Form 8.3 - Abbvie Plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 02 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,163,585

0.21%

4,157,575

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,921,037

0.13%

474,700

0.03%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,625,600

0.18%

1,305,300

0.09%

 

 

 

 

TOTAL:

 

 

 

 

7,710,222

0.52%

5,937,575

0.40%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

33

88.9100 USD

Purchase

90

89.1000 USD

Purchase

100

88.9000 USD

Purchase

100

89.1800 USD

Purchase

100

89.3400 USD

Purchase

100

89.1600 USD

Purchase

159

89.1637 USD

Purchase

172

89.2506 USD

Purchase

190

88.9373 USD

Purchase

200

88.9800 USD

Purchase

300

89.1566 USD

Purchase

310

89.2220 USD

Purchase

313

89.5241 USD

Purchase

400

89.1550 USD

Purchase

418

89.0100 USD

Purchase

500

89.1100 USD

Purchase

500

89.0640 USD

Purchase

800

89.0688 USD

Purchase

800

89.1356 USD

Purchase

800

88.9425 USD

Purchase

800

89.0725 USD

Purchase

869

89.2459 USD

Purchase

872

89.4967 USD

Purchase

900

88.8938 USD

Purchase

1,077

88.9079 USD

Purchase

1,400

88.8650 USD

Purchase

1,500

89.1713 USD

Purchase

1,500

89.0400 USD

Purchase

1,911

89.2513 USD

Purchase

2,094

89.2096 USD

Purchase

2,210

89.0540 USD

Purchase

2,794

89.2002 USD

Purchase

3,100

89.0812 USD

Purchase

3,100

89.0160 USD

Purchase

3,300

88.9183 USD

Purchase

3,700

89.0498 USD

Purchase

4,141

88.9102 USD

Purchase

5,400

89.0583 USD

Purchase

5,825

89.0823 USD

Purchase

6,100

89.2900 USD

Purchase

6,773

89.2701 USD

Purchase

9,500

89.1324 USD

Purchase

12,990

89.0288 USD

Purchase

13,900

89.0447 USD

Purchase

17,126

89.2117 USD

Purchase

20,200

89.0710 USD

Purchase

38,231

89.5500 USD

Purchase

165,619

89.1711 USD

Sale

3

89.1200 USD

Sale

13

89.4600 USD

Sale

99

89.1400 USD

Sale

100

89.4650 USD

Sale

100

89.4700 USD

Sale

100

89.0600 USD

Sale

100

88.6750 USD

Sale

100

89.1100 USD

Sale

101

88.6152 USD

Sale

181

88.8712 USD

Sale

187

89.2330 USD

Sale

200

89.1947 USD

Sale

200

89.0800 USD

Sale

200

89.0350 USD

Sale

200

88.5800 USD

Sale

200

88.5400 USD

Sale

200

88.5500 USD

Sale

200

89.2400 USD

Sale

201

89.0250 USD

Sale

259

89.1623 USD

Sale

297

89.0134 USD

Sale

300

88.8433 USD

Sale

300

88.8633 USD

Sale

300

88.9233 USD

Sale

300

89.0133 USD

Sale

300

89.0700 USD

Sale

300

89.0933 USD

Sale

300

89.1033 USD

Sale

300

89.1366 USD

Sale

300

89.1466 USD

Sale

300

89.1866 USD

Sale

400

88.9938 USD

Sale

400

89.0400 USD

Sale

400

89.1537 USD

Sale

400

89.0950 USD

Sale

402

89.0150 USD

Sale

470

88.8942 USD

Sale

475

89.0176 USD

Sale

500

88.9230 USD

Sale

500

88.9280 USD

Sale

500

89.1730 USD

Sale

600

89.0833 USD

Sale

600

89.4816 USD

Sale

602

89.4516 USD

Sale

625

89.0084 USD

Sale

641

88.5600 USD

Sale

692

89.0755 USD

Sale

754

89.1055 USD

Sale

772

89.1092 USD

Sale

800

89.0200 USD

Sale

854

88.8194 USD

Sale

872

89.4967 USD

Sale

899

88.9601 USD

Sale

918

89.0100 USD

Sale

1,135

89.0821 USD

Sale

1,300

89.1215 USD

Sale

1,400

88.8650 USD

Sale

1,498

89.1621 USD

Sale

1,658

88.6849 USD

Sale

2,016

88.8574 USD

Sale

2,609

89.1282 USD

Sale

3,000

89.0789 USD

Sale

3,551

89.0375 USD

Sale

3,700

89.0499 USD

Sale

3,700

89.0498 USD

Sale

4,703

89.0119 USD

Sale

6,200

89.2900 USD

Sale

6,600

88.9183 USD

Sale

7,100

89.0423 USD

Sale

9,227

88.9963 USD

Sale

9,300

89.0693 USD

Sale

10,064

89.0733 USD

Sale

11,200

89.0834 USD

Sale

11,500

89.0477 USD

Sale

12,225

89.0268 USD

Sale

12,505

89.3438 USD

Sale

16,449

89.2307 USD

Sale

28,591

89.0837 USD

Sale

29,418

89.5500 USD

Sale

38,798

89.0625 USD

Sale

62,782

89.3541 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

200

80 USD

American

18 Sep 2020

11.7000 USD

Call Option

Purchasing

100

85 USD

American

21 Feb 2020

5.0000 USD

Call Option

Purchasing

200

89 USD

American

10 Jan 2020

1.0200 USD

Call Option

Purchasing

13,900

89 USD

American

17 Jan 2020

1.3058 USD

Call Option

Purchasing

100

90 USD

American

18 Sep 2020

6.0000 USD

Call Option

Purchasing

200

91 USD

American

10 Jan 2020

0.2600 USD

Call Option

Purchasing

100

91 USD

American

10 Jan 2020

0.4200 USD

Call Option

Purchasing

1,000

91 USD

American

17 Jan 2020

0.4800 USD

Call Option

Selling

300

70 USD

American

17 Jan 2020

18.7733 USD

Call Option

Selling

200

80 USD

American

17 Jan 2020

8.8950 USD

Call Option

Selling

13,900

89 USD

American

3 Jan 2020

0.8058 USD

Call Option

Selling

4,600

90 USD

American

3 Jan 2020

0.0800 USD

Call Option

Selling

1,000

95 USD

American

17 Jan 2020

0.0800 USD

Put Option

Purchasing

700

78 USD

American

21 Feb 2020

0.5500 USD

Put Option

Purchasing

100

85 USD

American

21 Feb 2020

1.8700 USD

Put Option

Purchasing

100

86 USD

American

10 Jan 2020

0.1500 USD

Put Option

Purchasing

600

88 USD

American

10 Jan 2020

0.4000 USD

Put Option

Purchasing

100

88 USD

American

31 Jan 2020

2.1300 USD

Put Option

Purchasing

100

89 USD

American

3 Jan 2020

0.1900 USD

Put Option

Purchasing

500

89 USD

American

10 Jan 2020

0.9300 USD

Put Option

Purchasing

300

89 USD

American

17 Jan 2020

1.9866 USD

Put Option

Purchasing

12,700

90 USD

American

17 Jan 2020

2.7276 USD

Put Option

Purchasing

200

93 USD

American

18 Sep 2020

10.4300 USD

Put Option

Selling

300

78 USD

American

17 Jan 2020

0.1000 USD

Put Option

Selling

100

88 USD

American

3 Jan 2020

0.0300 USD

Put Option

Selling

800

88 USD

American

17 Jan 2020

1.5500 USD

Put Option

Selling

500

89 USD

American

10 Jan 2020

0.7300 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

3 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

363,000

65.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,000

72.5000  

American

Feb 21, 2020

Put Options

  Written

9,200

85.5000  

American

Jan 31, 2020

Put Options

  Written

101,800

60.0000  

American

Jun 19, 2020

Put Options

  Written

11,300

87.5000  

American

Feb 21, 2020

Put Options

  Written

1,100

85.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,000

72.5000  

American

Jan 15, 2021

Call Options

  Purchased

200

50.0000  

American

Jan 21, 2022

Call Options

  Purchased

400

94.0000  

American

Jan 10, 2020

Call Options

  Purchased

3,300

87.5000  

American

May 15, 2020

Call Options

  Purchased

200

90.5000  

American

Jan 3, 2020

Call Options

  Purchased

100

72.5000  

American

Sep 18, 2020

Put Options

  Written

11,400

82.5000  

American

Jan 17, 2020

Put Options

  Written

4,500

77.5000  

American

Jan 17, 2020

Put Options

  Written

4,000

37.5000  

American

Jan 21, 2022

Put Options

  Written

2,900

75.0000  

American

Jun 19, 2020

Put Options

  Written

1,900

70.0000  

American

May 15, 2020

Call Options

  Purchased

200

94.0000  

American

Jan 3, 2020

Put Options

  Written

1,000

82.5000  

American

Jan 15, 2021

Put Options

  Written

300

88.5000  

American

Jan 10, 2020

Put Options

  Written

9,500

88.0000  

American

Jan 31, 2020

Call Options

  Purchased

600

75.0000  

American

May 15, 2020

Call Options

  Purchased

200

55.0000  

American

Sep 18, 2020

Put Options

  Written

13,300

75.0000  

American

Feb 21, 2020

Call Options

  Purchased

700

50.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

67.5000  

American

Sep 18, 2020

Put Options

  Purchased

-48,300

85.0000  

American

May 15, 2020

Call Options

  Written

-200

100.0000  

American

Jan 3, 2020

Put Options

  Purchased

-3,200

88.0000  

American

Jan 3, 2020

Put Options

  Purchased

-600

105.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

88.5000  

American

Jan 3, 2020

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,900

57.5000  

American

Jan 17, 2020

Call Options

  Written

-8,300

70.0000  

American

Feb 21, 2020

Put Options

  Purchased

-600

55.0000  

American

Sep 18, 2020

Put Options

  Purchased

-1,000

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,000

86.5000  

American

Jan 17, 2020

Call Options

  Written

-1,000

91.5000  

American

Jan 10, 2020

Call Options

  Written

-4,500

115.0000  

American

Jan 21, 2022

Call Options

  Written

-11,700

97.5000  

American

Jan 17, 2020

Put Options

  Purchased

-5,000

47.5000  

American

Jun 19, 2020

Put Options

  Purchased

-100

95.0000  

American

May 15, 2020

Call Options

  Written

-900

135.0000  

American

Jan 15, 2021

Call Options

  Written

-1,700

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,800

50.0000  

American

Jan 15, 2021

Call Options

  Written

-200

105.0000  

American

Feb 21, 2020

Call Options

  Written

-2,300

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,300

90.0000  

American

Jan 10, 2020

Put Options

  Purchased

-2,400

89.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,400

83.0000  

American

Jan 3, 2020

Call Options

  Written

-17,700

90.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

50.0000  

American

Jan 21, 2022

Put Options

  Written

302,100

60.0000  

American

Jan 15, 2021

Put Options

  Written

4,200

45.0000  

American

Jan 17, 2020

Put Options

  Written

3,900

50.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,200

72.5000  

American

Jun 19, 2020

Call Options

  Purchased

800

67.5000  

American

Feb 21, 2020

Call Options

  Purchased

100

88.5000  

American

Jan 10, 2020

Put Options

  Written

73,000

70.0000  

American

Jan 17, 2020

Call Options

  Purchased

283,900

80.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,000

145.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,100

72.5000  

American

May 15, 2020

Call Options

  Purchased

1,300

55.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,000

91.0000  

American

Jan 3, 2020

Put Options

  Written

15,400

42.5000  

American

Feb 21, 2020

Put Options

  Written

49,000

95.0000  

American

Jan 17, 2020

Put Options

  Written

3,500

47.5000  

American

Jan 17, 2020

Put Options

  Written

600

62.5000  

American

Sep 18, 2020

Put Options

  Written

2,000

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,000

92.5000  

American

Feb 21, 2020

Put Options

  Written

400

83.0000  

American

Jan 17, 2020

Put Options

  Written

50,000

57.5000  

American

Jan 17, 2020

Call Options

  Purchased

7,200

95.0000  

American

May 15, 2020

Call Options

  Purchased

6,700

92.5000  

American

May 15, 2020

Call Options

  Purchased

4,100

85.0000  

American

Feb 21, 2020

Put Options

  Written

1,100

82.5000  

American

Sep 18, 2020

Call Options

  Purchased

9,100

95.0000  

American

Sep 18, 2020

Put Options

  Written

1,500

88.0000  

American

Jan 17, 2020

Call Options

  Purchased

400

120.0000  

American

Sep 18, 2020

Put Options

  Purchased

-1,000

47.5000  

American

Jan 15, 2021

Call Options

  Written

-5,900

90.0000  

American

Jan 10, 2020

Put Options

  Purchased

-2,400

55.0000  

American

Jan 15, 2021

Call Options

  Written

-11,600

130.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

120.0000  

American

Jan 17, 2020

Call Options

  Written

-18,200

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

82.0000  

American

Jan 17, 2020

Call Options

  Written

-300

95.0000  

American

Jan 31, 2020

Put Options

  Purchased

-500

89.0000  

American

Jan 10, 2020

Put Options

  Purchased

-12,100

55.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

95.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,500

75.0000  

American

Sep 18, 2020

Call Options

  Written

-200

97.5000  

American

Feb 21, 2020

Call Options

  Written

-10,000

110.0000  

American

Jan 17, 2020

Put Options

  Purchased

-300

86.0000  

American

Jan 10, 2020

Put Options

  Purchased

-800

90.5000  

American

Jan 3, 2020

Put Options

  Purchased

-1,200

95.0000  

American

Feb 7, 2020

Put Options

  Purchased

-600

87.0000  

American

Jan 17, 2020

Put Options

  Purchased

-200

85.0000  

American

Sep 18, 2020

Put Options

  Purchased

-400

95.0000  

American

Sep 18, 2020

Call Options

  Purchased

1,000

60.0000  

American

Sep 18, 2020

Put Options

  Written

1,000

88.5000  

American

Jan 31, 2020

Put Options

  Written

22,600

91.0000  

American

Jan 17, 2020

Put Options

  Written

2,300

80.0000  

American

Jan 10, 2020

Call Options

  Purchased

500

62.5000  

American

May 15, 2020

Put Options

  Written

1,800

57.5000  

American

Feb 21, 2020

Call Options

  Purchased

1,000

92.0000  

American

Jan 3, 2020

Call Options

  Purchased

2,500

60.0000  

American

Feb 21, 2020

Call Options

  Purchased

100

77.5000  

American

Jun 19, 2020

Call Options

  Purchased

2,300

60.0000  

American

Jun 19, 2020

Call Options

  Purchased

500

97.5000  

American

May 15, 2020

Call Options

  Purchased

800

91.0000  

American

Jan 17, 2020

Call Options

  Purchased

500

70.0000  

American

Jun 19, 2020

Put Options

  Written

16,500

62.5000  

American

Jan 17, 2020

Call Options

  Purchased

3,000

105.0000  

American

Jun 19, 2020

Call Options

  Purchased

15,800

72.5000  

American

Jan 17, 2020

Call Options

  Written

-100

100.0000  

American

Jan 21, 2022

Put Options

  Purchased

-600

89.0000  

American

Jan 3, 2020

Put Options

  Purchased

-7,600

72.5000  

American

Feb 21, 2020

Call Options

  Written

-3,900

85.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

85.5000  

American

Jan 10, 2020

Call Options

  Written

-12,900

95.0000  

American

Jan 17, 2020

Put Options

  Purchased

-6,400

85.0000  

American

Jan 17, 2020

Put Options

  Purchased

-120,000

85.0000  

American

Feb 21, 2020

Call Options

  Written

-200

40.0000  

American

Jan 21, 2022

Put Options

  Purchased

-600

42.5000  

American

Sep 18, 2020

Put Options

  Purchased

-700

80.0000  

American

May 15, 2020

Put Options

  Purchased

-1,700

90.0000  

American

Sep 18, 2020

Put Options

  Purchased

-200

86.5000  

American

Jan 3, 2020

Put Options

  Purchased

-3,500

50.0000  

American

Jun 19, 2020

Call Options

  Written

-4,200

85.0000  

American

May 15, 2020

Put Options

  Purchased

-23,300

60.0000  

American

Jan 17, 2020

Call Options

  Written

-800

125.0000  

American

Jan 17, 2020

Call Options

  Written

-1,900

115.0000  

American

Sep 18, 2020

Call Options

  Written

-400

110.0000  

American

Jun 19, 2020

Call Options

  Written

-3,000

75.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,600

97.5000  

American

Feb 21, 2020

Put Options

  Purchased

-1,300

50.0000  

American

Sep 18, 2020

Put Options

  Purchased

-2,000

45.0000  

American

Sep 18, 2020

Put Options

  Purchased

-4,400

40.0000  

American

Jan 21, 2022

Call Options

  Written

-1,900

97.5000  

American

Jan 15, 2021

Call Options

  Written

-600

95.0000  

American

Feb 21, 2020

Call Options

  Written

-800

87.5000  

American

Jan 3, 2020

Call Options

  Written

-900

110.0000  

American

Feb 21, 2020

Call Options

  Written

-900

85.0000  

American

Sep 18, 2020

Call Options

  Written

-1,000

90.5000  

American

Jan 31, 2020

Put Options

  Purchased

-1,600

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,300

75.0000  

American

May 15, 2020

Put Options

  Written

155,900

65.0000  

American

Jun 19, 2020

Call Options

  Purchased

3,200

55.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

92.0000  

American

Jan 10, 2020

Call Options

  Purchased

300

93.5000  

American

Jan 3, 2020

Put Options

  Written

5,100

77.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,900

82.5000  

American

Feb 21, 2020

Put Options

  Written

600

80.0000  

American

Jun 19, 2020

Put Options

  Written

37,300

57.5000  

American

Jun 19, 2020

Call Options

  Purchased

2,100

87.5000  

American

Feb 21, 2020

Put Options

  Written

175,000

80.0000  

American

Jan 15, 2021

Put Options

  Written

2,500

47.5000  

American

Jan 21, 2022

Put Options

  Written

4,000

62.5000  

American

Feb 21, 2020

Call Options

  Purchased

1,000

65.0000  

American

Sep 18, 2020

Put Options

  Written

400

90.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,300

67.5000  

American

Jan 15, 2021

Call Options

  Purchased

7,700

80.0000  

American

May 15, 2020

Put Options

  Written

600

90.0000  

American

Jan 3, 2020

Call Options

  Purchased

800

155.0000  

American

Jan 17, 2020

Put Options

  Written

200

37.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,300

92.5000  

American

Sep 18, 2020

Put Options

  Written

400

32.5000  

American

Sep 18, 2020

Call Options

  Purchased

5,700

90.0000  

American

Sep 18, 2020

Put Options

  Written

1,000

42.5000  

American

Jan 21, 2022

Put Options

  Written

100

85.0000  

American

Jan 31, 2020

Put Options

  Purchased

-5,000

42.5000  

American

Jun 19, 2020

Put Options

  Purchased

-9,100

87.5000  

American

May 15, 2020

Put Options

  Purchased

-100

100.0000  

American

Jan 21, 2022

Put Options

  Purchased

-200

92.5000  

American

Sep 18, 2020

Call Options

  Written

-2,100

97.5000  

American

Jun 19, 2020

Call Options

  Written

-79,900

70.0000  

American

Jan 15, 2021

Call Options

  Written

-400

67.5000  

American

Jun 19, 2020

Put Options

  Purchased

-2,100

70.0000  

American

Jan 15, 2021

Call Options

  Written

-11,800

90.0000  

American

Jan 31, 2020

Call Options

  Written

-8,000

75.0000  

American

Jan 17, 2020

Call Options

  Written

-200

110.0000  

American

Sep 18, 2020

Put Options

  Purchased

-1,200

72.5000  

American

Sep 18, 2020

Put Options

  Purchased

-2,200

40.0000  

American

Sep 18, 2020

Call Options

  Written

-5,200

85.0000  

American

Jan 15, 2021

Put Options

  Purchased

-400

87.5000  

American

Jan 3, 2020

Call Options

  Written

-13,200

88.5000  

American

Jan 3, 2020

Call Options

  Written

-51,100

92.5000  

American

Jan 15, 2021

Put Options

  Purchased

-1,500

105.0000  

American

Jun 19, 2020

Put Options

  Purchased

-2,900

90.0000  

American

Feb 21, 2020

Call Options

  Written

-11,900

92.5000  

American

Feb 21, 2020

Call Options

  Written

-1,200

77.5000  

American

Feb 21, 2020

Call Options

  Written

-1,200

92.5000  

American

Jan 31, 2020

Put Options

  Purchased

-2,800

42.5000  

American

Jan 17, 2020

Call Options

  Written

-4,600

115.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

67.5000  

American

Sep 18, 2020

Put Options

  Purchased

-500

86.0000  

American

Jan 3, 2020

Call Options

  Written

-200

70.0000  

American

Jan 21, 2022

Put Options

  Purchased

-1,200

87.0000  

American

Jan 10, 2020

Call Options

  Written

-100

45.0000  

American

Jan 21, 2022

Call Options

  Written

-600

89.5000  

American

Jan 24, 2020

Call Options

  Written

-6,800

105.0000  

American

Jan 17, 2020

Call Options

  Written

-8,000

100.0000  

American

Jan 15, 2021

Put Options

  Purchased

-200

87.5000  

American

Sep 18, 2020

Call Options

  Written

-4,200

93.5000  

American

Jan 31, 2020

Put Options

  Purchased

-700

87.5000  

American

Jan 10, 2020

Call Options

  Purchased

11,500

75.0000  

American

Sep 18, 2020

Put Options

  Written

8,300

86.5000  

American

Jan 24, 2020

Call Options

  Purchased

500

91.0000  

American

Jan 10, 2020

Call Options

  Purchased

1,100

60.0000  

American

Jan 15, 2021

Put Options

  Written

400

82.5000  

American

Feb 21, 2020

Call Options

  Purchased

24,900

90.0000  

American

Feb 21, 2020

Call Options

  Purchased

100

62.5000  

American

Sep 18, 2020

Call Options

  Purchased

500

82.5000  

American

Sep 18, 2020

Put Options

  Written

100

65.0000  

American

May 15, 2020

Call Options

  Purchased

300

93.0000  

American

Jan 3, 2020

Call Options

  Purchased

200

110.0000  

American

Jan 21, 2022

Call Options

  Purchased

200

65.0000  

American

May 15, 2020

Put Options

  Written

28,300

62.5000  

American

Jun 19, 2020

Call Options

  Purchased

11,400

70.0000  

American

Jan 17, 2020

Put Options

  Written

3,400

67.5000  

American

Jan 17, 2020

Put Options

  Written

100

83.5000  

American

Jan 31, 2020

Put Options

  Written

17,100

85.0000  

American

Jan 24, 2020

Put Options

  Written

1,900

55.0000  

American

Feb 21, 2020

Call Options

  Purchased

8,400

90.0000  

American

May 15, 2020

Call Options

  Purchased

1,400

65.0000  

American

Feb 21, 2020

Put Options

  Written

4,800

86.0000  

American

Jan 24, 2020

Call Options

  Purchased

7,400

87.5000  

American

Sep 18, 2020

Call Options

  Purchased

600

77.5000  

American

Sep 18, 2020

Put Options

  Written

100

77.5000  

American

Sep 18, 2020

Put Options

  Written

100

67.5000  

American

May 15, 2020

Put Options

  Written

12,100

70.0000  

American

Feb 21, 2020

Put Options

  Purchased

-4,800

55.0000  

American

May 15, 2020

Put Options

  Purchased

-400

92.5000  

American

Feb 21, 2020

Put Options

  Purchased

-900

60.0000  

American

Sep 18, 2020

Put Options

  Purchased

-300

97.5000  

American

Jan 17, 2020

Put Options

  Purchased

-1,800

100.0000  

American

Feb 21, 2020

Put Options

  Purchased

-70,000

67.5000  

American

Jan 15, 2021

Call Options

  Written

-2,300

115.0000  

American

Jun 19, 2020

Call Options

  Written

-4,600

91.0000  

American

Jan 31, 2020

Put Options

  Purchased

-700

42.5000  

American

Jan 15, 2021

Call Options

  Written

-1,200

92.5000  

American

Jun 19, 2020

Call Options

  Written

-2,700

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

60.0000  

American

Feb 21, 2020

Call Options

  Written

-2,500

185.0000  

American

Jan 17, 2020

Put Options

  Purchased

-700

80.0000  

American

Jan 15, 2021

Call Options

  Written

-2,500

115.0000  

American

Feb 21, 2020

Put Options

  Purchased

-2,600

72.5000  

American

Jun 19, 2020

Put Options

  Purchased

-26,000

92.5000  

American

Jan 17, 2020

Put Options

  Purchased

-400

100.0000  

American

Jan 15, 2021

Call Options

  Written

-2,200

130.0000  

American

Jun 19, 2020

Put Options

  Purchased

-3,700

75.0000  

American

Jan 17, 2020

Call Options

  Written

-100

37.5000  

American

Jan 21, 2022

Put Options

  Purchased

-700

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,500

82.5000  

American

May 15, 2020

Call Options

  Written

-100,300

120.0000  

American

Jan 17, 2020

Put Options

  Purchased

-400

94.5000  

American

Feb 7, 2020

Call Options

  Written

-3,300

145.0000  

American

Jan 17, 2020

Put Options

  Purchased

-4,700

35.0000  

American

Jan 15, 2021

Put Options

  Purchased

-400

130.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,900

75.0000  

American

Feb 21, 2020

Put Options

  Written

1,400

55.0000  

American

Jun 19, 2020

Put Options

  Written

100

57.5000  

American

Sep 18, 2020

Put Options

  Written

8,900

80.0000  

American

Jan 17, 2020

Put Options

  Written

1,100

75.0000  

American

Jan 15, 2021

Call Options

  Purchased

10,300

90.0000  

American

Jan 3, 2020

Put Options

  Written

1,500

62.5000  

American

May 15, 2020

Put Options

  Written

90,000

50.0000  

American

Jun 19, 2020

Put Options

  Written

400

50.0000  

American

Feb 21, 2020

Call Options

  Purchased

100

125.0000  

American

Jan 21, 2022

Call Options

  Purchased

100

70.0000  

American

May 15, 2020

Put Options

  Written

300

35.0000  

American

Sep 18, 2020

Call Options

  Purchased

23,800

80.0000  

American

Feb 21, 2020

Call Options

  Purchased

23,000

67.5000  

American

Jan 17, 2020

Put Options

  Written

30,000

70.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

90.0000  

American

Jan 15, 2021

Call Options

  Written

-2,100

115.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

60.0000  

American

Jan 21, 2022

Call Options

  Written

-2,000

150.0000  

American

Jan 17, 2020

Put Options

  Purchased

-9,400

72.5000  

American

Jan 15, 2021

Call Options

  Written

-53,800

82.5000  

American

Jan 17, 2020

Put Options

  Purchased

-300

88.0000  

American

Jan 10, 2020

Put Options

  Purchased

-700

92.5000  

American

Jun 19, 2020

Put Options

  Purchased

-4,400

70.0000  

American

Jan 17, 2020

Call Options

  Written

-18,100

95.0000  

American

Jun 19, 2020

Call Options

  Written

-4,700

120.0000  

American

Jan 21, 2022

Put Options

  Purchased

-1,900

40.0000  

American

Jan 15, 2021

Put Options

  Purchased

-500

86.0000  

American

Jan 17, 2020

Call Options

  Written

-200

62.5000  

American

Jun 19, 2020

Call Options

  Written

-100

180.0000  

American

Jan 17, 2020

Call Options

  Written

-2,200

62.5000  

American

Feb 21, 2020

Put Options

  Purchased

-4,100

87.5000  

American

Jan 17, 2020

Put Options

  Written

275,000

70.0000  

American

Jan 15, 2021

Call Options

  Purchased

3,600

100.0000  

American

Feb 21, 2020

Put Options

  Written

100

65.0000  

American

Sep 18, 2020

Call Options

  Purchased

2,300

47.5000  

American

Sep 18, 2020

Call Options

  Purchased

2,200

105.0000  

American

May 15, 2020

Call Options

  Purchased

12,400

90.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,200

80.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,300

105.0000  

American

Sep 18, 2020

Call Options

  Purchased

500

91.5000  

American

Jan 3, 2020

Put Options

  Written

300

65.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

94.0000  

American

Jan 17, 2020

Call Options

  Purchased

400

57.5000  

American

Sep 18, 2020

Put Options

  Written

14,500

67.5000  

American

Jun 19, 2020

Put Options

  Written

5,000

67.5000  

American

Feb 21, 2020

Call Options

  Purchased

1,200

57.5000  

American

Jun 19, 2020

Put Options

  Written

500

45.0000  

American

Jan 21, 2022

Call Options

  Purchased

200

55.0000  

American

Jan 21, 2022

Put Options

  Written

500

45.0000  

American

Jan 15, 2021

Put Options

  Written

5,800

105.0000  

American

Jan 17, 2020

Put Options

  Written

1,000

77.5000  

American

Jun 19, 2020

Put Options

  Written

19,000

85.0000  

American

Feb 21, 2020

Call Options

  Purchased

14,800

89.0000  

American

Jan 17, 2020

Put Options

  Written

3,500

87.5000  

American

Jun 19, 2020

Call Options

  Written

-500

89.0000  

American

Jan 3, 2020

Put Options

  Purchased

-15,400

95.0000  

American

Feb 21, 2020

Put Options

  Purchased

-900

40.0000  

American

Jun 19, 2020

Call Options

  Written

-8,600

87.5000  

American

Jan 17, 2020

Call Options

  Written

-10,800

85.0000  

American

Jan 17, 2020

Call Options

  Written

-400

82.5000  

American

May 15, 2020

Call Options

  Written

-800

65.0000  

American

Jan 17, 2020

Call Options

  Written

-400

88.0000  

American

Jan 10, 2020

Put Options

  Purchased

-1,900

91.0000  

American

Jan 3, 2020

Call Options

  Written

-67,400

100.0000  

American

Jan 17, 2020

Put Options

  Purchased

-3,100

81.5000  

American

Jan 3, 2020

Call Options

  Written

-6,700

105.0000  

American

Jan 15, 2021

Call Options

  Written

-1,100

62.5000  

American

Jan 17, 2020

Call Options

  Written

-100

87.0000  

American

Jan 10, 2020

Put Options

  Purchased

-100

75.0000  

American

Jan 21, 2022

Put Options

  Purchased

-200

89.5000  

American

Jan 3, 2020

Call Options

  Written

-4,000

100.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,000

115.0000  

American

Jan 21, 2022

Call Options

  Purchased

100

92.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,000

89.5000  

American

Jan 3, 2020

Call Options

  Purchased

1,500

80.0000  

American

Sep 18, 2020

Call Options

  Purchased

400

82.5000  

American

Jun 19, 2020

Call Options

  Purchased

500

90.0000  

American

Jan 21, 2022

Call Options

  Purchased

1,300

65.0000  

American

Jun 19, 2020

Put Options

  Written

16,200

80.0000  

American

Feb 21, 2020

Put Options

  Written

600

72.5000  

American

May 15, 2020

Call Options

  Purchased

7,300

77.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,700

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

500

89.0000  

American

Jan 10, 2020

Put Options

  Written

400

85.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

85.0000  

American

Jan 21, 2022

Put Options

  Written

1,100

67.5000  

American

Jan 15, 2021

Put Options

  Written

17,000

65.0000  

American

Feb 21, 2020

Call Options

  Purchased

8,000

77.5000  

American

Jan 17, 2020

Put Options

  Written

1,100

45.0000  

American

Jun 19, 2020

Call Options

  Purchased

4,700

100.0000  

American

May 15, 2020

Put Options

  Purchased

-100,000

85.0000  

American

Jan 15, 2021

Call Options

  Written

-1,500

110.0000  

American

May 15, 2020

Call Options

  Written

-2,200

82.5000  

American

Jan 15, 2021

Call Options

  Written

-500

87.5000  

American

Jan 21, 2022

Call Options

  Written

-1,000

87.5000  

American

Jan 15, 2021

Call Options

  Written

-6,200

92.5000  

American

Jan 17, 2020

Put Options

  Purchased

-100

90.5000  

American

Jan 10, 2020

Call Options

  Written

-5,700

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-13,300

86.5000  

American

Jan 10, 2020

Put Options

  Purchased

-500

47.5000  

American

Sep 18, 2020

Put Options

  Purchased

-4,500

72.5000  

American

Jan 17, 2020

Call Options

  Written

-4,700

100.0000  

American

Sep 18, 2020

Call Options

  Written

-3,100

135.0000  

American

Jan 17, 2020

Put Options

  Purchased

-24,500

90.0000  

American

Jan 17, 2020

Call Options

  Written

-400

86.0000  

American

Jan 24, 2020

Put Options

  Purchased

-5,900

77.5000  

American

Feb 21, 2020

Put Options

  Purchased

-100

87.5000  

American

Jan 31, 2020

Call Options

  Written

-1,700

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-9,700

100.0000  

American

Jan 17, 2020

Put Options

  Purchased

-700

96.0000  

American

Jan 17, 2020

Call Options

  Written

-1,500

140.0000  

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 689610
Time of Receipt (offset from UTC): 20200103T113632+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC