Form 8.3 - ALLERGAN PLC AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 18 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

4,108,415

1.25%

2,619,483

0.80%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,582,200

0.79%

2,325,203

0.71%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

892,900

0.27%

561,200

0.17%

 

 

 

 

TOTAL:

 

 

 

 

7,583,515

2.31%

5,505,886

1.68%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

54

190.5400 USD

Purchase

63

190.0600 USD

Purchase

71

190.3000 USD

Purchase

100

190.0300 USD

Purchase

100

190.0500 USD

Purchase

100

190.1000 USD

Purchase

100

190.0900 USD

Purchase

120

190.3350 USD

Purchase

200

190.2600 USD

Purchase

200

190.0800 USD

Purchase

261

190.3454 USD

Purchase

293

190.2341 USD

Purchase

300

190.6466 USD

Purchase

300

190.2200 USD

Purchase

300

190.1750 USD

Purchase

340

190.3958 USD

Purchase

400

190.2476 USD

Purchase

400

190.1181 USD

Purchase

400

190.1218 USD

Purchase

509

190.1107 USD

Purchase

600

190.2583 USD

Purchase

600

190.2516 USD

Purchase

700

190.0707 USD

Purchase

700

190.1564 USD

Purchase

700

190.2671 USD

Purchase

700

190.3057 USD

Purchase

731

190.3286 USD

Purchase

801

190.1550 USD

Purchase

1,000

190.1450 USD

Purchase

1,570

190.2271 USD

Purchase

1,721

190.2515 USD

Purchase

1,743

190.1792 USD

Purchase

1,862

190.4240 USD

Purchase

2,524

190.1549 USD

Purchase

2,731

190.2781 USD

Purchase

5,482

190.2184 USD

Purchase

6,500

190.2119 USD

Purchase

7,200

190.1856 USD

Purchase

9,417

190.3009 USD

Purchase

9,437

190.3161 USD

Purchase

23,572

190.2623 USD

Purchase

63,011

190.2219 USD

Purchase

296,795

190.3400 USD

Purchase

321,508

190.3529 USD

Sale

54

190.5400 USD

Sale

100

190.5500 USD

Sale

100

190.2950 USD

Sale

100

190.1900 USD

Sale

100

190.6100 USD

Sale

100

190.0600 USD

Sale

118

190.8769 USD

Sale

200

190.0300 USD

Sale

200

190.1750 USD

Sale

300

190.0641 USD

Sale

300

190.6466 USD

Sale

300

190.1600 USD

Sale

400

190.7425 USD

Sale

500

190.0755 USD

Sale

500

190.6782 USD

Sale

600

190.1950 USD

Sale

793

190.5556 USD

Sale

864

190.6975 USD

Sale

897

190.7432 USD

Sale

1,100

190.1200 USD

Sale

1,276

190.1672 USD

Sale

1,400

190.1203 USD

Sale

1,500

190.1606 USD

Sale

1,540

190.6492 USD

Sale

1,703

190.6686 USD

Sale

1,743

190.1792 USD

Sale

1,743

190.1793 USD

Sale

1,985

190.1629 USD

Sale

2,200

190.2177 USD

Sale

2,300

190.1930 USD

Sale

2,493

190.6758 USD

Sale

2,700

190.2077 USD

Sale

2,900

190.1346 USD

Sale

4,800

190.1361 USD

Sale

5,600

190.2084 USD

Sale

5,600

190.1969 USD

Sale

6,098

190.1642 USD

Sale

10,095

190.3399 USD

Sale

10,623

190.1258 USD

Sale

28,960

190.3179 USD

Sale

30,043

190.2803 USD

Sale

31,895

190.2557 USD

Sale

50,000

190.3600 USD

Sale

549,410

190.3400 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

262,000

190.3400 USD

SWAP

Short

20,000

190.2157 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

180 USD

American

20 Dec 2019

10.1800 USD

Call Option

Purchasing

300

190 USD

American

17 Jan 2020

2.9200 USD

Call Option

Selling

100

185 USD

American

20 Dec 2019

5.2200 USD

Call Option

Selling

300

185 USD

American

17 Jan 2020

7.1000 USD

Put Option

Selling

200

135 USD

American

21 Feb 2020

0.4000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 24 Dec 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Put Options

Written

200

180.0000

American

Jan 15, 2021

Put Options

Written

100

120.0000

American

Jan 17, 2020

Put Options

Written

4,800

155.0000

American

Dec 20, 2019

Call Options

Purchased

1,800

190.0000

American

Feb 21, 2020

Put Options

Written

500

185.0000

American

Jun 19, 2020

Call Options

Purchased

1,600

175.0000

American

Dec 20, 2019

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options

Written

300

135.0000

American

Feb 21, 2020

Put Options

Written

2,200

180.0000

American

Dec 20, 2019

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Call Options

Purchased

4,200

250.0000

American

Jan 17, 2020

Call Options

Purchased

100

192.5000

American

Jan 31, 2020

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

 

UNKNOWN

-50,000

190.0000

American

Jan 17, 2020

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-500

190.0000

American

Dec 27, 2019

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Call Options

Written

-2,900

185.0000

American

Dec 20, 2019

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

26,600

170.0000

American

Dec 20, 2019

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

11,700

160.0000

American

Jun 19, 2020

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

18,500

150.0000

American

May 15, 2020

Call Options

Purchased

1,200

190.0000

American

Dec 20, 2019

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-2,700

150.0000

American

Jan 15, 2021

Put Options

Purchased

-100

185.0000

American

Jan 21, 2022

Call Options

Written

-1,100

185.0000

American

Feb 21, 2020

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Written

-2,200

210.0000

American

Dec 20, 2019

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Call Options

Written

-2,400

205.0000

American

Dec 20, 2019

Put Options

Purchased

-10,500

125.0000

American

Jan 17, 2020

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Call Options

Written

-100

165.0000

American

Dec 20, 2019

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Call Options

Written

-1,900

180.0000

American

Feb 21, 2020

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Call Options

Purchased

100

190.0000

American

Mar 20, 2020

Call Options

Purchased

1,000

190.0000

American

Jun 19, 2020

Call Options

Purchased

5,900

160.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

180.0000

American

Jan 17, 2020

Put Options

Written

2,100

185.0000

American

Mar 20, 2020

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Put Options

Written

600

185.0000

American

May 15, 2020

Put Options

Written

400

110.0000

American

Feb 21, 2020

Put Options

Written

300

100.0000

American

Dec 20, 2019

Put Options

Written

400

140.0000

American

Dec 20, 2019

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options

Written

13,500

165.0000

American

Jan 17, 2020

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

200

185.0000

American

Jan 17, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-2,800

175.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Put Options

Written

100

145.0000

American

Dec 20, 2019

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Put Options

Written

800

135.0000

American

Dec 20, 2019

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Written

400

170.0000

American

Jan 15, 2021

Call Options

Purchased

100

190.0000

American

Jan 24, 2020

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

195.0000

American

Jan 17, 2020

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Call Options

Written

-100

190.0000

American

May 15, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options

Written

-600

195.0000

American

Jan 3, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-3,300

100.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Written

7,000

160.0000

American

Jan 17, 2020

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Put Options

Written

14,800

160.0000

American

Feb 21, 2020

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

30,100

140.0000

American

Jan 17, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

105,900

190.0000

American

Jan 17, 2020

Put Options

Written

50,000

140.0000

American

Feb 21, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Call Options

Purchased

6,700

190.0000

American

Jan 15, 2021

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options

Written

-4,100

155.0000

American

Jan 17, 2020

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

100

190.0000

American

Dec 27, 2019

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

2,000

180.0000

American

Jan 17, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options

Written

500

185.0000

American

Feb 21, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

500

180.0000

American

May 15, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-300

105.0000

American

Dec 20, 2019

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Put Options

Purchased

-2,100

175.0000

American

Jan 17, 2020

Call Options

Written

-6,900

200.0000

American

Jan 17, 2020

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Call Options

Written

-200

185.0000

American

Jun 19, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-19,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Written

500

187.5000

American

Dec 27, 2019

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options

Written

600

135.0000

American

Jan 17, 2020

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Put Options

Written

200

185.0000

American

Jan 10, 2020

Call Options

Written

-200

185.0000

American

Mar 20, 2020

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options

Purchased

-19,300

95.0000

American

Jan 17, 2020

Call Options

Written

-300

180.0000

American

Mar 20, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Call Options

Purchased

1,200

192.5000

American

Dec 27, 2019

Put Options

Written

100

150.0000

American

Mar 20, 2020

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Put Options

Written

43,400

170.0000

American

Jan 17, 2020

Call Options

Purchased

11,200

195.0000

American

Jan 15, 2021

Call Options

Purchased

4,600

145.0000

American

Jan 17, 2020

Put Options

Written

9,300

160.0000

American

Dec 20, 2019

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

100,000

190.0000

American

Jan 17, 2020

Put Options

Written

3,500

200.0000

American

Dec 20, 2019

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Call Options

Written

-1,300

130.0000

American

Jan 17, 2020

Call Options

Written

-100

110.0000

American

Jan 17, 2020

Put Options

Purchased

-9,500

140.0000

American

Mar 20, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 689170
Time of Receipt (offset from UTC): 20191224T084109+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC