Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 19 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,898,218

0.20%

5,040,922

0.34%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

5,060,870

0.34%

474,700

0.03%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,600,600

0.18%

1,052,500

0.07%

 

 

 

 

TOTAL:

 

 

 

 

10,559,688

0.71%

6,568,122

0.44%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

30

89.0500 USD

Purchase

100

88.9750 USD

Purchase

100

88.9300 USD

Purchase

100

88.9400 USD

Purchase

100

89.0000 USD

Purchase

100

88.9800 USD

Purchase

100

88.7800 USD

Purchase

100

89.0300 USD

Purchase

129

88.9252 USD

Purchase

133

88.9812 USD

Purchase

200

89.0350 USD

Purchase

400

88.7550 USD

Purchase

400

88.7725 USD

Purchase

400

88.9937 USD

Purchase

467

88.9635 USD

Purchase

489

88.8908 USD

Purchase

500

88.8900 USD

Purchase

588

88.7704 USD

Purchase

857

88.9660 USD

Purchase

1,900

88.9236 USD

Purchase

2,000

88.9052 USD

Purchase

2,200

88.7763 USD

Purchase

2,286

88.9714 USD

Purchase

2,299

88.9188 USD

Purchase

2,300

88.7500 USD

Purchase

2,674

88.8682 USD

Purchase

2,700

89.6300 USD

Purchase

2,879

88.8768 USD

Purchase

3,200

88.9078 USD

Purchase

5,106

88.9008 USD

Purchase

7,526

88.9103 USD

Purchase

7,858

88.9115 USD

Purchase

8,200

88.8886 USD

Purchase

9,477

88.9013 USD

Purchase

12,700

88.8954 USD

Purchase

18,000

88.8658 USD

Purchase

21,170

88.8354 USD

Purchase

40,784

88.9259 USD

Purchase

46,595

88.8432 USD

Purchase

47,014

88.9064 USD

Purchase

70,009

89.3300 USD

Purchase

149,625

88.7700 USD

Sale

30

89.0500 USD

Sale

50

89.3900 USD

Sale

89

88.9700 USD

Sale

100

88.7600 USD

Sale

100

89.0300 USD

Sale

100

89.6100 USD

Sale

100

89.0450 USD

Sale

149

88.7252 USD

Sale

200

88.8750 USD

Sale

200

88.9300 USD

Sale

200

89.0100 USD

Sale

202

88.9592 USD

Sale

212

88.9108 USD

Sale

390

88.8030 USD

Sale

400

88.7550 USD

Sale

400

88.7850 USD

Sale

401

88.9312 USD

Sale

410

88.8143 USD

Sale

500

88.9070 USD

Sale

500

88.8900 USD

Sale

501

89.0041 USD

Sale

502

88.9315 USD

Sale

524

88.7729 USD

Sale

583

88.7643 USD

Sale

599

88.8334 USD

Sale

800

88.8950 USD

Sale

1,098

88.8565 USD

Sale

1,100

88.9200 USD

Sale

1,100

88.8250 USD

Sale

1,172

88.8805 USD

Sale

1,338

88.9067 USD

Sale

1,459

88.8725 USD

Sale

1,591

88.8907 USD

Sale

1,598

88.8612 USD

Sale

1,658

88.8974 USD

Sale

1,731

88.9096 USD

Sale

1,800

89.6300 USD

Sale

1,957

88.9396 USD

Sale

2,098

88.8813 USD

Sale

2,204

88.7507 USD

Sale

2,286

88.9714 USD

Sale

2,324

88.7500 USD

Sale

2,685

88.9270 USD

Sale

2,700

88.9333 USD

Sale

3,400

88.9017 USD

Sale

4,079

88.9252 USD

Sale

4,300

88.9088 USD

Sale

5,884

88.8599 USD

Sale

7,658

88.9181 USD

Sale

7,800

88.8903 USD

Sale

8,400

88.8808 USD

Sale

9,489

88.8356 USD

Sale

9,600

88.8506 USD

Sale

30,189

88.8059 USD

Sale

34,127

88.7904 USD

Sale

115,972

88.7700 USD

Sale

119,837

88.9104 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

17,320

88.9277 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

1,400

90 USD

American

20 Dec 2019

0.1042 USD

Call Option

Purchasing

100

90 USD

American

17 Jan 2020

1.3000 USD

Call Option

Purchasing

1,000

90 USD

American

21 Feb 2020

2.5000 USD

Call Option

Purchasing

1,400

90 USD

American

15 May 2020

4.1300 USD

Call Option

Purchasing

800

93 USD

American

21 Feb 2020

1.7200 USD

Call Option

Purchasing

800

95 USD

American

15 Jan 2021

5.5500 USD

Call Option

Purchasing

200

100 USD

American

15 Jan 2021

4.1000 USD

Call Option

Selling

5,000

70 USD

American

17 Jan 2020

19.5000 USD

Call Option

Selling

400

75 USD

American

17 Jan 2020

13.9000 USD

Call Option

Selling

300

80 USD

American

20 Dec 2019

8.9600 USD

Call Option

Selling

800

80 USD

American

17 Jan 2020

8.9500 USD

Call Option

Selling

400

83 USD

American

20 Dec 2019

6.2300 USD

Call Option

Selling

100

88 USD

American

20 Dec 2019

1.3600 USD

Call Option

Selling

500

89 USD

American

20 Dec 2019

0.3700 USD

Call Option

Selling

14,900

90 USD

American

20 Dec 2019

0.0593 USD

Put Option

Purchasing

100

88 USD

American

27 Dec 2019

0.4200 USD

Put Option

Purchasing

200

88 USD

American

18 Sep 2020

7.8000 USD

Put Option

Purchasing

200

89 USD

American

3 Jan 2020

1.1800 USD

Put Option

Purchasing

700

90 USD

American

21 Feb 2020

4.2000 USD

Put Option

Purchasing

100

91 USD

American

10 Jan 2020

2.2500 USD

Put Option

Purchasing

1,100

98 USD

American

21 Feb 2020

9.6818 USD

Put Option

Selling

100

78 USD

American

20 Dec 2019

0.0100 USD

Put Option

Selling

200

88 USD

American

3 Jan 2020

0.7700 USD

Put Option

Selling

100

89 USD

American

10 Jan 2020

1.2300 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

20 Dec 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

6,700

87.5000

American

Feb 21, 2020

Put Options

Written

363,000

65.0000

American

Jan 17, 2020

Call Options

Purchased

3,300

87.5000

American

May 15, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Call Options

Purchased

200

50.0000

American

Jan 21, 2022

Call Options

Purchased

5,300

91.0000

American

Dec 20, 2019

Put Options

Written

100

88.5000

American

Jan 10, 2020

Put Options

Written

6,900

77.5000

American

Jan 17, 2020

Put Options

Written

2,900

75.0000

American

Jun 19, 2020

Put Options

Written

400

85.0000

American

Dec 27, 2019

Call Options

Purchased

7,700

80.0000

American

Dec 20, 2019

Put Options

Written

8,100

75.0000

American

Feb 21, 2020

Call Options

Purchased

400

70.0000

American

Dec 20, 2019

Put Options

Written

300

89.0000

American

Dec 20, 2019

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Call Options

Purchased

4,000

72.5000

American

Feb 21, 2020

Call Options

Purchased

600

91.0000

American

Dec 27, 2019

Put Options

Written

200

70.0000

American

May 15, 2020

Call Options

Purchased

600

75.0000

American

May 15, 2020

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Put Options

Written

3,000

37.5000

American

Jan 21, 2022

Put Options

Written

9,200

85.5000

American

Jan 31, 2020

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

9,500

88.0000

American

Jan 31, 2020

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Call Options

Written

-200

105.0000

American

Feb 21, 2020

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Put Options

Purchased

-2,400

83.0000

American

Jan 3, 2020

Call Options

Written

-17,700

90.0000

American

Jun 19, 2020

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-8,300

70.0000

American

Feb 21, 2020

Call Options

Written

-500

75.0000

American

Dec 20, 2019

Put Options

Purchased

-1,000

87.5000

American

Dec 20, 2019

Call Options

Written

-1,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Call Options

Written

-8,800

97.5000

American

Jan 17, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-200

100.0000

American

Jan 3, 2020

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Put Options

Purchased

-3,900

57.5000

American

Jan 17, 2020

Put Options

Purchased

-100

88.5000

American

Jan 3, 2020

Put Options

Purchased

-200

85.0000

American

May 15, 2020

Call Options

Written

-1,000

91.5000

American

Jan 10, 2020

Put Options

Written

49,000

95.0000

American

Jan 17, 2020

Call Options

Purchased

1,700

92.5000

American

May 15, 2020

Call Options

Purchased

1,600

88.0000

American

Dec 20, 2019

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,000

91.0000

American

Jan 3, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Put Options

Written

3,500

47.5000

American

Jan 17, 2020

Put Options

Written

1,100

82.5000

American

Sep 18, 2020

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Call Options

Purchased

400

87.0000

American

Dec 20, 2019

Call Options

Purchased

400

120.0000

American

Sep 18, 2020

Call Options

Purchased

7,100

95.0000

American

May 15, 2020

Put Options

Written

3,900

50.0000

American

Jan 17, 2020

Put Options

Written

1,800

90.0000

American

Feb 21, 2020

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Put Options

Written

600

62.5000

American

Sep 18, 2020

Call Options

Purchased

284,800

80.0000

American

Jan 17, 2020

Call Options

Purchased

1,600

85.0000

American

Feb 21, 2020

Call Options

Purchased

1,100

72.5000

American

May 15, 2020

Call Options

Purchased

3,500

95.0000

American

Sep 18, 2020

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options

Purchased

1,200

72.5000

American

Jun 19, 2020

Call Options

Purchased

800

67.5000

American

Feb 21, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Call Options

Written

-5,900

90.0000

American

Jan 10, 2020

Put Options

Purchased

-200

85.0000

American

Sep 18, 2020

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Call Options

Written

-1,000

60.0000

American

Dec 20, 2019

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-700

89.0000

American

Dec 27, 2019

Call Options

Written

-11,600

130.0000

American

Jan 17, 2020

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Put Options

Purchased

-1,900

77.5000

American

Dec 20, 2019

Put Options

Purchased

-12,200

55.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Call Options

Written

-200

89.0000

American

Dec 20, 2019

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Call Options

Written

-300

97.5000

American

Feb 21, 2020

Put Options

Purchased

-800

72.5000

American

Dec 20, 2019

Call Options

Purchased

500

70.0000

American

Jun 19, 2020

Call Options

Purchased

500

97.5000

American

May 15, 2020

Call Options

Purchased

5,700

85.0000

American

Dec 20, 2019

Call Options

Purchased

500

62.5000

American

May 15, 2020

Put Options

Written

400

81.5000

American

Dec 20, 2019

Put Options

Written

1,500

60.0000

American

Dec 20, 2019

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Put Options

Written

1,000

88.5000

American

Jan 31, 2020

Put Options

Written

900

87.0000

American

Dec 20, 2019

Call Options

Purchased

2,500

92.5000

American

Dec 20, 2019

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

95.0000

American

Dec 20, 2019

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Purchased

15,800

72.5000

American

Jan 17, 2020

Put Options

Written

16,500

62.5000

American

Jan 17, 2020

Put Options

Written

1,800

57.5000

American

Feb 21, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-600

95.0000

American

Feb 21, 2020

Put Options

Purchased

-4,400

40.0000

American

Jan 21, 2022

Put Options

Purchased

-400

75.0000

American

May 15, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Written

-4,200

85.0000

American

May 15, 2020

Call Options

Written

-200

86.5000

American

Dec 20, 2019

Put Options

Purchased

-400

84.0000

American

Dec 20, 2019

Call Options

Written

-200

40.0000

American

Jan 21, 2022

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options

Written

-100

85.5000

American

Dec 20, 2019

Call Options

Written

-400

92.0000

American

Dec 20, 2019

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Put Options

Purchased

-200

89.0000

American

Jan 3, 2020

Put Options

Purchased

-100

89.0000

American

Dec 27, 2019

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-900

85.0000

American

Sep 18, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options

Purchased

-6,400

85.0000

American

Jan 17, 2020

Call Options

Written

-500

110.0000

American

Feb 21, 2020

Put Options

Purchased

-700

80.0000

American

May 15, 2020

Call Options

Written

-800

87.5000

American

Jan 3, 2020

Put Options

Purchased

-23,400

60.0000

American

Jan 17, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-1,000

90.5000

American

Jan 31, 2020

Put Options

Purchased

-1,600

72.5000

American

Feb 21, 2020

Call Options

Written

-8,100

95.0000

American

Jan 17, 2020

Put Options

Purchased

-120,000

85.0000

American

Feb 21, 2020

Call Options

Written

-100

89.0000

American

Jan 10, 2020

Put Options

Purchased

-2,100

90.0000

American

Dec 20, 2019

Call Options

Written

-3,900

85.0000

American

Jun 19, 2020

Put Options

Purchased

-1,100

82.5000

American

Dec 20, 2019

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Put Options

Purchased

-3,100

97.5000

American

Feb 21, 2020

Put Options

Purchased

-700

81.0000

American

Dec 20, 2019

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Put Options

Written

175,000

80.0000

American

Jan 15, 2021

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

400

88.0000

American

Dec 27, 2019

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Call Options

Purchased

1,900

82.5000

American

Feb 21, 2020

Call Options

Purchased

200

87.5000

American

Jun 19, 2020

Call Options

Purchased

4,700

90.0000

American

Sep 18, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

200

37.5000

American

Jan 15, 2021

Call Options

Purchased

100

92.0000

American

Jan 10, 2020

Call Options

Purchased

1,200

65.0000

American

Sep 18, 2020

Call Options

Purchased

1,600

87.5000

American

Feb 21, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Put Options

Written

155,900

65.0000

American

Jun 19, 2020

Put Options

Written

5,100

77.5000

American

Jan 15, 2021

Call Options

Purchased

200

88.5000

American

Jan 3, 2020

Put Options

Written

100

85.0000

American

Jan 31, 2020

Call Options

Purchased

7,700

80.0000

American

May 15, 2020

Put Options

Written

600

80.0000

American

Jun 19, 2020

Put Options

Written

400

90.0000

American

Jun 19, 2020

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

67.5000

American

Jan 15, 2021

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Put Options

Purchased

-200

87.5000

American

Sep 18, 2020

Call Options

Written

-5,200

85.0000

American

Jan 15, 2021

Call Options

Written

-5,300

75.0000

American

Jan 17, 2020

Call Options

Written

-11,800

92.5000

American

Feb 21, 2020

Call Options

Written

-1,200

77.5000

American

Feb 21, 2020

Call Options

Written

-51,100

92.5000

American

Jan 15, 2021

Call Options

Written

-1,400

93.5000

American

Jan 31, 2020

Call Options

Written

-100

45.0000

American

Jan 21, 2022

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Put Options

Purchased

-400

86.0000

American

Jan 3, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Call Options

Written

-79,900

70.0000

American

Jan 15, 2021

Call Options

Written

-200

80.0000

American

Dec 20, 2019

Put Options

Purchased

-1,500

92.0000

American

Dec 27, 2019

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options

Written

-11,800

90.0000

American

Jan 31, 2020

Call Options

Written

-1,200

92.5000

American

Jan 31, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-6,800

105.0000

American

Jan 17, 2020

Put Options

Purchased

-2,100

70.0000

American

Jan 15, 2021

Call Options

Written

-4,600

115.0000

American

Jan 17, 2020

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-600

85.5000

American

Dec 20, 2019

Call Options

Written

-8,000

100.0000

American

Jan 15, 2021

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Call Options

Purchased

12,800

90.0000

American

May 15, 2020

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Put Options

Written

100

83.5000

American

Jan 31, 2020

Call Options

Purchased

24,800

90.0000

American

Feb 21, 2020

Put Options

Written

17,100

85.0000

American

Jan 24, 2020

Put Options

Written

3,400

67.5000

American

Jan 17, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

200

91.0000

American

Jan 10, 2020

Put Options

Written

200

82.5000

American

Feb 21, 2020

Put Options

Written

1,000

67.5000

American

Dec 20, 2019

Put Options

Written

200

88.0000

American

Jan 3, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Purchased

200

65.0000

American

May 15, 2020

Put Options

Written

100

77.5000

American

Sep 18, 2020

Call Options

Purchased

11,500

75.0000

American

Sep 18, 2020

Put Options

Written

4,800

86.0000

American

Jan 24, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Put Options

Written

100

67.5000

American

May 15, 2020

Call Options

Purchased

13,000

70.0000

American

Jan 17, 2020

Call Options

Purchased

5,300

86.0000

American

Dec 20, 2019

Put Options

Written

1,500

70.0000

American

Feb 21, 2020

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

200

95.0000

American

Dec 27, 2019

Put Options

Written

100

65.0000

American

May 15, 2020

Put Options

Written

8,300

86.5000

American

Jan 24, 2020

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Call Options

Written

-100

37.5000

American

Jan 21, 2022

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-1,500

92.5000

American

Dec 20, 2019

Put Options

Purchased

-900

92.5000

American

Jan 17, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Call Options

Written

-4,600

91.0000

American

Jan 31, 2020

Put Options

Purchased

-700

95.0000

American

Jan 15, 2021

Put Options

Purchased

-70,500

67.5000

American

Jan 15, 2021

Put Options

Purchased

-300

97.5000

American

Jan 17, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Call Options

Written

-100

90.5000

American

Jan 10, 2020

Put Options

Purchased

-1,500

82.5000

American

May 15, 2020

Put Options

Purchased

-500

86.5000

American

Dec 20, 2019

Put Options

Purchased

-700

80.0000

American

Jan 15, 2021

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020

Call Options

Written

-100,300

120.0000

American

Jan 17, 2020

Put Options

Purchased

-300

60.0000

American

Feb 21, 2020

Call Options

Written

-2,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-4,300

75.0000

American

Jan 17, 2020

Put Options

Purchased

-400

100.0000

American

Jan 15, 2021

Put Options

Purchased

-400

130.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

100.0000

American

Feb 21, 2020

Put Options

Purchased

-1,600

88.0000

American

Dec 27, 2019

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Call Options

Written

-3,300

145.0000

American

Jan 17, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

15,600

75.0000

American

Dec 20, 2019

Put Options

Written

9,000

80.0000

American

Jan 17, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Call Options

Purchased

100

90.0000

American

Jan 15, 2021

Call Options

Purchased

4,900

75.0000

American

Feb 21, 2020

Put Options

Written

1,100

75.0000

American

Jan 15, 2021

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Call Options

Purchased

24,600

67.5000

American

Jan 17, 2020

Put Options

Written

500

62.5000

American

May 15, 2020

Put Options

Written

600

87.5000

American

May 15, 2020

Call Options

Purchased

400

86.5000

American

Dec 27, 2019

Call Options

Purchased

100

84.0000

American

Dec 27, 2019

Call Options

Purchased

22,800

80.0000

American

Feb 21, 2020

Put Options

Written

400

50.0000

American

Feb 21, 2020

Put Options

Written

100

57.5000

American

Sep 18, 2020

Call Options

Purchased

100

70.0000

American

May 15, 2020

Call Options

Purchased

7,300

90.0000

American

Jan 3, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Written

29,600

70.0000

American

Jun 19, 2020

Put Options

Written

100

65.0000

American

Dec 20, 2019

Put Options

Purchased

-4,400

70.0000

American

Jan 17, 2020

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Put Options

Purchased

-600

83.0000

American

Dec 20, 2019

Put Options

Purchased

-3,500

83.0000

American

Dec 27, 2019

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Call Options

Written

-53,000

82.5000

American

Jan 17, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Put Options

Purchased

-100

82.5000

American

Dec 27, 2019

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-2,200

87.5000

American

Jan 17, 2020

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

400

82.0000

American

Dec 20, 2019

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Call Options

Purchased

2,100

105.0000

American

May 15, 2020

Call Options

Purchased

6,600

87.5000

American

Dec 20, 2019

Put Options

Written

300

65.0000

American

Jan 15, 2021

Call Options

Purchased

2,500

82.5000

American

Dec 20, 2019

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Call Options

Purchased

200

72.5000

American

Dec 20, 2019

Put Options

Written

100

65.0000

American

Sep 18, 2020

Put Options

Written

14,400

67.5000

American

Jun 19, 2020

Call Options

Purchased

9,400

90.0000

American

Dec 20, 2019

Put Options

Written

5,000

67.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

105.0000

American

Sep 18, 2020

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Call Options

Purchased

3,500

100.0000

American

Feb 21, 2020

Put Options

Written

19,600

85.0000

American

Feb 21, 2020

Put Options

Written

1,000

77.5000

American

Jun 19, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Purchased

200

55.0000

American

Jan 21, 2022

Put Options

Purchased

-3,100

81.5000

American

Jan 3, 2020

Put Options

Purchased

-200

84.5000

American

Dec 20, 2019

Call Options

Written

-100

88.0000

American

Jan 10, 2020

Call Options

Written

-700

65.0000

American

Jan 17, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

91.0000

American

Jan 3, 2020

Call Options

Written

-1,100

62.5000

American

Jan 17, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Call Options

Written

-1,800

77.5000

American

Dec 20, 2019

Call Options

Written

-6,700

105.0000

American

Jan 15, 2021

Call Options

Written

-9,500

85.0000

American

Jan 17, 2020

Call Options

Written

-67,400

100.0000

American

Jan 17, 2020

Call Options

Written

-400

82.5000

American

May 15, 2020

Call Options

Written

-1,000

89.0000

American

Jan 3, 2020

Call Options

Written

-10,900

87.5000

American

Jan 17, 2020

Call Options

Written

-100

87.0000

American

Jan 10, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Put Options

Purchased

-3,600

85.0000

American

Dec 20, 2019

Call Options

Written

-6,500

100.0000

American

Jun 19, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

9,000

77.5000

American

Jan 17, 2020

Put Options

Written

2,400

80.0000

American

Dec 20, 2019

Call Options

Purchased

400

82.5000

American

Jun 19, 2020

Put Options

Written

17,000

65.0000

American

Feb 21, 2020

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Put Options

Written

600

72.5000

American

May 15, 2020

Put Options

Written

16,600

80.0000

American

Feb 21, 2020

Call Options

Purchased

7,300

77.5000

American

Jan 15, 2021

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Written

400

85.0000

American

Jan 15, 2021

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Put Options

Written

5,300

72.5000

American

Jan 17, 2020

Call Options

Purchased

1,800

90.0000

American

Dec 27, 2019

Call Options

Purchased

2,700

100.0000

American

May 15, 2020

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options

Written

1,300

70.0000

American

Dec 20, 2019

Put Options

Purchased

-100

90.5000

American

Jan 10, 2020

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Call Options

Written

-4,300

92.5000

American

Jan 17, 2020

Put Options

Purchased

-9,700

100.0000

American

Jan 17, 2020

Put Options

Purchased

-100

77.5000

American

Feb 21, 2020

Call Options

Written

-300

90.0000

American

Jan 17, 2020

Call Options

Written

-400

86.0000

American

Jan 24, 2020

Put Options

Purchased

-3,400

82.5000

American

Jan 17, 2020

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Put Options

Purchased

-1,100

88.0000

American

Dec 20, 2019

Call Options

Written

-1,200

140.0000

American

Jan 15, 2021

Put Options

Purchased

-400

86.5000

American

Dec 27, 2019

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-5,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-12,900

86.5000

American

Jan 10, 2020

Call Options

Written

-100

91.5000

American

Dec 20, 2019

Call Options

Written

-4,700

100.0000

American

Sep 18, 2020

Call Options

Written

-500

100.0000

American

Dec 20, 2019

Call Options

Written

-1,700

80.0000

American

Jan 15, 2021

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 688953
Time of Receipt (offset from UTC): 20191220T101734+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC