options

Purchased

16,000

72.5000

American Jan 17, 2020

Call Options

Purchased

700

91.0000

American Jan 17, 2020

Call Options

Purchased

3,000

105.0000

American Jun 19, 2020

Call Options

Purchased

2,300

60.0000

American Jun 19, 2020

Put Options

Written

2,300

80.0000

American Jan 10, 2020

Put Options

Purchased

-700

80.0000

American May 15, 2020

Put Options

Purchased

-1,600

110.0000

American Jan 15, 2021

Put Options

Purchased

-600

89.0000

American Jan 3, 2020

Call Options

Written

-1,000

90.5000

American Jan 31, 2020

Call Options

Written

-1,900

115.0000

American Sep 18, 2020

Put Options

Purchased

-3,500

50.0000

American Jun 19, 2020

Call Options

Written

-800

125.0000

American Jan 17, 2020

Call Options

Written

-800

87.5000

American Jan 3, 2020

Put Options

Purchased

-4,400

40.0000

American Jan 21, 2022

Put Options

Purchased

-1,300

75.0000

American May 15, 2020

Call Options

Written

-3,000

75.0000

American Jan 15, 2021

Put Options

Purchased

-3,600

97.5000

American Feb 21, 2020

Call Options

Written

-4,200

85.0000

American May 15, 2020

Put Options

Purchased

-7,600

72.5000

American Feb 21, 2020

Put Options

Purchased

-100

85.5000

American Jan 10, 2020

Put Options

Purchased

-600

42.5000

American Sep 18, 2020

Put Options

Purchased

-200

86.5000

American Jan 3, 2020

Call Options

Written

-3,900

85.0000

American Jun 19, 2020

Call Options

Written

-900

85.0000

American Sep 18, 2020

Put Options

Purchased

-1,300

50.0000

American Sep 18, 2020

Call Options

Written

-13,400

95.0000

American Jan 17, 2020

Call Options

Written

-200

40.0000

American Jan 21, 2022

Call Options

Written

-100

100.0000

American Jan 21, 2022

Call Options

Written

-500

95.0000

American Feb 21, 2020

Put Options

Purchased

-1,700

90.0000

American Sep 18, 2020

Put Options

Purchased

-120,000

85.0000

American Feb 21, 2020

Call Options

Written

-400

110.0000

American Jun 19, 2020

Call Options

Written

-900

110.0000

American Feb 21, 2020

Call Options

Written

-1,900

97.5000

American Jan 15, 2021

Put Options

Purchased

-2,000

45.0000

American Sep 18, 2020

Put Options

Purchased

-23,300

60.0000

American Jan 17, 2020

Put Options

Purchased

-6,400

85.0000

American Jan 17, 2020

Put Options

Written

37,300

57.5000

American Jun 19, 2020

Call Options

Purchased

1,000

65.0000

American Sep 18, 2020

Call Options

Purchased

800

155.0000

American Jan 17, 2020

Put Options

Written

175,000

80.0000

American Jan 15, 2021

Call Options

Purchased

7,700

80.0000

American May 15, 2020

Call Options

Purchased

5,700

90.0000

American Sep 18, 2020

Put Options

Written

400

90.0000

American Jun 19, 2020

Put Options

Written

4,800

90.0000

American Jan 3, 2020

Put Options

Written

2,500

47.5000

American Jan 21, 2022

Call Options

Purchased

1,900

82.5000

American Feb 21, 2020

Put Options

Written

200

37.5000

American Jan 15, 2021

Put Options

Written

100

85.0000

American Jan 31, 2020

Put Options

Written

300

85.0000

American May 15, 2020

Put Options

Written

5,100

77.5000

American Jan 15, 2021

Put Options

Written

4,000

62.5000

American Feb 21, 2020

Call Options

Purchased

1,300

92.5000

American Sep 18, 2020

Call Options

Purchased

300

93.5000

American Jan 3, 2020

Put Options

Written

155,900

65.0000

American Jun 19, 2020

Call Options

Purchased

3,200

55.0000

American Jan 15, 2021

Call Options

Purchased

1,300

67.5000

American Jan 15, 2021

Put Options

Written

1,000

42.5000

American Jan 21, 2022

Put Options

Written

600

80.0000

American Jun 19, 2020

Put Options

Written

400

32.5000

American Sep 18, 2020

Call Options

Purchased

100

92.0000

American Jan 10, 2020

Call Options

Purchased

2,100

87.5000

American Feb 21, 2020

Call Options

Written

-600

89.5000

American Jan 24, 2020

Call Options

Written

-51,100

92.5000

American Jan 15, 2021

Put Options

Purchased

-500

86.0000

American Jan 3, 2020

Call Options

Written

-1,200

92.5000

American Jan 31, 2020

Put Options

Purchased

-2,900

90.0000

American Feb 21, 2020

Call Options

Written

-8,000

100.0000

American Jan 15, 2021

Call Options

Written

-11,500

92.5000

American Feb 21, 2020

Call Options

Written

-200

70.0000

American Jan 21, 2022

Call Options

Written

-400

67.5000

American Jun 19, 2020

Call Options

Written

-4,600

115.0000

American Jan 17, 2020

Call Options

Written

-5,200

85.0000

American Jan 15, 2021

Call Options

Written

-1,200

77.5000

American Feb 21, 2020

Put Options

Purchased

-2,200

40.0000

American Sep 18, 2020

Put Options

Purchased

-1,500

105.0000

American Jun 19, 2020

Put Options

Purchased

-2,800

87.5000

American Jan 10, 2020

Call Options

Written

-12,200

88.5000

American Jan 3, 2020

Call Options

Written

-79,900

70.0000

American Jan 15, 2021

Put Options

Purchased

-2,800

42.5000

American Jan 17, 2020

Put Options

Purchased

-9,100

87.5000

American May 15, 2020

Call Options

Written

-11,800

90.0000

American Jan 31, 2020

Put Options

Purchased

-100

100.0000

American Jan 21, 2022

Put Options

Purchased

-100

67.5000

American Sep 18, 2020

Put Options

Purchased

-100

88.5000

American Jan 10, 2020

Call Options

Written

-100

45.0000

American Jan 21, 2022

Put Options

Purchased

-200

92.5000

American Sep 18, 2020

Put Options

Purchased

-200

87.5000

American Sep 18, 2020

Put Options

Purchased

-1,200

87.0000

American Jan 10, 2020

Put Options

Purchased

-2,000

70.0000

American Jan 15, 2021

Call Options

Written

-8,200

75.0000

American Jan 17, 2020

Put Options

Purchased

-400

87.5000

American Jan 3, 2020

Put Options

Purchased

-5,000

42.5000

American Jun 19, 2020

Call Options

Written

-6,800

105.0000

American Jan 17, 2020

Call Options

Written

-200

110.0000

American Sep 18, 2020

Put Options

Purchased

-1,200

72.5000

American Sep 18, 2020

Call Options

Written

-2,100

97.5000

American Jun 19, 2020

Call Options

Written

-4,200

93.5000

American Jan 31, 2020

Put Options

Written

200

82.5000

American Feb 21, 2020

Call Options

Purchased

100

62.5000

American Sep 18, 2020

Call Options

Purchased

1,100

60.0000

American Jan 15, 2021

Call Options

Purchased

8,400

90.0000

American May 15, 2020

Put Options

Written

1,900

55.0000

American Feb 21, 2020

Call Options

Purchased

1,400

65.0000

American Feb 21, 2020

Call Options

Purchased

200

65.0000

American May 15, 2020

Put Options

Written

17,100

85.0000

American Jan 24, 2020

Put Options

Written

8,300

86.5000

American Jan 24, 2020

Put Options

Written

3,400

67.5000

American Jan 17, 2020

Call Options

Purchased

3,100

91.0000

American Jan 10, 2020

Call Options

Purchased

300

93.0000

American Jan 3, 2020

Put Options

Written

100

65.0000

American May 15, 2020

Put Options

Written

100

83.5000

American Jan 31, 2020

Call Options

Purchased

11,400

70.0000

American Jan 17, 2020

Put Options

Written

100

67.5000

American May 15, 2020

Call Options

Purchased

25,300

90.0000

American Feb 21, 2020

Call Options

Purchased

11,900

75.0000

American Sep 18, 2020

Call Options

Purchased

7,400

87.5000

American Sep 18, 2020

Call Options

Purchased

500

82.5000

American Sep 18, 2020

Put Options

Written

12,100

70.0000

American Feb 21, 2020

Put Options

Written

28,300

62.5000

American Jun 19, 2020

Put Options

Written

100

77.5000

American Sep 18, 2020

Put Options

Written

4,800

86.0000

American Jan 24, 2020

Call Options

Purchased

600

77.5000

American Sep 18, 2020

Call Options

Purchased

200

110.0000

American Jan 21, 2022

Call Options

Written

-100

90.5000

American Jan 10, 2020

Put Options

Purchased

-700

95.0000

American Jan 15, 2021

Call Options

Written

-1,200

92.5000

American Jun 19, 2020

Call Options

Written

-2,200

130.0000

American Jun 19, 2020

Call Options

Written

-2,300

115.0000

American Jun 19, 2020

Put Options

Purchased

-70,000

67.5000

American Jan 15, 2021

Put Options

Purchased

-3,700

75.0000

American Jan 17, 2020

Put Options

Purchased

-400

92.5000

American Feb 21, 2020

Put Options

Purchased

-4,700

35.0000

American Jan 15, 2021

Put Options

Purchased

-400

94.5000

American Feb 7, 2020

Put Options

Purchased

-400

130.0000

American Jan 17, 2020

Put Options

Purchased

-4,800

55.0000

American May 15, 2020

Call Options

Written

-3,300

145.0000

American Jan 17, 2020

Put Options

Purchased

-26,000

92.5000

American Jan 17, 2020

Call Options

Written

-100,300

120.0000

American Jan 17, 2020

Put Options

Purchased

-900

60.0000

American Sep 18, 2020

Put Options

Purchased

-1,500

82.5000

American May 15, 2020

Put Options

Purchased

-300

97.5000

American Jan 17, 2020

Put Options

Purchased

-400

100.0000

American Jan 15, 2021

Call Options

Written

-2,500

115.0000

American Feb 21, 2020

Call Options

Written

-2,500

185.0000

American Jan 17, 2020

Put Options

Purchased

-2,600

72.5000

American Jun 19, 2020

Put Options

Purchased

-300

60.0000

American Feb 21, 2020

Call Options

Written

-100

37.5000

American Jan 21, 2022

Put Options

Purchased

-700

42.5000

American Jan 15, 2021

Call Options

Written

-2,700

125.0000

American Jan 15, 2021

Put Options

Purchased

-1,800

100.0000

American Feb 21, 2020

Call Options

Written

-4,600

91.0000

American Jan 31, 2020

Put Options

Purchased

-700

80.0000

American Jan 15, 2021

Call Options

Purchased

4,900

75.0000

American Feb 21, 2020

Put Options

Written

1,500

62.5000

American May 15, 2020

Put Options

Written

90,000

50.0000

American Jun 19, 2020

Call Options

Purchased

100

70.0000

American May 15, 2020

Put Options

Written

1,100

75.0000

American Jan 15, 2021

Put Options

Written

30,000

70.0000

American Jun 19, 2020

Put Options

Written

8,900

80.0000

American Jan 17, 2020

Call Options

Purchased

100

90.0000

American Jan 15, 2021

Put Options

Written

1,400

55.0000

American Jun 19, 2020

Call Options

Purchased

23,800

80.0000

American Feb 21, 2020

Put Options

Written

400

50.0000

American Feb 21, 2020

Put Options

Written

300

35.0000

American Sep 18, 2020

Call Options

Purchased

100

125.0000

American Jan 21, 2022

Call Options

Purchased

10,300

90.0000

American Jan 3, 2020

Call Options

Purchased

23,000

67.5000

American Jan 17, 2020

Put Options

Written

100

57.5000

American Sep 18, 2020

Call Options

Written

-200

62.5000

American Jun 19, 2020

Put Options

Purchased

-300

60.0000

American Jan 21, 2022

Call Options

Written

-2,100

115.0000

American Jan 15, 2021

Call Options

Written

-53,800

82.5000

American Jan 17, 2020

Put Options

Purchased

-9,400

72.5000

American Jan 15, 2021

Call Options

Written

-18,000

95.0000

American Jun 19, 2020

Put Options

Purchased

-700

92.5000

American Jun 19, 2020

Put Options

Purchased

-500

86.0000

American Jan 17, 2020

Put Options

Purchased

-400

88.0000

American Jan 10, 2020

Put Options

Purchased

-4,400

70.0000

American Jan 17, 2020

Call Options

Written

-2,000

150.0000

American Jan 17, 2020

Call Options

Written

-100

180.0000

American Jan 17, 2020

Call Options

Written

-2,200

62.5000

American Feb 21, 2020

Put Options

Purchased

-400

92.0000

American Jan 17, 2020

Put Options

Purchased

-4,100

87.5000

American Jan 17, 2020

Put Options

Purchased

-1,900

40.0000

American Jan 15, 2021

Call Options

Written

-4,700

120.0000

American Jan 21, 2022

Put Options

Written

1,000

77.5000

American Jun 19, 2020

Call Options

Purchased

500

91.5000

American Jan 3, 2020

Call Options

Purchased

1,300

105.0000

American Sep 18, 2020

Call Options

Purchased

1,200

57.5000

American Jun 19, 2020

Call Options

Purchased

200

55.0000

American Jan 21, 2022

Put Options

Written

5,000

67.5000

American Feb 21, 2020

Call Options

Purchased

2,200

105.0000

American May 15, 2020

Put Options

Written

275,000

70.0000

American Jan 15, 2021

Put Options

Written

19,000

85.0000

American Feb 21, 2020

Call Options

Purchased

2,300

47.5000

American Sep 18, 2020

Put Options

Written

5,800

105.0000

American Jan 17, 2020

Put Options

Written

100

65.0000

American Sep 18, 2020

Call Options

Purchased

15,400

89.0000

American Jan 17, 2020

Call Options

Purchased

400

57.5000

American Sep 18, 2020

Put Options

Written

300

65.0000

American Jan 15, 2021

Call Options

Purchased

4,200

80.0000

American Jun 19, 2020

Put Options

Written

3,500

87.5000

American Jun 19, 2020

Call Options

Purchased

100

94.0000

American Jan 17, 2020

Put Options

Written

14,500

67.5000

American Jun 19, 2020

Call Options

Purchased

13,000

90.0000

American Jan 17, 2020

Put Options

Written

500

45.0000

American Jan 21, 2022

Call Options

Purchased

3,600

100.0000

American Feb 21, 2020

Put Options

Written

500

45.0000

American Jan 15, 2021

Call Options

Written

-400

88.0000

American Jan 10, 2020

Call Options

Written

-400

82.5000

American May 15, 2020

Call Options

Written

-700

89.0000

American Jan 3, 2020

Call Options

Written

-10,800

85.0000

American Jan 17, 2020

Put Options

Purchased

-1,000

115.0000

American Jan 21, 2022

Call Options

Written

-4,000

100.0000

American Jun 19, 2020

Put Options

Purchased

-100

75.0000

American Jan 21, 2022

Put Options

Purchased

-200

89.5000

American Jan 3, 2020

Put Options

Purchased

-400

87.0000

American Feb 14, 2020

Call Options

Written

-800

65.0000

American Jan 17, 2020

Call Options

Written

-1,100

62.5000

American Jan 17, 2020

Put Options

Purchased

-1,900

91.0000

American Jan 3, 2020

Put Options

Purchased

-900

40.0000

American Jun 19, 2020

Put Options

Purchased

-15,400

95.0000

American Feb 21, 2020

Call Options

Written

-8,600

87.5000

American Jan 17, 2020

Put Options

Purchased

-3,100

81.5000

American Jan 3, 2020

Call Options

Written

-100

87.0000

American Jan 10, 2020

Call Options

Written

-6,800

105.0000

American Jan 15, 2021

Call Options

Written

-67,400

100.0000

American Jan 17, 2020

Put Options

Written

1,100

45.0000

American Jun 19, 2020

Call Options

Purchased

500

90.0000

American Jan 21, 2022

Call Options

Purchased

3,600

89.0000

American Jan 10, 2020

Call Options

Purchased

400

82.5000

American Jun 19, 2020

Call Options

Purchased

1,200

89.5000

American Jan 3, 2020

Put Options

Written

17,000

65.0000

American Feb 21, 2020

Put Options

Written

400

85.0000

American Jan 15, 2021

Put Options

Written

15,700

80.0000

American Feb 21, 2020

Call Options

Purchased

1,700

57.5000

American Jan 15, 2021

Call Options

Purchased

1,300

65.0000

American Jun 19, 2020

Put Options

Written

600

72.5000

American May 15, 2020

Call Options

Purchased

4,700

100.0000

American May 15, 2020

Call Options

Purchased

1,500

80.0000

American Sep 18, 2020

Put Options

Written

1,100

67.5000

American Jan 15, 2021

Call Options

Purchased

100

85.0000

American Jan 21, 2022

Call Options

Purchased

100

92.0000

American Jan 17, 2020

Call Options

Purchased

7,300

77.5000

American Jan 15, 2021

Call Options

Purchased

8,000

77.5000

American Jan 17, 2020

Put Options

Purchased

-700

96.0000

American Jan 17, 2020

Call Options

Written

-1,500

110.0000

American May 15, 2020

Put Options

Purchased

-7,900

77.5000

American Feb 21, 2020

Call Options

Written

-4,700

100.0000

American Sep 18, 2020

Call Options

Written

-6,300

92.5000

American Jan 17, 2020

Call Options

Written

-5,700

95.0000

American Jan 15, 2021

Put Options

Purchased

-24,800

90.0000

American Jan 17, 2020

Put Options

Purchased

-13,300

86.5000

American Jan 10, 2020

Put Options

Purchased

-100

90.5000

American Jan 10, 2020

Call Options

Written

-1,500

140.0000

American Jan 15, 2021

Call Options

Written

-1,700

80.0000

American Jan 15, 2021

Call Options

Written

-400

86.0000

American Jan 24, 2020

Put Options

Purchased

-4,500

72.5000

American Jan 17, 2020

Call Options

Written

-3,100

135.0000

American Jan 17, 2020

Call Options

Written

-500

87.5000

American Jan 21, 2022

Call Options

Written

-2,200

82.5000

American Jan 15, 2021

Put Options

Purchased

-500

47.5000

American Sep 18, 2020

Call Options

Written

-1,000

87.5000

American Jan 15, 2021

Put Options

Purchased

-100

87.5000

American Jan 31, 2020

Put Options

Purchased

-9,700

100.0000

American Jan 17, 2020

Put Options

Purchased

-100,000

85.0000

American Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 689863
Time of Receipt (offset from UTC): 20200106T104434+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC