Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 02 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,999,785

1.22%

3,172,220

0.97%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,877,200

0.88%

2,187,711

0.67%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

812,600

0.25%

486,200

0.15%

 

 

 

 

TOTAL:

 

 

 

 

7,689,585

2.34%

5,846,131

1.78%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

72

191.8400 USD

Purchase

100

191.5900 USD

Purchase

100

192.0800 USD

Purchase

100

191.4600 USD

Purchase

100

192.0700 USD

Purchase

100

191.7900 USD

Purchase

100

191.6000 USD

Purchase

100

191.5500 USD

Purchase

200

191.5150 USD

Purchase

231

191.0500 USD

Purchase

300

191.7333 USD

Purchase

500

191.7650 USD

Purchase

600

191.5850 USD

Purchase

700

191.4286 USD

Purchase

1,100

191.8890 USD

Purchase

1,200

191.4800 USD

Purchase

1,326

191.8125 USD

Purchase

1,410

191.7677 USD

Purchase

2,173

192.1214 USD

Purchase

2,500

191.7335 USD

Purchase

2,875

191.6968 USD

Purchase

3,300

191.5651 USD

Purchase

4,100

191.5132 USD

Purchase

4,401

191.6596 USD

Purchase

6,332

191.4717 USD

Purchase

6,594

191.7348 USD

Purchase

8,877

191.5207 USD

Purchase

9,541

192.2400 USD

Purchase

18,765

191.9667 USD

Sale

1

191.5700 USD

Sale

72

191.8400 USD

Sale

100

191.4600 USD

Sale

100

191.5500 USD

Sale

100

191.4900 USD

Sale

100

191.5300 USD

Sale

100

191.4550 USD

Sale

105

191.5576 USD

Sale

200

191.6650 USD

Sale

200

191.5575 USD

Sale

200

191.5800 USD

Sale

231

191.0500 USD

Sale

484

191.3677 USD

Sale

500

191.7650 USD

Sale

700

191.7214 USD

Sale

746

191.4786 USD

Sale

998

191.5012 USD

Sale

1,000

191.6800 USD

Sale

1,100

191.5147 USD

Sale

1,100

191.6381 USD

Sale

1,300

191.4800 USD

Sale

1,895

191.7976 USD

Sale

2,073

192.1499 USD

Sale

2,300

191.5846 USD

Sale

3,354

191.4121 USD

Sale

3,900

191.5161 USD

Sale

6,684

192.2400 USD

Sale

8,873

191.5182 USD

Sale

36,071

191.8507 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

300

193 USD

American

3 Jan 2020

0.1600 USD

Call Option

Purchasing

100

195 USD

American

10 Jan 2020

0.2100 USD

Put Option

Selling

2,400

110 USD

American

17 Jan 2020

0.1000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

3 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Call Options

  Purchased

1,300

100.0000  

American

Jan 15, 2021

Put Options

  Written

300

135.0000  

American

Feb 21, 2020

Call Options

  Purchased

300

192.5000  

American

Jan 31, 2020

Put Options

  Written

700

95.0000  

American

Jan 15, 2021

Put Options

  Written

900

90.0000  

American

Feb 21, 2020

Put Options

  Written

200

180.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,700

190.0000  

American

Feb 21, 2020

Call Options

  Purchased

200

190.0000  

American

Jan 21, 2022

Put Options

  Written

100

120.0000  

American

Jan 17, 2020

Put Options

  Written

5,000

115.0000  

American

Mar 20, 2020

Put Options

  Written

500

185.0000  

American

Jun 19, 2020

Call Options

  Purchased

2,500

175.0000  

American

Jan 15, 2021

Put Options

  Written

700

100.0000  

American

Jan 15, 2021

Put Options

  Written

1,100

100.0000  

American

Feb 21, 2020

Call Options

  Purchased

9,100

185.0000  

American

Jan 15, 2021

Call Options

  Purchased

4,200

250.0000  

American

Jan 17, 2020

Call Options

  Written

-2,100

125.0000  

American

Jan 15, 2021

Call Options

  Written

-600

220.0000  

American

May 15, 2020

Put Options

  Purchased

-700

155.0000  

American

Jan 17, 2020

Put Options

  Purchased

-300

165.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,500

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,500

155.0000  

American

Feb 21, 2020

Put Options

  Purchased

-50,000

160.0000  

American

Feb 21, 2020

Call Options

  Written

-5,500

160.0000  

American

Mar 20, 2020

Put Options

  Written

66,500

140.0000  

American

Mar 20, 2020

Put Options

  Written

500

80.0000  

American

Feb 21, 2020

Put Options

  Written

36,400

105.0000  

American

Jan 15, 2021

Put Options

  Written

18,500

150.0000  

American

May 15, 2020

Call Options

  Purchased

3,400

170.0000  

American

Jan 15, 2021

Put Options

  Written

11,700

160.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

185.0000  

American

Jan 21, 2022

Put Options

  Purchased

-2,200

70.0000  

American

Jan 17, 2020

Call Options

  Written

-2,700

150.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

155.0000  

American

Jan 15, 2021

Call Options

  Written

-1,100

185.0000  

American

Feb 21, 2020

Call Options

  Written

-1,100

290.0000  

American

Jan 17, 2020

Call Options

  Written

-300

150.0000  

American

Feb 21, 2020

Call Options

  Written

-2,000

180.0000  

American

Feb 21, 2020

Put Options

  Purchased

-10,500

125.0000  

American

Jan 17, 2020

Put Options

  Purchased

-16,800

115.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,700

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,900

110.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,200

65.0000  

American

Jan 15, 2021

Put Options

  Written

200

185.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,000

190.0000  

American

Jun 19, 2020

Call Options

  Purchased

9,500

170.0000  

American

Jun 19, 2020

Put Options

  Written

400

110.0000  

American

Feb 21, 2020

Put Options

  Written

100

145.0000  

American

Jan 15, 2021

Call Options

  Purchased

3,000

180.0000  

American

Jan 17, 2020

Put Options

  Written

400

125.0000  

American

Jan 15, 2021

Call Options

  Purchased

5,900

160.0000  

American

Jan 17, 2020

Put Options

  Written

13,500

165.0000  

American

Jan 17, 2020

Put Options

  Written

2,100

185.0000  

American

Mar 20, 2020

Put Options

  Written

200

177.5000  

American

Jan 3, 2020

Put Options

  Written

200

150.0000  

American

Jan 21, 2022

Call Options

  Purchased

200

192.5000  

American

Jan 24, 2020

Call Options

  Purchased

5,100

170.0000  

American

Feb 21, 2020

Call Options

  Purchased

3,300

165.0000  

American

Jan 15, 2021

Put Options

  Written

400

65.0000  

American

Jan 17, 2020

Put Options

  Written

600

185.0000  

American

May 15, 2020

Put Options

  Purchased

-66,500

160.0000  

American

Mar 20, 2020

Call Options

  Written

-200

192.5000  

American

Jan 3, 2020

Call Options

  Written

-2,800

175.0000  

American

Jan 17, 2020

Call Options

  Written

-200

140.0000  

American

Feb 21, 2020

Call Options

  Written

-4,500

220.0000  

American

Jan 17, 2020

Put Options

  Written

48,000

140.0000  

American

Jun 19, 2020

Put Options

  Written

3,800

165.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

165.0000  

American

Feb 21, 2020

Call Options

  Purchased

100

190.0000  

American

Jan 24, 2020

Call Options

  Purchased

800

160.0000  

American

Jan 21, 2022

Call Options

  Purchased

300

145.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,900

180.0000  

American

Jan 15, 2021

Call Options

  Purchased

4,100

170.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,300

195.0000  

American

Jan 17, 2020

Put Options

  Written

6,400

95.0000  

American

Jun 19, 2020

Call Options

  Purchased

500

220.0000  

American

Jan 21, 2022

Put Options

  Written

400

170.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,500

150.0000  

American

Jan 17, 2020

Call Options

  Written

-2,000

130.0000  

American

Feb 21, 2020

Put Options

  Purchased

-2,600

75.0000  

American

Jan 15, 2021

Call Options

  Written

-100

135.0000  

American

Jan 15, 2021

Call Options

  Written

-7,000

300.0000  

American

Jan 17, 2020

Call Options

  Written

-100

195.0000  

American

Jan 3, 2020

Put Options

  Purchased

-2,300

170.0000  

American

Jun 19, 2020

Call Options

  Written

-500

220.0000  

American

Jan 15, 2021

Call Options

  Written

-29,200

150.0000  

American

Jan 17, 2020

Put Options

  Purchased

-3,300

100.0000  

American

Jan 17, 2020

Put Options

  Purchased

-22,500

105.0000  

American

Jan 17, 2020

Put Options

  Written

33,000

140.0000  

American

Jan 17, 2020

Put Options

  Written

6,700

140.0000  

American

Jan 15, 2021

Call Options

  Purchased

6,700

190.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,400

180.0000  

American

Jan 21, 2022

Put Options

  Written

14,800

160.0000  

American

Feb 21, 2020

Put Options

  Written

7,000

160.0000  

American

Jan 17, 2020

Put Options

  Written

50,200

140.0000  

American

Feb 21, 2020

Call Options

  Purchased

105,900

190.0000  

American

Jan 17, 2020

Put Options

  Written

7,000

120.0000  

American

Jun 19, 2020

Put Options

  Written

2,000

115.0000  

American

Feb 21, 2020

Put Options

  Written

1,800

145.0000  

American

Jun 19, 2020

Call Options

  Purchased

400

200.0000  

American

Jan 15, 2021

Call Options

  Purchased

500

190.0000  

American

Jan 3, 2020

Put Options

  Written

14,300

160.0000  

American

Mar 20, 2020

Put Options

  Written

2,500

120.0000  

American

Feb 21, 2020

Put Options

  Written

500

187.5000  

American

Jan 3, 2020

Call Options

  Purchased

100

195.0000  

American

Jan 10, 2020

Put Options

  Written

4,700

80.0000  

American

Jan 17, 2020

Call Options

  Written

-300

192.5000  

American

Jan 17, 2020

Call Options

  Written

-100

120.0000  

American

Jan 15, 2021

Call Options

  Written

-100

240.0000  

American

Jan 17, 2020

Call Options

  Written

-100

165.0000  

American

Jun 19, 2020

Put Options

  Purchased

-12,400

150.0000  

American

Jan 15, 2021

Put Options

  Purchased

-500

190.0000  

American

Jan 3, 2020

Call Options

  Written

-1,700

225.0000  

American

Jan 17, 2020

Call Options

  Written

-600

205.0000  

American

Jan 17, 2020

Call Options

  Written

-1,500

270.0000  

American

Jan 17, 2020

Call Options

  Written

-4,200

155.0000  

American

Jan 17, 2020

Call Options

  Written

-200

140.0000  

American

Jun 19, 2020

Put Options

  Written

13,700

75.0000  

American

Jan 17, 2020

Put Options

  Written

500

180.0000  

American

May 15, 2020

Put Options

  Written

100

165.0000  

American

May 15, 2020

Put Options

  Written

500

185.0000  

American

Feb 21, 2020

Put Options

  Written

3,300

165.0000  

American

Mar 20, 2020

Call Options

  Purchased

4,300

165.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,000

160.0000  

American

Jan 15, 2021

Put Options

  Written

2,000

180.0000  

American

Jan 17, 2020

Call Options

  Written

-19,500

185.0000  

American

Jan 17, 2020

Put Options

  Purchased

-200

170.0000  

American

Jan 21, 2022

Put Options

  Purchased

-400

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-200

182.5000  

American

Jan 3, 2020

Call Options

  Written

-5,600

200.0000  

American

Jan 17, 2020

Call Options

  Written

-22,800

210.0000  

American

Jan 17, 2020

Call Options

  Written

-2,400

165.0000  

American

Mar 20, 2020

Put Options

  Purchased

-2,100

175.0000  

American

Jan 17, 2020

Call Options

  Written

-2,800

230.0000  

American

Jan 17, 2020

Put Options

  Purchased

-400

115.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,700

185.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

85.0000  

American

Jan 17, 2020

Put Options

  Purchased

-300

160.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,300

90.0000  

American

Jan 15, 2021

Call Options

  Written

-100

160.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

150.0000  

American

Jun 19, 2020

Call Options

  Written

-200

110.0000  

American

Jan 15, 2021

Call Options

  Written

-200

185.0000  

American

Jun 19, 2020

Call Options

  Written

-900

175.0000  

American

Jun 19, 2020

Call Options

  Purchased

200

195.0000  

American

Feb 21, 2020

Put Options

  Written

600

135.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,700

220.0000  

American

Mar 20, 2020

Call Options

  Purchased

3,800

175.0000  

American

Feb 21, 2020

Put Options

  Written

1,300

90.0000  

American

Jan 17, 2020

Put Options

  Written

8,400

170.0000  

American

Feb 21, 2020

Put Options

  Written

7,100

145.0000  

American

Jan 17, 2020

Put Options

  Written

200

185.0000  

American

Jan 10, 2020

Call Options

  Written

-100

215.0000  

American

Jan 17, 2020

Put Options

  Purchased

-19,300

95.0000  

American

Jan 17, 2020

Put Options

  Purchased

-106,300

130.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

175.0000  

American

Jan 15, 2021

Call Options

  Written

-300

180.0000  

American

Mar 20, 2020

Call Options

  Written

-200

180.0000  

American

Jun 19, 2020

Call Options

  Written

-100

185.0000  

American

Mar 20, 2020

Put Options

  Purchased

-100

130.0000  

American

Jan 15, 2021

Call Options

  Written

-1,000

200.0000  

American

Feb 21, 2020

Put Options

  Written

100,000

190.0000  

American

Jan 17, 2020

Call Options

  Purchased

11,200

195.0000  

American

Jan 15, 2021

Put Options

  Written

5,600

145.0000  

American

Feb 21, 2020

Call Options

  Purchased

4,600

145.0000  

American

Jan 17, 2020

Put Options

  Written

25,000

150.0000  

American

Jan 17, 2020

Put Options

  Written

43,400

170.0000  

American

Jan 17, 2020

Put Options

  Written

100

150.0000  

American

Mar 20, 2020

Put Options

  Written

31,900

150.0000  

American

Feb 21, 2020

Call Options

  Written

-500

130.0000  

American

Jan 17, 2020

Put Options

  Purchased

-4,500

130.0000  

American

Feb 21, 2020

Put Options

  Purchased

-8,500

140.0000  

American

Mar 20, 2020

Call Options

  Written

-600

250.0000  

American

Jan 15, 2021

Call Options

  Written

-1,000

185.0000  

American

May 15, 2020

Call Options

  Written

-1,500

140.0000  

American

Jan 15, 2021

Call Options

  Written

-4,500

260.0000  

American

Jan 17, 2020

Call Options

  Written

-100

110.0000  

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 689608
Time of Receipt (offset from UTC): 20200103T112615+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC