FORM 8.3 - ABBVIE PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 31 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,178,878

0.21%

4,179,568

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

5,207,507

0.35%

474,700

0.03%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,615,400

0.18%

1,277,200

0.09%

 

 

 

 

(4)

TOTAL:

 

 

 

 

11,001,785

0.74%

5,931,468

0.40%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

46

88.5000 USD
Purchase

87

88.2500 USD
Purchase

100

88.4600 USD
Purchase

100

88.2550 USD
Purchase

100

88.3700 USD
Purchase

100

87.9500 USD
Purchase

100

88.1000 USD
Purchase

151

88.0500 USD
Purchase

154

88.0968 USD
Purchase

200

88.2725 USD
Purchase

300

88.2400 USD
Purchase

300

88.2133 USD
Purchase

300

88.3600 USD
Purchase

300

88.2633 USD
Purchase

300

88.0266 USD
Purchase

400

88.1350 USD
Purchase

400

88.2487 USD
Purchase

454

88.3629 USD
Purchase

500

88.3800 USD
Purchase

616

88.5335 USD
Purchase

1,091

88.4656 USD
Purchase

1,200

88.3500 USD
Purchase

1,300

88.2259 USD
Purchase

1,400

88.2092 USD
Purchase

1,702

88.1465 USD
Purchase

1,814

88.4031 USD
Purchase

1,833

88.3232 USD
Purchase

1,972

88.2078 USD
Purchase

2,400

88.1586 USD
Purchase

3,373

88.1454 USD
Purchase

5,600

88.2424 USD
Purchase

10,000

88.1837 USD
Purchase

12,608

88.2006 USD
Purchase

17,210

88.0923 USD
Purchase

19,175

88.2564 USD
Purchase

19,326

88.1876 USD
Purchase

28,056

88.5400 USD
Purchase

30,000

88.2300 USD
Purchase

32,369

88.1906 USD
Purchase

33,190

88.5391 USD
Purchase

39,773

88.3014 USD
Sale

2

88.4200 USD
Sale

28

88.1200 USD
Sale

56

88.2400 USD
Sale

100

87.9500 USD
Sale

100

88.0200 USD
Sale

100

88.1300 USD
Sale

100

88.2000 USD
Sale

100

88.5000 USD
Sale

100

88.5700 USD
Sale

127

88.3000 USD
Sale

151

88.0500 USD
Sale

200

88.4050 USD
Sale

200

88.4700 USD
Sale

200

88.2050 USD
Sale

200

88.1550 USD
Sale

200

88.1600 USD
Sale

200

88.4850 USD
Sale

200

88.1750 USD
Sale

205

88.1602 USD
Sale

206

88.1502 USD
Sale

217

87.9712 USD
Sale

300

88.0900 USD
Sale

300

88.0266 USD
Sale

300

88.2633 USD
Sale

312

88.2373 USD
Sale

362

88.1262 USD
Sale

383

88.0789 USD
Sale

389

88.4761 USD
Sale

394

88.1190 USD
Sale

450

88.1900 USD
Sale

500

88.1520 USD
Sale

600

88.0691 USD
Sale

616

88.5335 USD
Sale

627

88.1148 USD
Sale

627

88.2241 USD
Sale

700

88.1114 USD
Sale

800

88.1956 USD
Sale

806

88.1962 USD
Sale

953

88.0581 USD
Sale

1,000

88.2062 USD
Sale

1,090

88.0112 USD
Sale

1,100

88.2152 USD
Sale

1,200

88.1733 USD
Sale

1,200

88.3500 USD
Sale

1,200

88.1162 USD
Sale

1,260

88.4368 USD
Sale

1,300

88.1107 USD
Sale

1,413

88.2036 USD
Sale

1,600

87.9793 USD
Sale

1,652

88.1773 USD
Sale

2,025

88.1160 USD
Sale

2,068

88.0851 USD
Sale

2,100

88.1507 USD
Sale

2,201

88.1937 USD
Sale

2,385

88.1217 USD
Sale

2,488

88.2560 USD
Sale

2,497

88.2299 USD
Sale

2,690

88.1722 USD
Sale

6,945

88.0994 USD
Sale

7,008

88.1939 USD
Sale

8,325

88.3105 USD
Sale

20,000

88.2300 USD
Sale

20,064

88.3996 USD
Sale

29,287

88.5400 USD
Sale

34,769

88.1645 USD
Sale

43,387

88.5354 USD
Sale

48,595

88.2334 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option

 

 

relates

 

 

 

Call Option

Purchasing

2,200

88 USD

American

17 Jan 2020

1.6827 USD

Call Option

Purchasing

400

89 USD

American

3 Jan 2020

0.3900 USD

Call Option

Purchasing

100

89 USD

American

10 Jan 2020

0.9400 USD

Call Option

Purchasing

100

89 USD

American

17 Jan 2020

0.9000 USD

Call Option

Purchasing

6,500

90 USD

American

3 Jan 2020

0.0696 USD

Call Option

Purchasing

1,000

90 USD

American

3 Jan 2020

0.1400 USD

Call Option

Purchasing

1,000

90 USD

American

17 Jan 2020

0.7200 USD

Call Option

Purchasing

400

90 USD

American

18 Sep 2020

5.6000 USD

Call Option

Purchasing

200

91 USD

American

3 Jan 2020

0.0700 USD

Call Option

Purchasing

100

93 USD

American

19 Jun 2020

3.3100 USD

Call Option

Selling

100

88 USD

American

10 Jan 2020

1.2300 USD

Call Option

Selling

200

88 USD

American

19 Jun 2020

5.5000 USD

Call Option

Selling

200

91 USD

American

17 Jan 2020

0.4100 USD

Call Option

Selling

2,000

93 USD

American

17 Jan 2020

0.1700 USD

Call Option

Selling

3,600

95 USD

American

17 Jan 2020

0.0758 USD

Call Option

Selling

300

95 USD

American

31 Jan 2020

0.3200 USD

Put Option

Purchasing

100

82 USD

American

17 Jan 2020

0.3800 USD

Put Option

Purchasing

100

83 USD

American

17 Jan 2020

0.4400 USD

Put Option

Purchasing

100

83 USD

American

17 Jan 2020

0.4800 USD

Put Option

Purchasing

100

87 USD

American

10 Jan 2020

0.6600 USD

Put Option

Purchasing

2,000

87 USD

American

17 Jan 2020

1.3500 USD

Put Option

Purchasing

1,100

87 USD

American

17 Jan 2020

1.5800 USD

Put Option

Purchasing

200

88 USD

American

3 Jan 2020

0.2500 USD

Put Option

Purchasing

1,100

88 USD

American

3 Jan 2020

0.5090 USD

Put Option

Purchasing

100

88 USD

American

10 Jan 2020

0.8200 USD

Put Option

Purchasing

2,700

88 USD

American

17 Jan 2020

1.8085 USD

Put Option

Purchasing

9,700

88 USD

American

15 May 2020

5.8000 USD

Put Option

Purchasing

200

90 USD

American

3 Jan 2020

2.0400 USD

Put Option

Purchasing

700

96 USD

American

17 Jan 2020

9.0428 USD

Put Option

Selling

100

38 USD

American

21 Jan 2022

1.1000 USD

Put Option

Selling

400

70 USD

American

19 Jun 2020

1.1450 USD

Put Option

Selling

200

73 USD

American

17 Jan 2020

0.0600 USD

Put Option

Selling

100

75 USD

American

17 Jan 2020

0.1000 USD

Put Option

Selling

100

88 USD

American

3 Jan 2020

0.4600 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 2 Jan 2020
Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

363,000

65.0000

American Jan 17, 2020

Put Options

Written

11,400

82.5000

American Jan 17, 2020

Put Options

Written

1,100

85.0000

American Jun 19, 2020

Put Options

Written

13,300

75.0000

American Feb 21, 2020

Put Options

Written

101,800

60.0000

American Jun 19, 2020

Call Options

Purchased

3,300

87.5000

American May 15, 2020

Call Options

Purchased

100

72.5000

American Sep 18, 2020

Call Options

Purchased

200

94.0000

American Jan 3, 2020

Put Options

Written

9,200

85.5000

American Jan 31, 2020

Put Options

Written

2,900

75.0000

American Jun 19, 2020

Call Options

Purchased

4,000

72.5000

American Feb 21, 2020

Put Options

Written

1,000

82.5000

American Jan 15, 2021

Call Options

Purchased

600

75.0000

American May 15, 2020

Call Options

Purchased

700

50.0000

American Jan 15, 2021

Call Options

Purchased

200

55.0000

American Sep 18, 2020

Put Options

Written

4,000

37.5000

American Jan 21, 2022

Call Options

Purchased

1,000

72.5000

American Jan 15, 2021

Call Options

Purchased

200

90.5000

American Jan 3, 2020

Call Options

Purchased

200

50.0000

American Jan 21, 2022

Put Options

Written

4,200

77.5000

American Jan 17, 2020

Put Options

Written

1,900

70.0000

American May 15, 2020

Call Options

Purchased

100

67.5000

American Sep 18, 2020

Call Options

Purchased

400

94.0000

American Jan 10, 2020

Put Options

Written

9,500

88.0000

American Jan 31, 2020

Put Options

Written

11,300

87.5000

American Feb 21, 2020

Put Options

Purchased

-100

50.0000

American Jan 21, 2022

Call Options

Written

-200

105.0000

American Feb 21, 2020

Put Options

Purchased

-200

88.5000

American Jan 3, 2020

Put Options

Purchased

-2,000

86.5000

American Jan 17, 2020

Call Options

Written

-11,700

97.5000

American Jan 17, 2020

Call Options

Written

-200

91.0000

American Jan 17, 2020

Put Options

Purchased

-3,000

135.0000

American Jan 15, 2021

Put Options

Purchased

-3,200

88.0000

American Jan 3, 2020

Call Options

Written

-200

100.0000

American Jan 3, 2020

Put Options

Purchased

-2,800

50.0000

American Jan 15, 2021

Put Options

Purchased

-2,100

89.0000

American Jan 17, 2020

Put Options

Purchased

-48,300

85.0000

American May 15, 2020

Call Options

Written

-1,000

91.5000

American Jan 10, 2020

Call Options

Written

-8,300

70.0000

American Feb 21, 2020

Put Options

Purchased

-600

55.0000

American Sep 18, 2020

Call Options

Written

-900

135.0000

American Jan 15, 2021

Call Options

Written

-2,300

120.0000

American Jan 15, 2021

Put Options

Purchased

-1,000

130.0000

American Jan 15, 2021

Call Options

Written

-17,700

90.0000

American Jun 19, 2020

Put Options

Purchased

-2,300

90.0000

American Jan 10, 2020

Put Options

Purchased

-3,900

57.5000

American Jan 17, 2020

Put Options

Purchased

-100

95.0000

American May 15, 2020

Call Options

Written

-1,700

130.0000

American Jan 15, 2021

Put Options

Purchased

-2,400

83.0000

American Jan 3, 2020

Put Options

Purchased

-5,000

47.5000

American Jun 19, 2020

Put Options

Purchased

-600

105.0000

American Jan 15, 2021

Call Options

Written

-4,500

115.0000

American Jan 21, 2022

Put Options

Written

50,000

57.5000

American Jan 17, 2020

Put Options

Written

302,100

60.0000

American Jan 15, 2021

Call Options

Purchased

9,100

95.0000

American Sep 18, 2020

Call Options

Purchased

284,100

80.0000

American Jan 17, 2020

Put Options

Written

1,100

82.5000

American Sep 18, 2020

Call Options

Purchased

1,000

145.0000

American Jun 19, 2020

Put Options

Written

600

62.5000

American Sep 18, 2020

Put Options

Written

2,000

57.5000

American Jan 15, 2021

Put Options

Written

49,000

95.0000

American Jan 17, 2020

Call Options

Purchased

400

120.0000

American Sep 18, 2020

Put Options

Written

73,000

70.0000

American Jan 17, 2020

Call Options

Purchased

7,200

95.0000

American May 15, 2020

Call Options

Purchased

4,000

85.0000

American Feb 21, 2020

Call Options

Purchased

1,100

72.5000

American May 15, 2020

Call Options

Purchased

1,000

91.0000

American Jan 3, 2020

Call Options

Purchased

1,000

92.5000

American Feb 21, 2020

Call Options

Purchased

800

67.5000

American Feb 21, 2020

Call Options

Purchased

6,700

92.5000

American May 15, 2020

Put Options

Written

3,500

47.5000

American Jan 17, 2020

Put Options

Written

4,200

45.0000

American Jan 17, 2020

Put Options

Written

3,900

50.0000

American Jan 17, 2020

Put Options

Written

15,400

42.5000

American Feb 21, 2020

Put Options

Written

1,500

88.0000

American Jan 17, 2020

Put Options

Written

400

83.0000

American Jan 17, 2020

Call Options

Purchased

100

88.5000

American Jan 10, 2020

Call Options

Purchased

1,300

55.0000

American Jun 19, 2020

Call Options

Purchased

1,200

72.5000

American Jun 19, 2020

Call Options

Written

-300

95.0000

American Jan 31, 2020

Call Options

Written

-18,200

110.0000

American Jan 15, 2021

Put Options

Purchased

-1,000

47.5000

American Jan 15, 2021

Put Options

Purchased

-100

95.0000

American Jun 19, 2020

Put Options

Purchased

-100

120.0000

American Jan 17, 2020

Put Options

Purchased

-800

90.5000

American Jan 3, 2020

Put Options

Purchased

-1,200

95.0000

American Feb 7, 2020

Call Options

Written

-5,900

90.0000

American Jan 10, 2020

Put Options

Purchased

-100

82.0000

American Jan 17, 2020

Call Options

Written

-200

97.5000

American Feb 21, 2020

Put Options

Purchased

-300

86.0000

American Jan 10, 2020

Put Options

Purchased

-1,500

75.0000

American Sep 18, 2020

Put Options

Purchased

-12,100

55.0000

American Jan 17, 2020

Call Options

Written

-10,000

110.0000

American Jan 17, 2020

Put Options

Purchased

-200

85.0000

American Sep 18, 2020

Put Options

Purchased

-400

95.0000

American Sep 18, 2020

Call Options

Written

-11,600

130.0000

American Jan 17, 2020

Put Options

Purchased

-600

87.0000

American Jan 17, 2020

Put Options

Purchased

-2,400

55.0000

American Jan 15, 2021

Call Options

Purchased

2,500

60.0000

American Feb 21, 2020

Call Options

Purchased

1,000

60.0000

American Sep 18, 2020

Call Options

Purchased

3,000

105.0000

American Jun 19, 2020

Call Options

Purchased

500

70.0000

American Jun 19, 2020

Put Options

Written

22,600

91.0000

American Jan 17, 2020

Put Options

Written

16,500

62.5000

American Jan 17, 2020

Put Options

Written

1,000

88.5000

American Jan 31, 2020

Call Options

Purchased

500

62.5000

American May 15, 2020

Put Options

Written

2,300

80.0000

American Jan 10, 2020

Call Options

Purchased

500

97.5000

American May 15, 2020

Call Options

Purchased

15,800

72.5000

American Jan 17, 2020

Put Options

Written

1,800

57.5000

American Feb 21, 2020

Call Options

Purchased

100

77.5000

American Jun 19, 2020

Call Options

Purchased

2,300

60.0000

American Jun 19, 2020

Call Options

Purchased

1,000

92.0000

American Jan 3, 2020

Call Options

Written

-900

85.0000

American Sep 18, 2020

Call Options

Written

-4,200

85.0000

American May 15, 2020

Put Options

Purchased

-4,400

40.0000

American Jan 21, 2022

Put Options

Purchased

-1,600

110.0000

American Jan 15, 2021

Put Options

Purchased

-1,700

90.0000

American Sep 18, 2020

Call Options

Written

-600

95.0000

American Feb 21, 2020

Put Options

Purchased

-23,300

60.0000

American Jan 17, 2020

Call Options

Written

-3,900

85.0000

American Jun 19, 2020

Call Options

Written

-400

110.0000

American Jun 19, 2020

Call Options

Written

-800

87.5000

American Jan 3, 2020

Put Options

Purchased

-1,300

75.0000

American May 15, 2020

Call Options

Written

-3,000

75.0000

American Jan 15, 2021

Put Options

Purchased

-200

86.5000

American Jan 3, 2020

Put Options

Purchased

-600

89.0000

American Jan 3, 2020

Put Options

Purchased

-3,500

50.0000

American Jun 19, 2020

Call Options

Written

-11,900

95.0000

American Jan 17, 2020

Put Options

Purchased

-600

42.5000

American Sep 18, 2020

Put Options

Purchased

-1,300

50.0000

American Sep 18, 2020

Call Options

Written

-800

125.0000

American Jan 17, 2020

Call Options

Written

-1,000

90.5000

American Jan 31, 2020

Put Options

Purchased

-2,000

45.0000

American Sep 18, 2020

Put Options

Purchased

-120,000

85.0000

American Feb 21, 2020

Call Options

Written

-200

40.0000

American Jan 21, 2022

Call Options

Written

-100

100.0000

American Jan 21, 2022

Put Options

Purchased

-3,600

97.5000

American Feb 21, 2020

Put Options

Purchased

-6,400

85.0000

American Jan 17, 2020

Call Options

Written

-1,900

97.5000

American Jan 15, 2021

Put Options

Purchased

-7,600

72.5000

American Feb 21, 2020

Put Options

Purchased

-700

80.0000

American May 15, 2020

Call Options

Written

-900

110.0000

American Feb 21, 2020

Call Options

Written

-1,900

115.0000

American Sep 18, 2020

Call Options

Purchased

5,600

90.0000

American Sep 18, 2020

Call Options

Purchased

1,300

67.5000

American Jan 15, 2021

Put Options

Written

400

90.0000

American Jun 19, 2020

Put Options

Written

175,000

80.0000

American Jan 15, 2021

Call Options

Purchased

1,900

82.5000

American Feb 21, 2020

Put Options

Written

155,900

65.0000

American Jun 19, 2020

Call Options

Purchased

300

93.5000

American Jan 3, 2020

Put Options

Written

100

85.0000

American Jan 31, 2020

Call Options

Purchased

3,200

55.0000

American Jan 15, 2021

Put Options

Written

4,000

62.5000

American Feb 21, 2020

Call Options

Purchased

100

92.0000

American Jan 10, 2020

Call Options

Purchased

1,300

92.5000

American Sep 18, 2020

Put Options

Written

600

90.0000

American Jan 3, 2020

Put Options

Written

400

32.5000

American Sep 18, 2020

Put Options

Written

2,500

47.5000

American Jan 21, 2022

Call Options

Purchased

800

155.0000

American Jan 17, 2020

Call Options

Purchased

7,700

80.0000

American May 15, 2020

Put Options

Written

5,100

77.5000

American Jan 15, 2021

Put Options

Written

1,000

42.5000

American Jan 21, 2022

Call Options

Purchased

700

88.5000

American Jan 3, 2020

Call Options

Purchased

1,000

65.0000

American Sep 18, 2020

Put Options

Written

200

37.5000

American Jan 15, 2021

Put Options

Written

37,300

57.5000

American Jun 19, 2020

Call Options

Purchased

2,100

87.5000

American Feb 21, 2020

Put Options

Written

600

80.0000

American Jun 19, 2020

Call Options

Written

-8,000

75.0000

American Jan 17, 2020

Call Options

Written

-79,900

70.0000

American Jan 15, 2021

Call Options

Written

-400

67.5000

American Jun 19, 2020

Call Options

Written

-600

89.5000

American Jan 24, 2020

Call Options

Written

-1,200

92.5000

American Jan 31, 2020

Put Options

Purchased

-2,200

40.0000

American Sep 18, 2020

Call Options

Written

-100

45.0000

American Jan 21, 2022

Call Options

Written

-11,900

92.5000

American Feb 21, 2020

Call Options

Written

-51,100

92.5000

American Jan 15, 2021

Put Options

Purchased

-1,500

105.0000

American Jun 19, 2020

Call Options

Written

-2,100

97.5000

American Jun 19, 2020

Put Options

Purchased

-2,100

70.0000

American Jan 15, 2021

Call Options

Written

-5,200

85.0000

American Jan 15, 2021

Put Options

Purchased

-500

86.0000

American Jan 3, 2020

Put Options

Purchased

-100

100.0000

American Jan 21, 2022

Put Options

Purchased

-1,200

87.0000

American Jan 10, 2020

Call Options

Written

-11,800

90.0000

American Jan 31, 2020

Call Options

Written

-4,600

115.0000

American Jan 17, 2020

Call Options

Written

-200

70.0000

American Jan 21, 2022

Put Options

Purchased

-500

87.5000

American Jan 3, 2020

Call Options

Written

-6,800

105.0000

American Jan 17, 2020

Put Options

Purchased

-100

67.5000

American Sep 18, 2020

Put Options

Purchased

-200

87.5000

American Sep 18, 2020

Call Options

Written

-8,000

100.0000

American Jan 15, 2021

Put Options

Purchased

-9,100

87.5000

American May 15, 2020

Put Options

Purchased

-100

87.5000

American Jan 10, 2020

Put Options

Purchased

-2,900

90.0000

American Feb 21, 2020

Put Options

Purchased

-5,000

42.5000

American Jun 19, 2020

Call Options

Written

-200

110.0000

American Sep 18, 2020

Put Options

Purchased

-1,200

72.5000

American Sep 18, 2020

Put Options

Purchased

-2,800

42.5000

American Jan 17, 2020

Put Options

Purchased

-200

88.5000

American Jan 10, 2020

Call Options

Written

-1,200

77.5000

American Feb 21, 2020

Call Options

Written

-4,200

93.5000

American Jan 31, 2020

Put Options

Written

100

67.5000

American May 15, 2020

Call Options

Purchased

1,400

65.0000

American Feb 21, 2020

Put Options

Written

100

65.0000

American May 15, 2020

Call Options

Purchased

500

82.5000

American Sep 18, 2020

Call Options

Purchased

300

93.0000

American Jan 3, 2020

Put Options

Written

4,800

86.0000

American Jan 24, 2020

Call Options

Purchased

1,100

60.0000

American Jan 15, 2021

Call Options

Purchased

200

65.0000

American May 15, 2020

Put Options

Written

400

82.5000

American Feb 21, 2020

Call Options

Purchased

8,400

90.0000

American May 15, 2020

Call Options

Purchased

300

91.0000

American Jan 10, 2020

Call Options

Purchased

200

110.0000

American Jan 21, 2022

Call Options

Purchased

100

62.5000

American Sep 18, 2020

Put Options

Written

100

83.5000

American Jan 31, 2020

Put Options

Written

12,100

70.0000

American Feb 21, 2020

Call Options

Purchased

11,700

70.0000

American Jan 17, 2020

Call Options

Purchased

11,500

75.0000

American Sep 18, 2020

Put Options

Written

3,400

67.5000

American Jan 17, 2020

Put Options

Written

100

77.5000

American Sep 18, 2020

Call Options

Purchased

24,900

90.0000

American Feb 21, 2020

Put Options

Written

17,100

85.0000

American Jan 24, 2020

Put Options

Written

8,300

86.5000

American Jan 24, 2020

Call Options

Purchased

7,400

87.5000

American Sep 18, 2020

Call Options

Purchased

600

77.5000

American Sep 18, 2020

Put Options

Written

1,900

55.0000

American Feb 21, 2020

Put Options

Written

28,300

62.5000

American Jun 19, 2020

Call Options

Written

-100

37.5000

American Jan 21, 2022

Call Options

Written

-100

90.5000

American Jan 10, 2020

Put Options

Purchased

-400

92.5000

American Feb 21, 2020

Put Options

Purchased

-700

80.0000

American Jan 15, 2021

Put Options

Purchased

-1,800

100.0000

American Feb 21, 2020

Call Options

Written

-2,300

115.0000

American Jun 19, 2020

Call Options

Written

-4,600

91.0000

American Jan 31, 2020

Call Options

Written

-100,300

120.0000

American Jan 17, 2020

Call Options

Written

-2,700

125.0000

American Jan 15, 2021

Put Options

Purchased

-400

100.0000

American Jan 15, 2021

Call Options

Written

-2,500

185.0000

American Jan 17, 2020

Call Options

Written

-3,300

145.0000

American Jan 17, 2020

Call Options

Written

-1,200

92.5000

American Jun 19, 2020

Put Options

Purchased

-900

60.0000

American Sep 18, 2020

Call Options

Written

-2,500

115.0000

American Feb 21, 2020

Put Options

Purchased

-4,800

55.0000

American May 15, 2020

Put Options

Purchased

-700

95.0000

American Jan 15, 2021

Put Options

Purchased

-1,500

82.5000

American May 15, 2020

Put Options

Purchased

-4,700

35.0000

American Jan 15, 2021

Put Options

Purchased

-70,000

67.5000

American Jan 15, 2021

Put Options

Purchased

-300

97.5000

American Jan 17, 2020

Put Options

Purchased

-400

94.5000

American Feb 7, 2020

Put Options

Purchased

-26,000

92.5000

American Jan 17, 2020

Put Options

Purchased

-400

130.0000

American Jan 17, 2020

Put Options

Purchased

-3,700

75.0000

American Jan 17, 2020

Put Options

Purchased

-700

42.5000

American Jan 15, 2021

Put Options

Purchased

-300

60.0000

American Feb 21, 2020

Call Options

Written

-2,200

130.0000

American Jun 19, 2020

Put Options

Purchased

-2,600

72.5000

American Jun 19, 2020

Put Options

Written

1,500

62.5000

American May 15, 2020

Put Options

Written

1,100

75.0000

American Jan 15, 2021

Put Options

Written

100

57.5000

American Sep 18, 2020

Call Options

Purchased

23,800

80.0000

American Feb 21, 2020

Put Options

Written

90,000

50.0000

American Jun 19, 2020

Put Options

Written

8,900

80.0000

American Jan 17, 2020

Put Options

Written

1,400

55.0000

American Jun 19, 2020

Put Options

Written

400

50.0000

American Feb 21, 2020

Call Options

Purchased

100

125.0000

American Jan 21, 2022

Call Options

Purchased

4,900

75.0000

American Feb 21, 2020

Call Options

Purchased

100

90.0000

American Jan 15, 2021

Put Options

Written

300

35.0000

American Sep 18, 2020

Call Options

Purchased

23,000

67.5000

American Jan 17, 2020

Call Options

Purchased

14,900

90.0000

American Jan 3, 2020

Put Options

Written

30,000

70.0000

American Jun 19, 2020

Call Options

Purchased

100

70.0000

American May 15, 2020

Put Options

Purchased

-300

60.0000

American Jan 21, 2022

Put Options

Purchased

-300

88.0000

American Jan 10, 2020

Put Options

Purchased

-1,900

40.0000

American Jan 15, 2021

Call Options

Written

-18,100

95.0000

American Jun 19, 2020

Call Options

Written

-100

180.0000

American Jan 17, 2020

Put Options

Purchased

-9,400

72.5000

American Jan 15, 2021

Call Options

Written

-200

62.5000

American Jun 19, 2020

Call Options

Written

-2,100

115.0000

American Jan 15, 2021

Put Options

Purchased

-4,900

87.5000

American Jan 17, 2020

Call Options

Written

-53,800

82.5000

American Jan 17, 2020

Call Options

Written

-2,200

62.5000

American Feb 21, 2020

Put Options

Purchased

-4,400

70.0000

American Jan 17, 2020

Call Options

Written

-4,700

120.0000

American Jan 21, 2022

Put Options

Purchased

-500

86.0000

American Jan 17, 2020

Call Options

Written

-2,000

150.0000

American Jan 17, 2020

Put Options

Purchased

-700

92.5000

American Jun 19, 2020

Put Options

Written

500

45.0000

American Jan 21, 2022

Put Options

Written

1,000

77.5000

American Jun 19, 2020

Call Options

Purchased

400

57.5000

American Sep 18, 2020

Call Options

Purchased

1,200

57.5000

American Jun 19, 2020

Put Options

Written

100

65.0000

American Sep 18, 2020

Put Options

Written

500

45.0000

American Jan 15, 2021

Put Options

Written

275,000

70.0000

American Jan 15, 2021

Put Options

Written

5,000

67.5000

American Feb 21, 2020

Call Options

Purchased

1,300

105.0000

American Sep 18, 2020

Call Options

Purchased

500

91.5000

American Jan 3, 2020

Put Options

Written

300

65.0000

American Jan 15, 2021

Call Options

Purchased

200

55.0000

American Jan 21, 2022

Put Options

Written

3,500

87.5000

American Jun 19, 2020

Call Options

Purchased

2,200

105.0000

American May 15, 2020

Call Options

Purchased

12,400

90.0000

American Jan 17, 2020

Call Options

Purchased

3,600

100.0000

American Feb 21, 2020

Call Options

Purchased

900

89.0000

American Jan 17, 2020

Call Options

Purchased

4,200

80.0000

American Jun 19, 2020

Call Options

Purchased

100

94.0000

American Jan 17, 2020

Put Options

Written

19,100

85.0000

American Feb 21, 2020

Put Options

Written

14,500

67.5000

American Jun 19, 2020

Put Options

Written

5,800

105.0000

American Jan 17, 2020

Call Options

Purchased

2,300

47.5000

American Sep 18, 2020

Call Options

Written

-1,100

62.5000

American Jan 17, 2020

Put Options

Purchased

-1,000

115.0000

American Jan 21, 2022

Call Options

Written

-8,600

87.5000

American Jan 17, 2020

Call Options

Written

-6,700

105.0000

American Jan 15, 2021

Call Options

Written

-800

65.0000

American Jan 17, 2020

Put Options

Purchased

-15,400

95.0000

American Feb 21, 2020

Call Options

Written

-400

82.5000

American May 15, 2020

Call Options

Written

-100

87.0000

American Jan 10, 2020

Put Options

Purchased

-100

75.0000

American Jan 21, 2022

Call Options

Written

-10,800

85.0000

American Jan 17, 2020

Put Options

Purchased

-900

40.0000

American Jun 19, 2020

Put Options

Purchased

-1,900

91.0000

American Jan 3, 2020

Call Options

Written

-67,400

100.0000

American Jan 17, 2020

Put Options

Purchased

-200

89.5000

American Jan 3, 2020

Put Options

Purchased

-3,100

81.5000

American Jan 3, 2020

Call Options

Written

-4,000

100.0000

American Jun 19, 2020

Call Options

Written

-400

88.0000

American Jan 10, 2020

Call Options

Written

-500

89.0000

American Jan 3, 2020

Call Options

Purchased

100

85.0000

American Jan 21, 2022

Call Options

Purchased

7,300

77.5000

American Jan 15, 2021

Call Options

Purchased

1,700

57.5000

American Jan 15, 2021

Call Options

Purchased

400

82.5000

American Jun 19, 2020

Call Options

Purchased

1,300

65.0000

American Jun 19, 2020

Call Options

Purchased

1,300

80.0000

American Sep 18, 2020

Put Options

Written

600

72.5000

American May 15, 2020

Call Options

Purchased

8,000

77.5000

American Jan 17, 2020

Call Options

Purchased

300

89.0000

American Jan 10, 2020

Call Options

Purchased

1,000

89.5000

American Jan 3, 2020

Call Options

Purchased

4,700

100.0000

American May 15, 2020

Put Options

Written

1,100

67.5000

American Jan 15, 2021

Call Options

Purchased

100

92.0000

American Jan 17, 2020

Put Options

Written

1,100

45.0000

American Jun 19, 2020

Call Options

Purchased

500

90.0000

American Jan 21, 2022

Put Options

Written

400

85.0000

American Jan 15, 2021

Put Options

Written

17,000

65.0000

American Feb 21, 2020

Put Options

Written

16,200

80.0000

American Feb 21, 2020

Put Options

Purchased

-100

90.5000

American Jan 10, 2020

Call Options

Written

-500

87.5000

American Jan 21, 2022

Call Options

Written

-1,000

87.5000

American Jan 15, 2021

Put Options

Purchased

-700

96.0000

American Jan 17, 2020

Call Options

Written

-1,500

140.0000

American Jan 15, 2021

Call Options

Written

-4,700

100.0000

American Sep 18, 2020

Put Options

Purchased

-9,700

100.0000

American Jan 17, 2020

Put Options

Purchased

-4,500

72.5000

American Jan 17, 2020

Call Options

Written

-1,500

110.0000

American May 15, 2020

Call Options

Written

-2,200

82.5000

American Jan 15, 2021

Call Options

Written

-1,700

80.0000

American Jan 15, 2021

Call Options

Written

-3,100

135.0000

American Jan 17, 2020

Put Options

Purchased

-11,800

90.0000

American Jan 17, 2020

Put Options

Purchased

-500

47.5000

American Sep 18, 2020

Call Options

Written

-6,200

92.5000

American Jan 17, 2020

Call Options

Written

-400

86.0000

American Jan 24, 2020

Put Options

Purchased

-5,200

77.5000

American Feb 21, 2020

Put Options

Purchased

-13,300

86.5000

American Jan 10, 2020

Call Options

Written

-5,700

95.0000

American Jan 15, 2021

Put Options

Purchased

-100,000

85.0000

American Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 689522
Time of Receipt (offset from UTC): 20200102T113438+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC