FORM 8.3 - ALLERGAN PLC - AMENDMENT

LONDON--()-- 

FORM 8.3

Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 26 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,020,913

1.22%

3,168,113

0.97%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,877,200

0.88%

2,385,804

0.73%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

805,300

0.25%

489,900

0.15%

 

 

 

 

(4)

TOTAL:

 

 

 

 

7,703,413

2.35%

6,043,817

1.84%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

26

191.5800 USD

Purchase

60

191.8200 USD

Purchase

100

191.3800 USD

Purchase

100

191.7900 USD

Purchase

100

192.1400 USD

Purchase

100

191.6100 USD

Purchase

200

191.5950 USD

Purchase

294

191.4126 USD

Purchase

300

191.7250 USD

Purchase

394

191.7395 USD

Purchase

400

191.7717 USD

Purchase

624

191.6405 USD

Purchase

800

191.8562 USD

Purchase

1,100

191.7572 USD

Purchase

1,214

191.9947 USD

Purchase

1,365

191.9083 USD

Purchase

1,398

192.0205 USD

Purchase

1,900

191.5342 USD

Purchase

2,340

191.7105 USD

Purchase

2,700

191.6296 USD

Purchase

2,905

191.9024 USD

Purchase

2,928

191.6932 USD

Purchase

6,934

191.8170 USD

Purchase

10,996

191.7590 USD

Purchase

20,957

191.4200 USD

Purchase

61,949

191.5495 USD

Purchase

217,505

191.5915 USD

Sale

20

191.4600 USD

Sale

100

191.6450 USD

Sale

100

191.8400 USD

Sale

100

191.3500 USD

Sale

100

191.9400 USD

Sale

100

191.9450 USD

Sale

100

191.9800 USD

Sale

100

192.0250 USD

Sale

100

192.0400 USD

Sale

100

191.3900 USD

Sale

174

191.3800 USD

Sale

200

191.8950 USD

Sale

200

191.9100 USD

Sale

200

191.8900 USD

Sale

223

191.9356 USD

Sale

242

191.9078 USD

Sale

300

191.3933 USD

Sale

300

192.0733 USD

Sale

475

191.5572 USD

Sale

500

192.1300 USD

Sale

500

192.0620 USD

Sale

700

191.4271 USD

Sale

700

191.8178 USD

Sale

800

130.0000 USD

Sale

1,066

192.0565 USD

Sale

1,540

191.5348 USD

Sale

1,896

191.5983 USD

Sale

1,900

191.5342 USD

Sale

2,100

191.5652 USD

Sale

2,266

191.4998 USD

Sale

2,272

191.5487 USD

Sale

2,600

191.6290 USD

Sale

3,000

191.6960 USD

Sale

3,026

191.5423 USD

Sale

4,447

191.5778 USD

Sale

11,906

191.5800 USD

Sale

17,904

191.5952 USD

Sale

19,763

191.8187 USD

Sale

21,157

191.4200 USD

Sale

33,853

191.5866 USD

Sale

202,959

191.5859 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/

 

varying etc

to which

 

 

 

received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

1,300

200 USD

American

17 Jan 2020

0.0623 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

30 Dec 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date

 

 

to which the option

 

 

 

or derivative

 

 

 

relates

 

Put Options

Written

100

120.0000

American Jan 17, 2020

Call Options

Purchased

1,300

100.0000

American Jan 15, 2021

Call Options

Purchased

200

190.0000

American Jan 21, 2022

Put Options

Written

700

95.0000

American Jan 15, 2021

Call Options

Purchased

4,200

250.0000

American Jan 17, 2020

Call Options

Purchased

2,500

175.0000

American Jan 15, 2021

Put Options

Written

700

100.0000

American Jan 15, 2021

Put Options

Written

300

135.0000

American Feb 21, 2020

Call Options

Purchased

9,100

185.0000

American Jan 15, 2021

Put Options

Written

500

185.0000

American Jun 19, 2020

Call Options

Purchased

1,700

190.0000

American Feb 21, 2020

Put Options

Written

200

180.0000

American Jan 15, 2021

Call Options

Purchased

300

192.5000

American Jan 31, 2020

Put Options

Written

1,100

100.0000

American Feb 21, 2020

Put Options

Written

900

90.0000

American Feb 21, 2020

Call Options

Written

-600

220.0000

American May 15, 2020

Call Options

Written

-5,500

160.0000

American Mar 20, 2020

Put Options

Purchased

-50,000

160.0000

American Feb 21, 2020

Put Options

Purchased

-300

165.0000

American Jan 15, 2021

Put Options

Purchased

-500

190.0000

American Dec 27, 2019

Put Options

Purchased

-4,500

70.0000

American Jan 15, 2021

Put Options

Purchased

-700

155.0000

American Jan 17, 2020

Put Options

Purchased

-1,500

155.0000

American Feb 21, 2020

Call Options

Written

-2,100

125.0000

American Jan 15, 2021

Put Options

Written

36,400

105.0000

American Jan 15, 2021

Put Options

Written

500

80.0000

American Feb 21, 2020

Call Options

Purchased

3,400

170.0000

American Jan 15, 2021

Put Options

Written

66,500

140.0000

American Mar 20, 2020

Put Options

Written

11,700

160.0000

American Jun 19, 2020

Put Options

Written

18,500

150.0000

American May 15, 2020

Put Options

Purchased

-100

185.0000

American Jan 21, 2022

Put Options

Purchased

-100

155.0000

American Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American Jan 15, 2021

Put Options

Purchased

-16,800

115.0000

American Jan 15, 2021

Call Options

Written

-300

150.0000

American Feb 21, 2020

Put Options

Purchased

-10,500

125.0000

American Jan 17, 2020

Put Options

Purchased

-300

80.0000

American Jan 15, 2021

Call Options

Written

-2,700

150.0000

American Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American Jan 17, 2020

Call Options

Written

-1,100

290.0000

American Jan 17, 2020

Put Options

Purchased

-1,200

65.0000

American Jan 15, 2021

Call Options

Written

-1,100

185.0000

American Feb 21, 2020

Call Options

Written

-2,000

180.0000

American Feb 21, 2020

Put Options

Purchased

-5,300

110.0000

American Jan 17, 2020

Call Options

Purchased

5,100

170.0000

American Feb 21, 2020

Call Options

Purchased

1,000

190.0000

American Jun 19, 2020

Call Options

Purchased

200

192.5000

American Jan 24, 2020

Put Options

Written

400

65.0000

American Jan 17, 2020

Call Options

Purchased

5,900

160.0000

American Jan 17, 2020

Call Options

Purchased

9,500

170.0000

American Jun 19, 2020

Call Options

Purchased

3,000

180.0000

American Jan 17, 2020

Put Options

Written

600

185.0000

American May 15, 2020

Put Options

Written

13,500

165.0000

American Jan 17, 2020

Put Options

Written

2,100

185.0000

American Mar 20, 2020

Put Options

Written

400

110.0000

American Feb 21, 2020

Put Options

Written

100

145.0000

American Jan 15, 2021

Call Options

Purchased

100

190.0000

American Mar 20, 2020

Call Options

Purchased

3,300

165.0000

American Jan 15, 2021

Put Options

Written

400

125.0000

American Jan 15, 2021

Put Options

Written

200

185.0000

American Jan 17, 2020

Call Options

Written

-200

140.0000

American Feb 21, 2020

Put Options

Purchased

-66,500

160.0000

American Mar 20, 2020

Call Options

Written

-4,500

220.0000

American Jan 17, 2020

Call Options

Written

-2,800

175.0000

American Jan 17, 2020

Call Options

Purchased

1,900

180.0000

American Jan 15, 2021

Put Options

Written

3,800

165.0000

American Jun 19, 2020

Put Options

Written

400

170.0000

American Jan 15, 2021

Call Options

Purchased

300

145.0000

American Jan 15, 2021

Call Options

Purchased

4,100

170.0000

American Jan 17, 2020

Call Options

Purchased

100

190.0000

American Jan 24, 2020

Call Options

Purchased

1,300

195.0000

American Jan 17, 2020

Call Options

Purchased

500

220.0000

American Jan 21, 2022

Call Options

Purchased

100

165.0000

American Feb 21, 2020

Put Options

Written

6,400

95.0000

American Jun 19, 2020

Call Options

Purchased

800

160.0000

American Jan 21, 2022

Put Options

Written

48,000

140.0000

American Jun 19, 2020

Call Options

Written

-100

135.0000

American Jan 15, 2021

Put Options

Purchased

-3,300

100.0000

American Jan 17, 2020

Put Options

Purchased

-2,300

170.0000

American Jun 19, 2020

Call Options

Written

-29,700

150.0000

American Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American Jan 17, 2020

Put Options

Purchased

-1,500

150.0000

American Jan 17, 2020

Put Options

Purchased

-2,600

75.0000

American Jan 15, 2021

Call Options

Written

-500

220.0000

American Jan 15, 2021

Call Options

Written

-2,000

130.0000

American Feb 21, 2020

Call Options

Written

-7,000

300.0000

American Jan 17, 2020

Call Options

Written

-600

195.0000

American Jan 3, 2020

Call Options

Purchased

6,700

190.0000

American Jan 15, 2021

Put Options

Written

2,000

115.0000

American Feb 21, 2020

Call Options

Purchased

105,900

190.0000

American Jan 17, 2020

Put Options

Written

2,500

120.0000

American Feb 21, 2020

Put Options

Written

50,200

140.0000

American Feb 21, 2020

Put Options

Written

30,100

140.0000

American Jan 17, 2020

Put Options

Written

6,700

140.0000

American Jan 15, 2021

Call Options

Purchased

1,400

180.0000

American Jan 21, 2022

Put Options

Written

14,800

160.0000

American Feb 21, 2020

Put Options

Written

14,300

160.0000

American Mar 20, 2020

Put Options

Written

1,800

145.0000

American Jun 19, 2020

Put Options

Written

7,000

120.0000

American Jun 19, 2020

Put Options

Written

7,000

160.0000

American Jan 17, 2020

Put Options

Written

4,700

80.0000

American Jan 17, 2020

Call Options

Purchased

400

200.0000

American Jan 15, 2021

Call Options

Written

-100

165.0000

American Jun 19, 2020

Call Options

Written

-100

120.0000

American Jan 15, 2021

Put Options

Purchased

-12,400

150.0000

American Jan 15, 2021

Call Options

Written

-1,500

270.0000

American Jan 17, 2020

Call Options

Written

-4,200

155.0000

American Jan 17, 2020

Call Options

Written

-600

205.0000

American Jan 17, 2020

Call Options

Written

-1,700

225.0000

American Jan 17, 2020

Call Options

Written

-100

240.0000

American Jan 17, 2020

Call Options

Written

-200

140.0000

American Jun 19, 2020

Call Options

Written

-300

192.5000

American Jan 17, 2020

Call Options

Purchased

4,300

165.0000

American Jan 17, 2020

Put Options

Written

100

165.0000

American May 15, 2020

Put Options

Written

13,700

75.0000

American Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American Jan 15, 2021

Put Options

Written

500

180.0000

American May 15, 2020

Call Options

Purchased

300

190.0000

American Dec 27, 2019

Put Options

Written

2,000

180.0000

American Jan 17, 2020

Put Options

Written

3,300

165.0000

American Mar 20, 2020

Put Options

Written

500

185.0000

American Feb 21, 2020

Put Options

Purchased

-300

160.0000

American Jan 15, 2021

Put Options

Purchased

-400

120.0000

American Jan 15, 2021

Put Options

Purchased

-2,300

90.0000

American Jan 15, 2021

Call Options

Written

-200

110.0000

American Jan 15, 2021

Put Options

Purchased

-400

115.0000

American Jan 17, 2020

Put Options

Purchased

-100

150.0000

American Jun 19, 2020

Call Options

Written

-900

175.0000

American Jun 19, 2020

Call Options

Written

-2,400

165.0000

American Mar 20, 2020

Put Options

Purchased

-100

85.0000

American Jan 17, 2020

Call Options

Written

-22,800

210.0000

American Jan 17, 2020

Call Options

Written

-19,500

185.0000

American Jan 17, 2020

Put Options

Purchased

-1,700

185.0000

American Jan 15, 2021

Call Options

Written

-5,600

200.0000

American Jan 17, 2020

Call Options

Written

-100

160.0000

American Jun 19, 2020

Call Options

Written

-200

185.0000

American Jun 19, 2020

Put Options

Purchased

-2,100

175.0000

American Jan 17, 2020

Call Options

Written

-2,800

230.0000

American Jan 17, 2020

Put Options

Written

8,400

170.0000

American Feb 21, 2020

Call Options

Purchased

3,800

175.0000

American Feb 21, 2020

Put Options

Written

600

135.0000

American Jan 17, 2020

Put Options

Written

1,300

90.0000

American Jan 17, 2020

Put Options

Written

200

185.0000

American Jan 10, 2020

Call Options

Purchased

200

195.0000

American Feb 21, 2020

Put Options

Written

7,100

145.0000

American Jan 17, 2020

Call Options

Purchased

1,700

220.0000

American Mar 20, 2020

Put Options

Written

500

187.5000

American Dec 27, 2019

Put Options

Purchased

-106,300

130.0000

American Jan 17, 2020

Call Options

Written

-1,000

200.0000

American Feb 21, 2020

Call Options

Written

-100

215.0000

American Jan 17, 2020

Put Options

Purchased

-100

175.0000

American Jan 15, 2021

Put Options

Purchased

-100

130.0000

American Jan 15, 2021

Put Options

Purchased

-19,300

95.0000

American Jan 17, 2020

Call Options

Written

-300

180.0000

American Mar 20, 2020

Call Options

Written

-200

180.0000

American Jun 19, 2020

Call Options

Written

-200

185.0000

American Mar 20, 2020

Put Options

Written

43,400

170.0000

American Jan 17, 2020

Call Options

Purchased

11,200

195.0000

American Jan 15, 2021

Call Options

Purchased

1,200

192.5000

American Dec 27, 2019

Put Options

Written

100

150.0000

American Mar 20, 2020

Put Options

Written

100,000

190.0000

American Jan 17, 2020

Put Options

Written

25,000

150.0000

American Jan 17, 2020

Call Options

Purchased

4,600

145.0000

American Jan 17, 2020

Put Options

Written

5,600

145.0000

American Feb 21, 2020

Put Options

Written

31,900

150.0000

American Feb 21, 2020

Call Options

Written

-100

110.0000

American Jan 17, 2020

Call Options

Written

-600

250.0000

American Jan 15, 2021

Call Options

Written

-1,000

185.0000

American May 15, 2020

Call Options

Written

-4,500

260.0000

American Jan 17, 2020

Call Options

Written

-1,300

130.0000

American Jan 17, 2020

Put Options

Purchased

-4,500

130.0000

American Feb 21, 2020

Put Options

Purchased

-8,500

140.0000

American Mar 20, 2020

Call Options

Written

-1,500

140.0000

American Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 689357
Time of Receipt (offset from UTC): 20191230T143915+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC