FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 30 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,002,901

1.22%

3,171,170

0.97%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,877,200

0.88%

2,454,811

0.75%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

812,300

0.25%

488,700

0.15%

 

 

 

 

(4)

TOTAL:

 

 

 

 

7,692,401

2.34%

6,114,681

1.86%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

2

190.9500 USD
Purchase

15

190.8500 USD
Purchase

68

190.9970 USD
Purchase

100

190.5600 USD
Purchase

100

190.8100 USD
Purchase

100

190.7200 USD
Purchase

300

191.3800 USD
Purchase

336

190.7181 USD
Purchase

471

191.2054 USD
Purchase

493

190.6633 USD
Purchase

500

190.8320 USD
Purchase

500

190.6700 USD
Purchase

667

190.7407 USD
Purchase

697

190.8581 USD
Purchase

700

190.9000 USD
Purchase

800

190.9262 USD
Purchase

900

191.0605 USD
Purchase

1,013

190.8864 USD
Purchase

1,700

190.9973 USD
Purchase

10,238

190.5700 USD
Purchase

20,985

190.7206 USD
Purchase

37,521

190.7768 USD
Sale

15

190.8500 USD
Sale

68

190.9970 USD
Sale

100

191.0800 USD
Sale

100

190.9700 USD
Sale

100

190.6100 USD
Sale

125

190.4276 USD
Sale

200

190.9800 USD
Sale

297

190.7645 USD
Sale

500

190.9810 USD
Sale

585

190.6024 USD
Sale

617

190.5597 USD
Sale

782

190.7430 USD
Sale

800

191.1181 USD
Sale

830

190.7535 USD
Sale

902

190.8901 USD
Sale

1,200

191.0041 USD
Sale

2,096

190.7010 USD
Sale

2,870

190.8249 USD
Sale

4,810

190.7881 USD
Sale

10,141

190.8814 USD
Sale

10,412

190.5700 USD
Sale

16,064

190.7166 USD
Sale

24,066

190.7539 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money

 

selling,

securities

 

 

 

paid/

 

varying etc

to which

 

 

 

received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

500

190 USD

American

3 Jan 2020

0.8900 USD

Call Option

Selling

500

193 USD

American

3 Jan 2020

0.2300 USD

Put Option

Purchasing

200

170 USD

American

21 Jan 2022

7.6800 USD

Put Option

Purchasing

500

190 USD

American

3 Jan 2020

0.3800 USD

Put Option

Selling

5,000

115 USD

American

20 Mar 2020

0.1700 USD

Put Option

Selling

200

150 USD

American

21 Jan 2022

4.5800 USD

Put Option

Selling

500

188 USD

American

3 Jan 2020

1.0400 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

2 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

200

180.0000

American

Jan 15, 2021

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Call Options

Purchased

300

192.5000

American

Jan 31, 2020

Put Options

Written

100

120.0000

American

Jan 17, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

300

135.0000

American

Feb 21, 2020

Call Options

Purchased

1,700

190.0000

American

Feb 21, 2020

Put Options

Written

500

185.0000

American

Jun 19, 2020

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Call Options

Purchased

4,200

250.0000

American

Jan 17, 2020

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

11,700

160.0000

American

Jun 19, 2020

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-10,500

125.0000

American

Jan 17, 2020

Put Options

Purchased

-100

185.0000

American

Jan 21, 2022

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Call Options

Written

-2,000

180.0000

American

Feb 21, 2020

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Call Options

Written

-1,100

185.0000

American

Feb 21, 2020

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Call Options

Written

-2,700

150.0000

American

Jan 15, 2021

Put Options

Written

400

125.0000

American

Jan 15, 2021

Call Options

Purchased

200

192.5000

American

Jan 24, 2020

Call Options

Purchased

3,000

180.0000

American

Jan 17, 2020

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

2,100

185.0000

American

Mar 20, 2020

Put Options

Written

200

150.0000

American

Jan 21, 2022

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

200

185.0000

American

Jan 17, 2020

Call Options

Purchased

5,900

160.0000

American

Jan 17, 2020

Put Options

Written

600

185.0000

American

May 15, 2020

Put Options

Written

400

110.0000

American

Feb 21, 2020

Put Options

Written

13,500

165.0000

American

Jan 17, 2020

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

190.0000

American

Jun 19, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-2,800

175.0000

American

Jan 17, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-500

192.5000

American

Jan 3, 2020

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Put Options

Written

400

170.0000

American

Jan 15, 2021

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Call Options

Purchased

1,300

195.0000

American

Jan 17, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Call Options

Purchased

100

190.0000

American

Jan 24, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Call Options

Written

-29,200

150.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-3,300

100.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Call Options

Written

-100

195.0000

American

Jan 3, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Purchased

500

190.0000

American

Jan 3, 2020

Put Options

Written

33,000

140.0000

American

Jan 17, 2020

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Call Options

Purchased

105,900

190.0000

American

Jan 17, 2020

Put Options

Written

500

187.5000

American

Jan 3, 2020

Put Options

Written

14,800

160.0000

American

Feb 21, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

50,200

140.0000

American

Feb 21, 2020

Call Options

Purchased

6,700

190.0000

American

Jan 15, 2021

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Put Options

Written

7,000

160.0000

American

Jan 17, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Put Options

Purchased

-500

190.0000

American

Jan 3, 2020

Call Options

Written

-300

192.5000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-4,200

155.0000

American

Jan 17, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Put Options

Written

500

185.0000

American

Feb 21, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Put Options

Written

2,000

180.0000

American

Jan 17, 2020

Put Options

Written

500

180.0000

American

May 15, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-2,100

175.0000

American

Jan 17, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Call Options

Written

-5,600

200.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Call Options

Written

-19,500

185.0000

American

Jan 17, 2020

Call Options

Written

-200

185.0000

American

Jun 19, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options

Purchased

-200

170.0000

American

Jan 21, 2022

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Call Options

Purchased

200

195.0000

American

Feb 21, 2020

Put Options

Written

200

185.0000

American

Jan 10, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options

Purchased

1,700

220.0000

American

Mar 20, 2020

Put Options

Written

600

135.0000

American

Jan 17, 2020

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-300

180.0000

American

Mar 20, 2020

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Put Options

Purchased

-19,300

95.0000

American

Jan 17, 2020

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options

Written

43,400

170.0000

American

Jan 17, 2020

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

100,000

190.0000

American

Jan 17, 2020

Call Options

Purchased

4,600

145.0000

American

Jan 17, 2020

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Put Options

Written

100

150.0000

American

Mar 20, 2020

Call Options

Purchased

11,200

195.0000

American

Jan 15, 2021

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Put Options

Purchased

-8,500

140.0000

American

Mar 20, 2020

Call Options

Written

-100

110.0000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-500

130.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 689480
Time of Receipt (offset from UTC): 20200102T080301+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC