Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 20 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

3,484,887

0.24%

5,370,270

0.36%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

5,078,710

0.34%

474,700

0.03%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,606,100

0.18%

1,063,700

0.07%

 

 

 

 

TOTAL:

 

 

 

 

11,169,697

0.76%

6,908,670

0.47%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

31

89.3800 USD

Purchase

100

91.1000 USD

Purchase

100

89.6850 USD

Purchase

100

89.8900 USD

Purchase

100

90.2100 USD

Purchase

100

90.2600 USD

Purchase

100

90.3200 USD

Purchase

100

90.8600 USD

Purchase

100

90.9800 USD

Purchase

139

90.7044 USD

Purchase

161

89.7023 USD

Purchase

200

90.4900 USD

Purchase

200

90.2400 USD

Purchase

200

90.1000 USD

Purchase

200

89.9367 USD

Purchase

200

89.9300 USD

Purchase

200

90.5250 USD

Purchase

210

90.1523 USD

Purchase

300

89.9566 USD

Purchase

300

90.6200 USD

Purchase

300

90.0133 USD

Purchase

369

89.6614 USD

Purchase

373

90.7550 USD

Purchase

599

90.3367 USD

Purchase

600

90.6716 USD

Purchase

700

90.5292 USD

Purchase

700

89.8550 USD

Purchase

800

90.3625 USD

Purchase

1,000

90.3490 USD

Purchase

1,000

90.4930 USD

Purchase

1,000

90.4470 USD

Purchase

1,030

90.6624 USD

Purchase

1,033

90.4136 USD

Purchase

1,071

90.5540 USD

Purchase

1,100

90.2554 USD

Purchase

1,155

90.1989 USD

Purchase

1,171

90.4313 USD

Purchase

1,179

90.1471 USD

Purchase

1,210

90.2471 USD

Purchase

1,284

90.5171 USD

Purchase

1,900

90.3700 USD

Purchase

1,906

90.5387 USD

Purchase

2,643

90.3012 USD

Purchase

2,700

89.8667 USD

Purchase

3,230

90.4717 USD

Purchase

3,579

90.5070 USD

Purchase

5,500

90.5499 USD

Purchase

5,500

91.0100 USD

Purchase

5,555

90.5929 USD

Purchase

5,800

90.1500 USD

Purchase

6,000

90.2346 USD

Purchase

7,400

90.4386 USD

Purchase

7,899

90.0348 USD

Purchase

12,925

89.8521 USD

Purchase

13,104

89.8257 USD

Purchase

22,498

90.4985 USD

Purchase

24,293

89.9875 USD

Purchase

30,184

90.4411 USD

Purchase

41,000

90.6680 USD

Purchase

44,100

90.5905 USD

Purchase

48,241

90.1018 USD

Purchase

58,729

89.4523 USD

Purchase

94,572

89.5452 USD

Purchase

133,876

90.5466 USD

Purchase

281,845

91.2831 USD

Purchase

1,366,398

89.2900 USD

Sale

33

89.9300 USD

Sale

37

90.2600 USD

Sale

67

89.9400 USD

Sale

100

89.8600 USD

Sale

100

90.2500 USD

Sale

100

90.1650 USD

Sale

100

89.8100 USD

Sale

100

90.9100 USD

Sale

100

91.0400 USD

Sale

100

89.9367 USD

Sale

105

90.2007 USD

Sale

109

90.1432 USD

Sale

110

90.2095 USD

Sale

200

89.8750 USD

Sale

200

90.7000 USD

Sale

200

90.7800 USD

Sale

200

90.2400 USD

Sale

228

90.2269 USD

Sale

300

89.7450 USD

Sale

300

90.5933 USD

Sale

300

89.8966 USD

Sale

301

89.9733 USD

Sale

360

90.2313 USD

Sale

398

90.1684 USD

Sale

400

90.0225 USD

Sale

400

90.7962 USD

Sale

400

89.8050 USD

Sale

400

89.8375 USD

Sale

400

90.3225 USD

Sale

400

90.3125 USD

Sale

500

90.4680 USD

Sale

500

90.2860 USD

Sale

500

90.6420 USD

Sale

500

89.8850 USD

Sale

500

90.2300 USD

Sale

517

90.1877 USD

Sale

620

90.5916 USD

Sale

649

90.5242 USD

Sale

680

90.5914 USD

Sale

700

89.8550 USD

Sale

700

90.4457 USD

Sale

750

89.8460 USD

Sale

782

90.2336 USD

Sale

794

90.2912 USD

Sale

800

90.7493 USD

Sale

800

90.5950 USD

Sale

850

90.1458 USD

Sale

900

90.4611 USD

Sale

900

89.8411 USD

Sale

917

90.3817 USD

Sale

1,100

90.5954 USD

Sale

1,100

90.6400 USD

Sale

1,182

89.8200 USD

Sale

1,200

90.5416 USD

Sale

1,242

90.2337 USD

Sale

1,255

90.5900 USD

Sale

1,400

90.5089 USD

Sale

1,400

90.5910 USD

Sale

1,557

90.4344 USD

Sale

1,690

89.8011 USD

Sale

1,798

90.0949 USD

Sale

2,151

90.0810 USD

Sale

2,153

90.6102 USD

Sale

2,600

90.5629 USD

Sale

2,600

90.5580 USD

Sale

2,606

90.4547 USD

Sale

2,916

90.2361 USD

Sale

3,500

90.2643 USD

Sale

3,599

90.6238 USD

Sale

4,803

90.5513 USD

Sale

5,500

90.5937 USD

Sale

5,800

90.1500 USD

Sale

7,197

90.9586 USD

Sale

7,700

90.5209 USD

Sale

9,366

90.5325 USD

Sale

9,419

90.6888 USD

Sale

11,991

90.6089 USD

Sale

12,900

90.4890 USD

Sale

28,200

90.2111 USD

Sale

29,000

90.7439 USD

Sale

32,694

90.4469 USD

Sale

33,400

90.6082 USD

Sale

39,687

89.3567 USD

Sale

47,835

90.5879 USD

Sale

54,585

90.4608 USD

Sale

194,750

89.7985 USD

Sale

282,645

91.2803 USD

Sale

1,378,004

89.2900 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

520

90.9638 USD

SWAP

Long

17,320

90.5580 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

200

68 USD

American

18 Sep 2020

22.9300 USD

Call Option

Purchasing

200

85 USD

American

21 Feb 2020

6.7200 USD

Call Option

Purchasing

500

88 USD

American

21 Feb 2020

4.5700 USD

Call Option

Purchasing

100

90 USD

American

27 Dec 2019

0.9400 USD

Call Option

Purchasing

600

90 USD

American

3 Jan 2020

0.6166 USD

Call Option

Purchasing

700

90 USD

American

17 Jan 2020

2.1357 USD

Call Option

Purchasing

100

90 USD

American

21 Feb 2020

3.1000 USD

Call Option

Purchasing

600

90 USD

American

15 May 2020

4.7250 USD

Call Option

Purchasing

500

90 USD

American

18 Sep 2020

6.7500 USD

Call Option

Purchasing

300

92 USD

American

27 Dec 2019

0.1600 USD

Call Option

Purchasing

1,000

92 USD

American

3 Jan 2020

0.3000 USD

Call Option

Purchasing

500

92 USD

American

3 Jan 2020

0.9460 USD

Call Option

Purchasing

1,000

93 USD

American

27 Dec 2019

0.0800 USD

Call Option

Purchasing

300

93 USD

American

3 Jan 2020

0.3400 USD

Call Option

Purchasing

500

93 USD

American

17 Jan 2020

0.9680 USD

Call Option

Purchasing

400

93 USD

American

21 Feb 2020

2.0100 USD

Call Option

Purchasing

200

94 USD

American

3 Jan 2020

0.1700 USD

Call Option

Purchasing

300

94 USD

American

3 Jan 2020

0.3000 USD

Call Option

Purchasing

100

95 USD

American

15 May 2020

3.0900 USD

Call Option

Purchasing

100

95 USD

American

18 Sep 2020

4.1000 USD

Call Option

Purchasing

100

100 USD

American

21 Feb 2020

0.2800 USD

Call Option

Purchasing

500

100 USD

American

15 May 2020

1.7380 USD

Call Option

Purchasing

2,500

100 USD

American

19 Jun 2020

1.9800 USD

Call Option

Purchasing

100

105 USD

American

15 May 2020

0.6100 USD

Call Option

Selling

200

65 USD

American

18 Sep 2020

25.3300 USD

Call Option

Selling

1,500

68 USD

American

17 Jan 2020

22.8966 USD

Call Option

Selling

1,300

70 USD

American

17 Jan 2020

20.8153 USD

Call Option

Selling

400

75 USD

American

17 Jan 2020

15.5025 USD

Call Option

Selling

100

78 USD

American

20 Dec 2019

12.7000 USD

Call Option

Selling

100

83 USD

American

20 Dec 2019

7.6500 USD

Call Option

Selling

800

83 USD

American

17 Jan 2020

8.6550 USD

Call Option

Selling

1,300

85 USD

American

17 Jan 2020

5.5153 USD

Call Option

Selling

200

89 USD

American

20 Dec 2019

1.5650 USD

Call Option

Selling

1,700

90 USD

American

20 Dec 2019

0.2482 USD

Call Option

Selling

7,500

91 USD

American

20 Dec 2019

0.0892 USD

Call Option

Selling

200

92 USD

American

20 Dec 2019

0.0100 USD

Call Option

Selling

800

92 USD

American

27 Dec 2019

0.1400 USD

Call Option

Selling

500

93 USD

American

21 Feb 2020

2.1400 USD

Call Option

Selling

200

95 USD

American

17 Jan 2020

0.3600 USD

Put Option

Purchasing

10,000

73 USD

American

17 Jan 2020

0.1300 USD

Put Option

Purchasing

4,000

78 USD

American

17 Jan 2020

0.0700 USD

Put Option

Purchasing

1,000

80 USD

American

17 Jan 2020

0.1500 USD

Put Option

Purchasing

100

83 USD

American

17 Jan 2020

0.3200 USD

Put Option

Purchasing

200

89 USD

American

3 Jan 2020

0.5700 USD

Put Option

Purchasing

100

90 USD

American

20 Dec 2019

0.0300 USD

Put Option

Purchasing

100

90 USD

American

27 Dec 2019

1.0800 USD

Put Option

Purchasing

300

90 USD

American

10 Jan 2020

1.0833 USD

Put Option

Purchasing

400

90 USD

American

17 Jan 2020

1.9675 USD

Put Option

Purchasing

4,600

90 USD

American

21 Feb 2020

3.8200 USD

Put Option

Purchasing

800

91 USD

American

3 Jan 2020

0.9787 USD

Put Option

Purchasing

2,500

93 USD

American

17 Jan 2020

3.4900 USD

Put Option

Purchasing

400

93 USD

American

21 Feb 2020

4.7800 USD

Put Option

Purchasing

100

94 USD

American

20 Dec 2019

3.2500 USD

Put Option

Purchasing

400

98 USD

American

21 Feb 2020

9.1250 USD

Put Option

Selling

1,600

68 USD

American

15 Jan 2021

2.9343 USD

Put Option

Selling

300

80 USD

American

17 Jan 2020

0.1900 USD

Put Option

Selling

15,000

83 USD

American

17 Jan 2020

0.4233 USD

Put Option

Selling

200

83 USD

American

21 Feb 2020

1.1600 USD

Put Option

Selling

100

85 USD

American

21 Feb 2020

1.7200 USD

Put Option

Selling

400

86 USD

American

27 Dec 2019

0.1000 USD

Put Option

Selling

4,600

88 USD

American

21 Feb 2020

2.7200 USD

Put Option

Selling

100

89 USD

American

20 Dec 2019

0.0200 USD

Put Option

Selling

200

89 USD

American

3 Jan 2020

0.4600 USD

Put Option

Selling

200

90 USD

American

20 Dec 2019

0.2000 USD

Put Option

Selling

2,000

91 USD

American

20 Dec 2019

0.2200 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 23 Dec 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

100

67.5000

American

Sep 18, 2020

Call Options

Purchased

7,700

80.0000

American

Dec 20, 2019

Call Options

Purchased

3,300

87.5000

American

May 15, 2020

Put Options

Written

363,000

65.0000

American

Jan 17, 2020

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Put Options

Written

3,000

37.5000

American

Jan 21, 2022

Put Options

Written

2,900

77.5000

American

Jan 17, 2020

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Call Options

Purchased

400

70.0000

American

Dec 20, 2019

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Put Options

Written

11,300

87.5000

American

Feb 21, 2020

Put Options

Written

8,100

75.0000

American

Feb 21, 2020

Call Options

Purchased

4,000

72.5000

American

Feb 21, 2020

Call Options

Purchased

200

94.0000

American

Jan 3, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Call Options

Purchased

600

75.0000

American

May 15, 2020

Put Options

Written

400

85.0000

American

Dec 27, 2019

Put Options

Written

11,500

82.5000

American

Jan 17, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Call Options

Purchased

600

91.0000

American

Dec 27, 2019

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Call Options

Purchased

200

50.0000

American

Jan 21, 2022

Put Options

Written

2,900

75.0000

American

Jun 19, 2020

Put Options

Written

400

89.0000

American

Dec 20, 2019

Put Options

Written

100

88.5000

American

Jan 10, 2020

Put Options

Written

9,500

88.0000

American

Jan 31, 2020

Put Options

Written

9,200

85.5000

American

Jan 31, 2020

Put Options

Written

200

70.0000

American

May 15, 2020

Put Options

Purchased

-200

85.0000

American

May 15, 2020

Call Options

Written

-500

75.0000

American

Dec 20, 2019

Put Options

Purchased

-3,900

57.5000

American

Jan 17, 2020

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Put Options

Purchased

-2,400

83.0000

American

Jan 3, 2020

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-1,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-17,700

90.0000

American

Jun 19, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Call Options

Written

-200

100.0000

American

Jan 3, 2020

Call Options

Written

-8,800

97.5000

American

Jan 17, 2020

Call Options

Written

-200

105.0000

American

Feb 21, 2020

Put Options

Purchased

-300

90.0000

American

Jan 10, 2020

Call Options

Written

-1,000

91.5000

American

Jan 10, 2020

Call Options

Written

-500

92.0000

American

Dec 27, 2019

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-1,000

87.5000

American

Dec 20, 2019

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-8,300

70.0000

American

Feb 21, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Call Options

Purchased

1,000

91.0000

American

Jan 3, 2020

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

3,600

95.0000

American

Sep 18, 2020

Call Options

Purchased

1,600

88.0000

American

Dec 20, 2019

Call Options

Purchased

400

120.0000

American

Sep 18, 2020

Put Options

Written

49,000

95.0000

American

Jan 17, 2020

Call Options

Purchased

1,700

92.5000

American

May 15, 2020

Put Options

Written

1,100

82.5000

American

Sep 18, 2020

Put Options

Written

3,900

50.0000

American

Jan 17, 2020

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options

Written

600

62.5000

American

Sep 18, 2020

Put Options

Written

3,500

47.5000

American

Jan 17, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

7,200

95.0000

American

May 15, 2020

Call Options

Purchased

1,800

85.0000

American

Feb 21, 2020

Call Options

Purchased

1,200

72.5000

American

Jun 19, 2020

Call Options

Purchased

400

87.0000

American

Dec 20, 2019

Call Options

Purchased

284,800

80.0000

American

Jan 17, 2020

Call Options

Purchased

800

67.5000

American

Feb 21, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,100

72.5000

American

May 15, 2020

Call Options

Written

-11,600

130.0000

American

Jan 17, 2020

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-5,900

90.0000

American

Jan 10, 2020

Call Options

Written

-300

97.5000

American

Feb 21, 2020

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Put Options

Purchased

-100

93.5000

American

Dec 20, 2019

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-800

90.5000

American

Jan 3, 2020

Call Options

Written

-1,000

60.0000

American

Dec 20, 2019

Put Options

Purchased

-12,200

55.0000

American

Jan 17, 2020

Put Options

Purchased

-1,900

77.5000

American

Dec 20, 2019

Put Options

Purchased

-200

85.0000

American

Sep 18, 2020

Call Options

Written

-700

89.0000

American

Dec 27, 2019

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-400

89.0000

American

Dec 20, 2019

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Put Options

Purchased

-800

72.5000

American

Dec 20, 2019

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Put Options

Written

1,500

60.0000

American

Dec 20, 2019

Call Options

Purchased

5,700

85.0000

American

Dec 20, 2019

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Purchased

2,500

92.5000

American

Dec 20, 2019

Put Options

Written

1,800

57.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

15,800

72.5000

American

Jan 17, 2020

Call Options

Purchased

1,000

92.0000

American

Jan 3, 2020

Put Options

Written

16,500

62.5000

American

Jan 17, 2020

Put Options

Written

400

81.5000

American

Dec 20, 2019

Put Options

Written

900

87.0000

American

Dec 20, 2019

Call Options

Purchased

500

97.5000

American

May 15, 2020

Call Options

Purchased

1,000

95.0000

American

Dec 20, 2019

Call Options

Purchased

500

70.0000

American

Jun 19, 2020

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Put Options

Written

1,000

88.5000

American

Jan 31, 2020

Call Options

Purchased

500

62.5000

American

May 15, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-500

110.0000

American

Feb 21, 2020

Put Options

Purchased

-3,500

97.5000

American

Feb 21, 2020

Call Options

Written

-600

92.0000

American

Dec 20, 2019

Put Options

Purchased

-1,100

82.5000

American

Dec 20, 2019

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Call Options

Written

-200

86.5000

American

Dec 20, 2019

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Put Options

Purchased

-400

89.0000

American

Jan 3, 2020

Call Options

Written

-800

87.5000

American

Jan 3, 2020

Call Options

Written

-3,900

85.0000

American

Jun 19, 2020

Put Options

Purchased

-120,000

85.0000

American

Feb 21, 2020

Call Options

Written

-8,300

95.0000

American

Jan 17, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Put Options

Purchased

-23,400

60.0000

American

Jan 17, 2020

Put Options

Purchased

-400

75.0000

American

May 15, 2020

Call Options

Written

-600

95.0000

American

Feb 21, 2020

Put Options

Purchased

-1,600

72.5000

American

Feb 21, 2020

Call Options

Written

-4,200

85.0000

American

May 15, 2020

Call Options

Written

-2,200

91.0000

American

Dec 20, 2019

Call Options

Written

-100

89.0000

American

Jan 10, 2020

Put Options

Purchased

-700

80.0000

American

May 15, 2020

Put Options

Purchased

-100

89.0000

American

Dec 27, 2019

Call Options

Written

-200

40.0000

American

Jan 21, 2022

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-1,000

90.5000

American

Jan 31, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-2,000

90.0000

American

Dec 20, 2019

Put Options

Purchased

-700

81.0000

American

Dec 20, 2019

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Put Options

Purchased

-6,400

85.0000

American

Jan 17, 2020

Call Options

Written

-100

85.5000

American

Dec 20, 2019

Put Options

Purchased

-4,400

40.0000

American

Jan 21, 2022

Put Options

Purchased

-400

84.0000

American

Dec 20, 2019

Call Options

Written

-900

85.0000

American

Sep 18, 2020

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Put Options

Written

175,000

80.0000

American

Jan 15, 2021

Call Options

Purchased

200

88.5000

American

Jan 3, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Put Options

Written

100

85.0000

American

Jan 31, 2020

Put Options

Written

600

80.0000

American

Jun 19, 2020

Call Options

Purchased

300

93.5000

American

Jan 3, 2020

Call Options

Purchased

5,200

90.0000

American

Sep 18, 2020

Call Options

Purchased

100

92.0000

American

Jan 10, 2020

Call Options

Purchased

1,900

82.5000

American

Feb 21, 2020

Put Options

Written

5,100

77.5000

American

Jan 15, 2021

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Put Options

Written

200

37.5000

American

Jan 15, 2021

Call Options

Purchased

7,700

80.0000

American

May 15, 2020

Put Options

Written

155,900

65.0000

American

Jun 19, 2020

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Put Options

Written

400

90.0000

American

Jun 19, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

2,100

87.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

67.5000

American

Jan 15, 2021

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Call Options

Purchased

400

88.0000

American

Dec 27, 2019

Call Options

Purchased

200

87.5000

American

Jun 19, 2020

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Call Options

Written

-100

45.0000

American

Jan 21, 2022

Call Options

Written

-1,200

92.5000

American

Jan 31, 2020

Put Options

Purchased

-2,800

90.0000

American

Feb 21, 2020

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options

Written

-79,900

70.0000

American

Jan 15, 2021

Call Options

Written

-51,100

92.5000

American

Jan 15, 2021

Call Options

Written

-1,400

93.5000

American

Jan 31, 2020

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-4,600

115.0000

American

Jan 17, 2020

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Call Options

Written

-5,200

85.0000

American

Jan 15, 2021

Call Options

Written

-6,800

105.0000

American

Jan 17, 2020

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-200

80.0000

American

Dec 20, 2019

Call Options

Written

-5,700

75.0000

American

Jan 17, 2020

Call Options

Written

-11,800

90.0000

American

Jan 31, 2020

Put Options

Purchased

-200

87.5000

American

Sep 18, 2020

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Put Options

Purchased

-600

85.5000

American

Dec 20, 2019

Put Options

Purchased

-400

86.0000

American

Jan 3, 2020

Call Options

Written

-1,200

77.5000

American

Feb 21, 2020

Put Options

Purchased

-2,100

70.0000

American

Jan 15, 2021

Call Options

Written

-8,000

100.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Put Options

Purchased

-1,500

92.0000

American

Dec 27, 2019

Call Options

Written

-11,900

92.5000

American

Feb 21, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

24,900

90.0000

American

Feb 21, 2020

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

11,500

75.0000

American

Sep 18, 2020

Put Options

Written

3,400

67.5000

American

Jan 17, 2020

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Call Options

Purchased

200

91.0000

American

Jan 10, 2020

Put Options

Written

200

88.0000

American

Jan 3, 2020

Put Options

Written

8,300

86.5000

American

Jan 24, 2020

Call Options

Purchased

5,300

86.0000

American

Dec 20, 2019

Call Options

Purchased

200

95.0000

American

Dec 27, 2019

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Put Options

Written

400

86.0000

American

Dec 27, 2019

Put Options

Written

100

83.5000

American

Jan 31, 2020

Call Options

Purchased

13,400

90.0000

American

May 15, 2020

Put Options

Written

4,800

86.0000

American

Jan 24, 2020

Put Options

Written

17,100

85.0000

American

Jan 24, 2020

Put Options

Written

2,000

91.0000

American

Dec 20, 2019

Put Options

Written

100

67.5000

American

May 15, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

11,700

70.0000

American

Jan 17, 2020

Put Options

Written

100

65.0000

American

May 15, 2020

Put Options

Written

400

82.5000

American

Feb 21, 2020

Call Options

Purchased

300

93.0000

American

Jan 3, 2020

Put Options

Written

1,500

70.0000

American

Feb 21, 2020

Put Options

Written

100

88.5000

American

Jan 3, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Purchased

200

65.0000

American

May 15, 2020

Put Options

Written

100

77.5000

American

Sep 18, 2020

Put Options

Written

1,000

67.5000

American

Dec 20, 2019

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Put Options

Purchased

-300

97.5000

American

Jan 17, 2020

Put Options

Purchased

-300

60.0000

American

Feb 21, 2020

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020

Call Options

Written

-3,300

145.0000

American

Jan 17, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-400

130.0000

American

Jan 17, 2020

Put Options

Purchased

-700

95.0000

American

Jan 15, 2021

Put Options

Purchased

-700

80.0000

American

Jan 15, 2021

Put Options

Purchased

-400

100.0000

American

Jan 15, 2021

Put Options

Purchased

-500

86.5000

American

Dec 20, 2019

Call Options

Written

-2,200

130.0000

American

Jun 19, 2020

Call Options

Written

-4,600

91.0000

American

Jan 31, 2020

Put Options

Purchased

-1,500

82.5000

American

May 15, 2020

Call Options

Written

-100

90.5000

American

Jan 10, 2020

Put Options

Purchased

-400

92.5000

American

Feb 21, 2020

Put Options

Purchased

-1,600

88.0000

American

Dec 27, 2019

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Call Options

Written

-100

37.5000

American

Jan 21, 2022

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-1,500

100.0000

American

Feb 21, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

92.5000

American

Dec 20, 2019

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Put Options

Purchased

-3,400

92.5000

American

Jan 17, 2020

Put Options

Purchased

-4,300

75.0000

American

Jan 17, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Call Options

Written

-100,300

120.0000

American

Jan 17, 2020

Call Options

Purchased

100

70.0000

American

May 15, 2020

Call Options

Purchased

23,100

67.5000

American

Jan 17, 2020

Call Options

Purchased

100

84.0000

American

Dec 27, 2019

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

600

87.5000

American

May 15, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Call Options

Purchased

400

86.5000

American

Dec 27, 2019

Put Options

Written

100

65.0000

American

Dec 20, 2019

Put Options

Written

29,600

70.0000

American

Jun 19, 2020

Put Options

Written

15,600

75.0000

American

Dec 20, 2019

Call Options

Purchased

4,900

75.0000

American

Feb 21, 2020

Call Options

Purchased

100

90.0000

American

Jan 15, 2021

Call Options

Purchased

7,900

90.0000

American

Jan 3, 2020

Put Options

Written

1,100

75.0000

American

Jan 15, 2021

Put Options

Written

8,300

80.0000

American

Jan 17, 2020

Put Options

Written

500

62.5000

American

May 15, 2020

Call Options

Purchased

22,800

80.0000

American

Feb 21, 2020

Put Options

Written

100

57.5000

American

Sep 18, 2020

Put Options

Written

400

50.0000

American

Feb 21, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Put Options

Purchased

-100

82.5000

American

Dec 27, 2019

Put Options

Purchased

-4,400

70.0000

American

Jan 17, 2020

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Put Options

Purchased

-2,200

87.5000

American

Jan 17, 2020

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-53,800

82.5000

American

Jan 17, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Put Options

Purchased

-600

83.0000

American

Dec 20, 2019

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Put Options

Purchased

-3,500

83.0000

American

Dec 27, 2019

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Put Options

Written

14,400

67.5000

American

Jun 19, 2020

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Call Options

Purchased

1,000

93.0000

American

Dec 27, 2019

Call Options

Purchased

2,200

105.0000

American

May 15, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

7,700

90.0000

American

Dec 20, 2019

Put Options

Written

5,000

67.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

105.0000

American

Sep 18, 2020

Put Options

Written

1,000

77.5000

American

Jun 19, 2020

Call Options

Purchased

500

91.5000

American

Jan 3, 2020

Put Options

Written

400

82.0000

American

Dec 20, 2019

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Purchased

400

90.0000

American

Jan 17, 2020

Put Options

Written

19,700

85.0000

American

Feb 21, 2020

Call Options

Purchased

6,600

87.5000

American

Dec 20, 2019

Put Options

Written

500

45.0000

American

Jan 15, 2021

Put Options

Written

100

65.0000

American

Sep 18, 2020

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Put Options

Written

300

65.0000

American

Jan 15, 2021

Call Options

Purchased

200

72.5000

American

Dec 20, 2019

Call Options

Purchased

2,400

82.5000

American

Dec 20, 2019

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Call Options

Purchased

3,600

100.0000

American

Feb 21, 2020

Call Options

Purchased

200

55.0000

American

Jan 21, 2022

Call Options

Written

-400

82.5000

American

May 15, 2020

Call Options

Written

-1,000

89.0000

American

Jan 3, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Written

-4,000

100.0000

American

Jun 19, 2020

Put Options

Purchased

-3,100

81.5000

American

Jan 3, 2020

Call Options

Written

-100

88.0000

American

Jan 10, 2020

Put Options

Purchased

-100

90.0000

American

Dec 27, 2019

Call Options

Written

-700

65.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

91.0000

American

Jan 3, 2020

Call Options

Written

-1,100

62.5000

American

Jan 17, 2020

Put Options

Purchased

-3,600

85.0000

American

Dec 20, 2019

Call Options

Written

-67,400

100.0000

American

Jan 17, 2020

Put Options

Purchased

-200

84.5000

American

Dec 20, 2019

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-100

87.0000

American

Jan 10, 2020

Call Options

Written

-6,700

105.0000

American

Jan 15, 2021

Call Options

Written

-1,900

77.5000

American

Dec 20, 2019

Call Options

Written

-10,800

85.0000

American

Jan 17, 2020

Call Options

Written

-10,900

87.5000

American

Jan 17, 2020

Put Options

Written

2,400

80.0000

American

Dec 20, 2019

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Call Options

Purchased

9,000

77.5000

American

Jan 17, 2020

Call Options

Purchased

3,200

100.0000

American

May 15, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

400

85.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options

Written

600

72.5000

American

May 15, 2020

Call Options

Purchased

400

82.5000

American

Jun 19, 2020

Put Options

Written

1,300

70.0000

American

Dec 20, 2019

Put Options

Written

17,000

65.0000

American

Feb 21, 2020

Call Options

Purchased

1,900

90.0000

American

Dec 27, 2019

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Written

16,600

80.0000

American

Feb 21, 2020

Call Options

Purchased

7,300

77.5000

American

Jan 15, 2021

Put Options

Purchased

-100

77.5000

American

Feb 21, 2020

Put Options

Purchased

-400

86.5000

American

Dec 27, 2019

Call Options

Written

-3,800

92.5000

American

Jan 17, 2020

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Put Options

Purchased

-1,100

88.0000

American

Dec 20, 2019

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Put Options

Purchased

-9,700

100.0000

American

Jan 17, 2020

Call Options

Written

-5,100

95.0000

American

Jan 15, 2021

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Put Options

Purchased

-9,800

90.0000

American

Jan 17, 2020

Call Options

Written

-4,700

100.0000

American

Sep 18, 2020

Call Options

Written

-400

86.0000

American

Jan 24, 2020

Call Options

Written

-100

91.5000

American

Dec 20, 2019

Call Options

Written

-500

100.0000

American

Dec 20, 2019

Call Options

Written

-1,200

140.0000

American

Jan 15, 2021

Put Options

Purchased

-100

90.5000

American

Jan 10, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-1,700

80.0000

American

Jan 15, 2021

Put Options

Purchased

-4,700

72.5000

American

Jan 17, 2020

Put Options

Purchased

-12,900

86.5000

American

Jan 10, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 689077
Time of Receipt (offset from UTC): 20191223T111754+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC