Form 8.3 - Abbvie Plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

27 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,152,899

0.21%

5,280,735

0.36%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

5,205,856

0.35%

474,700

0.03%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,604,300

0.18%

1,168,600

0.08%

 

 

 

 

TOTAL:

 

 

 

 

10,963,055

0.74%

6,924,035

0.47%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

30

89.1100 USD

Purchase

50

89.2500 USD

Purchase

100

89.0000 USD

Purchase

100

89.0300 USD

Purchase

100

89.1200 USD

Purchase

100

89.2400 USD

Purchase

101

89.0994 USD

Purchase

122

89.0500 USD

Purchase

148

89.2283 USD

Purchase

195

89.4400 USD

Purchase

199

88.9846 USD

Purchase

200

89.3850 USD

Purchase

229

89.1314 USD

Purchase

239

89.0560 USD

Purchase

300

89.0800 USD

Purchase

300

89.2216 USD

Purchase

301

89.0200 USD

Purchase

350

89.0242 USD

Purchase

500

89.0610 USD

Purchase

600

89.2749 USD

Purchase

664

89.8300 USD

Purchase

794

89.0331 USD

Purchase

885

89.3939 USD

Purchase

900

89.0288 USD

Purchase

900

89.0733 USD

Purchase

933

89.1143 USD

Purchase

936

89.0576 USD

Purchase

969

89.0772 USD

Purchase

1,000

89.0985 USD

Purchase

1,000

89.1370 USD

Purchase

1,271

89.1198 USD

Purchase

1,300

89.1653 USD

Purchase

2,221

89.1075 USD

Purchase

2,851

89.0623 USD

Purchase

2,870

89.1146 USD

Purchase

2,999

89.2144 USD

Purchase

3,000

89.1400 USD

Purchase

3,000

89.2611 USD

Purchase

3,100

89.1600 USD

Purchase

3,499

89.1614 USD

Purchase

4,200

89.1052 USD

Purchase

6,200

89.2078 USD

Purchase

6,602

89.1688 USD

Purchase

7,106

89.1882 USD

Purchase

8,949

89.1668 USD

Purchase

12,200

89.1719 USD

Purchase

13,000

89.1771 USD

Purchase

15,496

89.3440 USD

Purchase

15,518

89.2024 USD

Purchase

17,696

89.8500 USD

Purchase

20,698

89.2746 USD

Purchase

32,968

89.2000 USD

Purchase

35,830

89.1855 USD

Purchase

57,527

89.2706 USD

Purchase

99,945

89.2118 USD

Sale

61

89.1300 USD

Sale

82

89.7000 USD

Sale

100

89.0000 USD

Sale

185

89.3358 USD

Sale

200

89.1900 USD

Sale

215

89.1565 USD

Sale

218

89.2091 USD

Sale

220

89.2300 USD

Sale

300

89.2250 USD

Sale

300

89.2216 USD

Sale

300

90.0180 USD

Sale

318

89.3636 USD

Sale

559

89.2837 USD

Sale

583

89.4266 USD

Sale

665

89.1806 USD

Sale

712

89.2342 USD

Sale

1,000

89.1370 USD

Sale

1,000

89.0985 USD

Sale

1,579

89.2066 USD

Sale

1,700

89.1558 USD

Sale

1,892

89.2525 USD

Sale

2,046

89.2505 USD

Sale

2,202

89.2075 USD

Sale

2,800

89.1600 USD

Sale

3,000

89.1400 USD

Sale

3,342

89.0569 USD

Sale

3,800

89.3494 USD

Sale

4,700

89.2136 USD

Sale

5,300

89.1128 USD

Sale

6,000

89.2400 USD

Sale

6,400

89.1577 USD

Sale

12,990

89.0768 USD

Sale

15,066

89.2036 USD

Sale

15,496

89.3440 USD

Sale

17,170

89.2639 USD

Sale

17,696

89.8500 USD

Sale

36,187

89.2537 USD

Sale

54,137

89.2000 USD

Sale

71,180

89.2133 USD

Sale

73,958

89.2087 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

2,200

85 USD

American

21 Feb 2020

5.4500 USD

Call Option

Purchasing

200

89 USD

American

10 Jan 2020

1.5000 USD

Call Option

Purchasing

2,000

90 USD

American

17 Jan 2020

1.3635 USD

Call Option

Purchasing

100

91 USD

American

10 Jan 2020

0.6600 USD

Call Option

Purchasing

100

92 USD

American

17 Jan 2020

0.6000 USD

Call Option

Purchasing

300

95 USD

American

18 Sep 2020

4.3000 USD

Call Option

Purchasing

2,900

105 USD

American

19 Jun 2020

0.9300 USD

Call Option

Selling

100

75 USD

American

17 Jan 2020

14.3900 USD

Call Option

Selling

200

80 USD

American

17 Jan 2020

9.6100 USD

Call Option

Selling

200

88 USD

American

10 Jan 2020

2.1400 USD

Call Option

Selling

1,400

90 USD

American

27 Dec 2019

0.1357 USD

Call Option

Selling

300

91 USD

American

3 Jan 2020

0.2900 USD

Call Option

Selling

2,800

94 USD

American

31 Jan 2020

0.8300 USD

Call Option

Selling

2,900

98 USD

American

17 Jan 2020

0.0700 USD

Put Option

Purchasing

6,000

73 USD

American

21 Feb 2020

0.2800 USD

Put Option

Purchasing

5,100

78 USD

American

21 Feb 2020

0.6200 USD

Put Option

Purchasing

500

80 USD

American

21 Feb 2020

0.9380 USD

Put Option

Purchasing

400

87 USD

American

10 Jan 2020

0.5900 USD

Put Option

Purchasing

700

87 USD

American

10 Jan 2020

0.5914 USD

Put Option

Purchasing

200

88 USD

American

3 Jan 2020

0.2900 USD

Put Option

Purchasing

1,500

89 USD

American

27 Dec 2019

0.1900 USD

Put Option

Purchasing

100

89 USD

American

3 Jan 2020

0.7500 USD

Put Option

Purchasing

500

89 USD

American

17 Jan 2020

2.3100 USD

Put Option

Purchasing

2,000

90 USD

American

10 Jan 2020

1.8000 USD

Put Option

Purchasing

2,000

90 USD

American

17 Jan 2020

3.0000 USD

Put Option

Purchasing

1,700

90 USD

American

18 Sep 2020

8.8500 USD

Put Option

Purchasing

400

95 USD

American

7 Feb 2020

7.1000 USD

Put Option

Purchasing

1,200

95 USD

American

7 Feb 2020

7.5000 USD

Put Option

Purchasing

15,400

95 USD

American

21 Feb 2020

7.7444 USD

Put Option

Selling

200

38 USD

American

21 Jan 2022

0.9600 USD

Put Option

Selling

100

63 USD

American

15 May 2020

0.3600 USD

Put Option

Selling

10,400

70 USD

American

21 Feb 2020

0.1600 USD

Put Option

Selling

1,700

70 USD

American

15 May 2020

0.8100 USD

Put Option

Selling

5,200

75 USD

American

21 Feb 2020

0.4215 USD

Put Option

Selling

1,100

80 USD

American

10 Jan 2020

0.0663 USD

Put Option

Selling

500

87 USD

American

17 Jan 2020

1.3900 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

30 Dec 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

 

to which the option

 

 

 

 

or derivative

 

 

 

 

relates

 

 

 

Put Options

Written

1,900

70.0000

American

May 15, 2020

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Put Options

Written

363,000

65.0000

American

Jan 17, 2020

Put Options

Written

11,300

87.5000

American

Feb 21, 2020

Put Options

Written

11,500

82.5000

American

Jan 17, 2020

Call Options

Purchased

4,000

72.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Put Options

Written

400

85.0000

American

Dec 27, 2019

Call Options

Purchased

400

94.0000

American

Jan 10, 2020

Call Options

Purchased

100

67.5000

American

Sep 18, 2020

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Put Options

Written

3,300

37.5000

American

Jan 21, 2022

Put Options

Written

2,900

75.0000

American

Jun 19, 2020

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Put Options

Written

13,300

75.0000

American

Feb 21, 2020

Put Options

Written

9,500

88.0000

American

Jan 31, 2020

Put Options

Written

4,200

77.5000

American

Jan 17, 2020

Call Options

Purchased

3,300

87.5000

American

May 15, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Call Options

Purchased

200

94.0000

American

Jan 3, 2020

Put Options

Written

9,200

85.5000

American

Jan 31, 2020

Call Options

Purchased

200

50.0000

American

Jan 21, 2022

Call Options

Purchased

600

75.0000

American

May 15, 2020

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Call Options

Written

-8,300

70.0000

American

Feb 21, 2020

Call Options

Written

-200

105.0000

American

Feb 21, 2020

Put Options

Purchased

-48,300

85.0000

American

May 15, 2020

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Call Options

Written

-1,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-3,900

57.5000

American

Jan 17, 2020

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-11,700

97.5000

American

Jan 17, 2020

Call Options

Written

-500

92.0000

American

Dec 27, 2019

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-2,100

89.0000

American

Jan 17, 2020

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Call Options

Written

-17,700

90.0000

American

Jun 19, 2020

Call Options

Written

-1,000

91.5000

American

Jan 10, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-200

100.0000

American

Jan 3, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 10, 2020

Put Options

Purchased

-2,400

83.0000

American

Jan 3, 2020

Call Options

Purchased

284,400

80.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

6,700

92.5000

American

May 15, 2020

Call Options

Purchased

4,000

85.0000

American

Feb 21, 2020

Put Options

Written

49,000

95.0000

American

Jan 17, 2020

Put Options

Written

600

62.5000

American

Sep 18, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Call Options

Purchased

1,000

92.5000

American

Feb 21, 2020

Call Options

Purchased

9,100

95.0000

American

Sep 18, 2020

Call Options

Purchased

800

67.5000

American

Feb 21, 2020

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Put Options

Written

1,100

82.5000

American

Sep 18, 2020

Put Options

Written

3,900

50.0000

American

Jan 17, 2020

Put Options

Written

3,500

47.5000

American

Jan 17, 2020

Put Options

Written

1,500

88.0000

American

Jan 17, 2020

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options

Written

500

83.0000

American

Jan 17, 2020

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Call Options

Purchased

7,200

95.0000

American

May 15, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,200

72.5000

American

Jun 19, 2020

Call Options

Purchased

1,100

72.5000

American

May 15, 2020

Call Options

Purchased

700

91.0000

American

Jan 3, 2020

Put Options

Written

500

87.0000

American

Jan 17, 2020

Call Options

Purchased

400

120.0000

American

Sep 18, 2020

Call Options

Written

-4,000

89.0000

American

Dec 27, 2019

Put Options

Purchased

-300

86.0000

American

Jan 10, 2020

Call Options

Written

-5,900

90.0000

American

Jan 10, 2020

Put Options

Purchased

-800

90.5000

American

Jan 3, 2020

Put Options

Purchased

-200

85.0000

American

Sep 18, 2020

Put Options

Purchased

-1,200

95.0000

American

Feb 7, 2020

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Call Options

Written

-100

89.5000

American

Jan 3, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-12,200

55.0000

American

Jan 17, 2020

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-11,600

130.0000

American

Jan 17, 2020

Call Options

Written

-200

97.5000

American

Feb 21, 2020

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Call Options

Purchased

500

62.5000

American

May 15, 2020

Put Options

Written

2,300

80.0000

American

Jan 10, 2020

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Put Options

Written

1,800

57.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

92.0000

American

Jan 3, 2020

Put Options

Written

1,000

88.5000

American

Jan 31, 2020

Call Options

Purchased

500

70.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Call Options

Purchased

15,800

72.5000

American

Jan 17, 2020

Call Options

Purchased

3,000

105.0000

American

Jun 19, 2020

Call Options

Purchased

500

97.5000

American

May 15, 2020

Put Options

Written

16,500

62.5000

American

Jan 17, 2020

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Put Options

Written

22,600

91.0000

American

Jan 17, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options

Written

-3,900

85.0000

American

Jun 19, 2020

Call Options

Written

-600

95.0000

American

Feb 21, 2020

Call Options

Written

-800

87.5000

American

Jan 3, 2020

Call Options

Written

-900

85.0000

American

Sep 18, 2020

Call Options

Written

-1,000

90.5000

American

Jan 31, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-4,200

85.0000

American

May 15, 2020

Put Options

Purchased

-700

80.0000

American

May 15, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options

Written

-8,300

95.0000

American

Jan 17, 2020

Put Options

Purchased

-200

86.5000

American

Jan 3, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Put Options

Purchased

-23,400

60.0000

American

Jan 17, 2020

Put Options

Purchased

-500

89.0000

American

Jan 3, 2020

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Put Options

Purchased

-3,600

97.5000

American

Feb 21, 2020

Put Options

Purchased

-6,400

85.0000

American

Jan 17, 2020

Put Options

Purchased

-1,600

89.0000

American

Dec 27, 2019

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-200

40.0000

American

Jan 21, 2022

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Put Options

Purchased

-4,400

40.0000

American

Jan 21, 2022

Put Options

Purchased

-120,000

85.0000

American

Feb 21, 2020

Call Options

Written

-900

110.0000

American

Feb 21, 2020

Put Options

Purchased

-1,700

90.0000

American

Sep 18, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Put Options

Purchased

-1,300

75.0000

American

May 15, 2020

Put Options

Purchased

-7,600

72.5000

American

Feb 21, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options

Written

5,100

77.5000

American

Jan 15, 2021

Call Options

Purchased

2,100

87.5000

American

Feb 21, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Put Options

Written

800

90.0000

American

Jan 3, 2020

Put Options

Written

200

37.5000

American

Jan 15, 2021

Call Options

Purchased

400

88.0000

American

Dec 27, 2019

Call Options

Purchased

7,700

80.0000

American

May 15, 2020

Put Options

Written

155,900

65.0000

American

Jun 19, 2020

Call Options

Purchased

300

93.5000

American

Jan 3, 2020

Put Options

Written

100

85.0000

American

Jan 31, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

100

92.0000

American

Jan 10, 2020

Put Options

Written

175,000

80.0000

American

Jan 15, 2021

Put Options

Written

600

80.0000

American

Jun 19, 2020

Call Options

Purchased

1,900

82.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Call Options

Purchased

200

87.5000

American

Jun 19, 2020

Call Options

Purchased

5,200

90.0000

American

Sep 18, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

200

88.5000

American

Jan 3, 2020

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

67.5000

American

Jan 15, 2021

Put Options

Written

400

90.0000

American

Jun 19, 2020

Call Options

Written

-51,100

92.5000

American

Jan 15, 2021

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-2,100

70.0000

American

Jan 15, 2021

Call Options

Written

-79,900

70.0000

American

Jan 15, 2021

Call Options

Written

-7,000

75.0000

American

Jan 17, 2020

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-1,200

92.5000

American

Jan 31, 2020

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options

Written

-5,200

85.0000

American

Jan 15, 2021

Put Options

Purchased

-2,900

90.0000

American

Feb 21, 2020

Call Options

Written

-1,200

77.5000

American

Feb 21, 2020

Call Options

Written

-4,200

93.5000

American

Jan 31, 2020

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-200

87.5000

American

Jan 3, 2020

Put Options

Purchased

-500

86.0000

American

Jan 3, 2020

Put Options

Purchased

-200

87.5000

American

Sep 18, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-4,600

115.0000

American

Jan 17, 2020

Call Options

Written

-600

89.5000

American

Jan 24, 2020

Call Options

Written

-11,800

90.0000

American

Jan 31, 2020

Call Options

Written

-11,900

92.5000

American

Feb 21, 2020

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Put Options

Purchased

-1,500

92.0000

American

Dec 27, 2019

Call Options

Written

-100

45.0000

American

Jan 21, 2022

Call Options

Written

-200

110.0000

American

Sep 18, 2020

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Call Options

Written

-8,000

100.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Call Options

Written

-6,800

105.0000

American

Jan 17, 2020

Put Options

Purchased

-1,100

87.0000

American

Jan 10, 2020

Put Options

Written

3,400

67.5000

American

Jan 17, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Put Options

Written

100

67.5000

American

May 15, 2020

Call Options

Purchased

24,900

90.0000

American

Feb 21, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Put Options

Written

400

82.5000

American

Feb 21, 2020

Put Options

Written

100

65.0000

American

May 15, 2020

Put Options

Written

100

88.5000

American

Jan 3, 2020

Call Options

Purchased

300

91.0000

American

Jan 10, 2020

Put Options

Written

17,100

85.0000

American

Jan 24, 2020

Call Options

Purchased

300

93.0000

American

Jan 3, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Put Options

Written

8,300

86.5000

American

Jan 24, 2020

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Put Options

Written

100

77.5000

American

Sep 18, 2020

Call Options

Purchased

8,400

90.0000

American

May 15, 2020

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Put Options

Written

200

88.0000

American

Jan 3, 2020

Call Options

Purchased

11,700

70.0000

American

Jan 17, 2020

Call Options

Purchased

11,500

75.0000

American

Sep 18, 2020

Put Options

Written

400

86.0000

American

Dec 27, 2019

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Put Options

Written

12,100

70.0000

American

Feb 21, 2020

Put Options

Written

4,800

86.0000

American

Jan 24, 2020

Call Options

Purchased

200

95.0000

American

Dec 27, 2019

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Put Options

Written

100

83.5000

American

Jan 31, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

200

65.0000

American

May 15, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Call Options

Written

-4,600

91.0000

American

Jan 31, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Put Options

Purchased

-4,100

75.0000

American

Jan 17, 2020

Call Options

Written

-100

37.5000

American

Jan 21, 2022

Call Options

Written

-100,300

120.0000

American

Jan 17, 2020

Call Options

Written

-100

90.5000

American

Jan 10, 2020

Put Options

Purchased

-400

100.0000

American

Jan 15, 2021

Put Options

Purchased

-700

95.0000

American

Jan 15, 2021

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

82.5000

American

May 15, 2020

Put Options

Purchased

-1,600

88.0000

American

Dec 27, 2019

Put Options

Purchased

-26,000

92.5000

American

Jan 17, 2020

Put Options

Purchased

-400

94.5000

American

Feb 7, 2020

Put Options

Purchased

-400

130.0000

American

Jan 17, 2020

Put Options

Purchased

-700

80.0000

American

Jan 15, 2021

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-300

97.5000

American

Jan 17, 2020

Put Options

Purchased

-400

92.5000

American

Feb 21, 2020

Put Options

Purchased

-1,800

100.0000

American

Feb 21, 2020

Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-2,200

130.0000

American

Jun 19, 2020

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Call Options

Written

-3,300

145.0000

American

Jan 17, 2020

Put Options

Purchased

-300

60.0000

American

Feb 21, 2020

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Call Options

Purchased

100

84.0000

American

Dec 27, 2019

Call Options

Purchased

100

70.0000

American

May 15, 2020

Call Options

Purchased

23,000

67.5000

American

Jan 17, 2020

Put Options

Written

100

57.5000

American

Sep 18, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

400

50.0000

American

Feb 21, 2020

Put Options

Written

600

87.5000

American

May 15, 2020

Call Options

Purchased

4,900

75.0000

American

Feb 21, 2020

Call Options

Purchased

400

86.5000

American

Dec 27, 2019

Put Options

Written

29,600

70.0000

American

Jun 19, 2020

Call Options

Purchased

23,800

80.0000

American

Feb 21, 2020

Put Options

Written

1,100

75.0000

American

Jan 15, 2021

Call Options

Purchased

7,900

90.0000

American

Jan 3, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Put Options

Written

8,900

80.0000

American

Jan 17, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Call Options

Purchased

100

90.0000

American

Jan 15, 2021

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Purchased

-2,200

87.5000

American

Jan 17, 2020

Call Options

Written

-53,800

82.5000

American

Jan 17, 2020

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Put Options

Purchased

-500

86.0000

American

Jan 17, 2020

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Put Options

Purchased

-3,500

83.0000

American

Dec 27, 2019

Put Options

Purchased

-500

88.0000

American

Jan 10, 2020

Put Options

Purchased

-4,400

70.0000

American

Jan 17, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Put Options

Purchased

-100

82.5000

American

Dec 27, 2019

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Put Options

Written

19,500

85.0000

American

Feb 21, 2020

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Put Options

Written

5,000

67.5000

American

Feb 21, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Purchased

200

55.0000

American

Jan 21, 2022

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

3,600

100.0000

American

Feb 21, 2020

Call Options

Purchased

6,300

90.0000

American

Jan 17, 2020

Put Options

Written

300

65.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

93.0000

American

Dec 27, 2019

Call Options

Purchased

1,300

105.0000

American

Sep 18, 2020

Call Options

Purchased

100

94.0000

American

Jan 17, 2020

Put Options

Written

5,800

105.0000

American

Jan 17, 2020

Call Options

Purchased

2,200

105.0000

American

May 15, 2020

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Put Options

Written

14,500

67.5000

American

Jun 19, 2020

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Put Options

Written

100

65.0000

American

Sep 18, 2020

Put Options

Written

1,000

77.5000

American

Jun 19, 2020

Call Options

Purchased

500

91.5000

American

Jan 3, 2020

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Call Options

Written

-100

87.0000

American

Jan 10, 2020

Call Options

Written

-1,000

89.0000

American

Jan 3, 2020

Put Options

Purchased

-3,100

81.5000

American

Jan 3, 2020

Call Options

Written

-4,000

100.0000

American

Jun 19, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Call Options

Written

-6,700

105.0000

American

Jan 15, 2021

Call Options

Written

-800

65.0000

American

Jan 17, 2020

Call Options

Written

-1,400

91.0000

American

Dec 27, 2019

Call Options

Written

-10,800

85.0000

American

Jan 17, 2020

Call Options

Written

-1,100

62.5000

American

Jan 17, 2020

Call Options

Written

-10,900

87.5000

American

Jan 17, 2020

Put Options

Purchased

-15,400

95.0000

American

Feb 21, 2020

Put Options

Purchased

-100

90.0000

American

Dec 27, 2019

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Written

-67,400

100.0000

American

Jan 17, 2020

Call Options

Written

-400

82.5000

American

May 15, 2020

Put Options

Purchased

-1,800

91.0000

American

Jan 3, 2020

Call Options

Written

-300

88.0000

American

Jan 10, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

17,000

65.0000

American

Feb 21, 2020

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

700

87.0000

American

Dec 27, 2019

Call Options

Purchased

400

82.5000

American

Jun 19, 2020

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Call Options

Purchased

4,700

100.0000

American

May 15, 2020

Call Options

Purchased

100

92.0000

American

Jan 17, 2020

Put Options

Written

400

85.0000

American

Jan 15, 2021

Put Options

Written

16,200

80.0000

American

Feb 21, 2020

Call Options

Purchased

8,000

77.5000

American

Jan 17, 2020

Call Options

Purchased

7,300

77.5000

American

Jan 15, 2021

Put Options

Written

600

72.5000

American

May 15, 2020

Call Options

Purchased

100

89.0000

American

Jan 10, 2020

Call Options

Purchased

400

90.0000

American

Dec 27, 2019

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Put Options

Purchased

-400

86.5000

American

Dec 27, 2019

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Put Options

Purchased

-5,200

77.5000

American

Feb 21, 2020

Put Options

Purchased

-9,700

100.0000

American

Jan 17, 2020

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Call Options

Written

-400

86.0000

American

Jan 24, 2020

Call Options

Written

-4,700

100.0000

American

Sep 18, 2020

Put Options

Purchased

-11,800

90.0000

American

Jan 17, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-5,700

95.0000

American

Jan 15, 2021

Call Options

Written

-1,700

80.0000

American

Jan 15, 2021

Put Options

Purchased

-4,700

72.5000

American

Jan 17, 2020

Put Options

Purchased

-13,300

86.5000

American

Jan 10, 2020

Call Options

Written

-3,800

92.5000

American

Jan 17, 2020

Put Options

Purchased

-100

90.5000

American

Jan 10, 2020

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-1,500

110.0000

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 689347
Time of Receipt (offset from UTC): 20191230T092409+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC