Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 24 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

4,222,234

1.29%

3,155,827

0.96%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,877,200

0.88%

2,385,804

0.73%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

805,300

0.25%

491,200

0.15%

 

 

 

 

TOTAL:

 

 

 

 

7,904,734

2.41%

6,032,831

1.84%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

2

191.3800 USD

Purchase

8

191.5000 USD

Purchase

25

191.2536 USD

Purchase

40

191.2300 USD

Purchase

68

191.3400 USD

Purchase

75

191.3500 USD

Purchase

100

191.4900 USD

Purchase

100

191.1900 USD

Purchase

200

191.2450 USD

Purchase

200

191.4800 USD

Purchase

204

191.1674 USD

Purchase

232

191.3572 USD

Purchase

380

191.3115 USD

Purchase

400

191.3750 USD

Purchase

500

191.3840 USD

Purchase

592

191.4156 USD

Purchase

600

191.4458 USD

Purchase

600

191.2683 USD

Purchase

602

191.4086 USD

Purchase

719

191.6026 USD

Purchase

743

191.4052 USD

Purchase

775

191.3215 USD

Purchase

1,211

191.3791 USD

Purchase

1,927

191.3417 USD

Purchase

2,365

191.3711 USD

Purchase

2,873

191.4200 USD

Purchase

3,072

191.4013 USD

Purchase

4,052

191.3327 USD

Purchase

5,514

191.4587 USD

Purchase

5,700

191.1324 USD

Purchase

8,180

191.4100 USD

Purchase

8,779

191.3877 USD

Purchase

9,974

191.2545 USD

Purchase

12,340

191.2949 USD

Purchase

16,400

191.2244 USD

Purchase

17,396

191.3936 USD

Purchase

19,080

191.3316 USD

Purchase

33,090

191.5426 USD

Purchase

35,000

191.5350 USD

Sale

25

191.2536 USD

Sale

40

191.2300 USD

Sale

100

191.0900 USD

Sale

100

191.5300 USD

Sale

100

191.4900 USD

Sale

100

191.4800 USD

Sale

100

191.3600 USD

Sale

122

191.2050 USD

Sale

162

191.3200 USD

Sale

200

191.4673 USD

Sale

200

191.1800 USD

Sale

200

191.1575 USD

Sale

300

191.1866 USD

Sale

357

191.3053 USD

Sale

380

191.2915 USD

Sale

500

191.1180 USD

Sale

516

191.3845 USD

Sale

581

191.2515 USD

Sale

770

191.2407 USD

Sale

1,231

191.3341 USD

Sale

1,291

191.3975 USD

Sale

2,193

191.3705 USD

Sale

2,873

191.4200 USD

Sale

4,209

191.2836 USD

Sale

4,500

191.2291 USD

Sale

5,200

191.1338 USD

Sale

5,700

191.1324 USD

Sale

6,400

191.3036 USD

Sale

8,180

191.4100 USD

Sale

8,869

191.3186 USD

Sale

20,632

191.3939 USD

Sale

33,090

191.5426 USD

Sale

70,000

191.5350 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

200

190 USD

American

27 Dec 2019

1.6000 USD

Call Option

Purchasing

300

195 USD

American

17 Jan 2020

0.5800 USD

Call Option

Purchasing

1,700

220 USD

American

20 Mar 2020

0.0300 USD

Call Option

Selling

300

193 USD

American

17 Jan 2020

1.9700 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 27 Dec 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

300

135.0000

American

Feb 21, 2020

Put Options

Written

100

120.0000

American

Jan 17, 2020

Call Options

Purchased

1,700

190.0000

American

Feb 21, 2020

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

300

192.5000

American

Jan 31, 2020

Call Options

Purchased

4,200

250.0000

American

Jan 17, 2020

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

200

180.0000

American

Jan 15, 2021

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

500

185.0000

American

Jun 19, 2020

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-500

190.0000

American

Dec 27, 2019

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Put Options

Written

11,700

160.0000

American

Jun 19, 2020

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

18,500

150.0000

American

May 15, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Call Options

Written

-1,100

185.0000

American

Feb 21, 2020

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Purchased

-100

185.0000

American

Jan 21, 2022

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Written

-2,000

180.0000

American

Feb 21, 2020

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-10,500

125.0000

American

Jan 17, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Call Options

Written

-2,700

150.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Written

2,100

185.0000

American

Mar 20, 2020

Call Options

Purchased

1,000

190.0000

American

Jun 19, 2020

Put Options

Written

400

110.0000

American

Feb 21, 2020

Put Options

Written

13,500

165.0000

American

Jan 17, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

400

65.0000

American

Jan 17, 2020

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options

Written

600

185.0000

American

May 15, 2020

Call Options

Purchased

5,900

160.0000

American

Jan 17, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

200

185.0000

American

Jan 17, 2020

Call Options

Purchased

100

190.0000

American

Mar 20, 2020

Call Options

Purchased

200

192.5000

American

Jan 24, 2020

Call Options

Purchased

3,000

180.0000

American

Jan 17, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-2,800

175.0000

American

Jan 17, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

1,300

195.0000

American

Jan 17, 2020

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Put Options

Written

400

170.0000

American

Jan 15, 2021

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Call Options

Purchased

100

190.0000

American

Jan 24, 2020

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Written

-600

195.0000

American

Jan 3, 2020

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options

Written

-29,700

150.0000

American

Jan 17, 2020

Put Options

Purchased

-3,300

100.0000

American

Jan 17, 2020

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Put Options

Written

30,100

140.0000

American

Jan 17, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Call Options

Purchased

105,900

190.0000

American

Jan 17, 2020

Put Options

Written

50,200

140.0000

American

Feb 21, 2020

Put Options

Written

7,000

160.0000

American

Jan 17, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Call Options

Purchased

6,700

190.0000

American

Jan 15, 2021

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

14,800

160.0000

American

Feb 21, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-300

192.5000

American

Jan 17, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-4,200

155.0000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

2,000

180.0000

American

Jan 17, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options

Written

500

180.0000

American

May 15, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

300

190.0000

American

Dec 27, 2019

Put Options

Written

500

185.0000

American

Feb 21, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Call Options

Written

-200

185.0000

American

Jun 19, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Put Options

Purchased

-2,100

175.0000

American

Jan 17, 2020

Call Options

Written

-19,500

185.0000

American

Jan 17, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-6,900

200.0000

American

Jan 17, 2020

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Purchased

1,700

220.0000

American

Mar 20, 2020

Put Options

Written

500

187.5000

American

Dec 27, 2019

Put Options

Written

200

185.0000

American

Jan 10, 2020

Call Options

Purchased

200

195.0000

American

Feb 21, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Put Options

Written

600

135.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Put Options

Purchased

-19,300

95.0000

American

Jan 17, 2020

Call Options

Written

-300

180.0000

American

Mar 20, 2020

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Call Options

Written

-200

185.0000

American

Mar 20, 2020

Put Options

Written

43,400

170.0000

American

Jan 17, 2020

Put Options

Written

100

150.0000

American

Mar 20, 2020

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

100,000

190.0000

American

Jan 17, 2020

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Call Options

Purchased

1,200

192.5000

American

Dec 27, 2019

Call Options

Purchased

11,200

195.0000

American

Jan 15, 2021

Call Options

Purchased

4,600

145.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-1,300

130.0000

American

Jan 17, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-100

110.0000

American

Jan 17, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Put Options

Purchased

-8,500

140.0000

American

Mar 20, 2020

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 689249
Time of Receipt (offset from UTC): 20191227T075955+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC