FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 31 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,999,712

1.22%

3,173,408

0.97%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,877,200

0.88%

2,187,711

0.67%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

812,500

0.25%

488,900

0.15%

 

 

 

 

(4)

TOTAL:

 

 

 

 

7,689,412

2.34%

5,850,019

1.78%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

10

190.3200 USD

Purchase

19

190.3800 USD

Purchase

27

190.7140 USD

Purchase

100

190.3550 USD

Purchase

100

190.7900 USD

Purchase

100

190.6500 USD

Purchase

100

190.6200 USD

Purchase

100

190.4050 USD

Purchase

109

190.4900 USD

Purchase

200

190.3900 USD

Purchase

276

190.4008 USD

Purchase

400

190.6550 USD

Purchase

500

190.6820 USD

Purchase

500

190.5360 USD

Purchase

1,116

190.6478 USD

Purchase

1,236

190.5538 USD

Purchase

2,519

190.7199 USD

Purchase

2,835

190.5887 USD

Purchase

3,177

190.6003 USD

Purchase

5,466

190.3987 USD

Purchase

7,274

191.1700 USD

Purchase

7,390

191.1484 USD

Purchase

7,403

190.4449 USD

Purchase

17,130

190.6835 USD

Purchase

30,935

190.9797 USD

Sale

7

190.7600 USD

Sale

10

190.3200 USD

Sale

11

190.6600 USD

Sale

56

190.6796 USD

Sale

100

190.4500 USD

Sale

100

191.1500 USD

Sale

100

190.6500 USD

Sale

100

190.7900 USD

Sale

109

190.4900 USD

Sale

172

190.4400 USD

Sale

200

190.7150 USD

Sale

200

190.4350 USD

Sale

200

190.7700 USD

Sale

200

190.7800 USD

Sale

200

191.2400 USD

Sale

269

190.6466 USD

Sale

400

190.6550 USD

Sale

500

190.6820 USD

Sale

1,200

190.2432 USD

Sale

1,200

191.0871 USD

Sale

1,476

190.7255 USD

Sale

1,867

190.4965 USD

Sale

4,300

191.1537 USD

Sale

7,044

191.1700 USD

Sale

10,295

191.1019 USD

Sale

28,262

190.8748 USD

Sale

31,924

190.6215 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money

 

selling,

securities

 

 

 

paid/

 

varying etc

to which

 

 

 

received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Put Option

Purchasing

200

183 USD

American

3 Jan 2020

0.0500 USD

Put Option

Selling

200

178 USD

American

3 Jan 2020

0.1500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 2 Jan 2020
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option

 

 

or derivative

 

 

 

relates

 

Put Options

Written

100

120.0000

American Jan 17, 2020

Call Options

Purchased

1,300

100.0000

American Jan 15, 2021

Put Options

Written

500

185.0000

American Jun 19, 2020

Call Options

Purchased

300

192.5000

American Jan 31, 2020

Call Options

Purchased

4,200

250.0000

American Jan 17, 2020

Put Options

Written

900

90.0000

American Feb 21, 2020

Put Options

Written

700

100.0000

American Jan 15, 2021

Put Options

Written

700

95.0000

American Jan 15, 2021

Put Options

Written

5,000

115.0000

American Mar 20, 2020

Put Options

Written

200

180.0000

American Jan 15, 2021

Call Options

Purchased

200

190.0000

American Jan 21, 2022

Call Options

Purchased

1,700

190.0000

American Feb 21, 2020

Call Options

Purchased

9,100

185.0000

American Jan 15, 2021

Call Options

Purchased

2,500

175.0000

American Jan 15, 2021

Put Options

Written

300

135.0000

American Feb 21, 2020

Put Options

Written

1,100

100.0000

American Feb 21, 2020

Put Options

Purchased

-700

155.0000

American Jan 17, 2020

Put Options

Purchased

-4,500

70.0000

American Jan 15, 2021

Put Options

Purchased

-50,000

160.0000

American Feb 21, 2020

Call Options

Written

-5,500

160.0000

American Mar 20, 2020

Put Options

Purchased

-1,500

155.0000

American Feb 21, 2020

Call Options

Written

-2,100

125.0000

American Jan 15, 2021

Put Options

Purchased

-300

165.0000

American Jan 15, 2021

Call Options

Written

-600

220.0000

American May 15, 2020

Put Options

Written

11,700

160.0000

American Jun 19, 2020

Put Options

Written

36,400

105.0000

American Jan 15, 2021

Put Options

Written

66,500

140.0000

American Mar 20, 2020

Put Options

Written

500

80.0000

American Feb 21, 2020

Put Options

Written

18,500

150.0000

American May 15, 2020

Call Options

Purchased

3,400

170.0000

American Jan 15, 2021

Put Options

Purchased

-10,500

125.0000

American Jan 17, 2020

Call Options

Written

-1,100

185.0000

American Feb 21, 2020

Put Options

Purchased

-5,300

110.0000

American Jan 17, 2020

Put Options

Purchased

-300

80.0000

American Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American Jan 15, 2021

Call Options

Written

-2,700

150.0000

American Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American Jan 17, 2020

Call Options

Written

-300

150.0000

American Feb 21, 2020

Put Options

Purchased

-100

155.0000

American Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American Jan 15, 2021

Put Options

Purchased

-16,800

115.0000

American Jan 15, 2021

Put Options

Purchased

-100

185.0000

American Jan 21, 2022

Call Options

Written

-1,100

290.0000

American Jan 17, 2020

Call Options

Written

-2,000

180.0000

American Feb 21, 2020

Put Options

Written

400

65.0000

American Jan 17, 2020

Put Options

Written

2,100

185.0000

American Mar 20, 2020

Call Options

Purchased

5,900

160.0000

American Jan 17, 2020

Put Options

Written

200

150.0000

American Jan 21, 2022

Call Options

Purchased

5,100

170.0000

American Feb 21, 2020

Call Options

Purchased

3,300

165.0000

American Jan 15, 2021

Call Options

Purchased

3,000

180.0000

American Jan 17, 2020

Put Options

Written

400

125.0000

American Jan 15, 2021

Put Options

Written

100

145.0000

American Jan 15, 2021

Put Options

Written

400

110.0000

American Feb 21, 2020

Call Options

Purchased

1,000

190.0000

American Jun 19, 2020

Put Options

Written

600

185.0000

American May 15, 2020

Put Options

Written

200

185.0000

American Jan 17, 2020

Put Options

Written

200

177.5000

American Jan 3, 2020

Call Options

Purchased

200

192.5000

American Jan 24, 2020

Put Options

Written

13,500

165.0000

American Jan 17, 2020

Call Options

Purchased

9,500

170.0000

American Jun 19, 2020

Call Options

Written

-2,800

175.0000

American Jan 17, 2020

Put Options

Purchased

-66,500

160.0000

American Mar 20, 2020

Call Options

Written

-4,500

220.0000

American Jan 17, 2020

Call Options

Written

-200

140.0000

American Feb 21, 2020

Call Options

Written

-500

192.5000

American Jan 3, 2020

Call Options

Purchased

300

145.0000

American Jan 15, 2021

Call Options

Purchased

800

160.0000

American Jan 21, 2022

Call Options

Purchased

100

165.0000

American Feb 21, 2020

Call Options

Purchased

1,900

180.0000

American Jan 15, 2021

Call Options

Purchased

1,300

195.0000

American Jan 17, 2020

Put Options

Written

48,000

140.0000

American Jun 19, 2020

Call Options

Purchased

100

190.0000

American Jan 24, 2020

Put Options

Written

6,400

95.0000

American Jun 19, 2020

Put Options

Written

3,800

165.0000

American Jun 19, 2020

Call Options

Purchased

500

220.0000

American Jan 21, 2022

Call Options

Purchased

4,100

170.0000

American Jan 17, 2020

Put Options

Written

400

170.0000

American Jan 15, 2021

Put Options

Purchased

-2,600

75.0000

American Jan 15, 2021

Put Options

Purchased

-1,500

150.0000

American Jan 17, 2020

Call Options

Written

-7,000

300.0000

American Jan 17, 2020

Call Options

Written

-29,200

150.0000

American Jan 17, 2020

Call Options

Written

-2,000

130.0000

American Feb 21, 2020

Put Options

Purchased

-3,300

100.0000

American Jan 17, 2020

Call Options

Written

-100

195.0000

American Jan 3, 2020

Put Options

Purchased

-2,300

170.0000

American Jun 19, 2020

Call Options

Written

-100

135.0000

American Jan 15, 2021

Put Options

Purchased

-22,500

105.0000

American Jan 17, 2020

Call Options

Written

-500

220.0000

American Jan 15, 2021

Put Options

Written

2,000

115.0000

American Feb 21, 2020

Put Options

Written

4,700

80.0000

American Jan 17, 2020

Call Options

Purchased

400

200.0000

American Jan 15, 2021

Put Options

Written

50,200

140.0000

American Feb 21, 2020

Call Options

Purchased

105,900

190.0000

American Jan 17, 2020

Put Options

Written

14,800

160.0000

American Feb 21, 2020

Put Options

Written

6,700

140.0000

American Jan 15, 2021

Put Options

Written

33,000

140.0000

American Jan 17, 2020

Put Options

Written

500

187.5000

American Jan 3, 2020

Put Options

Written

1,800

145.0000

American Jun 19, 2020

Call Options

Purchased

500

190.0000

American Jan 3, 2020

Put Options

Written

14,300

160.0000

American Mar 20, 2020

Put Options

Written

7,000

160.0000

American Jan 17, 2020

Call Options

Purchased

6,700

190.0000

American Jan 15, 2021

Put Options

Written

7,000

120.0000

American Jun 19, 2020

Put Options

Written

2,500

120.0000

American Feb 21, 2020

Call Options

Purchased

1,400

180.0000

American Jan 21, 2022

Call Options

Written

-4,200

155.0000

American Jan 17, 2020

Call Options

Written

-200

140.0000

American Jun 19, 2020

Call Options

Written

-600

205.0000

American Jan 17, 2020

Put Options

Purchased

-12,400

150.0000

American Jan 15, 2021

Call Options

Written

-100

165.0000

American Jun 19, 2020

Call Options

Written

-300

192.5000

American Jan 17, 2020

Call Options

Written

-1,700

225.0000

American Jan 17, 2020

Call Options

Written

-100

240.0000

American Jan 17, 2020

Put Options

Purchased

-500

190.0000

American Jan 3, 2020

Call Options

Written

-1,500

270.0000

American Jan 17, 2020

Call Options

Written

-100

120.0000

American Jan 15, 2021

Put Options

Written

13,700

75.0000

American Jan 17, 2020

Put Options

Written

500

185.0000

American Feb 21, 2020

Call Options

Purchased

4,000

160.0000

American Jan 15, 2021

Call Options

Purchased

4,300

165.0000

American Jan 17, 2020

Put Options

Written

100

165.0000

American May 15, 2020

Put Options

Written

2,000

180.0000

American Jan 17, 2020

Put Options

Written

3,300

165.0000

American Mar 20, 2020

Put Options

Written

500

180.0000

American May 15, 2020

Put Options

Purchased

-200

170.0000

American Jan 21, 2022

Put Options

Purchased

-1,700

185.0000

American Jan 15, 2021

Put Options

Purchased

-2,100

175.0000

American Jan 17, 2020

Call Options

Written

-22,800

210.0000

American Jan 17, 2020

Call Options

Written

-19,500

185.0000

American Jan 17, 2020

Call Options

Written

-2,800

230.0000

American Jan 17, 2020

Call Options

Written

-2,400

165.0000

American Mar 20, 2020

Call Options

Written

-5,600

200.0000

American Jan 17, 2020

Call Options

Written

-100

160.0000

American Jun 19, 2020

Put Options

Purchased

-100

150.0000

American Jun 19, 2020

Call Options

Written

-900

175.0000

American Jun 19, 2020

Put Options

Purchased

-300

160.0000

American Jan 15, 2021

Call Options

Written

-200

110.0000

American Jan 15, 2021

Call Options

Written

-200

185.0000

American Jun 19, 2020

Put Options

Purchased

-400

115.0000

American Jan 17, 2020

Put Options

Purchased

-200

182.5000

American Jan 3, 2020

Put Options

Purchased

-400

120.0000

American Jan 15, 2021

Put Options

Purchased

-2,300

90.0000

American Jan 15, 2021

Put Options

Purchased

-100

85.0000

American Jan 17, 2020

Put Options

Written

8,400

170.0000

American Feb 21, 2020

Call Options

Purchased

3,800

175.0000

American Feb 21, 2020

Call Options

Purchased

1,700

220.0000

American Mar 20, 2020

Put Options

Written

600

135.0000

American Jan 17, 2020

Put Options

Written

200

185.0000

American Jan 10, 2020

Put Options

Written

1,300

90.0000

American Jan 17, 2020

Put Options

Written

7,100

145.0000

American Jan 17, 2020

Call Options

Purchased

200

195.0000

American Feb 21, 2020

Call Options

Written

-300

180.0000

American Mar 20, 2020

Put Options

Purchased

-19,300

95.0000

American Jan 17, 2020

Call Options

Written

-100

215.0000

American Jan 17, 2020

Put Options

Purchased

-100

130.0000

American Jan 15, 2021

Call Options

Written

-200

180.0000

American Jun 19, 2020

Put Options

Purchased

-100

175.0000

American Jan 15, 2021

Put Options

Purchased

-106,300

130.0000

American Jan 17, 2020

Call Options

Written

-1,000

200.0000

American Feb 21, 2020

Call Options

Written

-100

185.0000

American Mar 20, 2020

Put Options

Written

100,000

190.0000

American Jan 17, 2020

Put Options

Written

43,400

170.0000

American Jan 17, 2020

Put Options

Written

31,900

150.0000

American Feb 21, 2020

Call Options

Purchased

11,200

195.0000

American Jan 15, 2021

Put Options

Written

5,600

145.0000

American Feb 21, 2020

Put Options

Written

100

150.0000

American Mar 20, 2020

Put Options

Written

25,000

150.0000

American Jan 17, 2020

Call Options

Purchased

4,600

145.0000

American Jan 17, 2020

Call Options

Written

-500

130.0000

American Jan 17, 2020

Call Options

Written

-600

250.0000

American Jan 15, 2021

Call Options

Written

-1,000

185.0000

American May 15, 2020

Call Options

Written

-100

110.0000

American Jan 17, 2020

Call Options

Written

-4,500

260.0000

American Jan 17, 2020

Put Options

Purchased

-8,500

140.0000

American Mar 20, 2020

Put Options

Purchased

-4,500

130.0000

American Feb 21, 2020

Call Options

Written

-1,500

140.0000

American Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 689520
Time of Receipt (offset from UTC): 20200102T112638+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC