Form 8.3 - Abbvie Plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 26 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,161,393

0.21%

5,206,827

0.35%

 

(2)

Derivatives (other than options):

5,205,856

0.35%

474,700

0.03%

 

(3)

Options and agreements to
purchase/sell:

2,579,800

0.17%

1,125,500

0.08%

 
TOTAL:

10,947,049

0.74%

6,807,027

0.46%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

3

89.8300 USD

Purchase

5

89.8200 USD

Purchase

9

90.6100 USD

Purchase

88

89.9400 USD

Purchase

100

89.9114 USD

Purchase

100

90.2100 USD

Purchase

100

89.4900 USD

Purchase

100

89.7000 USD

Purchase

100

89.5600 USD

Purchase

144

89.7177 USD

Purchase

144

89.6730 USD

Purchase

200

89.7600 USD

Purchase

200

89.7550 USD

Purchase

200

90.5700 USD

Purchase

200

90.2450 USD

Purchase

200

90.0900 USD

Purchase

200

89.8050 USD

Purchase

201

89.9236 USD

Purchase

202

89.9966 USD

Purchase

275

89.4555 USD

Purchase

300

89.5900 USD

Purchase

400

90.1300 USD

Purchase

422

90.0726 USD

Purchase

500

89.7280 USD

Purchase

622

89.8526 USD

Purchase

699

90.0311 USD

Purchase

700

89.8421 USD

Purchase

700

89.8857 USD

Purchase

700

90.0998 USD

Purchase

1,000

89.6700 USD

Purchase

1,061

89.8660 USD

Purchase

1,200

89.8382 USD

Purchase

1,300

89.7723 USD

Purchase

1,500

89.9973 USD

Purchase

1,680

89.9666 USD

Purchase

1,719

89.9204 USD

Purchase

1,800

89.9583 USD

Purchase

2,154

90.2671 USD

Purchase

2,202

89.9698 USD

Purchase

2,500

89.9848 USD

Purchase

2,598

89.9368 USD

Purchase

3,157

89.9429 USD

Purchase

4,700

89.8440 USD

Purchase

4,700

89.6806 USD

Purchase

9,200

89.8301 USD

Purchase

11,569

89.8325 USD

Purchase

11,600

89.8263 USD

Purchase

14,760

89.9861 USD

Purchase

17,696

89.8500 USD

Purchase

19,179

89.7999 USD

Purchase

22,355

90.0595 USD

Purchase

31,072

89.8107 USD

Purchase

65,690

89.7922 USD

Purchase

101,588

90.0333 USD

Sale

1

89.9500 USD

Sale

12

90.4150 USD

Sale

75

89.4500 USD

Sale

100

89.5600 USD

Sale

100

89.5850 USD

Sale

100

89.6000 USD

Sale

100

89.6150 USD

Sale

100

89.6200 USD

Sale

100

89.9100 USD

Sale

100

89.9350 USD

Sale

100

90.1650 USD

Sale

100

90.4300 USD

Sale

100

90.4800 USD

Sale

100

90.5000 USD

Sale

105

89.9538 USD

Sale

112

90.1633 USD

Sale

122

90.0298 USD

Sale

147

89.5055 USD

Sale

148

89.6908 USD

Sale

200

89.5150 USD

Sale

200

89.6550 USD

Sale

200

89.7000 USD

Sale

200

89.6325 USD

Sale

200

89.5950 USD

Sale

200

90.3350 USD

Sale

207

90.4810 USD

Sale

233

89.5541 USD

Sale

288

90.2044 USD

Sale

300

89.9066 USD

Sale

300

89.5050 USD

Sale

300

90.2033 USD

Sale

389

89.6162 USD

Sale

400

89.7600 USD

Sale

449

90.3336 USD

Sale

491

89.6638 USD

Sale

500

89.9260 USD

Sale

500

90.3060 USD

Sale

537

89.5764 USD

Sale

557

89.5766 USD

Sale

600

90.0541 USD

Sale

682

89.5468 USD

Sale

800

89.5900 USD

Sale

1,000

89.6700 USD

Sale

1,092

90.2238 USD

Sale

1,100

90.4354 USD

Sale

1,184

89.8137 USD

Sale

1,200

89.9104 USD

Sale

1,362

89.9421 USD

Sale

1,406

89.8188 USD

Sale

1,431

89.5859 USD

Sale

1,648

90.0167 USD

Sale

1,700

89.6687 USD

Sale

1,900

90.0231 USD

Sale

2,064

90.2523 USD

Sale

2,438

89.5894 USD

Sale

2,743

89.6520 USD

Sale

2,878

90.4061 USD

Sale

3,300

90.2245 USD

Sale

4,137

90.1350 USD

Sale

4,700

89.6806 USD

Sale

5,300

89.8716 USD

Sale

5,765

89.6836 USD

Sale

5,800

89.7919 USD

Sale

6,300

89.8389 USD

Sale

8,900

90.2075 USD

Sale

9,300

90.1769 USD

Sale

11,254

89.8334 USD

Sale

14,760

89.9861 USD

Sale

15,018

89.9556 USD

Sale

17,696

89.8500 USD

Sale

19,460

89.9123 USD

Sale

33,526

89.8789 USD

Sale

36,754

90.0961 USD

Sale

53,400

89.8300 USD

Sale

57,012

89.8170 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

 

option

 

 

 

relates

 

 

Call Option

Purchasing

1,000

80 USD

American

21 Feb 2020

10.7500 USD
Call Option

Purchasing

3,900

90 USD

American

17 Jan 2020

1.3343 USD
Call Option

Purchasing

3,000

95 USD

American

18 Sep 2020

4.5100 USD
Call Option

Selling

100

65 USD

American

17 Jan 2020

25.3000 USD
Call Option

Selling

400

75 USD

American

17 Jan 2020

14.9400 USD
Call Option

Selling

400

78 USD

American

17 Jan 2020

12.5000 USD
Call Option

Selling

200

80 USD

American

17 Jan 2020

9.7550 USD
Call Option

Selling

300

87 USD

American

27 Dec 2019

3.0700 USD
Call Option

Selling

500

89 USD

American

27 Dec 2019

1.3300 USD
Call Option

Selling

2,000

91 USD

American

27 Dec 2019

0.0500 USD
Call Option

Selling

600

95 USD

American

15 Jan 2021

6.2000 USD
Call Option

Selling

300

140 USD

American

15 Jan 2021

0.2866 USD
Put Option

Purchasing

900

75 USD

American

15 May 2020

1.3600 USD
Put Option

Purchasing

100

80 USD

American

21 Feb 2020

0.8600 USD
Put Option

Purchasing

100

85 USD

American

21 Feb 2020

1.9600 USD
Put Option

Purchasing

100

86 USD

American

3 Jan 2020

0.1000 USD
Put Option

Purchasing

300

86 USD

American

10 Jan 2020

0.3733 USD
Put Option

Purchasing

400

87 USD

American

10 Jan 2020

0.5125 USD
Put Option

Purchasing

500

88 USD

American

10 Jan 2020

0.7300 USD
Put Option

Purchasing

1,600

89 USD

American

17 Jan 2020

2.0050 USD
Put Option

Purchasing

800

91 USD

American

3 Jan 2020

1.0900 USD
Put Option

Purchasing

100

98 USD

American

21 Feb 2020

9.5000 USD
Put Option

Selling

900

63 USD

American

15 May 2020

0.3400 USD
Put Option

Selling

200

70 USD

American

21 Feb 2020

0.1900 USD
Put Option

Selling

200

75 USD

American

17 Jan 2020

0.0800 USD
Put Option

Selling

1,300

78 USD

American

17 Jan 2020

0.1200 USD
Put Option

Selling

1,200

80 USD

American

10 Jan 2020

0.0708 USD
Put Option

Selling

1,500

88 USD

American

17 Jan 2020

1.5500 USD
Put Option

Selling

800

90 USD

American

3 Jan 2020

0.6500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

27 Dec 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Call Options Purchased

700

50.0000

American

Jan 15, 2021

Call Options Purchased

600

75.0000

American

May 15, 2020

Put Options Written

363,000

65.0000

American

Jan 17, 2020

Put Options Written

400

85.0000

American

Dec 27, 2019

Call Options Purchased

200

94.0000

American

Jan 3, 2020

Put Options Written

1,000

82.5000

American

Jan 15, 2021

Put Options Written

11,500

82.5000

American

Jan 17, 2020

Call Options Purchased

400

94.0000

American

Jan 10, 2020

Call Options Purchased

200

55.0000

American

Sep 18, 2020

Put Options Written

200

70.0000

American

May 15, 2020

Put Options Written

8,100

75.0000

American

Feb 21, 2020

Call Options Purchased

200

50.0000

American

Jan 21, 2022

Put Options Written

11,300

87.5000

American

Feb 21, 2020

Call Options Purchased

3,300

87.5000

American

May 15, 2020

Put Options Written

9,200

85.5000

American

Jan 31, 2020

Put Options Written

9,500

88.0000

American

Jan 31, 2020

Put Options Written

4,200

77.5000

American

Jan 17, 2020

Put Options Written

101,800

60.0000

American

Jun 19, 2020

Call Options Purchased

1,000

72.5000

American

Jan 15, 2021

Call Options Purchased

100

67.5000

American

Sep 18, 2020

Put Options Written

2,900

75.0000

American

Jun 19, 2020

Call Options Purchased

100

72.5000

American

Sep 18, 2020

Call Options Purchased

4,000

72.5000

American

Feb 21, 2020

Put Options Written

3,100

37.5000

American

Jan 21, 2022

Put Options Written

1,100

85.0000

American

Jun 19, 2020

Call Options Written

-900

135.0000

American

Jan 15, 2021

Call Options Written

-8,800

97.5000

American

Jan 17, 2020

Put Options Purchased

-600

55.0000

American

Sep 18, 2020

Put Options Purchased

-100

50.0000

American

Jan 21, 2022

Call Options Written

-1,700

130.0000

American

Jan 15, 2021

Put Options Purchased

-600

105.0000

American

Jan 15, 2021

Put Options Purchased

-3,900

57.5000

American

Jan 17, 2020

Call Options Written

-4,500

115.0000

American

Jan 21, 2022

Put Options Purchased

-48,300

85.0000

American

May 15, 2020

Call Options Written

-200

105.0000

American

Feb 21, 2020

Call Options Written

-17,700

90.0000

American

Jun 19, 2020

Call Options Written

-2,300

120.0000

American

Jan 15, 2021

Call Options Written

-200

100.0000

American

Jan 3, 2020

Put Options Purchased

-1,600

89.0000

American

Jan 17, 2020

Put Options Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options Purchased

-300

90.0000

American

Jan 10, 2020

Put Options Purchased

-2,800

50.0000

American

Jan 15, 2021

Put Options Purchased

-100

95.0000

American

May 15, 2020

Call Options Written

-500

92.0000

American

Dec 27, 2019

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options Written

-8,300

70.0000

American

Feb 21, 2020

Put Options Purchased

-2,400

83.0000

American

Jan 3, 2020

Call Options Written

-1,000

91.5000

American

Jan 10, 2020

Put Options Written

49,000

95.0000

American

Jan 17, 2020

Call Options Purchased

1,200

72.5000

American

Jun 19, 2020

Call Options Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options Purchased

1,000

92.5000

American

Feb 21, 2020

Put Options Written

2,000

57.5000

American

Jan 15, 2021

Call Options Purchased

1,800

85.0000

American

Feb 21, 2020

Put Options Written

1,100

82.5000

American

Sep 18, 2020

Call Options Purchased

8,800

95.0000

American

Sep 18, 2020

Call Options Purchased

284,600

80.0000

American

Jan 17, 2020

Put Options Written

302,100

60.0000

American

Jan 15, 2021

Put Options Written

600

62.5000

American

Sep 18, 2020

Call Options Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options Written

50,000

57.5000

American

Jan 17, 2020

Put Options Written

3,500

47.5000

American

Jan 17, 2020

Call Options Purchased

400

120.0000

American

Sep 18, 2020

Put Options Written

15,400

42.5000

American

Feb 21, 2020

Put Options Written

73,000

70.0000

American

Jan 17, 2020

Call Options Purchased

7,200

95.0000

American

May 15, 2020

Put Options Written

3,900

50.0000

American

Jan 17, 2020

Put Options Written

1,500

88.0000

American

Jan 17, 2020

Put Options Written

4,200

45.0000

American

Jan 17, 2020

Call Options Purchased

1,100

72.5000

American

May 15, 2020

Call Options Purchased

1,000

91.0000

American

Jan 3, 2020

Put Options Written

500

83.0000

American

Jan 17, 2020

Call Options Purchased

6,700

92.5000

American

May 15, 2020

Call Options Purchased

800

67.5000

American

Feb 21, 2020

Put Options Purchased

-800

90.5000

American

Jan 3, 2020

Call Options Written

-10,000

110.0000

American

Jan 17, 2020

Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options Purchased

-2,400

55.0000

American

Jan 15, 2021

Call Options Written

-4,000

89.0000

American

Dec 27, 2019

Call Options Written

-5,900

90.0000

American

Jan 10, 2020

Call Options Written

-200

97.5000

American

Feb 21, 2020

Put Options Purchased

-1,500

75.0000

American

Sep 18, 2020

Put Options Purchased

-100

95.0000

American

Jun 19, 2020

Put Options Purchased

-200

85.0000

American

Sep 18, 2020

Put Options Purchased

-12,200

55.0000

American

Jan 17, 2020

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Call Options Written

-18,200

110.0000

American

Jan 15, 2021

Call Options Written

-100

89.5000

American

Jan 3, 2020

Put Options Purchased

-300

86.0000

American

Jan 10, 2020

Put Options Purchased

-400

95.0000

American

Sep 18, 2020

Call Options Written

-11,600

130.0000

American

Jan 17, 2020

Call Options Purchased

2,300

60.0000

American

Jun 19, 2020

Put Options Written

16,500

62.5000

American

Jan 17, 2020

Put Options Written

1,800

57.5000

American

Feb 21, 2020

Call Options Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options Purchased

100

77.5000

American

Jun 19, 2020

Put Options Written

1,200

80.0000

American

Jan 10, 2020

Call Options Purchased

1,000

92.0000

American

Jan 3, 2020

Call Options Purchased

500

62.5000

American

May 15, 2020

Put Options Written

22,600

91.0000

American

Jan 17, 2020

Call Options Purchased

15,800

72.5000

American

Jan 17, 2020

Call Options Purchased

500

97.5000

American

May 15, 2020

Put Options Written

1,000

88.5000

American

Jan 31, 2020

Call Options Purchased

500

70.0000

American

Jun 19, 2020

Call Options Purchased

100

105.0000

American

Jun 19, 2020

Call Options Purchased

2,500

60.0000

American

Feb 21, 2020

Put Options Purchased

-600

42.5000

American

Sep 18, 2020

Call Options Written

-1,000

90.5000

American

Jan 31, 2020

Call Options Written

-1,900

115.0000

American

Sep 18, 2020

Call Options Written

-4,200

85.0000

American

May 15, 2020

Put Options Purchased

-6,400

85.0000

American

Jan 17, 2020

Put Options Purchased

-200

86.5000

American

Jan 3, 2020

Call Options Written

-1,900

97.5000

American

Jan 15, 2021

Put Options Purchased

-23,400

60.0000

American

Jan 17, 2020

Put Options Purchased

-100

89.0000

American

Dec 27, 2019

Call Options Written

-800

87.5000

American

Jan 3, 2020

Call Options Written

-100

89.0000

American

Jan 10, 2020

Call Options Written

-900

110.0000

American

Feb 21, 2020

Put Options Purchased

-700

80.0000

American

May 15, 2020

Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options Purchased

-1,300

75.0000

American

May 15, 2020

Call Options Written

-600

95.0000

American

Feb 21, 2020

Call Options Written

-3,900

85.0000

American

Jun 19, 2020

Call Options Written

-900

85.0000

American

Sep 18, 2020

Call Options Written

-400

110.0000

American

Jun 19, 2020

Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options Written

-3,000

75.0000

American

Jan 15, 2021

Put Options Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options Written

-8,300

95.0000

American

Jan 17, 2020

Put Options Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options Purchased

-3,600

97.5000

American

Feb 21, 2020

Call Options Written

-100

100.0000

American

Jan 21, 2022

Put Options Purchased

-400

89.0000

American

Jan 3, 2020

Call Options Written

-800

125.0000

American

Jan 17, 2020

Put Options Purchased

-4,400

40.0000

American

Jan 21, 2022

Put Options Purchased

-120,000

85.0000

American

Feb 21, 2020

Call Options Written

-200

40.0000

American

Jan 21, 2022

Put Options Purchased

-1,600

72.5000

American

Feb 21, 2020

Call Options Purchased

1,000

65.0000

American

Sep 18, 2020

Put Options Written

400

32.5000

American

Sep 18, 2020

Put Options Written

155,900

65.0000

American

Jun 19, 2020

Put Options Written

37,300

57.5000

American

Jun 19, 2020

Put Options Written

4,000

62.5000

American

Feb 21, 2020

Call Options Purchased

1,300

92.5000

American

Sep 18, 2020

Put Options Written

200

37.5000

American

Jan 15, 2021

Call Options Purchased

100

92.0000

American

Jan 10, 2020

Put Options Written

175,000

80.0000

American

Jan 15, 2021

Put Options Written

2,500

47.5000

American

Jan 21, 2022

Call Options Purchased

2,100

87.5000

American

Feb 21, 2020

Put Options Written

600

80.0000

American

Jun 19, 2020

Put Options Written

800

90.0000

American

Jan 3, 2020

Call Options Purchased

200

87.5000

American

Jun 19, 2020

Call Options Purchased

400

88.0000

American

Dec 27, 2019

Call Options Purchased

300

93.5000

American

Jan 3, 2020

Call Options Purchased

1,300

67.5000

American

Jan 15, 2021

Call Options Purchased

5,200

90.0000

American

Sep 18, 2020

Put Options Written

5,100

77.5000

American

Jan 15, 2021

Put Options Written

1,000

42.5000

American

Jan 21, 2022

Call Options Purchased

1,900

82.5000

American

Feb 21, 2020

Call Options Purchased

800

155.0000

American

Jan 17, 2020

Put Options Written

400

90.0000

American

Jun 19, 2020

Call Options Purchased

7,700

80.0000

American

May 15, 2020

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options Purchased

200

88.5000

American

Jan 3, 2020

Put Options Written

100

85.0000

American

Jan 31, 2020

Put Options Purchased

-1,500

105.0000

American

Jun 19, 2020

Call Options Written

-100

45.0000

American

Jan 21, 2022

Call Options Written

-1,400

93.5000

American

Jan 31, 2020

Call Options Written

-200

70.0000

American

Jan 21, 2022

Call Options Written

-1,200

77.5000

American

Feb 21, 2020

Call Options Written

-1,200

92.5000

American

Jan 31, 2020

Put Options Purchased

-2,100

70.0000

American

Jan 15, 2021

Call Options Written

-200

110.0000

American

Sep 18, 2020

Put Options Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options Written

-79,900

70.0000

American

Jan 15, 2021

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options Written

-51,100

92.5000

American

Jan 15, 2021

Put Options Purchased

-400

87.0000

American

Jan 10, 2020

Call Options Written

-2,100

97.5000

American

Jun 19, 2020

Call Options Written

-4,600

115.0000

American

Jan 17, 2020

Call Options Written

-11,800

90.0000

American

Jan 31, 2020

Put Options Purchased

-200

87.5000

American

Sep 18, 2020

Call Options Written

-6,800

105.0000

American

Jan 17, 2020

Put Options Purchased

-100

100.0000

American

Jan 21, 2022

Call Options Written

-400

67.5000

American

Jun 19, 2020

Put Options Purchased

-100

67.5000

American

Sep 18, 2020

Call Options Written

-11,900

92.5000

American

Feb 21, 2020

Put Options Purchased

-500

86.0000

American

Jan 3, 2020

Call Options Written

-600

89.5000

American

Jan 24, 2020

Put Options Purchased

-2,900

90.0000

American

Feb 21, 2020

Put Options Purchased

-1,200

72.5000

American

Sep 18, 2020

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options Purchased

-1,500

92.0000

American

Dec 27, 2019

Call Options Written

-5,200

85.0000

American

Jan 15, 2021

Call Options Written

-6,900

75.0000

American

Jan 17, 2020

Call Options Written

-8,000

100.0000

American

Jan 15, 2021

Put Options Written

400

86.0000

American

Dec 27, 2019

Call Options Purchased

24,900

90.0000

American

Feb 21, 2020

Call Options Purchased

11,500

75.0000

American

Sep 18, 2020

Put Options Written

3,400

67.5000

American

Jan 17, 2020

Call Options Purchased

200

95.0000

American

Dec 27, 2019

Put Options Written

100

88.5000

American

Jan 3, 2020

Put Options Written

28,300

62.5000

American

Jun 19, 2020

Call Options Purchased

200

65.0000

American

May 15, 2020

Put Options Written

200

88.0000

American

Jan 3, 2020

Call Options Purchased

100

62.5000

American

Sep 18, 2020

Put Options Written

100

77.5000

American

Sep 18, 2020

Put Options Written

400

82.5000

American

Feb 21, 2020

Put Options Written

17,100

85.0000

American

Jan 24, 2020

Call Options Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options Purchased

8,400

90.0000

American

May 15, 2020

Call Options Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options Purchased

200

110.0000

American

Jan 21, 2022

Put Options Written

100

83.5000

American

Jan 31, 2020

Call Options Purchased

11,700

70.0000

American

Jan 17, 2020

Put Options Written

1,700

70.0000

American

Feb 21, 2020

Put Options Written

4,800

86.0000

American

Jan 24, 2020

Call Options Purchased

600

77.5000

American

Sep 18, 2020

Put Options Written

8,300

86.5000

American

Jan 24, 2020

Call Options Purchased

200

91.0000

American

Jan 10, 2020

Put Options Written

100

67.5000

American

May 15, 2020

Call Options Purchased

300

93.0000

American

Jan 3, 2020

Put Options Written

1,900

55.0000

American

Feb 21, 2020

Call Options Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options Purchased

500

82.5000

American

Sep 18, 2020

Put Options Written

100

65.0000

American

May 15, 2020

Call Options Written

-100

90.5000

American

Jan 10, 2020

Put Options Purchased

-400

92.5000

American

Feb 21, 2020

Put Options Purchased

-400

130.0000

American

Jan 17, 2020

Call Options Written

-2,700

125.0000

American

Jan 15, 2021

Put Options Purchased

-900

60.0000

American

Sep 18, 2020

Call Options Written

-1,300

92.5000

American

Jun 19, 2020

Call Options Written

-100

37.5000

American

Jan 21, 2022

Put Options Purchased

-1,600

88.0000

American

Dec 27, 2019

Call Options Written

-100,300

120.0000

American

Jan 17, 2020

Put Options Purchased

-1,500

82.5000

American

May 15, 2020

Call Options Written

-2,500

185.0000

American

Jan 17, 2020

Call Options Written

-3,300

145.0000

American

Jan 17, 2020

Put Options Purchased

-700

95.0000

American

Jan 15, 2021

Call Options Written

-2,500

115.0000

American

Feb 21, 2020

Put Options Purchased

-700

42.5000

American

Jan 15, 2021

Put Options Purchased

-400

100.0000

American

Jan 15, 2021

Put Options Purchased

-1,800

100.0000

American

Feb 21, 2020

Call Options Written

-2,200

130.0000

American

Jun 19, 2020

Call Options Written

-2,300

115.0000

American

Jun 19, 2020

Put Options Purchased

-700

80.0000

American

Jan 15, 2021

Put Options Purchased

-4,700

35.0000

American

Jan 15, 2021

Put Options Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options Purchased

-4,800

55.0000

American

May 15, 2020

Put Options Purchased

-2,600

72.5000

American

Jun 19, 2020

Put Options Purchased

-4,100

75.0000

American

Jan 17, 2020

Call Options Written

-4,600

91.0000

American

Jan 31, 2020

Put Options Purchased

-300

60.0000

American

Feb 21, 2020

Put Options Purchased

-26,000

92.5000

American

Jan 17, 2020

Put Options Purchased

-300

97.5000

American

Jan 17, 2020

Call Options Purchased

23,800

80.0000

American

Feb 21, 2020

Put Options Written

1,400

55.0000

American

Jun 19, 2020

Put Options Written

1,400

62.5000

American

May 15, 2020

Put Options Written

300

35.0000

American

Sep 18, 2020

Call Options Purchased

7,900

90.0000

American

Jan 3, 2020

Put Options Written

600

87.5000

American

May 15, 2020

Put Options Written

400

50.0000

American

Feb 21, 2020

Call Options Purchased

100

125.0000

American

Jan 21, 2022

Put Options Written

90,000

50.0000

American

Jun 19, 2020

Put Options Written

29,600

70.0000

American

Jun 19, 2020

Put Options Written

1,100

75.0000

American

Jan 15, 2021

Call Options Purchased

100

70.0000

American

May 15, 2020

Call Options Purchased

100

90.0000

American

Jan 15, 2021

Call Options Purchased

100

84.0000

American

Dec 27, 2019

Call Options Purchased

4,900

75.0000

American

Feb 21, 2020

Call Options Purchased

23,000

67.5000

American

Jan 17, 2020

Call Options Purchased

400

86.5000

American

Dec 27, 2019

Put Options Written

100

57.5000

American

Sep 18, 2020

Put Options Written

8,900

80.0000

American

Jan 17, 2020

Put Options Purchased

-700

92.5000

American

Jun 19, 2020

Call Options Written

-4,700

120.0000

American

Jan 21, 2022

Put Options Purchased

-9,400

72.5000

American

Jan 15, 2021

Call Options Written

-53,800

82.5000

American

Jan 17, 2020

Call Options Written

-100

180.0000

American

Jan 17, 2020

Put Options Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options Written

-2,000

150.0000

American

Jan 17, 2020

Call Options Written

-2,100

115.0000

American

Jan 15, 2021

Call Options Written

-18,100

95.0000

American

Jun 19, 2020

Put Options Purchased

-2,200

87.5000

American

Jan 17, 2020

Put Options Purchased

-100

82.5000

American

Dec 27, 2019

Put Options Purchased

-3,500

83.0000

American

Dec 27, 2019

Put Options Purchased

-300

60.0000

American

Jan 21, 2022

Put Options Purchased

-500

88.0000

American

Jan 10, 2020

Call Options Written

-2,200

62.5000

American

Feb 21, 2020

Put Options Purchased

-4,400

70.0000

American

Jan 17, 2020

Call Options Written

-200

62.5000

American

Jun 19, 2020

Put Options Purchased

-500

86.0000

American

Jan 17, 2020

Put Options Written

14,500

67.5000

American

Jun 19, 2020

Put Options Written

275,000

70.0000

American

Jan 15, 2021

Call Options Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options Purchased

4,300

90.0000

American

Jan 17, 2020

Call Options Purchased

1,300

105.0000

American

Sep 18, 2020

Call Options Purchased

200

55.0000

American

Jan 21, 2022

Put Options Written

3,500

87.5000

American

Jun 19, 2020

Call Options Purchased

4,200

80.0000

American

Jun 19, 2020

Put Options Written

500

45.0000

American

Jan 15, 2021

Put Options Written

19,500

85.0000

American

Feb 21, 2020

Put Options Written

5,800

105.0000

American

Jan 17, 2020

Put Options Written

1,000

77.5000

American

Jun 19, 2020

Call Options Purchased

400

57.5000

American

Sep 18, 2020

Call Options Purchased

100

94.0000

American

Jan 17, 2020

Put Options Written

500

45.0000

American

Jan 21, 2022

Put Options Written

300

65.0000

American

Jan 15, 2021

Call Options Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options Purchased

3,600

100.0000

American

Feb 21, 2020

Call Options Purchased

1,000

93.0000

American

Dec 27, 2019

Put Options Written

100

65.0000

American

Sep 18, 2020

Put Options Written

5,000

67.5000

American

Feb 21, 2020

Call Options Purchased

2,200

105.0000

American

May 15, 2020

Call Options Purchased

500

91.5000

American

Jan 3, 2020

Put Options Purchased

-3,100

81.5000

American

Jan 3, 2020

Call Options Written

-10,900

87.5000

American

Jan 17, 2020

Call Options Written

-1,000

89.0000

American

Jan 3, 2020

Call Options Written

-100

88.0000

American

Jan 10, 2020

Call Options Written

-400

82.5000

American

May 15, 2020

Call Options Written

-100

87.0000

American

Jan 10, 2020

Call Options Written

-67,400

100.0000

American

Jan 17, 2020

Call Options Written

-10,800

85.0000

American

Jan 17, 2020

Put Options Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options Written

-800

65.0000

American

Jan 17, 2020

Call Options Written

-1,100

62.5000

American

Jan 17, 2020

Put Options Purchased

-100

75.0000

American

Jan 21, 2022

Put Options Purchased

-100

90.0000

American

Dec 27, 2019

Call Options Written

-1,400

91.0000

American

Dec 27, 2019

Put Options Purchased

-900

40.0000

American

Jun 19, 2020

Call Options Written

-6,700

105.0000

American

Jan 15, 2021

Put Options Purchased

-1,800

91.0000

American

Jan 3, 2020

Call Options Written

-4,000

100.0000

American

Jun 19, 2020

Call Options Purchased

1,300

80.0000

American

Sep 18, 2020

Call Options Purchased

100

85.0000

American

Jan 21, 2022

Call Options Purchased

1,800

90.0000

American

Dec 27, 2019

Put Options Written

17,000

65.0000

American

Feb 21, 2020

Put Options Written

600

72.5000

American

May 15, 2020

Call Options Purchased

4,700

100.0000

American

May 15, 2020

Call Options Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options Purchased

500

90.0000

American

Jan 21, 2022

Put Options Written

400

85.0000

American

Jan 15, 2021

Call Options Purchased

700

87.0000

American

Dec 27, 2019

Call Options Purchased

400

82.5000

American

Jun 19, 2020

Call Options Purchased

8,000

77.5000

American

Jan 17, 2020

Call Options Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options Written

1,100

45.0000

American

Jun 19, 2020

Call Options Purchased

7,300

77.5000

American

Jan 15, 2021

Put Options Written

16,700

80.0000

American

Feb 21, 2020

Put Options Written

1,100

67.5000

American

Jan 15, 2021

Call Options Written

-1,500

140.0000

American

Jan 15, 2021

Call Options Written

-3,100

135.0000

American

Jan 17, 2020

Call Options Written

-2,200

82.5000

American

Jan 15, 2021

Put Options Purchased

-9,700

100.0000

American

Jan 17, 2020

Call Options Written

-400

86.0000

American

Jan 24, 2020

Put Options Purchased

-12,900

86.5000

American

Jan 10, 2020

Call Options Written

-500

87.5000

American

Jan 21, 2022

Put Options Purchased

-500

47.5000

American

Sep 18, 2020

Call Options Written

-1,700

80.0000

American

Jan 15, 2021

Put Options Purchased

-4,700

72.5000

American

Jan 17, 2020

Put Options Purchased

-9,800

90.0000

American

Jan 17, 2020

Call Options Written

-1,500

110.0000

American

May 15, 2020

Call Options Written

-3,800

92.5000

American

Jan 17, 2020

Put Options Purchased

-400

86.5000

American

Dec 27, 2019

Call Options Written

-5,700

95.0000

American

Jan 15, 2021

Call Options Written

-4,700

100.0000

American

Sep 18, 2020

Put Options Purchased

-100

77.5000

American

Feb 21, 2020

Put Options Purchased

-100

90.5000

American

Jan 10, 2020

Call Options Written

-1,000

87.5000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 689282
Time of Receipt (offset from UTC): 20191227T114911+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC