FORM 8.3 - ABBVIE PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 30 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,192,156

0.22%

4,189,785

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

5,207,507

0.35%

474,700

0.03%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,606,900

0.18%

1,257,000

0.09%

 

 

 

 

(4)

TOTAL:

 

 

 

 

11,006,563

0.74%

5,921,485

0.40%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

36

88.5850 USD
Purchase

73

88.3190 USD
Purchase

83

88.2500 USD
Purchase

100

88.7400 USD
Purchase

100

88.2250 USD
Purchase

100

88.2050 USD
Purchase

100

88.7650 USD
Purchase

107

88.7749 USD
Purchase

135

88.2795 USD
Purchase

151

88.3159 USD
Purchase

200

88.7350 USD
Purchase

200

88.2825 USD
Purchase

200

89.1900 USD
Purchase

233

88.4945 USD
Purchase

242

88.3322 USD
Purchase

291

89.4006 USD
Purchase

298

88.3466 USD
Purchase

300

88.3083 USD
Purchase

300

88.3800 USD
Purchase

300

89.0400 USD
Purchase

300

89.1733 USD
Purchase

320

88.4488 USD
Purchase

334

88.3200 USD
Purchase

400

88.3375 USD
Purchase

400

88.3500 USD
Purchase

400

89.0362 USD
Purchase

409

88.3835 USD
Purchase

479

89.0242 USD
Purchase

500

88.7410 USD
Purchase

500

88.3550 USD
Purchase

500

88.8260 USD
Purchase

507

88.3784 USD
Purchase

700

88.2885 USD
Purchase

800

89.1450 USD
Purchase

900

88.9050 USD
Purchase

1,000

88.9260 USD
Purchase

1,899

89.1087 USD
Purchase

2,000

88.8890 USD
Purchase

2,200

88.6059 USD
Purchase

3,571

88.6900 USD
Purchase

3,770

88.8197 USD
Purchase

4,182

88.6878 USD
Purchase

5,203

88.5864 USD
Purchase

6,400

89.0738 USD
Purchase

6,600

88.2200 USD
Purchase

11,360

89.2892 USD
Purchase

13,207

88.5217 USD
Purchase

13,600

88.7738 USD
Purchase

14,300

88.5898 USD
Purchase

16,825

88.4999 USD
Purchase

22,996

88.7517 USD
Purchase

28,818

88.4416 USD
Purchase

37,667

88.9801 USD
Purchase

40,029

88.5200 USD
Purchase

45,000

88.8100 USD
Purchase

57,871

88.9618 USD
Purchase

58,130

88.9613 USD
Purchase

61,072

88.6455 USD
Purchase

67,314

88.9756 USD
Purchase

72,453

88.9874 USD
Purchase

91,168

88.9601 USD
Purchase

101,997

88.9647 USD
Purchase

115,204

88.8177 USD
Purchase

117,505

89.0229 USD
Purchase

127,598

88.9881 USD
Purchase

143,392

88.9677 USD
Purchase

214,284

89.0154 USD
Sale

3

88.3700 USD
Sale

36

88.5850 USD
Sale

100

89.3800 USD
Sale

100

89.3000 USD
Sale

100

88.3600 USD
Sale

107

88.7749 USD
Sale

200

89.6200 USD
Sale

200

88.7650 USD
Sale

202

88.4927 USD
Sale

205

89.5500 USD
Sale

291

89.2300 USD
Sale

300

89.0366 USD
Sale

400

88.4425 USD
Sale

418

89.4596 USD
Sale

495

89.5116 USD
Sale

547

89.1587 USD
Sale

586

88.8797 USD
Sale

604

88.6687 USD
Sale

722

88.4856 USD
Sale

900

89.0277 USD
Sale

925

89.2606 USD
Sale

1,000

88.9600 USD
Sale

1,000

88.7835 USD
Sale

1,027

88.4756 USD
Sale

1,241

88.4413 USD
Sale

1,302

89.3336 USD
Sale

1,315

89.1104 USD
Sale

1,386

89.4426 USD
Sale

1,414

88.5417 USD
Sale

1,600

88.8365 USD
Sale

1,864

88.3598 USD
Sale

1,900

88.8568 USD
Sale

1,925

88.3726 USD
Sale

2,243

88.9402 USD
Sale

2,282

89.0684 USD
Sale

2,613

89.2947 USD
Sale

2,800

88.3900 USD
Sale

2,800

89.0153 USD
Sale

2,808

88.5029 USD
Sale

2,900

89.0394 USD
Sale

3,381

88.3722 USD
Sale

3,648

89.2299 USD
Sale

4,105

88.3494 USD
Sale

4,264

89.2504 USD
Sale

4,376

89.3505 USD
Sale

4,600

89.0270 USD
Sale

5,800

88.5760 USD
Sale

6,142

88.9003 USD
Sale

6,600

88.2200 USD
Sale

6,900

88.5443 USD
Sale

9,600

88.8157 USD
Sale

10,300

88.6641 USD
Sale

12,545

88.4854 USD
Sale

13,964

88.8425 USD
Sale

31,796

88.8127 USD
Sale

51,129

88.5200 USD
Sale

58,430

88.6446 USD
Sale

95,741

88.6417 USD
Sale

1,096,370

88.9868 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received

 

 

option

 

 

 

 

 

relates

 

 

 

Call Option

Purchasing

100

88 USD

American

17 Jan 2020

2.4000 USD

Call Option

Purchasing

500

89 USD

American

3 Jan 2020

1.0720 USD

Call Option

Purchasing

100

89 USD

American

3 Jan 2020

1.4700 USD

Call Option

Purchasing

200

89 USD

American

10 Jan 2020

1.1900 USD

Call Option

Purchasing

800

89 USD

American

17 Jan 2020

1.3300 USD

Call Option

Purchasing

500

90 USD

American

3 Jan 2020

0.4760 USD

Call Option

Purchasing

100

90 USD

American

3 Jan 2020

0.7100 USD

Call Option

Purchasing

5,100

90 USD

American

17 Jan 2020

0.9321 USD

Call Option

Purchasing

400

91 USD

American

3 Jan 2020

0.2200 USD

Call Option

Purchasing

300

93 USD

American

17 Jan 2020

0.2500 USD

Call Option

Selling

1,000

75 USD

American

17 Jan 2020

13.7720 USD

Call Option

Selling

300

80 USD

American

17 Jan 2020

8.8000 USD

Call Option

Selling

100

91 USD

American

3 Jan 2020

0.0700 USD

Call Option

Selling

700

93 USD

American

17 Jan 2020

0.3400 USD

Put Option

Purchasing

400

85 USD

American

21 Feb 2020

2.1800 USD

Put Option

Purchasing

100,000

85 USD

American

15 Jan 2021

9.4500 USD

Put Option

Purchasing

100

88 USD

American

3 Jan 2020

0.3900 USD

Put Option

Purchasing

2,400

88 USD

American

3 Jan 2020

0.4020 USD

Put Option

Purchasing

300

89 USD

American

3 Jan 2020

0.7700 USD

Put Option

Purchasing

100

89 USD

American

3 Jan 2020

1.0600 USD

Put Option

Purchasing

200

89 USD

American

10 Jan 2020

1.0600 USD

Put Option

Purchasing

200

90 USD

American

3 Jan 2020

1.4300 USD

Put Option

Purchasing

100

91 USD

American

3 Jan 2020

2.6800 USD

Put Option

Selling

600

38 USD

American

21 Jan 2022

1.0900 USD

Put Option

Selling

100

55 USD

American

17 Jan 2020

0.0100 USD

Put Option

Selling

100

60 USD

American

17 Jan 2020

0.0100 USD

Put Option

Selling

300

75 USD

American

17 Jan 2020

0.0900 USD

Put Option

Selling

200

88 USD

American

10 Jan 2020

0.8800 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

2 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

200

94.0000

American

Jan 3, 2020

Put Options

Written

363,000

65.0000

American

Jan 17, 2020

Put Options

Written

9,500

88.0000

American

Jan 31, 2020

Call Options

Purchased

400

94.0000

American

Jan 10, 2020

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Call Options

Purchased

100

67.5000

American

Sep 18, 2020

Put Options

Written

4,200

77.5000

American

Jan 17, 2020

Call Options

Purchased

600

75.0000

American

May 15, 2020

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Call Options

Purchased

200

50.0000

American

Jan 21, 2022

Put Options

Written

13,300

75.0000

American

Feb 21, 2020

Put Options

Written

3,900

37.5000

American

Jan 21, 2022

Put Options

Written

9,200

85.5000

American

Jan 31, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Call Options

Purchased

3,300

87.5000

American

May 15, 2020

Call Options

Purchased

4,000

72.5000

American

Feb 21, 2020

Put Options

Written

1,900

70.0000

American

May 15, 2020

Put Options

Written

11,500

82.5000

American

Jan 17, 2020

Put Options

Written

2,900

75.0000

American

Jun 19, 2020

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Put Options

Written

11,300

87.5000

American

Feb 21, 2020

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-2,100

89.0000

American

Jan 17, 2020

Put Options

Purchased

-3,900

57.5000

American

Jan 17, 2020

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Put Options

Purchased

-2,300

90.0000

American

Jan 10, 2020

Put Options

Purchased

-200

88.5000

American

Jan 3, 2020

Call Options

Written

-8,300

70.0000

American

Feb 21, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-2,400

83.0000

American

Jan 3, 2020

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-1,000

91.5000

American

Jan 10, 2020

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Put Options

Purchased

-48,300

85.0000

American

May 15, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Call Options

Written

-1,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-17,700

90.0000

American

Jun 19, 2020

Call Options

Written

-200

105.0000

American

Feb 21, 2020

Put Options

Purchased

-2,200

88.0000

American

Jan 3, 2020

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-200

100.0000

American

Jan 3, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-11,700

97.5000

American

Jan 17, 2020

Put Options

Written

500

87.0000

American

Jan 17, 2020

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Call Options

Purchased

9,100

95.0000

American

Sep 18, 2020

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

1,100

72.5000

American

May 15, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

284,100

80.0000

American

Jan 17, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Call Options

Purchased

6,700

92.5000

American

May 15, 2020

Put Options

Written

1,500

88.0000

American

Jan 17, 2020

Put Options

Written

3,500

47.5000

American

Jan 17, 2020

Call Options

Purchased

7,200

95.0000

American

May 15, 2020

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Put Options

Written

500

83.0000

American

Jan 17, 2020

Call Options

Purchased

1,200

72.5000

American

Jun 19, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Put Options

Written

3,900

50.0000

American

Jan 17, 2020

Put Options

Written

1,100

82.5000

American

Sep 18, 2020

Put Options

Written

600

62.5000

American

Sep 18, 2020

Call Options

Purchased

1,000

92.5000

American

Feb 21, 2020

Call Options

Purchased

400

120.0000

American

Sep 18, 2020

Put Options

Written

49,000

95.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

85.0000

American

Feb 21, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

91.0000

American

Jan 3, 2020

Call Options

Purchased

800

67.5000

American

Feb 21, 2020

Put Options

Purchased

-1,200

95.0000

American

Feb 7, 2020

Put Options

Purchased

-200

85.0000

American

Sep 18, 2020

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Call Options

Written

-200

97.5000

American

Feb 21, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-5,900

90.0000

American

Jan 10, 2020

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-800

90.5000

American

Jan 3, 2020

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Put Options

Purchased

-300

86.0000

American

Jan 10, 2020

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Put Options

Purchased

-12,100

55.0000

American

Jan 17, 2020

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Call Options

Written

-11,600

130.0000

American

Jan 17, 2020

Call Options

Purchased

15,800

72.5000

American

Jan 17, 2020

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Purchased

500

62.5000

American

May 15, 2020

Put Options

Written

22,600

91.0000

American

Jan 17, 2020

Put Options

Written

1,000

88.5000

American

Jan 31, 2020

Put Options

Written

2,300

80.0000

American

Jan 10, 2020

Call Options

Purchased

1,000

92.0000

American

Jan 3, 2020

Call Options

Purchased

500

70.0000

American

Jun 19, 2020

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Put Options

Written

1,800

57.5000

American

Feb 21, 2020

Call Options

Purchased

500

97.5000

American

May 15, 2020

Call Options

Purchased

3,000

105.0000

American

Jun 19, 2020

Put Options

Written

16,500

62.5000

American

Jan 17, 2020

Call Options

Written

-900

85.0000

American

Sep 18, 2020

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Call Options

Written

-1,000

90.5000

American

Jan 31, 2020

Put Options

Purchased

-4,400

40.0000

American

Jan 21, 2022

Put Options

Purchased

-6,400

85.0000

American

Jan 17, 2020

Put Options

Purchased

-600

89.0000

American

Jan 3, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options

Purchased

-7,600

72.5000

American

Feb 21, 2020

Put Options

Purchased

-23,300

60.0000

American

Jan 17, 2020

Put Options

Purchased

-700

80.0000

American

May 15, 2020

Call Options

Written

-900

110.0000

American

Feb 21, 2020

Put Options

Purchased

-1,700

90.0000

American

Sep 18, 2020

Call Options

Written

-200

40.0000

American

Jan 21, 2022

Call Options

Written

-800

87.5000

American

Jan 3, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options

Written

-4,200

85.0000

American

May 15, 2020

Put Options

Purchased

-200

86.5000

American

Jan 3, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Put Options

Purchased

-1,300

75.0000

American

May 15, 2020

Put Options

Purchased

-3,600

97.5000

American

Feb 21, 2020

Call Options

Written

-8,300

95.0000

American

Jan 17, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-600

95.0000

American

Feb 21, 2020

Call Options

Written

-3,900

85.0000

American

Jun 19, 2020

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Put Options

Purchased

-120,000

85.0000

American

Feb 21, 2020

Put Options

Written

200

37.5000

American

Jan 15, 2021

Put Options

Written

175,000

80.0000

American

Jan 15, 2021

Call Options

Purchased

2,100

87.5000

American

Feb 21, 2020

Call Options

Purchased

200

87.5000

American

Jun 19, 2020

Call Options

Purchased

300

93.5000

American

Jan 3, 2020

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Put Options

Written

155,900

65.0000

American

Jun 19, 2020

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

100

92.0000

American

Jan 10, 2020

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Put Options

Written

100

85.0000

American

Jan 31, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

5,200

90.0000

American

Sep 18, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Put Options

Written

600

80.0000

American

Jun 19, 2020

Call Options

Purchased

7,700

80.0000

American

May 15, 2020

Call Options

Purchased

1,300

67.5000

American

Jan 15, 2021

Put Options

Written

5,100

77.5000

American

Jan 15, 2021

Call Options

Purchased

1,900

82.5000

American

Feb 21, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Put Options

Written

800

90.0000

American

Jan 3, 2020

Put Options

Written

400

90.0000

American

Jun 19, 2020

Call Options

Purchased

300

88.5000

American

Jan 3, 2020

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options

Written

-79,900

70.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

87.0000

American

Jan 10, 2020

Call Options

Written

-1,200

92.5000

American

Jan 31, 2020

Put Options

Purchased

-2,100

70.0000

American

Jan 15, 2021

Call Options

Written

-5,200

85.0000

American

Jan 15, 2021

Call Options

Written

-8,000

100.0000

American

Jan 15, 2021

Put Options

Purchased

-500

86.0000

American

Jan 3, 2020

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Call Options

Written

-600

89.5000

American

Jan 24, 2020

Call Options

Written

-1,200

77.5000

American

Feb 21, 2020

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Call Options

Written

-8,000

75.0000

American

Jan 17, 2020

Call Options

Written

-51,100

92.5000

American

Jan 15, 2021

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Put Options

Purchased

-200

87.5000

American

Sep 18, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Call Options

Written

-4,200

93.5000

American

Jan 31, 2020

Call Options

Written

-6,800

105.0000

American

Jan 17, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-300

87.5000

American

Jan 3, 2020

Call Options

Written

-100

45.0000

American

Jan 21, 2022

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-11,900

92.5000

American

Feb 21, 2020

Call Options

Written

-4,600

115.0000

American

Jan 17, 2020

Call Options

Written

-11,800

90.0000

American

Jan 31, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-200

110.0000

American

Sep 18, 2020

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-200

88.5000

American

Jan 10, 2020

Put Options

Purchased

-2,900

90.0000

American

Feb 21, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Put Options

Written

4,800

86.0000

American

Jan 24, 2020

Call Options

Purchased

24,900

90.0000

American

Feb 21, 2020

Put Options

Written

400

82.5000

American

Feb 21, 2020

Put Options

Written

100

67.5000

American

May 15, 2020

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

11,500

75.0000

American

Sep 18, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Put Options

Written

3,400

67.5000

American

Jan 17, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Call Options

Purchased

300

91.0000

American

Jan 10, 2020

Call Options

Purchased

200

65.0000

American

May 15, 2020

Put Options

Written

100

77.5000

American

Sep 18, 2020

Put Options

Written

17,100

85.0000

American

Jan 24, 2020

Call Options

Purchased

11,700

70.0000

American

Jan 17, 2020

Put Options

Written

100

65.0000

American

May 15, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Put Options

Written

12,100

70.0000

American

Feb 21, 2020

Call Options

Purchased

8,400

90.0000

American

May 15, 2020

Put Options

Written

8,300

86.5000

American

Jan 24, 2020

Call Options

Purchased

300

93.0000

American

Jan 3, 2020

Put Options

Written

100

83.5000

American

Jan 31, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-4,600

91.0000

American

Jan 31, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-700

95.0000

American

Jan 15, 2021

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Call Options

Written

-2,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-300

60.0000

American

Feb 21, 2020

Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020

Put Options

Purchased

-3,800

75.0000

American

Jan 17, 2020

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Call Options

Written

-100

90.5000

American

Jan 10, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Put Options

Purchased

-300

97.5000

American

Jan 17, 2020

Put Options

Purchased

-400

100.0000

American

Jan 15, 2021

Put Options

Purchased

-400

130.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

82.5000

American

May 15, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Call Options

Written

-100,300

120.0000

American

Jan 17, 2020

Call Options

Written

-100

37.5000

American

Jan 21, 2022

Put Options

Purchased

-1,800

100.0000

American

Feb 21, 2020

Call Options

Written

-3,300

145.0000

American

Jan 17, 2020

Put Options

Purchased

-400

94.5000

American

Feb 7, 2020

Put Options

Purchased

-26,000

92.5000

American

Jan 17, 2020

Put Options

Purchased

-400

92.5000

American

Feb 21, 2020

Put Options

Purchased

-700

80.0000

American

Jan 15, 2021

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options

Written

29,600

70.0000

American

Jun 19, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Put Options

Written

100

57.5000

American

Sep 18, 2020

Put Options

Written

8,900

80.0000

American

Jan 17, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Call Options

Purchased

8,400

90.0000

American

Jan 3, 2020

Put Options

Written

1,100

75.0000

American

Jan 15, 2021

Put Options

Written

400

50.0000

American

Feb 21, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Call Options

Purchased

100

90.0000

American

Jan 15, 2021

Call Options

Purchased

100

70.0000

American

May 15, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Call Options

Purchased

23,000

67.5000

American

Jan 17, 2020

Call Options

Purchased

4,900

75.0000

American

Feb 21, 2020

Put Options

Written

600

87.5000

American

May 15, 2020

Call Options

Purchased

23,800

80.0000

American

Feb 21, 2020

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Call Options

Written

-53,800

82.5000

American

Jan 17, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-300

88.0000

American

Jan 10, 2020

Put Options

Purchased

-4,400

70.0000

American

Jan 17, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Put Options

Purchased

-500

86.0000

American

Jan 17, 2020

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Put Options

Purchased

-2,200

87.5000

American

Jan 17, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Put Options

Written

19,100

85.0000

American

Feb 21, 2020

Call Options

Purchased

200

55.0000

American

Jan 21, 2022

Put Options

Written

100

65.0000

American

Sep 18, 2020

Put Options

Written

5,800

105.0000

American

Jan 17, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

3,600

100.0000

American

Feb 21, 2020

Put Options

Written

1,000

77.5000

American

Jun 19, 2020

Call Options

Purchased

100

94.0000

American

Jan 17, 2020

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options

Purchased

2,200

105.0000

American

May 15, 2020

Put Options

Written

300

65.0000

American

Jan 15, 2021

Call Options

Purchased

800

89.0000

American

Jan 17, 2020

Call Options

Purchased

500

91.5000

American

Jan 3, 2020

Put Options

Written

5,000

67.5000

American

Feb 21, 2020

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Put Options

Written

14,500

67.5000

American

Jun 19, 2020

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Call Options

Purchased

11,400

90.0000

American

Jan 17, 2020

Call Options

Purchased

1,300

105.0000

American

Sep 18, 2020

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options

Written

-100

87.0000

American

Jan 10, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Written

-10,800

87.5000

American

Jan 17, 2020

Call Options

Written

-1,100

62.5000

American

Jan 17, 2020

Call Options

Written

-6,700

105.0000

American

Jan 15, 2021

Put Options

Purchased

-15,400

95.0000

American

Feb 21, 2020

Put Options

Purchased

-200

89.5000

American

Jan 3, 2020

Put Options

Purchased

-3,100

81.5000

American

Jan 3, 2020

Call Options

Written

-400

82.5000

American

May 15, 2020

Call Options

Written

-10,800

85.0000

American

Jan 17, 2020

Call Options

Written

-4,000

100.0000

American

Jun 19, 2020

Call Options

Written

-500

89.0000

American

Jan 3, 2020

Call Options

Written

-800

65.0000

American

Jan 17, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Call Options

Written

-300

88.0000

American

Jan 10, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Put Options

Purchased

-1,900

91.0000

American

Jan 3, 2020

Call Options

Written

-67,400

100.0000

American

Jan 17, 2020

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Put Options

Written

400

85.0000

American

Jan 15, 2021

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

8,000

77.5000

American

Jan 17, 2020

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Put Options

Written

600

72.5000

American

May 15, 2020

Call Options

Purchased

300

89.0000

American

Jan 10, 2020

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Call Options

Purchased

400

82.5000

American

Jun 19, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options

Purchased

7,300

77.5000

American

Jan 15, 2021

Call Options

Purchased

4,700

100.0000

American

May 15, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Written

17,000

65.0000

American

Feb 21, 2020

Put Options

Written

16,200

80.0000

American

Feb 21, 2020

Call Options

Purchased

100

92.0000

American

Jan 17, 2020

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Put Options

Purchased

-9,700

100.0000

American

Jan 17, 2020

Put Options

Purchased

-100,000

85.0000

American

Jan 15, 2021

Call Options

Written

-400

86.0000

American

Jan 24, 2020

Call Options

Written

-1,500

110.0000

American

May 15, 2020

Call Options

Written

-5,700

95.0000

American

Jan 15, 2021

Call Options

Written

-4,700

100.0000

American

Sep 18, 2020

Put Options

Purchased

-11,800

90.0000

American

Jan 17, 2020

Put Options

Purchased

-4,700

72.5000

American

Jan 17, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-1,700

80.0000

American

Jan 15, 2021

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Call Options

Written

-4,200

92.5000

American

Jan 17, 2020

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Put Options

Purchased

-100

90.5000

American

Jan 10, 2020

Put Options

Purchased

-5,200

77.5000

American

Feb 21, 2020

Put Options

Purchased

-13,300

86.5000

American

Jan 10, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 689482
Time of Receipt (offset from UTC): 20200102T081225+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC