Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 24 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

3,174,264

0.21%

5,165,852

0.35%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

5,205,856

0.35%

474,700

0.03%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,567,700

0.17%

1,117,700

0.08%

 

 

 

 

TOTAL:

 

 

 

 

10,947,820

0.74%

6,758,252

0.46%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

14

90.3900 USD

Purchase

19

89.6300 USD

Purchase

100

89.5200 USD

Purchase

100

89.9000 USD

Purchase

100

90.0300 USD

Purchase

100

89.5900 USD

Purchase

100

89.8100 USD

Purchase

109

89.6400 USD

Purchase

110

90.3500 USD

Purchase

200

89.8200 USD

Purchase

200

89.5837 USD

Purchase

300

89.5233 USD

Purchase

371

89.8648 USD

Purchase

400

89.8250 USD

Purchase

426

90.1698 USD

Purchase

500

89.8020 USD

Purchase

500

89.8242 USD

Purchase

530

89.8206 USD

Purchase

600

89.7500 USD

Purchase

700

89.6542 USD

Purchase

917

89.7777 USD

Purchase

1,400

89.8421 USD

Purchase

1,400

89.5973 USD

Purchase

1,573

89.7882 USD

Purchase

2,100

89.6200 USD

Purchase

3,400

89.6980 USD

Purchase

3,980

89.9467 USD

Purchase

6,300

89.7236 USD

Purchase

6,335

89.9028 USD

Purchase

7,084

89.9076 USD

Purchase

8,200

89.8279 USD

Purchase

12,487

89.8500 USD

Purchase

20,289

89.8768 USD

Purchase

28,715

90.0607 USD

Purchase

37,538

90.0074 USD

Sale

23

90.0000 USD

Sale

100

89.5900 USD

Sale

100

89.6600 USD

Sale

100

89.8000 USD

Sale

100

90.0400 USD

Sale

100

89.8300 USD

Sale

100

89.8400 USD

Sale

100

89.9000 USD

Sale

100

89.9900 USD

Sale

100

89.5475 USD

Sale

100

89.8100 USD

Sale

107

89.5379 USD

Sale

110

90.3500 USD

Sale

119

89.6713 USD

Sale

119

89.6300 USD

Sale

127

89.7863 USD

Sale

195

89.6487 USD

Sale

217

89.8231 USD

Sale

247

89.7971 USD

Sale

252

90.1414 USD

Sale

253

89.7660 USD

Sale

300

89.8833 USD

Sale

300

89.6700 USD

Sale

300

89.8233 USD

Sale

371

89.8648 USD

Sale

456

89.8900 USD

Sale

500

89.6220 USD

Sale

509

89.6400 USD

Sale

700

89.7428 USD

Sale

737

89.8145 USD

Sale

1,100

89.5940 USD

Sale

1,344

89.8408 USD

Sale

1,670

89.8040 USD

Sale

1,814

89.7541 USD

Sale

1,943

89.7410 USD

Sale

1,976

89.8283 USD

Sale

2,000

89.7465 USD

Sale

2,300

89.7323 USD

Sale

2,300

89.6200 USD

Sale

3,174

89.8354 USD

Sale

3,231

89.7501 USD

Sale

3,400

89.8192 USD

Sale

4,996

89.8361 USD

Sale

5,124

89.8694 USD

Sale

5,905

89.8407 USD

Sale

6,263

89.8441 USD

Sale

6,585

89.8764 USD

Sale

7,524

89.9233 USD

Sale

8,600

89.7778 USD

Sale

10,975

89.8923 USD

Sale

12,587

89.8500 USD

Sale

15,035

89.8793 USD

Sale

15,184

89.8653 USD

Sale

15,687

89.8210 USD

Sale

28,715

90.0607 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

30,310

90.0232 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

94 USD

American

17 Jan 2020

0.4100 USD

Call Option

Purchasing

2,200

95 USD

American

18 Sep 2020

4.4300 USD

Call Option

Selling

100

68 USD

American

17 Jan 2020

22.8000 USD

Call Option

Selling

800

75 USD

American

17 Jan 2020

14.8112 USD

Call Option

Selling

500

78 USD

American

17 Jan 2020

12.3000 USD

Put Option

Purchasing

500

86 USD

American

17 Jan 2020

1.0300 USD

Put Option

Purchasing

100

89 USD

American

10 Jan 2020

0.8200 USD

Put Option

Purchasing

100

90 USD

American

21 Feb 2020

3.7500 USD

Put Option

Purchasing

200

105 USD

American

17 Jan 2020

16.2500 USD

Put Option

Selling

100

38 USD

American

21 Jan 2022

0.9900 USD

Put Option

Selling

600

80 USD

American

17 Jan 2020

0.2300 USD

Put Option

Selling

100

80 USD

American

21 Feb 2020

0.7900 USD

Put Option

Selling

500

83 USD

American

17 Jan 2020

0.4700 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 27 Dec 2019
Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

363,000

65.0000

American

Jan 17, 2020

Put Options

Written

8,100

75.0000

American

Feb 21, 2020

Call Options

Purchased

200

94.0000

American

Jan 3, 2020

Put Options

Written

9,200

85.5000

American

Jan 31, 2020

Put Options

Written

3,100

37.5000

American

Jan 21, 2022

Put Options

Written

2,900

75.0000

American

Jun 19, 2020

Call Options

Purchased

4,000

72.5000

American

Feb 21, 2020

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Call Options

Purchased

3,300

87.5000

American

May 15, 2020

Put Options

Written

2,900

77.5000

American

Jan 17, 2020

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Call Options

Purchased

400

94.0000

American

Jan 10, 2020

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Put Options

Written

9,500

88.0000

American

Jan 31, 2020

Call Options

Purchased

600

91.0000

American

Dec 27, 2019

Call Options

Purchased

600

75.0000

American

May 15, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Call Options

Purchased

200

50.0000

American

Jan 21, 2022

Put Options

Written

11,500

82.5000

American

Jan 17, 2020

Put Options

Written

200

70.0000

American

May 15, 2020

Put Options

Written

11,300

87.5000

American

Feb 21, 2020

Put Options

Written

400

85.0000

American

Dec 27, 2019

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Call Options

Purchased

100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options

Purchased

-48,300

85.0000

American

May 15, 2020

Call Options

Written

-200

105.0000

American

Feb 21, 2020

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Call Options

Written

-1,000

91.5000

American

Jan 10, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-1,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-2,400

83.0000

American

Jan 3, 2020

Put Options

Purchased

-3,900

57.5000

American

Jan 17, 2020

Call Options

Written

-200

100.0000

American

Jan 3, 2020

Call Options

Written

-8,300

70.0000

American

Feb 21, 2020

Call Options

Written

-500

92.0000

American

Dec 27, 2019

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Call Options

Written

-8,800

97.5000

American

Jan 17, 2020

Call Options

Written

-17,700

90.0000

American

Jun 19, 2020

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Put Options

Purchased

-300

90.0000

American

Jan 10, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Call Options

Purchased

7,200

95.0000

American

May 15, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

284,800

80.0000

American

Jan 17, 2020

Put Options

Written

49,000

95.0000

American

Jan 17, 2020

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options

Written

1,100

82.5000

American

Sep 18, 2020

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

6,700

92.5000

American

May 15, 2020

Call Options

Purchased

5,800

95.0000

American

Sep 18, 2020

Call Options

Purchased

400

120.0000

American

Sep 18, 2020

Call Options

Purchased

1,100

72.5000

American

May 15, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

3,500

47.5000

American

Jan 17, 2020

Call Options

Purchased

1,800

85.0000

American

Feb 21, 2020

Call Options

Purchased

1,200

72.5000

American

Jun 19, 2020

Put Options

Written

600

62.5000

American

Sep 18, 2020

Put Options

Written

3,900

50.0000

American

Jan 17, 2020

Call Options

Purchased

800

67.5000

American

Feb 21, 2020

Put Options

Written

500

83.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

91.0000

American

Jan 3, 2020

Call Options

Purchased

1,000

92.5000

American

Feb 21, 2020

Call Options

Written

-200

97.5000

American

Feb 21, 2020

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Put Options

Purchased

-12,200

55.0000

American

Jan 17, 2020

Call Options

Written

-11,600

130.0000

American

Jan 17, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-200

85.0000

American

Sep 18, 2020

Call Options

Written

-5,900

90.0000

American

Jan 10, 2020

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-800

90.5000

American

Jan 3, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-3,500

89.0000

American

Dec 27, 2019

Call Options

Written

-100

89.5000

American

Jan 3, 2020

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Put Options

Written

16,500

62.5000

American

Jan 17, 2020

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Put Options

Written

1,800

57.5000

American

Feb 21, 2020

Put Options

Written

22,600

91.0000

American

Jan 17, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Call Options

Purchased

1,000

92.0000

American

Jan 3, 2020

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

500

70.0000

American

Jun 19, 2020

Call Options

Purchased

15,800

72.5000

American

Jan 17, 2020

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

500

62.5000

American

May 15, 2020

Put Options

Written

1,000

88.5000

American

Jan 31, 2020

Call Options

Purchased

500

97.5000

American

May 15, 2020

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Put Options

Purchased

-1,600

72.5000

American

Feb 21, 2020

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options

Purchased

-200

86.5000

American

Jan 3, 2020

Put Options

Purchased

-400

89.0000

American

Jan 3, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-23,400

60.0000

American

Jan 17, 2020

Call Options

Written

-800

87.5000

American

Jan 3, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Put Options

Purchased

-120,000

85.0000

American

Feb 21, 2020

Call Options

Written

-900

85.0000

American

Sep 18, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Put Options

Purchased

-3,500

97.5000

American

Feb 21, 2020

Call Options

Written

-100

89.0000

American

Jan 10, 2020

Put Options

Purchased

-700

80.0000

American

May 15, 2020

Put Options

Purchased

-4,400

40.0000

American

Jan 21, 2022

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Call Options

Written

-900

110.0000

American

Feb 21, 2020

Put Options

Purchased

-100

89.0000

American

Dec 27, 2019

Call Options

Written

-200

40.0000

American

Jan 21, 2022

Put Options

Purchased

-400

75.0000

American

May 15, 2020

Call Options

Written

-1,000

90.5000

American

Jan 31, 2020

Put Options

Purchased

-6,400

85.0000

American

Jan 17, 2020

Call Options

Written

-8,300

95.0000

American

Jan 17, 2020

Call Options

Written

-600

95.0000

American

Feb 21, 2020

Call Options

Written

-3,900

85.0000

American

Jun 19, 2020

Call Options

Written

-4,200

85.0000

American

May 15, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Call Options

Purchased

7,700

80.0000

American

May 15, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Put Options

Written

175,000

80.0000

American

Jan 15, 2021

Call Options

Purchased

1,900

82.5000

American

Feb 21, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

1,300

67.5000

American

Jan 15, 2021

Call Options

Purchased

300

93.5000

American

Jan 3, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

400

88.0000

American

Dec 27, 2019

Put Options

Written

155,900

65.0000

American

Jun 19, 2020

Call Options

Purchased

2,100

87.5000

American

Feb 21, 2020

Call Options

Purchased

200

88.5000

American

Jan 3, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Call Options

Purchased

200

87.5000

American

Jun 19, 2020

Put Options

Written

100

85.0000

American

Jan 31, 2020

Call Options

Purchased

5,200

90.0000

American

Sep 18, 2020

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Put Options

Written

400

90.0000

American

Jun 19, 2020

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Call Options

Purchased

100

92.0000

American

Jan 10, 2020

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Put Options

Written

600

80.0000

American

Jun 19, 2020

Put Options

Written

200

37.5000

American

Jan 15, 2021

Put Options

Written

5,100

77.5000

American

Jan 15, 2021

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Written

-6,800

105.0000

American

Jan 17, 2020

Call Options

Written

-6,500

75.0000

American

Jan 17, 2020

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-200

87.5000

American

Sep 18, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-1,200

77.5000

American

Feb 21, 2020

Put Options

Purchased

-2,100

70.0000

American

Jan 15, 2021

Call Options

Written

-8,000

100.0000

American

Jan 15, 2021

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-51,100

92.5000

American

Jan 15, 2021

Put Options

Purchased

-2,900

90.0000

American

Feb 21, 2020

Call Options

Written

-5,200

85.0000

American

Jan 15, 2021

Call Options

Written

-79,900

70.0000

American

Jan 15, 2021

Call Options

Written

-100

45.0000

American

Jan 21, 2022

Put Options

Purchased

-1,500

92.0000

American

Dec 27, 2019

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-200

110.0000

American

Sep 18, 2020

Call Options

Written

-1,200

92.5000

American

Jan 31, 2020

Call Options

Written

-1,400

93.5000

American

Jan 31, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Put Options

Purchased

-400

86.0000

American

Jan 3, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Call Options

Written

-11,800

90.0000

American

Jan 31, 2020

Call Options

Written

-4,600

115.0000

American

Jan 17, 2020

Call Options

Written

-11,900

92.5000

American

Feb 21, 2020

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Call Options

Written

-600

89.5000

American

Jan 24, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Put Options

Written

17,100

85.0000

American

Jan 24, 2020

Put Options

Written

400

82.5000

American

Feb 21, 2020

Call Options

Purchased

300

93.0000

American

Jan 3, 2020

Put Options

Written

200

88.0000

American

Jan 3, 2020

Call Options

Purchased

200

65.0000

American

May 15, 2020

Call Options

Purchased

200

91.0000

American

Jan 10, 2020

Put Options

Written

400

86.0000

American

Dec 27, 2019

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Put Options

Written

100

83.5000

American

Jan 31, 2020

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Written

100

67.5000

American

May 15, 2020

Put Options

Written

100

88.5000

American

Jan 3, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Put Options

Written

1,500

70.0000

American

Feb 21, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Put Options

Written

100

65.0000

American

May 15, 2020

Put Options

Written

8,300

86.5000

American

Jan 24, 2020

Put Options

Written

3,400

67.5000

American

Jan 17, 2020

Call Options

Purchased

24,900

90.0000

American

Feb 21, 2020

Call Options

Purchased

11,700

70.0000

American

Jan 17, 2020

Call Options

Purchased

200

95.0000

American

Dec 27, 2019

Call Options

Purchased

11,500

75.0000

American

Sep 18, 2020

Call Options

Purchased

8,400

90.0000

American

May 15, 2020

Put Options

Written

4,800

86.0000

American

Jan 24, 2020

Put Options

Written

100

77.5000

American

Sep 18, 2020

Call Options

Written

-100

90.5000

American

Jan 10, 2020

Put Options

Purchased

-300

60.0000

American

Feb 21, 2020

Put Options

Purchased

-700

95.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Put Options

Purchased

-26,000

92.5000

American

Jan 17, 2020

Put Options

Purchased

-1,500

82.5000

American

May 15, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-400

130.0000

American

Jan 17, 2020

Put Options

Purchased

-700

80.0000

American

Jan 15, 2021

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-1,800

100.0000

American

Feb 21, 2020

Call Options

Written

-2,200

130.0000

American

Jun 19, 2020

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Call Options

Written

-100

37.5000

American

Jan 21, 2022

Call Options

Written

-4,600

91.0000

American

Jan 31, 2020

Call Options

Written

-100,300

120.0000

American

Jan 17, 2020

Put Options

Purchased

-300

97.5000

American

Jan 17, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-400

92.5000

American

Feb 21, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-1,600

88.0000

American

Dec 27, 2019

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Call Options

Written

-3,300

145.0000

American

Jan 17, 2020

Put Options

Purchased

-4,300

75.0000

American

Jan 17, 2020

Put Options

Purchased

-400

100.0000

American

Jan 15, 2021

Call Options

Purchased

23,000

67.5000

American

Jan 17, 2020

Put Options

Written

600

87.5000

American

May 15, 2020

Put Options

Written

500

62.5000

American

May 15, 2020

Call Options

Purchased

4,900

75.0000

American

Feb 21, 2020

Put Options

Written

8,900

80.0000

American

Jan 17, 2020

Call Options

Purchased

100

70.0000

American

May 15, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Call Options

Purchased

400

86.5000

American

Dec 27, 2019

Put Options

Written

1,100

75.0000

American

Jan 15, 2021

Call Options

Purchased

100

84.0000

American

Dec 27, 2019

Put Options

Written

100

57.5000

American

Sep 18, 2020

Call Options

Purchased

100

90.0000

American

Jan 15, 2021

Call Options

Purchased

22,800

80.0000

American

Feb 21, 2020

Put Options

Written

29,600

70.0000

American

Jun 19, 2020

Put Options

Written

400

50.0000

American

Feb 21, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Call Options

Purchased

7,900

90.0000

American

Jan 3, 2020

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Put Options

Purchased

-2,200

87.5000

American

Jan 17, 2020

Put Options

Purchased

-4,400

70.0000

American

Jan 17, 2020

Call Options

Written

-53,800

82.5000

American

Jan 17, 2020

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Put Options

Purchased

-500

86.0000

American

Jan 17, 2020

Put Options

Purchased

-3,500

83.0000

American

Dec 27, 2019

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Put Options

Purchased

-100

82.5000

American

Dec 27, 2019

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Written

19,600

85.0000

American

Feb 21, 2020

Call Options

Purchased

200

55.0000

American

Jan 21, 2022

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

105.0000

American

Sep 18, 2020

Put Options

Written

300

65.0000

American

Jan 15, 2021

Put Options

Written

100

65.0000

American

Sep 18, 2020

Call Options

Purchased

2,200

105.0000

American

May 15, 2020

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Call Options

Purchased

400

90.0000

American

Jan 17, 2020

Call Options

Purchased

500

91.5000

American

Jan 3, 2020

Put Options

Written

5,800

105.0000

American

Jan 17, 2020

Call Options

Purchased

3,600

100.0000

American

Feb 21, 2020

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Put Options

Written

14,500

67.5000

American

Jun 19, 2020

Put Options

Written

5,000

67.5000

American

Feb 21, 2020

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Call Options

Purchased

1,000

93.0000

American

Dec 27, 2019

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Purchased

100

94.0000

American

Jan 17, 2020

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Put Options

Written

1,000

77.5000

American

Jun 19, 2020

Call Options

Written

-4,000

100.0000

American

Jun 19, 2020

Call Options

Written

-6,700

105.0000

American

Jan 15, 2021

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-100

87.0000

American

Jan 10, 2020

Call Options

Written

-10,900

87.5000

American

Jan 17, 2020

Call Options

Written

-1,000

89.0000

American

Jan 3, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Call Options

Written

-700

65.0000

American

Jan 17, 2020

Call Options

Written

-10,800

85.0000

American

Jan 17, 2020

Put Options

Purchased

-100

90.0000

American

Dec 27, 2019

Call Options

Written

-400

82.5000

American

May 15, 2020

Call Options

Written

-67,400

100.0000

American

Jan 17, 2020

Call Options

Written

-100

88.0000

American

Jan 10, 2020

Put Options

Purchased

-3,100

81.5000

American

Jan 3, 2020

Call Options

Written

-1,100

62.5000

American

Jan 17, 2020

Put Options

Purchased

-1,000

91.0000

American

Jan 3, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Purchased

400

82.5000

American

Jun 19, 2020

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Call Options

Purchased

1,800

90.0000

American

Dec 27, 2019

Put Options

Written

600

72.5000

American

May 15, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Purchased

8,400

77.5000

American

Jan 17, 2020

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Written

400

85.0000

American

Jan 15, 2021

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Call Options

Purchased

4,700

100.0000

American

May 15, 2020

Call Options

Purchased

1,000

87.0000

American

Dec 27, 2019

Put Options

Written

17,000

65.0000

American

Feb 21, 2020

Put Options

Written

16,800

80.0000

American

Feb 21, 2020

Call Options

Purchased

7,300

77.5000

American

Jan 15, 2021

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Call Options

Written

-3,800

92.5000

American

Jan 17, 2020

Call Options

Written

-4,700

100.0000

American

Sep 18, 2020

Call Options

Written

-5,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-4,700

72.5000

American

Jan 17, 2020

Put Options

Purchased

-100

90.5000

American

Jan 10, 2020

Call Options

Written

-1,700

80.0000

American

Jan 15, 2021

Call Options

Written

-400

86.0000

American

Jan 24, 2020

Put Options

Purchased

-9,700

100.0000

American

Jan 17, 2020

Put Options

Purchased

-12,900

86.5000

American

Jan 10, 2020

Put Options

Purchased

-100

77.5000

American

Feb 21, 2020

Call Options

Written

-1,200

140.0000

American

Jan 15, 2021

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Put Options

Purchased

-400

86.5000

American

Dec 27, 2019

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-1,500

110.0000

American

May 15, 2020

Put Options

Purchased

-9,800

90.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 689252
Time of Receipt (offset from UTC): 20191227T084552+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC