Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 20 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

4,275,342

1.30%

3,225,881

0.98%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,500,200

1.07%

2,365,804

0.72%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

893,200

0.27%

511,500

0.16%

 

 

 

 

TOTAL:

 

 

 

 

8,668,742

2.64%

6,103,185

1.86%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

41

190.4250 USD

Purchase

93

190.9400 USD

Purchase

97

190.7400 USD

Purchase

100

191.3600 USD

Purchase

100

191.2600 USD

Purchase

100

191.2800 USD

Purchase

100

191.9300 USD

Purchase

100

191.6700 USD

Purchase

100

191.1300 USD

Purchase

146

190.9976 USD

Purchase

147

190.7685 USD

Purchase

212

191.2787 USD

Purchase

300

191.1133 USD

Purchase

383

190.7270 USD

Purchase

400

191.6500 USD

Purchase

403

191.3339 USD

Purchase

408

191.3464 USD

Purchase

450

191.6633 USD

Purchase

500

191.6100 USD

Purchase

524

191.5989 USD

Purchase

782

191.4434 USD

Purchase

800

190.6512 USD

Purchase

910

191.5664 USD

Purchase

1,000

191.1767 USD

Purchase

1,285

191.5479 USD

Purchase

1,357

190.8666 USD

Purchase

1,362

191.2871 USD

Purchase

1,400

191.1571 USD

Purchase

1,437

191.3749 USD

Purchase

1,485

190.3316 USD

Purchase

2,250

191.0453 USD

Purchase

2,778

191.4954 USD

Purchase

3,107

191.2059 USD

Purchase

4,000

191.1438 USD

Purchase

4,278

190.9714 USD

Purchase

5,500

191.0926 USD

Purchase

5,546

191.5363 USD

Purchase

6,004

191.4193 USD

Purchase

6,895

191.0351 USD

Purchase

6,972

191.1200 USD

Purchase

7,218

190.4323 USD

Purchase

9,200

190.3240 USD

Purchase

11,809

191.1547 USD

Purchase

17,567

190.3000 USD

Purchase

55,320

190.6901 USD

Purchase

60,610

190.7377 USD

Purchase

72,804

191.4514 USD

Sale

8

191.3000 USD

Sale

42

191.9400 USD

Sale

48

191.9600 USD

Sale

52

191.2800 USD

Sale

94

191.0500 USD

Sale

100

191.7500 USD

Sale

100

191.8000 USD

Sale

100

191.2500 USD

Sale

100

191.0000 USD

Sale

100

190.7500 USD

Sale

100

191.1200 USD

Sale

100

191.7200 USD

Sale

100

191.3100 USD

Sale

125

191.7792 USD

Sale

186

191.3836 USD

Sale

200

190.7300 USD

Sale

200

191.1300 USD

Sale

200

191.3900 USD

Sale

210

191.4452 USD

Sale

256

191.6534 USD

Sale

300

191.0133 USD

Sale

300

190.8800 USD

Sale

300

191.6500 USD

Sale

400

191.6025 USD

Sale

400

191.3475 USD

Sale

400

191.2457 USD

Sale

471

191.2408 USD

Sale

500

191.9060 USD

Sale

690

191.6003 USD

Sale

1,000

191.3972 USD

Sale

1,000

191.8105 USD

Sale

1,485

190.3316 USD

Sale

1,600

191.4862 USD

Sale

1,828

191.3102 USD

Sale

1,847

191.3446 USD

Sale

2,260

190.8762 USD

Sale

2,550

191.1567 USD

Sale

3,800

190.9734 USD

Sale

5,100

191.0846 USD

Sale

6,647

191.4050 USD

Sale

10,300

190.4252 USD

Sale

31,850

190.3000 USD

Sale

49,116

190.6093 USD

Sale

81,878

191.4566 USD

Sale

89,793

190.9238 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Short

601

191.6005 USD

SWAP

Short

20,000

191.4995 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

150 USD

American

17 Jan 2020

42.0500 USD

Call Option

Purchasing

300

155 USD

American

20 Dec 2019

35.6100 USD

Call Option

Purchasing

200

193 USD

American

24 Jan 2020

2.0100 USD

Call Option

Purchasing

200

193 USD

American

31 Jan 2020

2.1000 USD

Call Option

Purchasing

200

195 USD

American

21 Feb 2020

2.6150 USD

Call Option

Selling

100

155 USD

American

17 Jan 2020

37.2500 USD

Call Option

Selling

300

160 USD

American

20 Dec 2019

30.6400 USD

Call Option

Selling

500

190 USD

American

20 Dec 2019

1.7000 USD

Call Option

Selling

100

190 USD

American

21 Feb 2020

6.2500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 23 Dec 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

1,600

175.0000

American

Dec 20, 2019

Put Options

Written

500

185.0000

American

Jun 19, 2020

Put Options

Written

2,200

180.0000

American

Dec 20, 2019

Call Options

Purchased

4,200

250.0000

American

Jan 17, 2020

Call Options

Purchased

300

192.5000

American

Jan 31, 2020

Put Options

Written

200

180.0000

American

Jan 15, 2021

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

4,800

155.0000

American

Dec 20, 2019

Put Options

Written

300

135.0000

American

Feb 21, 2020

Put Options

Written

100

120.0000

American

Jan 17, 2020

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Call Options

Purchased

1,700

190.0000

American

Feb 21, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options

Written

-2,900

185.0000

American

Dec 20, 2019

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options

Purchased

-500

190.0000

American

Dec 27, 2019

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Call Options

Purchased

700

190.0000

American

Dec 20, 2019

Call Options

Purchased

26,600

170.0000

American

Dec 20, 2019

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

11,700

160.0000

American

Jun 19, 2020

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Call Options

Written

-100

165.0000

American

Dec 20, 2019

Call Options

Written

-2,400

205.0000

American

Dec 20, 2019

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-2,200

210.0000

American

Dec 20, 2019

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Call Options

Written

-1,100

185.0000

American

Feb 21, 2020

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-100

185.0000

American

Jan 21, 2022

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-10,500

125.0000

American

Jan 17, 2020

Call Options

Written

-2,700

150.0000

American

Jan 15, 2021

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Call Options

Written

-1,900

180.0000

American

Feb 21, 2020

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Written

300

100.0000

American

Dec 20, 2019

Call Options

Purchased

300

155.0000

American

Dec 20, 2019

Put Options

Written

600

185.0000

American

May 15, 2020

Put Options

Written

400

110.0000

American

Feb 21, 2020

Call Options

Purchased

3,000

180.0000

American

Jan 17, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Put Options

Written

13,500

165.0000

American

Jan 17, 2020

Call Options

Purchased

200

192.5000

American

Jan 24, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

400

140.0000

American

Dec 20, 2019

Call Options

Purchased

100

190.0000

American

Mar 20, 2020

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Call Options

Purchased

5,900

160.0000

American

Jan 17, 2020

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

2,100

185.0000

American

Mar 20, 2020

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

190.0000

American

Jun 19, 2020

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Put Options

Written

200

185.0000

American

Jan 17, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-2,800

175.0000

American

Jan 17, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Put Options

Written

400

170.0000

American

Jan 15, 2021

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Written

800

135.0000

American

Dec 20, 2019

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Put Options

Written

100

145.0000

American

Dec 20, 2019

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

195.0000

American

Jan 17, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

100

190.0000

American

Jan 24, 2020

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-3,300

100.0000

American

Jan 17, 2020

Call Options

Written

-100

190.0000

American

May 15, 2020

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options

Written

-29,700

150.0000

American

Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-600

195.0000

American

Jan 3, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Written

14,800

160.0000

American

Feb 21, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Call Options

Purchased

105,900

190.0000

American

Jan 17, 2020

Put Options

Written

30,100

140.0000

American

Jan 17, 2020

Put Options

Written

7,000

160.0000

American

Jan 17, 2020

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

50,000

140.0000

American

Feb 21, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Call Options

Purchased

6,700

190.0000

American

Jan 15, 2021

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-4,200

155.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-300

160.0000

American

Dec 20, 2019

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Put Options

Written

500

185.0000

American

Feb 21, 2020

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Put Options

Written

500

180.0000

American

May 15, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

2,000

180.0000

American

Jan 17, 2020

Call Options

Purchased

100

190.0000

American

Dec 27, 2019

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Call Options

Written

-200

185.0000

American

Jun 19, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-300

105.0000

American

Dec 20, 2019

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Call Options

Written

-6,900

200.0000

American

Jan 17, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-19,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options

Purchased

-2,100

175.0000

American

Jan 17, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Put Options

Written

500

187.5000

American

Dec 27, 2019

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Put Options

Written

600

135.0000

American

Jan 17, 2020

Call Options

Purchased

200

195.0000

American

Feb 21, 2020

Put Options

Written

200

185.0000

American

Jan 10, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-19,300

95.0000

American

Jan 17, 2020

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Call Options

Written

-200

185.0000

American

Mar 20, 2020

Call Options

Written

-300

180.0000

American

Mar 20, 2020

Put Options

Written

9,300

160.0000

American

Dec 20, 2019

Put Options

Written

43,400

170.0000

American

Jan 17, 2020

Put Options

Written

100,000

190.0000

American

Jan 17, 2020

Put Options

Written

3,500

200.0000

American

Dec 20, 2019

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Call Options

Purchased

4,600

145.0000

American

Jan 17, 2020

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Call Options

Purchased

11,200

195.0000

American

Jan 15, 2021

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Put Options

Written

100

150.0000

American

Mar 20, 2020

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Call Options

Purchased

1,200

192.5000

American

Dec 27, 2019

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-100

110.0000

American

Jan 17, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Put Options

Purchased

-9,500

140.0000

American

Mar 20, 2020

Call Options

Written

-1,300

130.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 689076
Time of Receipt (offset from UTC): 20191223T104354+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC