Form 8.3 - Abbvie Plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 23 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,513,126

0.24%

5,127,892

0.35%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

5,182,630

0.35%

474,700

0.03%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,565,000

0.17%

1,116,300

0.08%

 

 

 

 

TOTAL:

 

 

 

 

11,260,756

0.76%

6,718,892

0.45%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

22

89.8100 USD

Purchase

100

89.7100 USD

Purchase

100

89.7300 USD

Purchase

100

90.0050 USD

Purchase

100

90.0000 USD

Purchase

100

89.8900 USD

Purchase

100

89.8950 USD

Purchase

100

89.8000 USD

Purchase

100

90.0800 USD

Purchase

100

89.7500 USD

Purchase

100

89.8700 USD

Purchase

125

89.9280 USD

Purchase

142

89.9335 USD

Purchase

164

89.9939 USD

Purchase

200

89.6700 USD

Purchase

200

89.9700 USD

Purchase

300

89.9200 USD

Purchase

300

89.9600 USD

Purchase

394

89.7600 USD

Purchase

400

89.7375 USD

Purchase

400

89.9275 USD

Purchase

409

89.9692 USD

Purchase

450

90.1950 USD

Purchase

500

89.8980 USD

Purchase

500

89.7910 USD

Purchase

600

90.0100 USD

Purchase

700

89.8928 USD

Purchase

700

89.9435 USD

Purchase

800

89.9825 USD

Purchase

994

89.7459 USD

Purchase

1,800

90.0388 USD

Purchase

1,900

90.0394 USD

Purchase

2,800

90.0081 USD

Purchase

3,060

90.0210 USD

Purchase

3,280

89.9137 USD

Purchase

3,879

89.9831 USD

Purchase

5,380

89.9489 USD

Purchase

6,500

89.9896 USD

Purchase

8,500

90.0120 USD

Purchase

11,600

89.9567 USD

Purchase

11,813

90.0358 USD

Purchase

14,400

89.9623 USD

Purchase

17,316

90.0457 USD

Purchase

18,066

89.9740 USD

Purchase

20,500

89.9678 USD

Purchase

30,660

89.9323 USD

Purchase

33,242

89.9729 USD

Purchase

36,960

90.2485 USD

Purchase

37,228

90.2500 USD

Purchase

52,529

90.0514 USD

Purchase

86,600

90.0895 USD

Purchase

93,603

90.0484 USD

Purchase

116,448

90.0797 USD

Sale

22

89.8100 USD

Sale

40

89.6500 USD

Sale

100

90.1300 USD

Sale

100

90.1400 USD

Sale

100

90.1250 USD

Sale

100

89.6800 USD

Sale

100

90.1500 USD

Sale

100

90.0950 USD

Sale

125

90.2569 USD

Sale

150

90.0883 USD

Sale

233

89.8197 USD

Sale

261

90.1163 USD

Sale

273

89.9425 USD

Sale

296

90.1516 USD

Sale

299

89.8267 USD

Sale

300

90.0000 USD

Sale

300

89.9166 USD

Sale

350

90.0085 USD

Sale

369

89.9008 USD

Sale

400

90.0475 USD

Sale

449

89.8308 USD

Sale

500

89.8400 USD

Sale

500

90.1310 USD

Sale

500

89.9940 USD

Sale

527

90.1039 USD

Sale

565

90.0242 USD

Sale

600

89.9833 USD

Sale

653

89.8743 USD

Sale

664

89.9714 USD

Sale

664

89.9713 USD

Sale

758

90.1270 USD

Sale

800

89.9875 USD

Sale

800

90.1687 USD

Sale

800

90.0128 USD

Sale

808

89.8978 USD

Sale

880

90.1142 USD

Sale

885

89.8760 USD

Sale

900

89.9027 USD

Sale

903

90.0959 USD

Sale

955

90.0916 USD

Sale

1,068

89.9047 USD

Sale

1,200

89.9183 USD

Sale

1,267

89.9455 USD

Sale

1,465

89.9696 USD

Sale

1,500

89.9553 USD

Sale

1,660

90.1089 USD

Sale

1,689

90.0202 USD

Sale

1,883

89.8985 USD

Sale

1,900

90.0110 USD

Sale

1,927

90.0511 USD

Sale

1,984

89.8898 USD

Sale

1,988

89.7459 USD

Sale

2,336

90.0859 USD

Sale

2,400

89.8279 USD

Sale

2,700

89.9407 USD

Sale

3,100

90.0982 USD

Sale

3,170

90.0522 USD

Sale

3,253

89.9014 USD

Sale

4,605

90.0050 USD

Sale

5,156

89.9587 USD

Sale

6,427

90.0272 USD

Sale

6,673

90.2465 USD

Sale

7,409

89.9996 USD

Sale

8,500

89.9522 USD

Sale

9,047

90.0373 USD

Sale

11,500

89.9555 USD

Sale

11,900

89.9768 USD

Sale

11,951

89.9368 USD

Sale

13,300

89.9830 USD

Sale

14,600

89.9835 USD

Sale

20,700

90.0970 USD

Sale

24,345

90.1366 USD

Sale

38,135

89.9787 USD

Sale

38,360

89.9829 USD

Sale

73,988

90.2500 USD

Sale

86,600

90.0895 USD

Sale

130,921

90.0096 USD

(b) Derivatives transactions (other than options transactions)

Product Name

Nature of transaction

Number of relevant securities

Price per

 

 

unit

SWAP

Long

17,320

89.9048 USD

SWAP

Long

86,600

90.0595 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

1,000

87 USD

American

27 Dec 2019

3.0500 USD

Call Option

Purchasing

1,000

93 USD

American

21 Feb 2020

1.8300 USD

Call Option

Purchasing

5,000

93 USD

American

15 May 2020

3.6000 USD

Call Option

Purchasing

400

94 USD

American

10 Jan 2020

0.2500 USD

Call Option

Purchasing

100

98 USD

American

21 Feb 2020

0.6700 USD

Call Option

Purchasing

1,500

100 USD

American

15 May 2020

1.5246 USD

Call Option

Purchasing

100

110 USD

American

18 Sep 2020

1.1800 USD

Call Option

Selling

100

78 USD

American

17 Jan 2020

12.2500 USD

Call Option

Selling

2,800

89 USD

American

27 Dec 2019

0.9600 USD

Call Option

Selling

100

90 USD

American

27 Dec 2019

0.7000 USD

Call Option

Selling

100

90 USD

American

3 Jan 2020

1.5000 USD

Call Option

Selling

600

90 USD

American

24 Jan 2020

2.6400 USD

Call Option

Selling

5,000

90 USD

American

15 May 2020

4.6600 USD

Call Option

Selling

400

110 USD

American

21 Feb 2020

0.0600 USD

Call Option

Selling

1,500

110 USD

American

15 May 2020

0.4053 USD

Put Option

Purchasing

100

85 USD

American

21 Feb 2020

1.9100 USD

Put Option

Purchasing

48,100

85 USD

American

15 May 2020

3.8883 USD

Put Option

Purchasing

200

87 USD

American

3 Jan 2020

0.2100 USD

Put Option

Purchasing

22,600

93 USD

American

17 Jan 2020

4.3745 USD

Put Option

Purchasing

300

100 USD

American

21 Feb 2020

11.4500 USD

Put Option

Selling

100

68 USD

American

19 Jun 2020

0.8100 USD

Put Option

Selling

100

80 USD

American

21 Feb 2020

0.8400 USD

Put Option

Selling

22,600

91 USD

American

17 Jan 2020

3.3032 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

24 Dec 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Call Options

  Purchased

600

75.0000  

American

May 15, 2020

Call Options

  Purchased

100

67.5000  

American

Sep 18, 2020

Put Options

  Written

363,000

65.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,000

72.5000  

American

Jan 15, 2021

Put Options

  Written

3,000

37.5000  

American

Jan 21, 2022

Put Options

  Written

200

70.0000  

American

May 15, 2020

Call Options

  Purchased

700

50.0000  

American

Jan 15, 2021

Put Options

  Written

9,200

85.5000  

American

Jan 31, 2020

Call Options

  Purchased

600

91.0000  

American

Dec 27, 2019

Put Options

  Written

11,300

87.5000  

American

Feb 21, 2020

Call Options

  Purchased

200

55.0000  

American

Sep 18, 2020

Call Options

  Purchased

100

72.5000  

American

Sep 18, 2020

Put Options

  Written

101,800

60.0000  

American

Jun 19, 2020

Call Options

  Purchased

4,000

72.5000  

American

Feb 21, 2020

Put Options

  Written

8,100

75.0000  

American

Feb 21, 2020

Put Options

  Written

2,900

75.0000  

American

Jun 19, 2020

Call Options

  Purchased

200

50.0000  

American

Jan 21, 2022

Call Options

  Purchased

200

94.0000  

American

Jan 3, 2020

Put Options

  Written

2,900

77.5000  

American

Jan 17, 2020

Call Options

  Purchased

3,300

87.5000  

American

May 15, 2020

Put Options

  Written

1,000

82.5000  

American

Jan 15, 2021

Put Options

  Written

9,500

88.0000  

American

Jan 31, 2020

Call Options

  Purchased

400

94.0000  

American

Jan 10, 2020

Put Options

  Written

100

88.5000  

American

Jan 10, 2020

Put Options

  Written

1,100

85.0000  

American

Jun 19, 2020

Put Options

  Written

400

85.0000  

American

Dec 27, 2019

Put Options

  Written

11,500

82.5000  

American

Jan 17, 2020

Call Options

  Written

-200

100.0000  

American

Jan 3, 2020

Call Options

  Written

-8,300

70.0000  

American

Feb 21, 2020

Put Options

  Purchased

-48,300

85.0000  

American

May 15, 2020

Put Options

  Purchased

-2,800

50.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

95.0000  

American

May 15, 2020

Call Options

  Written

-200

105.0000  

American

Feb 21, 2020

Call Options

  Written

-1,000

91.5000  

American

Jan 10, 2020

Call Options

  Written

-2,300

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

90.0000  

American

Jan 10, 2020

Put Options

  Purchased

-3,900

57.5000  

American

Jan 17, 2020

Call Options

  Written

-1,700

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-600

55.0000  

American

Sep 18, 2020

Call Options

  Written

-17,700

90.0000  

American

Jun 19, 2020

Put Options

  Purchased

-600

105.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,000

47.5000  

American

Jun 19, 2020

Put Options

  Purchased

-100

50.0000  

American

Jan 21, 2022

Call Options

  Written

-4,500

115.0000  

American

Jan 21, 2022

Call Options

  Written

-8,800

97.5000  

American

Jan 17, 2020

Put Options

  Purchased

-2,400

83.0000  

American

Jan 3, 2020

Put Options

  Purchased

-1,000

130.0000  

American

Jan 15, 2021

Call Options

  Written

-500

92.0000  

American

Dec 27, 2019

Call Options

  Written

-900

135.0000  

American

Jan 15, 2021

Call Options

  Purchased

400

120.0000  

American

Sep 18, 2020

Put Options

  Written

50,000

57.5000  

American

Jan 17, 2020

Call Options

  Purchased

6,700

92.5000  

American

May 15, 2020

Put Options

  Written

1,100

82.5000  

American

Sep 18, 2020

Call Options

  Purchased

800

67.5000  

American

Feb 21, 2020

Call Options

  Purchased

3,600

95.0000  

American

Sep 18, 2020

Put Options

  Written

302,100

60.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,000

92.5000  

American

Feb 21, 2020

Put Options

  Written

49,000

95.0000  

American

Jan 17, 2020

Call Options

  Purchased

7,200

95.0000  

American

May 15, 2020

Put Options

  Written

3,900

50.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,200

72.5000  

American

Jun 19, 2020

Put Options

  Written

600

62.5000  

American

Sep 18, 2020

Call Options

  Purchased

1,800

85.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,100

72.5000  

American

May 15, 2020

Call Options

  Purchased

284,800

80.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,000

91.0000  

American

Jan 3, 2020

Put Options

  Written

3,500

47.5000  

American

Jan 17, 2020

Call Options

  Purchased

1,300

55.0000  

American

Jun 19, 2020

Put Options

  Written

15,400

42.5000  

American

Feb 21, 2020

Put Options

  Written

73,000

70.0000  

American

Jan 17, 2020

Put Options

  Written

2,000

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,000

145.0000  

American

Jun 19, 2020

Put Options

  Written

4,200

45.0000  

American

Jan 17, 2020

Call Options

  Written

-3,500

89.0000  

American

Dec 27, 2019

Put Options

  Purchased

-400

95.0000  

American

Sep 18, 2020

Put Options

  Purchased

-100

120.0000  

American

Jan 17, 2020

Call Options

  Written

-5,900

90.0000  

American

Jan 10, 2020

Put Options

  Purchased

-2,400

55.0000  

American

Jan 15, 2021

Put Options

  Purchased

-12,200

55.0000  

American

Jan 17, 2020

Call Options

  Written

-11,600

130.0000  

American

Jan 17, 2020

Put Options

  Purchased

-200

85.0000  

American

Sep 18, 2020

Call Options

  Written

-200

97.5000  

American

Feb 21, 2020

Call Options

  Written

-10,000

110.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,000

47.5000  

American

Jan 15, 2021

Call Options

  Written

-18,200

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,500

75.0000  

American

Sep 18, 2020

Put Options

  Purchased

-800

90.5000  

American

Jan 3, 2020

Put Options

  Purchased

-100

95.0000  

American

Jun 19, 2020

Call Options

  Written

-100

89.5000  

American

Jan 3, 2020

Call Options

  Purchased

500

70.0000  

American

Jun 19, 2020

Put Options

  Written

1,800

57.5000  

American

Feb 21, 2020

Call Options

  Purchased

2,300

60.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

105.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

77.5000  

American

Jun 19, 2020

Call Options

  Purchased

1,000

60.0000  

American

Sep 18, 2020

Call Options

  Purchased

2,500

60.0000  

American

Feb 21, 2020

Put Options

  Written

1,000

88.5000  

American

Jan 31, 2020

Call Options

  Purchased

500

97.5000  

American

May 15, 2020

Call Options

  Purchased

15,800

72.5000  

American

Jan 17, 2020

Put Options

  Written

16,500

62.5000  

American

Jan 17, 2020

Call Options

  Purchased

500

62.5000  

American

May 15, 2020

Call Options

  Purchased

1,000

92.0000  

American

Jan 3, 2020

Put Options

  Written

22,600

91.0000  

American

Jan 17, 2020

Call Options

  Written

-400

110.0000  

American

Jun 19, 2020

Put Options

  Purchased

-400

75.0000  

American

May 15, 2020

Call Options

  Written

-3,000

75.0000  

American

Jan 15, 2021

Call Options

  Written

-1,000

90.5000  

American

Jan 31, 2020

Put Options

  Purchased

-23,400

60.0000  

American

Jan 17, 2020

Call Options

  Written

-100

100.0000  

American

Jan 21, 2022

Call Options

  Written

-800

87.5000  

American

Jan 3, 2020

Put Options

  Purchased

-700

80.0000  

American

May 15, 2020

Put Options

  Purchased

-1,600

110.0000  

American

Jan 15, 2021

Call Options

  Written

-900

85.0000  

American

Sep 18, 2020

Put Options

  Purchased

-4,400

40.0000  

American

Jan 21, 2022

Call Options

  Written

-8,300

95.0000  

American

Jan 17, 2020

Put Options

  Purchased

-3,500

50.0000  

American

Jun 19, 2020

Call Options

  Written

-4,200

85.0000  

American

May 15, 2020

Call Options

  Written

-100

89.0000  

American

Jan 10, 2020

Put Options

  Purchased

-100

89.0000  

American

Dec 27, 2019

Put Options

  Purchased

-120,000

85.0000  

American

Feb 21, 2020

Call Options

  Written

-3,900

85.0000  

American

Jun 19, 2020

Put Options

  Purchased

-400

89.0000  

American

Jan 3, 2020

Put Options

  Purchased

-600

42.5000  

American

Sep 18, 2020

Call Options

  Written

-900

110.0000  

American

Feb 21, 2020

Put Options

  Purchased

-1,600

72.5000  

American

Feb 21, 2020

Call Options

  Written

-200

40.0000  

American

Jan 21, 2022

Put Options

  Purchased

-200

86.5000  

American

Jan 3, 2020

Put Options

  Purchased

-1,300

50.0000  

American

Sep 18, 2020

Call Options

  Written

-800

125.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,000

45.0000  

American

Sep 18, 2020

Call Options

  Written

-600

95.0000  

American

Feb 21, 2020

Call Options

  Written

-1,900

97.5000  

American

Jan 15, 2021

Call Options

  Written

-1,900

115.0000  

American

Sep 18, 2020

Put Options

  Purchased

-3,500

97.5000  

American

Feb 21, 2020

Put Options

  Purchased

-6,400

85.0000  

American

Jan 17, 2020

Call Options

  Purchased

200

88.5000  

American

Jan 3, 2020

Put Options

  Written

37,300

57.5000  

American

Jun 19, 2020

Put Options

  Written

200

37.5000  

American

Jan 15, 2021

Put Options

  Written

155,900

65.0000  

American

Jun 19, 2020

Call Options

  Purchased

5,200

90.0000  

American

Sep 18, 2020

Call Options

  Purchased

1,300

67.5000  

American

Jan 15, 2021

Call Options

  Purchased

200

87.5000  

American

Jun 19, 2020

Put Options

  Written

175,000

80.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,900

82.5000  

American

Feb 21, 2020

Put Options

  Written

1,000

42.5000  

American

Jan 21, 2022

Put Options

  Written

100

85.0000  

American

Jan 31, 2020

Put Options

  Written

4,000

62.5000  

American

Feb 21, 2020

Put Options

  Written

400

90.0000  

American

Jun 19, 2020

Call Options

  Purchased

3,200

55.0000  

American

Jan 15, 2021

Call Options

  Purchased

800

155.0000  

American

Jan 17, 2020

Put Options

  Written

600

80.0000  

American

Jun 19, 2020

Call Options

  Purchased

300

93.5000  

American

Jan 3, 2020

Call Options

  Purchased

1,300

92.5000  

American

Sep 18, 2020

Call Options

  Purchased

7,700

80.0000  

American

May 15, 2020

Call Options

  Purchased

2,100

87.5000  

American

Feb 21, 2020

Put Options

  Written

2,500

47.5000  

American

Jan 21, 2022

Call Options

  Purchased

100

92.0000  

American

Jan 10, 2020

Call Options

  Purchased

1,000

65.0000  

American

Sep 18, 2020

Call Options

  Purchased

400

88.0000  

American

Dec 27, 2019

Put Options

  Written

400

32.5000  

American

Sep 18, 2020

Put Options

  Written

5,100

77.5000  

American

Jan 15, 2021

Call Options

  Written

-8,000

100.0000  

American

Jan 15, 2021

Call Options

  Written

-200

110.0000  

American

Sep 18, 2020

Put Options

  Purchased

-200

87.5000  

American

Sep 18, 2020

Put Options

  Purchased

-400

86.0000  

American

Jan 3, 2020

Call Options

  Written

-5,700

75.0000  

American

Jan 17, 2020

Call Options

  Written

-79,900

70.0000  

American

Jan 15, 2021

Call Options

  Written

-100

45.0000  

American

Jan 21, 2022

Put Options

  Purchased

-100

100.0000  

American

Jan 21, 2022

Call Options

  Written

-200

70.0000  

American

Jan 21, 2022

Put Options

  Purchased

-1,500

105.0000  

American

Jun 19, 2020

Put Options

  Purchased

-2,200

40.0000  

American

Sep 18, 2020

Call Options

  Written

-11,800

90.0000  

American

Jan 31, 2020

Call Options

  Written

-11,900

92.5000  

American

Feb 21, 2020

Call Options

  Written

-51,100

92.5000  

American

Jan 15, 2021

Put Options

  Purchased

-2,100

70.0000  

American

Jan 15, 2021

Call Options

  Written

-600

89.5000  

American

Jan 24, 2020

Put Options

  Purchased

-2,800

90.0000  

American

Feb 21, 2020

Call Options

  Written

-6,800

105.0000  

American

Jan 17, 2020

Call Options

  Written

-1,400

93.5000  

American

Jan 31, 2020

Put Options

  Purchased

-5,000

42.5000  

American

Jun 19, 2020

Call Options

  Written

-400

67.5000  

American

Jun 19, 2020

Call Options

  Written

-1,200

92.5000  

American

Jan 31, 2020

Call Options

  Written

-4,600

115.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

67.5000  

American

Sep 18, 2020

Put Options

  Purchased

-1,200

72.5000  

American

Sep 18, 2020

Call Options

  Written

-5,200

85.0000  

American

Jan 15, 2021

Call Options

  Written

-1,200

77.5000  

American

Feb 21, 2020

Put Options

  Purchased

-2,800

42.5000  

American

Jan 17, 2020

Put Options

  Purchased

-1,500

92.0000  

American

Dec 27, 2019

Call Options

  Written

-2,100

97.5000  

American

Jun 19, 2020

Put Options

  Written

1,500

70.0000  

American

Feb 21, 2020

Put Options

  Written

100

77.5000  

American

Sep 18, 2020

Call Options

  Purchased

11,700

70.0000  

American

Jan 17, 2020

Call Options

  Purchased

7,400

87.5000  

American

Sep 18, 2020

Call Options

  Purchased

100

62.5000  

American

Sep 18, 2020

Call Options

  Purchased

600

77.5000  

American

Sep 18, 2020

Call Options

  Purchased

200

95.0000  

American

Dec 27, 2019

Put Options

  Written

100

88.5000  

American

Jan 3, 2020

Call Options

  Purchased

200

65.0000  

American

May 15, 2020

Put Options

  Written

28,300

62.5000  

American

Jun 19, 2020

Call Options

  Purchased

11,500

75.0000  

American

Sep 18, 2020

Call Options

  Purchased

1,400

65.0000  

American

Feb 21, 2020

Call Options

  Purchased

8,400

90.0000  

American

May 15, 2020

Put Options

  Written

400

86.0000  

American

Dec 27, 2019

Call Options

  Purchased

300

93.0000  

American

Jan 3, 2020

Put Options

  Written

8,300

86.5000  

American

Jan 24, 2020

Call Options

  Purchased

200

110.0000  

American

Jan 21, 2022

Put Options

  Written

1,900

55.0000  

American

Feb 21, 2020

Put Options

  Written

400

82.5000  

American

Feb 21, 2020

Call Options

  Purchased

500

82.5000  

American

Sep 18, 2020

Put Options

  Written

100

83.5000  

American

Jan 31, 2020

Put Options

  Written

3,400

67.5000  

American

Jan 17, 2020

Call Options

  Purchased

24,900

90.0000  

American

Feb 21, 2020

Put Options

  Written

100

65.0000  

American

May 15, 2020

Put Options

  Written

17,100

85.0000  

American

Jan 24, 2020

Put Options

  Written

200

88.0000  

American

Jan 3, 2020

Put Options

  Written

100

67.5000  

American

May 15, 2020

Call Options

  Purchased

1,100

60.0000  

American

Jan 15, 2021

Put Options

  Written

4,800

86.0000  

American

Jan 24, 2020

Call Options

  Purchased

200

91.0000  

American

Jan 10, 2020

Call Options

  Written

-100

90.5000  

American

Jan 10, 2020

Call Options

  Written

-4,600

91.0000  

American

Jan 31, 2020

Call Options

  Written

-1,300

92.5000  

American

Jun 19, 2020

Put Options

  Purchased

-4,300

75.0000  

American

Jan 17, 2020

Put Options

  Purchased

-700

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

60.0000  

American

Feb 21, 2020

Put Options

  Purchased

-400

100.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,700

35.0000  

American

Jan 15, 2021

Call Options

  Written

-3,300

145.0000  

American

Jan 17, 2020

Put Options

  Purchased

-70,000

67.5000  

American

Jan 15, 2021

Call Options

  Written

-100,300

120.0000  

American

Jan 17, 2020

Call Options

  Written

-100

37.5000  

American

Jan 21, 2022

Put Options

  Purchased

-900

60.0000  

American

Sep 18, 2020

Call Options

  Written

-2,200

130.0000  

American

Jun 19, 2020

Put Options

  Purchased

-300

97.5000  

American

Jan 17, 2020

Call Options

  Written

-2,500

115.0000  

American

Feb 21, 2020

Put Options

  Purchased

-26,000

92.5000  

American

Jan 17, 2020

Put Options

  Purchased

-1,800

100.0000  

American

Feb 21, 2020

Put Options

  Purchased

-700

42.5000  

American

Jan 15, 2021

Put Options

  Purchased

-1,500

82.5000  

American

May 15, 2020

Call Options

  Written

-2,300

115.0000  

American

Jun 19, 2020

Call Options

  Written

-2,700

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-400

130.0000  

American

Jan 17, 2020

Put Options

  Purchased

-400

92.5000  

American

Feb 21, 2020

Put Options

  Purchased

-1,600

88.0000  

American

Dec 27, 2019

Call Options

  Written

-2,500

185.0000  

American

Jan 17, 2020

Put Options

  Purchased

-4,800

55.0000  

American

May 15, 2020

Put Options

  Purchased

-700

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,600

72.5000  

American

Jun 19, 2020

Put Options

  Written

600

87.5000  

American

May 15, 2020

Put Options

  Written

500

62.5000  

American

May 15, 2020

Call Options

  Purchased

400

86.5000  

American

Dec 27, 2019

Call Options

  Purchased

23,100

67.5000  

American

Jan 17, 2020

Call Options

  Purchased

100

125.0000  

American

Jan 21, 2022

Call Options

  Purchased

7,900

90.0000  

American

Jan 3, 2020

Put Options

  Written

400

50.0000  

American

Feb 21, 2020

Put Options

  Written

29,600

70.0000  

American

Jun 19, 2020

Put Options

  Written

300

35.0000  

American

Sep 18, 2020

Call Options

  Purchased

4,900

75.0000  

American

Feb 21, 2020

Put Options

  Written

1,400

55.0000  

American

Jun 19, 2020

Put Options

  Written

1,100

75.0000  

American

Jan 15, 2021

Call Options

  Purchased

22,800

80.0000  

American

Feb 21, 2020

Call Options

  Purchased

100

90.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

84.0000  

American

Dec 27, 2019

Put Options

  Written

90,000

50.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

70.0000  

American

May 15, 2020

Put Options

  Written

8,300

80.0000  

American

Jan 17, 2020

Put Options

  Written

100

57.5000  

American

Sep 18, 2020

Put Options

  Purchased

-700

92.5000  

American

Jun 19, 2020

Put Options

  Purchased

-1,900

40.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,400

70.0000  

American

Jan 17, 2020

Put Options

  Purchased

-9,400

72.5000  

American

Jan 15, 2021

Call Options

  Written

-200

62.5000  

American

Jun 19, 2020

Call Options

  Written

-2,000

150.0000  

American

Jan 17, 2020

Put Options

  Purchased

-3,500

83.0000  

American

Dec 27, 2019

Call Options

  Written

-4,700

120.0000  

American

Jan 21, 2022

Call Options

  Written

-53,800

82.5000  

American

Jan 17, 2020

Call Options

  Written

-18,100

95.0000  

American

Jun 19, 2020

Put Options

  Purchased

-300

60.0000  

American

Jan 21, 2022

Call Options

  Written

-2,200

62.5000  

American

Feb 21, 2020

Put Options

  Purchased

-2,200

87.5000  

American

Jan 17, 2020

Call Options

  Written

-2,100

115.0000  

American

Jan 15, 2021

Call Options

  Written

-100

180.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

82.5000  

American

Dec 27, 2019

Put Options

  Written

500

45.0000  

American

Jan 15, 2021

Call Options

  Purchased

500

91.5000  

American

Jan 3, 2020

Put Options

  Written

19,600

85.0000  

American

Feb 21, 2020

Call Options

  Purchased

400

90.0000  

American

Jan 17, 2020

Put Options

  Written

275,000

70.0000  

American

Jan 15, 2021

Put Options

  Written

14,500

67.5000  

American

Jun 19, 2020

Call Options

  Purchased

2,200

105.0000  

American

May 15, 2020

Put Options

  Written

1,000

77.5000  

American

Jun 19, 2020

Call Options

  Purchased

1,200

57.5000  

American

Jun 19, 2020

Call Options

  Purchased

400

57.5000  

American

Sep 18, 2020

Put Options

  Written

3,500

87.5000  

American

Jun 19, 2020

Call Options

  Purchased

3,600

100.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,300

105.0000  

American

Sep 18, 2020

Put Options

  Written

100

65.0000  

American

Sep 18, 2020

Call Options

  Purchased

200

55.0000  

American

Jan 21, 2022

Call Options

  Purchased

2,300

47.5000  

American

Sep 18, 2020

Call Options

  Purchased

1,000

93.0000  

American

Dec 27, 2019

Put Options

  Written

500

45.0000  

American

Jan 21, 2022

Put Options

  Written

6,000

105.0000  

American

Jan 17, 2020

Put Options

  Written

5,000

67.5000  

American

Feb 21, 2020

Call Options

  Purchased

4,200

80.0000  

American

Jun 19, 2020

Put Options

  Written

300

65.0000  

American

Jan 15, 2021

Call Options

  Written

-10,900

87.5000  

American

Jan 17, 2020

Call Options

  Written

-100

87.0000  

American

Jan 10, 2020

Call Options

  Written

-1,000

89.0000  

American

Jan 3, 2020

Call Options

  Written

-6,700

105.0000  

American

Jan 15, 2021

Call Options

  Written

-100

88.0000  

American

Jan 10, 2020

Put Options

  Purchased

-100

90.0000  

American

Dec 27, 2019

Call Options

  Written

-1,100

62.5000  

American

Jan 17, 2020

Call Options

  Written

-10,800

85.0000  

American

Jan 17, 2020

Put Options

  Purchased

-900

40.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,000

115.0000  

American

Jan 21, 2022

Put Options

  Purchased

-3,100

81.5000  

American

Jan 3, 2020

Call Options

  Written

-700

65.0000  

American

Jan 17, 2020

Call Options

  Written

-4,000

100.0000  

American

Jun 19, 2020

Call Options

  Written

-400

82.5000  

American

May 15, 2020

Put Options

  Purchased

-1,000

91.0000  

American

Jan 3, 2020

Put Options

  Purchased

-100

75.0000  

American

Jan 21, 2022

Call Options

  Written

-67,400

100.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,700

100.0000  

American

May 15, 2020

Put Options

  Written

16,700

80.0000  

American

Feb 21, 2020

Put Options

  Written

17,000

65.0000  

American

Feb 21, 2020

Put Options

  Written

1,100

67.5000  

American

Jan 15, 2021

Call Options

  Purchased

8,900

77.5000  

American

Jan 17, 2020

Call Options

  Purchased

7,300

77.5000  

American

Jan 15, 2021

Put Options

  Written

1,100

45.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,300

65.0000  

American

Jun 19, 2020

Put Options

  Written

400

85.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,800

90.0000  

American

Dec 27, 2019

Call Options

  Purchased

1,700

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,300

80.0000  

American

Sep 18, 2020

Call Options

  Purchased

1,000

87.0000  

American

Dec 27, 2019

Put Options

  Written

600

72.5000  

American

May 15, 2020

Call Options

  Purchased

100

85.0000  

American

Jan 21, 2022

Call Options

  Purchased

500

90.0000  

American

Jan 21, 2022

Call Options

  Purchased

400

82.5000  

American

Jun 19, 2020

Put Options

  Purchased

-9,800

90.0000  

American

Jan 17, 2020

Call Options

  Written

-1,000

87.5000  

American

Jan 15, 2021

Put Options

  Purchased

-9,700

100.0000  

American

Jan 17, 2020

Put Options

  Purchased

-500

47.5000  

American

Sep 18, 2020

Put Options

  Purchased

-100

77.5000  

American

Feb 21, 2020

Put Options

  Purchased

-4,700

72.5000  

American

Jan 17, 2020

Call Options

  Written

-400

86.0000  

American

Jan 24, 2020

Put Options

  Purchased

-100

90.5000  

American

Jan 10, 2020

Put Options

  Purchased

-400

86.5000  

American

Dec 27, 2019

Call Options

  Written

-1,500

110.0000  

American

May 15, 2020

Call Options

  Written

-4,700

100.0000  

American

Sep 18, 2020

Call Options

  Written

-2,200

82.5000  

American

Jan 15, 2021

Call Options

  Written

-3,100

135.0000  

American

Jan 17, 2020

Call Options

  Written

-3,800

92.5000  

American

Jan 17, 2020

Call Options

  Written

-5,100

95.0000  

American

Jan 15, 2021

Call Options

  Written

-1,200

140.0000  

American

Jan 15, 2021

Call Options

  Written

-500

87.5000  

American

Jan 21, 2022

Call Options

  Written

-1,700

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-12,900

86.5000  

American

Jan 10, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 689200
Time of Receipt (offset from UTC): 20191224T114805+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC