Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

23 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,393,850

1.34%

3,168,031

0.97%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,877,200

0.88%

2,385,804

0.73%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

803,100

0.24%

490,900

0.15%

 

 

 

 

TOTAL:

 

 

 

 

8,074,150

2.46%

6,044,735

1.84%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

190.9800 USD

Purchase

1

191.3150 USD

Purchase

17

190.9400 USD

Purchase

61

190.9000 USD

Purchase

67

191.5000 USD

Purchase

100

191.2200 USD

Purchase

100

191.2800 USD

Purchase

100

191.3000 USD

Purchase

100

191.4000 USD

Purchase

100

191.4600 USD

Purchase

100

191.5288 USD

Purchase

100

190.9500 USD

Purchase

100

191.5600 USD

Purchase

185

191.4340 USD

Purchase

200

191.0750 USD

Purchase

200

190.9750 USD

Purchase

222

191.0799 USD

Purchase

300

191.3633 USD

Purchase

300

191.3333 USD

Purchase

400

191.0262 USD

Purchase

400

191.3950 USD

Purchase

403

191.0746 USD

Purchase

500

191.1640 USD

Purchase

500

191.2540 USD

Purchase

507

191.0209 USD

Purchase

578

191.0917 USD

Purchase

599

191.0518 USD

Purchase

600

191.1425 USD

Purchase

600

191.0491 USD

Purchase

600

191.5433 USD

Purchase

600

191.3316 USD

Purchase

700

191.2385 USD

Purchase

800

191.3918 USD

Purchase

900

191.0447 USD

Purchase

934

191.1300 USD

Purchase

1,001

191.0983 USD

Purchase

1,094

191.1825 USD

Purchase

1,359

191.2803 USD

Purchase

1,600

191.1968 USD

Purchase

1,600

191.1915 USD

Purchase

1,699

191.2784 USD

Purchase

1,740

191.2074 USD

Purchase

1,741

191.0715 USD

Purchase

2,200

191.3895 USD

Purchase

3,109

191.1489 USD

Purchase

3,181

191.1922 USD

Purchase

3,292

191.2005 USD

Purchase

3,398

191.1662 USD

Purchase

4,484

191.1424 USD

Purchase

4,752

191.3043 USD

Purchase

7,130

191.2505 USD

Purchase

7,377

191.0428 USD

Purchase

8,461

191.5300 USD

Purchase

8,587

191.2592 USD

Purchase

10,305

191.5230 USD

Purchase

10,888

191.1106 USD

Purchase

11,000

191.1786 USD

Purchase

11,300

191.2207 USD

Purchase

11,958

191.1614 USD

Purchase

12,433

191.0913 USD

Purchase

15,587

191.1986 USD

Purchase

17,750

191.2169 USD

Purchase

33,218

191.2984 USD

Purchase

200,000

191.3100 USD

Sale

1

191.3150 USD

Sale

1

191.2800 USD

Sale

17

190.9400 USD

Sale

35

191.2300 USD

Sale

48

191.3300 USD

Sale

50

191.3800 USD

Sale

100

190.8400 USD

Sale

100

191.1450 USD

Sale

100

190.8850 USD

Sale

100

190.8900 USD

Sale

100

190.9300 USD

Sale

101

191.4553 USD

Sale

105

191.2054 USD

Sale

112

190.8182 USD

Sale

136

190.8209 USD

Sale

190

190.8564 USD

Sale

200

190.9750 USD

Sale

236

191.1253 USD

Sale

299

190.8688 USD

Sale

300

191.0466 USD

Sale

319

190.6663 USD

Sale

322

190.9311 USD

Sale

400

191.2062 USD

Sale

403

191.3314 USD

Sale

421

191.1295 USD

Sale

424

191.3279 USD

Sale

530

191.2124 USD

Sale

600

191.3250 USD

Sale

600

191.0875 USD

Sale

698

190.8367 USD

Sale

708

191.1108 USD

Sale

809

191.2014 USD

Sale

900

191.2888 USD

Sale

980

191.3453 USD

Sale

1,000

190.8815 USD

Sale

1,000

191.1555 USD

Sale

1,041

191.2792 USD

Sale

1,178

191.3073 USD

Sale

1,357

191.3050 USD

Sale

1,400

191.1889 USD

Sale

1,500

191.2995 USD

Sale

2,628

191.1826 USD

Sale

5,073

191.1248 USD

Sale

5,800

191.4573 USD

Sale

9,700

191.2119 USD

Sale

11,149

191.1154 USD

Sale

12,849

191.1996 USD

Sale

14,703

191.5300 USD

Sale

20,000

191.0894 USD

Sale

22,225

191.1793 USD

Sale

28,254

191.3205 USD

Sale

100,000

191.3100 USD

Sale

100,300

191.3101 USD

(b) Derivatives transactions (other than options transactions)

Product Name

Nature of transaction

Number of relevant securities

Price per

 

 

unit

SWAP

Short

20,000

191.0995 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

190 USD

American

15 May 2020

6.5400 USD

Call Option

Selling

100

180 USD

American

21 Feb 2020

15.9900 USD

Put Option

Selling

200

140 USD

American

21 Feb 2020

0.4600 USD

Put Option

Selling

1,000

140 USD

American

20 Mar 2020

0.7500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

24 Dec 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

200

180.0000  

American

Jan 15, 2021

Call Options

  Purchased

200

190.0000  

American

Jan 21, 2022

Put Options

  Written

900

90.0000  

American

Feb 21, 2020

Call Options

  Purchased

4,200

250.0000  

American

Jan 17, 2020

Put Options

  Written

700

100.0000  

American

Jan 15, 2021

Put Options

  Written

700

95.0000  

American

Jan 15, 2021

Put Options

  Written

300

135.0000  

American

Feb 21, 2020

Call Options

  Purchased

300

192.5000  

American

Jan 31, 2020

Put Options

  Written

100

120.0000  

American

Jan 17, 2020

Call Options

  Purchased

9,100

185.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,300

100.0000  

American

Jan 15, 2021

Put Options

  Written

500

185.0000  

American

Jun 19, 2020

Put Options

  Written

1,100

100.0000  

American

Feb 21, 2020

Call Options

  Purchased

2,500

175.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,700

190.0000  

American

Feb 21, 2020

Put Options

  Purchased

-1,500

155.0000  

American

Feb 21, 2020

Call Options

  Written

-600

220.0000  

American

May 15, 2020

Put Options

  Purchased

-700

155.0000  

American

Jan 17, 2020

Put Options

  Purchased

-4,500

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-500

190.0000  

American

Dec 27, 2019

Put Options

  Purchased

-50,000

160.0000  

American

Feb 21, 2020

Put Options

  Purchased

-300

165.0000  

American

Jan 15, 2021

Call Options

  Written

-2,100

125.0000  

American

Jan 15, 2021

Call Options

  Written

-5,500

160.0000  

American

Mar 20, 2020

Call Options

  Purchased

3,400

170.0000  

American

Jan 15, 2021

Put Options

  Written

36,400

105.0000  

American

Jan 15, 2021

Put Options

  Written

18,500

150.0000  

American

May 15, 2020

Put Options

  Written

11,700

160.0000  

American

Jun 19, 2020

Put Options

  Written

500

80.0000  

American

Feb 21, 2020

Put Options

  Written

66,500

140.0000  

American

Mar 20, 2020

Call Options

  Written

-2,700

150.0000  

American

Jan 15, 2021

Call Options

  Written

-300

150.0000  

American

Feb 21, 2020

Put Options

  Purchased

-2,200

70.0000  

American

Jan 17, 2020

Call Options

  Written

-1,100

290.0000  

American

Jan 17, 2020

Put Options

  Purchased

-300

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,700

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,300

110.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,200

65.0000  

American

Jan 15, 2021

Put Options

  Purchased

-16,800

115.0000  

American

Jan 15, 2021

Call Options

  Written

-2,000

180.0000  

American

Feb 21, 2020

Put Options

  Purchased

-10,500

125.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

155.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

185.0000  

American

Jan 21, 2022

Call Options

  Written

-1,100

185.0000  

American

Feb 21, 2020

Put Options

  Written

13,500

165.0000  

American

Jan 17, 2020

Call Options

  Purchased

3,000

180.0000  

American

Jan 17, 2020

Call Options

  Purchased

100

190.0000  

American

Mar 20, 2020

Put Options

  Written

100

145.0000  

American

Jan 15, 2021

Call Options

  Purchased

200

192.5000  

American

Jan 24, 2020

Put Options

  Written

600

185.0000  

American

May 15, 2020

Call Options

  Purchased

9,500

170.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,000

190.0000  

American

Jun 19, 2020

Call Options

  Purchased

5,900

160.0000  

American

Jan 17, 2020

Call Options

  Purchased

3,300

165.0000  

American

Jan 15, 2021

Call Options

  Purchased

5,100

170.0000  

American

Feb 21, 2020

Put Options

  Written

400

125.0000  

American

Jan 15, 2021

Put Options

  Written

2,100

185.0000  

American

Mar 20, 2020

Put Options

  Written

400

65.0000  

American

Jan 17, 2020

Put Options

  Written

200

185.0000  

American

Jan 17, 2020

Put Options

  Written

400

110.0000  

American

Feb 21, 2020

Put Options

  Purchased

-66,500

160.0000  

American

Mar 20, 2020

Call Options

  Written

-200

140.0000  

American

Feb 21, 2020

Call Options

  Written

-2,800

175.0000  

American

Jan 17, 2020

Call Options

  Written

-4,500

220.0000  

American

Jan 17, 2020

Call Options

  Purchased

800

160.0000  

American

Jan 21, 2022

Put Options

  Written

6,400

95.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,000

195.0000  

American

Jan 17, 2020

Call Options

  Purchased

300

145.0000  

American

Jan 15, 2021

Call Options

  Purchased

500

220.0000  

American

Jan 21, 2022

Put Options

  Written

400

170.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

165.0000  

American

Feb 21, 2020

Put Options

  Written

3,800

165.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

190.0000  

American

Jan 24, 2020

Put Options

  Written

48,000

140.0000  

American

Jun 19, 2020

Call Options

  Purchased

4,100

170.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,900

180.0000  

American

Jan 15, 2021

Call Options

  Written

-100

135.0000  

American

Jan 15, 2021

Call Options

  Written

-600

195.0000  

American

Jan 3, 2020

Call Options

  Written

-29,700

150.0000  

American

Jan 17, 2020

Call Options

  Written

-500

220.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,500

150.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,600

75.0000  

American

Jan 15, 2021

Call Options

  Written

-2,000

130.0000  

American

Feb 21, 2020

Put Options

  Purchased

-3,300

100.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,300

170.0000  

American

Jun 19, 2020

Put Options

  Purchased

-22,500

105.0000  

American

Jan 17, 2020

Call Options

  Written

-7,000

300.0000  

American

Jan 17, 2020

Call Options

  Purchased

105,900

190.0000  

American

Jan 17, 2020

Put Options

  Written

14,300

160.0000  

American

Mar 20, 2020

Put Options

  Written

50,200

140.0000  

American

Feb 21, 2020

Call Options

  Purchased

400

200.0000  

American

Jan 15, 2021

Put Options

  Written

7,000

160.0000  

American

Jan 17, 2020

Call Options

  Purchased

6,700

190.0000  

American

Jan 15, 2021

Put Options

  Written

30,100

140.0000  

American

Jan 17, 2020

Put Options

  Written

2,500

120.0000  

American

Feb 21, 2020

Put Options

  Written

7,000

120.0000  

American

Jun 19, 2020

Put Options

  Written

2,000

115.0000  

American

Feb 21, 2020

Put Options

  Written

4,700

80.0000  

American

Jan 17, 2020

Put Options

  Written

1,800

145.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,400

180.0000  

American

Jan 21, 2022

Put Options

  Written

14,800

160.0000  

American

Feb 21, 2020

Put Options

  Written

6,700

140.0000  

American

Jan 15, 2021

Call Options

  Written

-1,500

270.0000  

American

Jan 17, 2020

Call Options

  Written

-100

120.0000  

American

Jan 15, 2021

Call Options

  Written

-100

165.0000  

American

Jun 19, 2020

Call Options

  Written

-200

140.0000  

American

Jun 19, 2020

Call Options

  Written

-600

205.0000  

American

Jan 17, 2020

Call Options

  Written

-100

240.0000  

American

Jan 17, 2020

Call Options

  Written

-4,200

155.0000  

American

Jan 17, 2020

Put Options

  Purchased

-12,400

150.0000  

American

Jan 15, 2021

Call Options

  Written

-1,700

225.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,000

160.0000  

American

Jan 15, 2021

Put Options

  Written

13,700

75.0000  

American

Jan 17, 2020

Put Options

  Written

100

165.0000  

American

May 15, 2020

Put Options

  Written

2,000

180.0000  

American

Jan 17, 2020

Put Options

  Written

500

180.0000  

American

May 15, 2020

Call Options

  Purchased

100

190.0000  

American

Dec 27, 2019

Call Options

  Purchased

4,300

165.0000  

American

Jan 17, 2020

Put Options

  Written

3,300

165.0000  

American

Mar 20, 2020

Put Options

  Written

500

185.0000  

American

Feb 21, 2020

Call Options

  Written

-900

175.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,700

185.0000  

American

Jan 15, 2021

Call Options

  Written

-19,500

185.0000  

American

Jan 17, 2020

Put Options

  Purchased

-400

120.0000  

American

Jan 15, 2021

Call Options

  Written

-22,800

210.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

150.0000  

American

Jun 19, 2020

Put Options

  Purchased

-300

160.0000  

American

Jan 15, 2021

Call Options

  Written

-100

160.0000  

American

Jun 19, 2020

Call Options

  Written

-200

185.0000  

American

Jun 19, 2020

Call Options

  Written

-2,800

230.0000  

American

Jan 17, 2020

Call Options

  Written

-200

110.0000  

American

Jan 15, 2021

Call Options

  Written

-6,900

200.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,100

175.0000  

American

Jan 17, 2020

Put Options

  Purchased

-400

115.0000  

American

Jan 17, 2020

Call Options

  Written

-2,400

165.0000  

American

Mar 20, 2020

Put Options

  Purchased

-100

85.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,300

90.0000  

American

Jan 15, 2021

Put Options

  Written

600

135.0000  

American

Jan 17, 2020

Put Options

  Written

500

187.5000  

American

Dec 27, 2019

Put Options

  Written

200

185.0000  

American

Jan 10, 2020

Put Options

  Written

8,400

170.0000  

American

Feb 21, 2020

Call Options

  Purchased

3,800

175.0000  

American

Feb 21, 2020

Put Options

  Written

7,100

145.0000  

American

Jan 17, 2020

Call Options

  Purchased

200

195.0000  

American

Feb 21, 2020

Put Options

  Written

1,300

90.0000  

American

Jan 17, 2020

Call Options

  Written

-200

185.0000  

American

Mar 20, 2020

Put Options

  Purchased

-100

175.0000  

American

Jan 15, 2021

Call Options

  Written

-300

180.0000  

American

Mar 20, 2020

Put Options

  Purchased

-106,300

130.0000  

American

Jan 17, 2020

Put Options

  Purchased

-19,300

95.0000  

American

Jan 17, 2020

Call Options

  Written

-1,000

200.0000  

American

Feb 21, 2020

Call Options

  Written

-100

215.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

130.0000  

American

Jan 15, 2021

Call Options

  Written

-200

180.0000  

American

Jun 19, 2020

Put Options

  Written

25,000

150.0000  

American

Jan 17, 2020

Put Options

  Written

31,900

150.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,200

192.5000  

American

Dec 27, 2019

Put Options

  Written

100,000

190.0000  

American

Jan 17, 2020

Put Options

  Written

43,400

170.0000  

American

Jan 17, 2020

Call Options

  Purchased

11,200

195.0000  

American

Jan 15, 2021

Put Options

  Written

100

150.0000  

American

Mar 20, 2020

Put Options

  Written

5,600

145.0000  

American

Feb 21, 2020

Call Options

  Purchased

4,600

145.0000  

American

Jan 17, 2020

Call Options

  Written

-1,300

130.0000  

American

Jan 17, 2020

Call Options

  Written

-1,000

185.0000  

American

May 15, 2020

Call Options

  Written

-600

250.0000  

American

Jan 15, 2021

Call Options

  Written

-1,500

140.0000  

American

Jan 15, 2021

Put Options

  Purchased

-8,500

140.0000  

American

Mar 20, 2020

Call Options

  Written

-100

110.0000  

American

Jan 17, 2020

Put Options

  Purchased

-4,500

130.0000  

American

Feb 21, 2020

Call Options

  Written

-4,500

260.0000  

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 689199
Time of Receipt (offset from UTC): 20191224T110547+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC